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Nasdaq · USD

DIOD

DIODES INC /DEL/

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4050
SEC CIK
0000029002
Parsed reports
601

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 2026011
Mar 202600
Apr 202600
May 2026016
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 13, 2019 Filed Sep 16, 2019 23:37 UTC
Yang EmilyVP Worldwide Sales/Marketing
SaleDiodes Incorporated Common Stock 1,057 $40.52 $42,829.64
Disclosure

SEC source: 0001209191-19-049722 · doc4.xml · nonDerivative · entry 1

Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,961

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 21:50 UTC
LU KEH SHEWDirector · President & CEO
OtherDiodes Incorporated Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046857 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Lu Family Foundation

Disclosed balance after: 20,000

F1 · kind: These shares were transferred from the reporting person's direct holdings to The Lu Family Foundation, an indirect holding.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 21:50 UTC
LU KEH SHEWDirector · President & CEO
OtherDiodes Incorporated Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046857 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,359

F1 · kind: These shares were transferred from the reporting person's direct holdings to The Lu Family Foundation, an indirect holding.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 22:03 UTC SaleDiodes Incorporated Common Stock 2,093 $38.00 $79,534.00
Disclosure

SEC source: 0001209191-19-045986 · doc4.xml · nonDerivative · entry 1

Whitmire Brett R · CIK 0001768901 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Read SEC document
August 13, 2019 Filed Jan 9, 2020 19:46 UTC
CHEN C HDirector
GiftDiodes Incorporated Common Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002682 · doc5.xml · nonDerivative · entry 2

CHEN C H · CIK 0001196527 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trident Trust Company, Trustee of Chen Family Trust

Disclosed balance after: 250,000

F1 · shares: These shares are owned by a holding company, the sole owner of which was the reporting person until the shares of the holding company were contributed as a gift to the Chen Family Trust. The reporting person has sole power to revoke the Chen Family Trust, and remains the sole director of the holding company.

Read SEC document
August 13, 2019 Filed Jan 9, 2020 19:46 UTC
CHEN C HDirector
GiftDiodes Incorporated Common Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002682 · doc5.xml · nonDerivative · entry 1

CHEN C H · CIK 0001196527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,679

F1 · shares: These shares are owned by a holding company, the sole owner of which was the reporting person until the shares of the holding company were contributed as a gift to the Chen Family Trust. The reporting person has sole power to revoke the Chen Family Trust, and remains the sole director of the holding company.

Read SEC document
July 30, 2019 Filed Jul 31, 2019 20:56 UTC
Yu EvanVP Worldwide Analog Products
SaleDiodes Incorporated Common Stock 4,830 $43.50 $210,105.00
Disclosure

SEC source: 0001209191-19-043875 · doc4.xml · nonDerivative · entry 1

Yu Evan · CIK 0001727188 · VP Worldwide Analog Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,026

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:07 UTC
Yu EvanVP Worldwide Analog Products
Tax withholdingDiodes Incorporated Common Stock 189 $36.74 $6,943.86
Disclosure

SEC source: 0001209191-19-040189 · doc4.xml · nonDerivative · entry 1

Yu Evan · CIK 0001727188 · VP Worldwide Analog Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,856

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:06 UTC
Yang EmilyVP Worldwide Sales/Marketing
Tax withholdingDiodes Incorporated Common Stock 329 $36.74 $12,087.46
Disclosure

SEC source: 0001209191-19-040184 · doc4.xml · nonDerivative · entry 1

Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,018

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:05 UTC
Tang FrancisVP,Worldwide Discrete Products
GrantDiodes Incorporated Common Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040180 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 2,980

F1 · security: Restricted stock units vest in four equal installments beginning 07/01/2020.

F2 · price: Granted under Rule 16b-3 Plan.

F3 · balance_after: These shares, which consist of restricted stock units, were granted to the reporting persons son, who shares the reporting persons household and is an employee of Diodes Incorporated. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons shares for purposes of Section 16 or for any other purpose.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 15:21 UTC Tax withholdingDiodes Incorporated Common Stock 657 $36.74 $24,138.18
Disclosure

SEC source: 0001209191-19-040696 · doc4.xml · nonDerivative · entry 1

Whitmire Brett R · CIK 0001768901 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,093

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
May 29, 2019 Filed May 30, 2019 21:44 UTC
White Richard DallasCorporate Secretary
SaleDiodes Incorporated Common Stock 13,000 $31.73 $412,479.60
Disclosure

SEC source: 0001209191-19-033503 · doc4.xml · nonDerivative · entry 1

White Richard Dallas · CIK 0001368889 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,806

F1 · kind: A portion of the vested restricted stock unit shares was automatically sold to cover income tax.

