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Nasdaq · USD

DIOD

DIODES INC /DEL/

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Tapewire entity
4050
SEC CIK
0000029002
Parsed reports
601

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 2026011
Mar 202600
Apr 202600
May 2026016
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 04, 2019 Filed Feb 6, 2019 22:40 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 7,082 $34.80 $246,453.60
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · nonDerivative · entry 4

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,307

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 22:40 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 7,091 $34.35 $243,575.85
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,389

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 22:40 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 7,086 $34.64 $245,459.04
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,480

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 22:40 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversionDiodes Incorporated Common Stock 24,000 $15.05 $361,200.00
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 02:52 UTC
Yang EmilyVP Worldwide Sales/Marketing
Tax withholdingDiodes Incorporated Common Stock 1,978 $32.02 $63,335.56
Disclosure

SEC source: 0001209191-19-000596 · doc4.xml · nonDerivative · entry 1

Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,748

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 21:38 UTC
CHEN C HDirector
SaleDiodes Incorporated Common Stock 5,000 $35.26 $176,300.00
Disclosure

SEC source: 0001209191-18-060879 · doc4.xml · nonDerivative · entry 1

CHEN C H · CIK 0001196527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,679

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 23:26 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 7,486 $34.50 $258,267.00
Disclosure

SEC source: 0001209191-18-060456 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,566

Read SEC document
November 29, 2018 Filed Nov 30, 2018 23:26 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 10,000 $34.59 $345,900.00
Disclosure

SEC source: 0001209191-18-060456 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,052

Read SEC document
November 26, 2018 Filed Nov 28, 2018 17:54 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 8,000 $33.70 $269,608.80
Disclosure

SEC source: 0001209191-18-060098 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,052

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.6625 to $33.7425, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 17:54 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 4,000 $33.61 $134,442.40
Disclosure

SEC source: 0001209191-18-060098 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,052

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.60 to $33.66, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 17:54 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 16,000 $33.56 $536,880.00
Disclosure

SEC source: 0001209191-18-060098 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,052

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.55 to $33.63, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
August 31, 2018 Filed Sep 4, 2018 21:37 UTC
Yu EvanVP Worldwide Analog Products
SaleDiodes Incorporated Common Stock 8,983 $37.66 $338,299.78
Disclosure

SEC source: 0001209191-18-049265 · doc4.xml · nonDerivative · entry 1

Yu Evan · CIK 0001727188 · VP Worldwide Analog Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,170

Read SEC document
August 30, 2018 Filed Aug 31, 2018 15:32 UTC
White Richard DallasCFO & Secretary
Exercise / conversion05/28/09 DIOD NQSO · Derivative 15,000 $0.00 Strike: $15.05 $0.00
Disclosure

SEC source: 0001209191-18-049030 · doc4.xml · derivative · entry 4

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Diodes Incorporated Common Stock - Diodes · 15,000 shares

Expires 2019-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010.

Read SEC document
August 30, 2018 Filed Aug 31, 2018 15:32 UTC
White Richard DallasCFO & Secretary
SaleDiodes Incorporated Common Stock 13,000 $37.88 $492,407.50
Disclosure

SEC source: 0001209191-18-049030 · doc4.xml · nonDerivative · entry 2

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,920

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.65 to $38.27, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
August 30, 2018 Filed Aug 31, 2018 15:32 UTC
White Richard DallasCFO & Secretary
Exercise / conversionDiodes Incorporated Common Stock 15,000 $15.05 $225,750.00
Disclosure

SEC source: 0001209191-18-049030 · doc4.xml · nonDerivative · entry 1

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2018 Filed Aug 29, 2018 17:47 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversion05/28/09 DIOD NQSO · Derivative 8,000 $0.00 Strike: $15.05 $0.00
Disclosure

SEC source: 0001209191-18-048776 · doc4.xml · derivative · entry 6

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Diodes Incorporated Common Stock - Diodes · 8,000 shares

Expires 2019-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010.

