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Nasdaq · USD

DIOD

DIODES INC /DEL/

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Tapewire entity
4050
SEC CIK
0000029002
Parsed reports
601

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 2026011
Mar 202600
Apr 202600
May 2026016
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2019 Filed Feb 19, 2019 21:59 UTC
White Richard DallasCFO & Secretary
SaleDiodes Incorporated Common Stock 5,000 $40.91 $204,550.00
Disclosure

SEC source: 0001209191-19-011144 · doc4.xml · nonDerivative · entry 5

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,771

F3 · kind: A portion of the vested restricted stock unit shares was automatically sold to cover income tax.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:59 UTC
White Richard DallasCFO & Secretary
SaleDiodes Incorporated Common Stock 13,041 $42.50 $554,242.50
Disclosure

SEC source: 0001209191-19-011144 · doc4.xml · nonDerivative · entry 4

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,771

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:59 UTC
White Richard DallasCFO & Secretary
Exercise / conversionDiodes Incorporated Common Stock 15,000 $15.05 $225,750.00
Disclosure

SEC source: 0001209191-19-011144 · doc4.xml · nonDerivative · entry 3

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:58 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock 4,500 $40.91 $184,095.00
Disclosure

SEC source: 0001209191-19-011141 · doc4.xml · nonDerivative · entry 5

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,770

F3 · kind: A portion of the vested restricted stock unit shares was automatically sold to cover income tax.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:54 UTC
Holland JulieVP WW Analog Products
SaleDiodes Incorporated Common Stock 3,250 $40.91 $132,957.50
Disclosure

SEC source: 0001209191-19-011132 · doc4.xml · nonDerivative · entry 1

Holland Julie · CIK 0001436690 · VP WW Analog Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,949

F1 · kind: A portion of the vested restricted stock unit shares was automatically sold to cover income tax.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:51 UTC
BELTRAN CLEMENTEVice President
SaleDiodes Incorporated Common Stock 792 $42.00 $33,264.00
Disclosure

SEC source: 0001209191-19-011122 · doc4.xml · nonDerivative · entry 4

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,273

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:51 UTC
BELTRAN CLEMENTEVice President
SaleDiodes Incorporated Common Stock 520 $42.00 $21,840.00
Disclosure

SEC source: 0001209191-19-011122 · doc4.xml · nonDerivative · entry 3

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,065

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversion05/24/2010 DIOD NQSO · Derivative 68,000 $0.00 Strike: $19.28 $0.00
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · derivative · entry 19

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 68,000 shares

Expires 2020-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/24/2011.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC
LU KEH SHEWDirector · President & CEO
Tax withholdingDiodes Incorporated Common Stock 5,399 $40.63 $219,361.37
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 14

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,892

F3 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 3,576 $40.53 $144,935.28
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 13

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,291

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 7,158 $40.20 $287,751.60
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 12

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,867

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 7,166 $39.80 $285,206.80
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 11

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,025

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 7,172 $39.50 $283,294.00
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 10

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,191

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 7,178 $39.25 $281,736.50
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 9

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,363

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 7,186 $38.80 $278,834.05
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 8

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,541

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 7,193 $38.50 $276,930.50
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 7

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,727

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 7,199 $38.20 $275,001.80
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 6

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,920

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 7,208 $37.80 $272,462.40
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 5

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645,119

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversionDiodes Incorporated Common Stock 68,000 $19.28 $1,311,040.00
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 4

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:14 UTC
CHEN C HDirector
SaleDiodes Incorporated Common Stock 5,000 $38.50 $192,500.00
Disclosure

SEC source: 0001209191-19-010572 · doc4.xml · nonDerivative · entry 4

CHEN C H · CIK 0001196527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,679

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:14 UTC
CHEN C HDirector
SaleDiodes Incorporated Common Stock 5,000 $38.00 $190,000.00
Disclosure

SEC source: 0001209191-19-010572 · doc4.xml · nonDerivative · entry 3

CHEN C H · CIK 0001196527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,679

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:59 UTC
White Richard DallasCFO & Secretary
Exercise / conversion05/28/09 DIOD NQSO · Derivative 15,000 $0.00 Strike: $15.05 $0.00
Disclosure

SEC source: 0001209191-19-011144 · doc4.xml · derivative · entry 7

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Diodes Incorporated Common Stock - Diodes · 15,000 shares

Expires 2019-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:59 UTC
White Richard DallasCFO & Secretary
SaleDiodes Incorporated Common Stock 13,108 $40.00 $524,320.00
Disclosure

SEC source: 0001209191-19-011144 · doc4.xml · nonDerivative · entry 2

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,812

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:59 UTC
White Richard DallasCFO & Secretary
Exercise / conversionDiodes Incorporated Common Stock 15,000 $15.05 $225,750.00
Disclosure

SEC source: 0001209191-19-011144 · doc4.xml · nonDerivative · entry 1

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:01 UTC
Yu EvanVP Worldwide Analog Products
Tax withholdingDiodes Incorporated Common Stock 125 $40.63 $5,078.75
Disclosure

SEC source: 0001209191-19-011153 · doc4.xml · nonDerivative · entry 1

Yu Evan · CIK 0001727188 · VP Worldwide Analog Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,045

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:00 UTC
Yang EmilyVP Worldwide Sales/Marketing
Tax withholdingDiodes Incorporated Common Stock 863 $40.63 $35,063.69
Disclosure