Read SEC document
May 29, 2019 Filed May 30, 2019 21:36 UTC
Holland JulieVP Corporate Operations
SaleDiodes Incorporated Common Stock 4,000 $31.73 $126,916.80
Disclosure

SEC source: 0001209191-19-033499 · doc4.xml · nonDerivative · entry 1

Holland Julie · CIK 0001436690 · VP Corporate Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,120

F1 · kind: A portion of the vested restricted stock unit shares was automatically sold to cover income tax.

Read SEC document
May 29, 2019 Filed May 30, 2019 21:36 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock 6,000 $31.73 $190,375.20
Disclosure

SEC source: 0001209191-19-033498 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,217

F1 · kind: A portion of the vested restricted stock unit shares was automatically sold to cover income tax.

Read SEC document
May 28, 2019 Filed May 30, 2019 21:32 UTC
LU KEH SHEWDirector · President & CEO
Tax withholdingDiodes Incorporated Common Stock 21,644 $32.10 $694,772.40
Disclosure

SEC source: 0001209191-19-033495 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,359

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
May 28, 2019 Filed May 30, 2019 21:31 UTC
BELTRAN CLEMENTEVP, Strat. Long Range Planning
Tax withholdingDiodes Incorporated Common Stock 854 $32.10 $27,413.40
Disclosure

SEC source: 0001209191-19-033493 · doc4.xml · nonDerivative · entry 1

BELTRAN CLEMENTE · CIK 0001372359 · VP, Strat. Long Range Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,614

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
May 17, 2019 Filed May 21, 2019 21:26 UTC GrantDiodes Incorporated Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-031814 · doc4.xml · nonDerivative · entry 1

Tsai Michael Kuo-Chih · CIK 0001489140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,625

F1 · security: Restricted stock units vest in four equal installments beginning 05/26/2020.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
May 17, 2019 Filed May 21, 2019 21:25 UTC
Sung Wen-ChiDirector
GrantDiodes Incorporated Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-031813 · doc4.xml · nonDerivative · entry 1

Sung Wen-Chi · CIK 0001707312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,600

F1 · security: Restricted stock units vest in four equal installments beginning 05/26/2020.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
May 17, 2019 Filed May 21, 2019 21:24 UTC GrantDiodes Incorporated Common Stock 19,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-031812 · doc4.xml · nonDerivative · entry 1

SOONG RAYMOND · CIK 0000904067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,000

F1 · security: Restricted stock units vest in four equal installments beginning 05/26/2020.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
May 17, 2019 Filed May 21, 2019 21:24 UTC GrantDiodes Incorporated Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-031810 · doc4.xml · nonDerivative · entry 1

Menard Peter M · CIK 0001736700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,300

F1 · security: Restricted stock units vest in four equal installments beginning 05/26/2020.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
May 17, 2019 Filed May 21, 2019 21:21 UTC
CHEN C HDirector
GrantDiodes Incorporated Common Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-031803 · doc4.xml · nonDerivative · entry 1

CHEN C H · CIK 0001196527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,679

F1 · security: Restricted stock units vest in four equal installments beginning 05/26/2020.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
May 17, 2019 Filed May 21, 2019 21:22 UTC GrantDiodes Incorporated Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-031807 · doc4.xml · nonDerivative · entry 1

GIORDANO MICHAEL R · CIK 0001196535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,376

F1 · security: Restricted stock units vest in four equal installments beginning 05/26/2020.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:21 UTC
LU KEH SHEWDirector · President & CEO
GiftDiodes Incorporated Common Stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015600 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Lu 2017 Irrevocable Trust

Disclosed balance after: 4,700

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:21 UTC
LU KEH SHEWDirector · President & CEO
GiftDiodes Incorporated Common Stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015600 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,003