Read SEC document
August 28, 2018 Filed Aug 29, 2018 17:47 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 7,004 $39.15 $274,206.60
Disclosure

SEC source: 0001209191-18-048776 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,052

Read SEC document
August 28, 2018 Filed Aug 29, 2018 17:47 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversionDiodes Incorporated Common Stock 8,000 $15.05 $120,400.00
Disclosure

SEC source: 0001209191-18-048776 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 17:14 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversion05/28/09 DIOD NQSO · Derivative 50,000 $0.00 Strike: $15.05 $0.00
Disclosure

SEC source: 0001209191-18-048610 · doc4.xml · derivative · entry 17

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Diodes Incorporated Common Stock - Diodes · 50,000 shares

Expires 2019-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 17:14 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 1,400 $38.95 $54,530.00
Disclosure

SEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 12

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,056

Read SEC document
August 27, 2018 Filed Aug 28, 2018 17:14 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 5,608 $38.96 $218,487.68
Disclosure

SEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 11

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,456

Read SEC document
August 27, 2018 Filed Aug 28, 2018 17:14 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 7,012 $38.65 $271,013.80
Disclosure

SEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 10

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,064

Read SEC document
August 27, 2018 Filed Aug 28, 2018 17:14 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 7,016 $38.45 $269,765.20
Disclosure

SEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 9

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,076

Read SEC document
August 27, 2018 Filed Aug 28, 2018 17:14 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 7,019 $38.25 $268,476.75
Disclosure

SEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 8

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,092

Read SEC document
August 27, 2018 Filed Aug 28, 2018 17:14 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 6,922 $38.05 $263,382.10
Disclosure

SEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 7

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,111

Read SEC document
August 27, 2018 Filed Aug 28, 2018 17:14 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 100 $38.08 $3,808.00
Disclosure

SEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 6

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,033

Read SEC document
August 27, 2018 Filed Aug 28, 2018 17:14 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 4,390 $38.00 $166,820.00
Disclosure

SEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 5

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,133

Read SEC document
August 27, 2018 Filed Aug 28, 2018 17:14 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 4,389 $37.95 $166,562.55
Disclosure

SEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 4

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661,523

Read SEC document
August 27, 2018 Filed Aug 28, 2018 17:14 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversionDiodes Incorporated Common Stock 50,000 $15.05 $752,500.00
Disclosure

SEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 17:14 UTC
Tang FrancisVP,Worldwide Discrete Products
Exercise / conversion05/26/11 DIOD NQSO · Derivative 7,000 $0.00 Strike: $29.21 $0.00
Disclosure

SEC source: 0001209191-18-048612 · doc4.xml · derivative · entry 5

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 7,000 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 17:14 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock 6,560 $38.90 $255,184.00
Disclosure

SEC source: 0001209191-18-048612 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,037

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 17:14 UTC
Tang FrancisVP,Worldwide Discrete Products
Exercise / conversionDiodes Incorporated Common Stock 7,000 $29.21 $204,470.00
Disclosure

SEC source: 0001209191-18-048612 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 17:14 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversion05/28/09 DIOD NQSO · Derivative 5,000 $0.00 Strike: $15.05 $0.00
Disclosure

SEC source: 0001209191-18-048610 · doc4.xml · derivative · entry 16

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Diodes Incorporated Common Stock - Diodes · 5,000 shares

Expires 2019-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 17:14 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 4,392 $37.82 $166,106.32
Disclosure

SEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,912

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.81 to $37.8319, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 17:14 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversionDiodes Incorporated Common Stock 5,000 $15.05 $75,250.00
Disclosure

SEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2018 Filed Aug 21, 2018 22:04 UTC SaleDiodes Incorporated Common Stock 2,575 $37.13 $95,612.07
Disclosure

SEC source: 0001209191-18-047820 · doc4.xml · nonDerivative · entry 1

Tsai Michael Kuo-Chih · CIK 0001489140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,625

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.91 to $37.365, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 16:14 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversion05/28/09 DIOD NQSO · Derivative 5,000 $0.00 Strike: $15.05 $0.00
Disclosure

SEC source: 0001209191-18-046719 · doc4.xml · derivative · entry 6

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Diodes Incorporated Common Stock - Diodes · 5,000 shares

Expires 2019-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 16:14 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 4,389 $38.05 $167,001.45
Disclosure

SEC source: 0001209191-18-046719 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,304

Read SEC document
August 14, 2018 Filed Aug 15, 2018 16:14 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversionDiodes Incorporated Common Stock 5,000 $15.05 $75,250.00
Disclosure

SEC source: 0001209191-18-046719 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2018 Filed Jul 24, 2018 22:15 UTC
Tang FrancisVP,Worldwide Discrete Products
Exercise / conversion05/26/11 DIOD NQSO · Derivative 5,000 $0.00 Strike: $29.21 $0.00
Disclosure

SEC source: 0001209191-18-043790 · doc4.xml · derivative · entry 5

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Diodes Incorporated Common Stock - Diodes · 5,000 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012.