SEC source: 0001209191-19-011149 · doc4.xml · nonDerivative · entry 1

Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,885

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:58 UTC
Tang FrancisVP,Worldwide Discrete Products
Exercise / conversion05/24/2010 DIOD NQSO · Derivative 17,000 $0.00 Strike: $19.28 $0.00
Disclosure

SEC source: 0001209191-19-011141 · doc4.xml · derivative · entry 8

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 17,000 shares

Expires 2020-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F5 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/24/2011.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:58 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock 6,065 $41.00 $248,665.00
Disclosure

SEC source: 0001209191-19-011141 · doc4.xml · nonDerivative · entry 4

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,270

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:58 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock 4,347 $40.00 $173,880.00
Disclosure

SEC source: 0001209191-19-011141 · doc4.xml · nonDerivative · entry 3

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,335

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:58 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock 4,355 $39.51 $172,066.05
Disclosure

SEC source: 0001209191-19-011141 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,682

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:58 UTC
Tang FrancisVP,Worldwide Discrete Products
Exercise / conversionDiodes Incorporated Common Stock 17,000 $19.28 $327,760.00
Disclosure

SEC source: 0001209191-19-011141 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:51 UTC
BELTRAN CLEMENTEVice President
Tax withholdingDiodes Incorporated Common Stock 282 $40.63 $11,457.66
Disclosure

SEC source: 0001209191-19-011122 · doc4.xml · nonDerivative · entry 2

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,585

F2 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:51 UTC
BELTRAN CLEMENTEVice President
SaleDiodes Incorporated Common Stock 546 $40.68 $22,209.53
Disclosure

SEC source: 0001209191-19-011122 · doc4.xml · nonDerivative · entry 1

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,867

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:15 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversion05/24/2010 DIOD NQSO · Derivative 16,000 $0.00 Strike: $19.28 $0.00
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · derivative · entry 18

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,000

Underlying: Diodes Incorporated Common Stock - Diodes · 16,000 shares

Expires 2020-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/24/2011.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:15 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 7,214 $37.53 $270,741.42
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584,327

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:15 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 7,221 $37.21 $268,693.41
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,541

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:15 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversionDiodes Incorporated Common Stock 16,000 $19.28 $308,480.00
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:14 UTC
CHEN C HDirector
SaleDiodes Incorporated Common Stock 5,000 $37.50 $187,500.00
Disclosure

SEC source: 0001209191-19-010572 · doc4.xml · nonDerivative · entry 2

CHEN C H · CIK 0001196527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,679

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:14 UTC
CHEN C HDirector
SaleDiodes Incorporated Common Stock 5,000 $37.00 $185,000.00
Disclosure

SEC source: 0001209191-19-010572 · doc4.xml · nonDerivative · entry 1

CHEN C H · CIK 0001196527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,679

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 06, 2019 Filed Feb 6, 2019 22:40 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversion05/24/2010 DIOD NQSO · Derivative 16,000 $0.00 Strike: $19.28 $0.00
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · derivative · entry 15

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,000

Underlying: Diodes Incorporated Common Stock - Diodes · 16,000 shares

Expires 2020-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F5 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/24/2011.

Read SEC document
February 06, 2019 Filed Feb 6, 2019 22:40 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 7,230 $36.80 $266,064.00
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · nonDerivative · entry 9

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,762

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 06, 2019 Filed Feb 6, 2019 22:40 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 7,237 $36.50 $264,150.50
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · nonDerivative · entry 8

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,992

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 06, 2019 Filed Feb 6, 2019 22:40 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversionDiodes Incorporated Common Stock 16,000 $19.28 $308,480.00
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · nonDerivative · entry 7

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
February 06, 2019 Filed Feb 6, 2019 22:39 UTC
CHEN C HDirector
SaleDiodes Incorporated Common Stock 5,000 $36.50 $182,500.00
Disclosure

SEC source: 0001209191-19-007833 · doc4.xml · nonDerivative · entry 3

CHEN C H · CIK 0001196527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,679

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 06, 2019 Filed Feb 6, 2019 22:39 UTC
CHEN C HDirector
SaleDiodes Incorporated Common Stock 5,000 $36.10 $180,500.00
Disclosure

SEC source: 0001209191-19-007833 · doc4.xml · nonDerivative · entry 2

CHEN C H · CIK 0001196527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,679

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 22:40 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversion05/28/09 DIOD NQSO · Derivative 8,000 $0.00 Strike: $15.05 $0.00
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · derivative · entry 14

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 8,000 shares

Expires 2019-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 22:40 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 7,078 $35.07 $248,225.46
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · nonDerivative · entry 6

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,229

F2 · kind: Sold under a 10b5-1 plan.

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February 05, 2019 Filed Feb 6, 2019 22:40 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversionDiodes Incorporated Common Stock 8,000 $15.05 $120,400.00
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · nonDerivative · entry 5

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

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February 05, 2019 Filed Feb 6, 2019 22:39 UTC
CHEN C HDirector
SaleDiodes Incorporated Common Stock 5,000 $35.50 $177,500.00
Disclosure

SEC source: 0001209191-19-007833 · doc4.xml · nonDerivative · entry 1

CHEN C H · CIK 0001196527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,679

F1 · kind: Sold under a 10b5-1 plan.

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February 04, 2019 Filed Feb 6, 2019 22:40 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversion05/28/09 DIOD NQSO · Derivative 24,000 $0.00 Strike: $15.05 $0.00
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · derivative · entry 13

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Diodes Incorporated Common Stock - Diodes · 24,000 shares

Expires 2019-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.