Read SEC document
February 26, 2019 Filed Feb 28, 2019 23:27 UTC
Yang EmilyVP Worldwide Sales/Marketing
SaleDiodes Incorporated Common Stock 300 $42.80 $12,840.00
Disclosure

SEC source: 0001209191-19-014711 · doc4.xml · nonDerivative · entry 3

Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,347

Read SEC document
February 26, 2019 Filed Feb 28, 2019 23:27 UTC
Yang EmilyVP Worldwide Sales/Marketing
SaleDiodes Incorporated Common Stock 296 $42.75 $12,654.00
Disclosure

SEC source: 0001209191-19-014711 · doc4.xml · nonDerivative · entry 2

Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,647

Read SEC document
February 26, 2019 Filed Feb 28, 2019 23:27 UTC
Yang EmilyVP Worldwide Sales/Marketing
SaleDiodes Incorporated Common Stock 400 $42.78 $17,112.00
Disclosure

SEC source: 0001209191-19-014711 · doc4.xml · nonDerivative · entry 1

Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,943

Read SEC document
February 25, 2019 Filed Feb 25, 2019 22:59 UTC
BELTRAN CLEMENTEVice President
SaleDiodes Incorporated Common Stock 3,229 $43.95 $141,914.55
Disclosure

SEC source: 0001209191-19-013145 · doc4.xml · nonDerivative · entry 4

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,725

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 25, 2019 Filed Feb 25, 2019 22:59 UTC
BELTRAN CLEMENTEVice President
SaleDiodes Incorporated Common Stock 257 $43.00 $11,051.00
Disclosure

SEC source: 0001209191-19-013145 · doc4.xml · nonDerivative · entry 3

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,468

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 25, 2019 Filed Feb 25, 2019 22:59 UTC
BELTRAN CLEMENTEVice President
SaleDiodes Incorporated Common Stock 2,037 $42.00 $85,554.00
Disclosure

SEC source: 0001209191-19-013145 · doc4.xml · nonDerivative · entry 2

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,954

Read SEC document
February 25, 2019 Filed Feb 27, 2019 22:15 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock 100 $44.00 $4,400.00
Disclosure

SEC source: 0001209191-19-014135 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 2,280

F1 · balance_after: These shares, which consist of restricted stock units, were granted to the reporting persons son, who shares the reporting persons household and is an employee of Diodes Incorporated. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 22:15 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock 200 $42.70 $8,540.00
Disclosure

SEC source: 0001209191-19-014135 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 2,380

F1 · balance_after: These shares, which consist of restricted stock units, were granted to the reporting persons son, who shares the reporting persons household and is an employee of Diodes Incorporated. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 23:30 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock 4,553 $40.89 $186,172.17
Disclosure

SEC source: 0001209191-19-013181 · doc4.xml · nonDerivative · entry 3

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,217

F6 · kind: A portion of the vested restricted stock unit shares was automatically sold to cover income tax.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 23:31 UTC
White Richard DallasCFO & Secretary
SaleDiodes Incorporated Common Stock 4,965 $40.89 $203,018.85
Disclosure

SEC source: 0001209191-19-013182 · doc4.xml · nonDerivative · entry 1

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,806

F1 · kind: A portion of the vested restricted stock unit shares was automatically sold to cover income tax.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 23:16 UTC
Holland JulieVP Corporate Operations
SaleDiodes Incorporated Common Stock 2,829 $40.89 $115,677.81
Disclosure

SEC source: 0001209191-19-013173 · doc4.xml · nonDerivative · entry 3

Holland Julie · CIK 0001436690 · VP Corporate Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,120

F6 · kind: A portion of the vested restricted stock unit shares was automatically sold to cover income tax.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:59 UTC
BELTRAN CLEMENTEVice President
Tax withholdingDiodes Incorporated Common Stock 282 $41.04 $11,573.28
Disclosure

SEC source: 0001209191-19-013145 · doc4.xml · nonDerivative · entry 1

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,991

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:30 UTC
Tang FrancisVP,Worldwide Discrete Products
GrantDiodes Incorporated Common Stock - Performance Stock Units 17,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013181 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,214

F3 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock.

F4 · kind: The PSUs vest in February 2022 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2019 through 2021 of $568.7 million (Target Performance).