Read SEC document
July 24, 2018 Filed Jul 24, 2018 22:15 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock 4,696 $38.54 $180,983.84
Disclosure

SEC source: 0001209191-18-043790 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,597

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
July 24, 2018 Filed Jul 24, 2018 22:15 UTC
Tang FrancisVP,Worldwide Discrete Products
Exercise / conversionDiodes Incorporated Common Stock 5,000 $29.21 $146,050.00
Disclosure

SEC source: 0001209191-18-043790 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
July 18, 2018 Filed Jul 19, 2018 21:43 UTC
Tang FrancisVP,Worldwide Discrete Products
Exercise / conversion05/26/11 DIOD NQSO · Derivative 5,000 $0.00 Strike: $29.21 $0.00
Disclosure

SEC source: 0001209191-18-043389 · doc4.xml · derivative · entry 5

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Diodes Incorporated Common Stock - Diodes · 5,000 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012.

Read SEC document
July 18, 2018 Filed Jul 19, 2018 21:43 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock 4,708 $38.00 $178,904.00
Disclosure

SEC source: 0001209191-18-043389 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,293

F2 · kind: Sold under a 10b5-1 plan.

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July 18, 2018 Filed Jul 19, 2018 21:43 UTC
Tang FrancisVP,Worldwide Discrete Products
Exercise / conversionDiodes Incorporated Common Stock 5,000 $29.21 $146,050.00
Disclosure

SEC source: 0001209191-18-043389 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

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July 02, 2018 Filed Jul 5, 2018 16:36 UTC
Tang FrancisVP,Worldwide Discrete Products
Tax withholdingDiodes Incorporated Common Stock 120 $34.77 $4,172.40
Disclosure

SEC source: 0001209191-18-041440 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 1,880

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

F2 · balance_after: These shares, which consist of restricted stock units, were granted to the reporting persons son, who shares the reporting persons household and is an employee of Diodes Incorporated. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons shares for purposes of Section 16 or for any other purpose.

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July 02, 2018 Filed Jul 5, 2018 16:35 UTC
BELTRAN CLEMENTEVice President
Tax withholdingDiodes Incorporated Common Stock 524 $34.77 $18,219.48
Disclosure

SEC source: 0001209191-18-041439 · doc4.xml · nonDerivative · entry 1

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned By Spouse

Disclosed balance after: 9,164

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

F2 · balance_after: The amount of securities beneficially owned includes both restricted stock units and common stock.

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July 02, 2018 Filed Jul 12, 2018 16:42 UTC
Tang FrancisVP,Worldwide Discrete Products
GrantDiodes Incorporated Common Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042422 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 1,180

F1 · security: Restricted stock units vest in four equal installments beginning 07/01/2019.

F2 · price: Granted under Rule 16b-3 Plan.

F3 · balance_after: These shares, which consist of restricted stock units, were granted to the reporting persons son, who shares the reporting persons household and is an employee of Diodes Incorporated. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons shares for purposes of Section 16 or for any other purpose.

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July 02, 2018 Filed Jul 12, 2018 16:42 UTC
BELTRAN CLEMENTEVice President
GrantDiodes Incorporated Common Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042420 · doc4.xml · nonDerivative · entry 1

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned By Spouse

Disclosed balance after: 7,564

F1 · security: Restricted stock units vest in four equal installments beginning 07/01/2019.

F2 · price: Granted under Rule 16b-3 Plan.

F3 · balance_after: The amount of securities beneficially owned includes both restricted stock units and common stock.

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July 02, 2018 Filed Aug 23, 2018 21:07 UTC
Yu EvanVP Worldwide Analog Products
Tax withholdingDiodes Incorporated Common Stock 252 $34.77 $8,762.04
Disclosure

SEC source: 0001209191-18-048215 · doc4.xml · nonDerivative · entry 1

Yu Evan · CIK 0001727188 · VP Worldwide Analog Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,153

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.