F5 · kind: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:30 UTC
Tang FrancisVP,Worldwide Discrete Products
GrantDiodes Incorporated Common Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013181 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,770

F1 · security: Restricted stock units vest in four equal installments beginning 02/21/2020.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:32 UTC
Yang EmilyVP Worldwide Sales/Marketing
GrantDiodes Incorporated Common Stock - Performance Stock Units 13,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013184 · doc4.xml · nonDerivative · entry 2

Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

F3 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock.

F4 · kind: The PSUs vest in February 2022 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2019 through 2021 of $568.7 million (Target Performance).

F5 · kind: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:32 UTC
Yang EmilyVP Worldwide Sales/Marketing
GrantDiodes Incorporated Common Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013184 · doc4.xml · nonDerivative · entry 1

Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,343

F1 · security: Restricted stock units vest in four equal installments beginning 02/21/2020.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:34 UTC
Yu EvanVP Worldwide Analog Products
GrantDiodes Incorporated Common Stock - Performance Stock Units 13,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013186 · doc4.xml · nonDerivative · entry 2

Yu Evan · CIK 0001727188 · VP Worldwide Analog Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

F3 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock.

F4 · kind: The PSUs vest in February 2022 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2019 through 2021 of $568.7 million (Target Performance).

F5 · kind: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:34 UTC
Yu EvanVP Worldwide Analog Products
GrantDiodes Incorporated Common Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013186 · doc4.xml · nonDerivative · entry 1

Yu Evan · CIK 0001727188 · VP Worldwide Analog Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,045

F1 · security: Restricted stock units vest in four equal installments beginning 02/21/2020.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:16 UTC
Holland JulieVP Corporate Operations
GrantDiodes Incorporated Common Stock - Performance Stock Units 17,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013173 · doc4.xml · nonDerivative · entry 2

Holland Julie · CIK 0001436690 · VP Corporate Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,316

F3 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock.

F4 · kind: The PSUs vest in February 2022 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2019 through 2021 of $568.7 million (Target Performance).

F5 · kind: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:16 UTC
Holland JulieVP Corporate Operations
GrantDiodes Incorporated Common Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013173 · doc4.xml · nonDerivative · entry 1

Holland Julie · CIK 0001436690 · VP Corporate Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,949

F1 · security: Restricted stock units vest in four equal installments beginning 02/21/2020.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:16 UTC
LU KEH SHEWDirector · President & CEO
Tax withholdingDiodes Incorporated Common Stock 6,189 $41.04 $253,996.56
Disclosure

SEC source: 0001209191-19-013171 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 638,703

F6 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:16 UTC
LU KEH SHEWDirector · President & CEO
GrantDiodes Incorporated Common Stock - Performance Stock Units 59,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013171 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,905

F3 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock.

F4 · kind: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%.

F5 · kind: The PSUs vest in February 2022 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2019 through 2021 of $568.7 million (Target Performance).

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:16 UTC
LU KEH SHEWDirector · President & CEO
GrantDiodes Incorporated Common Stock 59,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013171 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644,892

F1 · security: Restricted stock units vest in four equal installments beginning 02/21/2020.

F2 · kind: Granted under Rule 16b-3 Plan.

F2 · price: Granted under Rule 16b-3 Plan.

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February 20, 2019 Filed Feb 21, 2019 23:24 UTC
Yang EmilyVP Worldwide Sales/Marketing
SaleDiodes Incorporated Common Stock 1,542 $41.50 $63,993.00
Disclosure

SEC source: 0001209191-19-012260 · doc4.xml · nonDerivative · entry 2

Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,343

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February 19, 2019 Filed Feb 21, 2019 23:24 UTC
Yang EmilyVP Worldwide Sales/Marketing
SaleDiodes Incorporated Common Stock 1,000 $40.85 $40,854.00
Disclosure

SEC source: 0001209191-19-012260 · doc4.xml · nonDerivative · entry 1

Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,885

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February 15, 2019 Filed Feb 19, 2019 21:59 UTC
White Richard DallasCFO & Secretary
Exercise / conversion05/28/09 DIOD NQSO · Derivative 15,000 $0.00 Strike: $15.05 $0.00
Disclosure

SEC source: 0001209191-19-011144 · doc4.xml · derivative · entry 8

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 15,000 shares

Expires 2019-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.