Last 12 months
Inside the activity.
0 purchase rows · 29 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 16 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2019 Filed Dec 13, 2019 23:23 UTC |
Tang FrancisVP,Worldwide Discrete Products
|
SaleDiodes Incorporated Common Stock | 170 | $49.00 | $8,330.00 |
DisclosureSEC source: 0001209191-19-060504 · doc4.xml · nonDerivative · entry 8 Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products 10b5-1 filing: Not disclosed Ownership: Indirect · By Son Disclosed balance after: 2,600 F2 · kind: Sold under a 10b5-1 plan. F3 · balance_after: These shares, which consist of restricted stock units, were granted to the reporting persons son, who shares the reporting persons household and is an employee of Diodes Incorporated. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 23:23 UTC |
Tang FrancisVP,Worldwide Discrete Products
|
SaleDiodes Incorporated Common Stock | 140 | $50.00 | $7,000.00 |
DisclosureSEC source: 0001209191-19-060504 · doc4.xml · nonDerivative · entry 7 Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products 10b5-1 filing: Not disclosed Ownership: Indirect · By Son Disclosed balance after: 2,770 F2 · kind: Sold under a 10b5-1 plan. F3 · balance_after: These shares, which consist of restricted stock units, were granted to the reporting persons son, who shares the reporting persons household and is an employee of Diodes Incorporated. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 23:22 UTC |
Holland JulieVP Corporate Operations
|
Exercise / conversion05/26/11 DIOD NQSO · Derivative | 17,000 | $0.00 Strike: $29.21 | $0.00 |
DisclosureSEC source: 0001209191-19-060502 · doc4.xml · derivative · entry 4 Holland Julie · CIK 0001436690 · VP Corporate Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Diodes Incorporated Common Stock - Diodes · 17,000 shares Expires 2021-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 23:22 UTC |
Holland JulieVP Corporate Operations
|
SaleDiodes Incorporated Common Stock | 15,220 | $49.95 | $760,239.00 |
DisclosureSEC source: 0001209191-19-060502 · doc4.xml · nonDerivative · entry 2 Holland Julie · CIK 0001436690 · VP Corporate Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,485 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 23:22 UTC |
Holland JulieVP Corporate Operations
|
Exercise / conversionDiodes Incorporated Common Stock | 17,000 | $29.21 | $496,570.00 |
DisclosureSEC source: 0001209191-19-060502 · doc4.xml · nonDerivative · entry 1 Holland Julie · CIK 0001436690 · VP Corporate Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:25 UTC |
White Richard DallasCorporate Secretary
|
Exercise / conversion06/06/13 DIOD NQSO · Derivative | 20,000 | $0.00 Strike: $23.35 | $0.00 |
DisclosureSEC source: 0001209191-19-060505 · doc4.xml · derivative · entry 14 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Diodes Incorporated Common Stock - Diodes · 20,000 shares Expires 2021-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. F6 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:25 UTC |
White Richard DallasCorporate Secretary
|
Exercise / conversion05/26/11 DIOD NQSO · Derivative | 20,000 | $0.00 Strike: $29.21 | $0.00 |
DisclosureSEC source: 0001209191-19-060505 · doc4.xml · derivative · entry 12 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 Underlying: Diodes Incorporated Common Stock - Diodes · 20,000 shares Expires 2021-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. F5 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:25 UTC |
White Richard DallasCorporate Secretary
|
Exercise / conversion05/24/2010 DIOD NQSO · Derivative | 9,000 | $0.00 Strike: $19.28 | $0.00 |
DisclosureSEC source: 0001209191-19-060505 · doc4.xml · derivative · entry 11 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Diodes Incorporated Common Stock - Diodes · 9,000 shares Expires 2020-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/24/2011. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:25 UTC |
White Richard DallasCorporate Secretary
|
SaleDiodes Incorporated Common Stock | 20,000 | $48.00 | $960,000.00 |
DisclosureSEC source: 0001209191-19-060505 · doc4.xml · nonDerivative · entry 5 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,806 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:25 UTC |
White Richard DallasCorporate Secretary
|
SaleDiodes Incorporated Common Stock | 29,000 | $48.32 | $1,401,140.80 |
DisclosureSEC source: 0001209191-19-060505 · doc4.xml · nonDerivative · entry 4 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,806 F2 · kind: Sold under a 10b5-1 plan. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.64 to $48.81, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:25 UTC |
White Richard DallasCorporate Secretary
|
Exercise / conversionDiodes Incorporated Common Stock | 20,000 | $29.21 | $584,200.00 |
DisclosureSEC source: 0001209191-19-060505 · doc4.xml · nonDerivative · entry 3 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:25 UTC |
White Richard DallasCorporate Secretary
|
Exercise / conversionDiodes Incorporated Common Stock | 20,000 | $23.35 | $467,000.00 |
DisclosureSEC source: 0001209191-19-060505 · doc4.xml · nonDerivative · entry 2 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:25 UTC |
White Richard DallasCorporate Secretary
|
Exercise / conversionDiodes Incorporated Common Stock | 9,000 | $19.28 | $173,520.00 |
DisclosureSEC source: 0001209191-19-060505 · doc4.xml · nonDerivative · entry 1 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:23 UTC |
Tang FrancisVP,Worldwide Discrete Products
|
Exercise / conversion05/27/14 DIOD NQSO · Derivative | 10,000 | $0.00 Strike: $27.92 | $0.00 |
DisclosureSEC source: 0001209191-19-060504 · doc4.xml · derivative · entry 11 Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Diodes Incorporated Common Stock - Diodes · 10,000 shares Expires 2022-05-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. F5 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2015. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:23 UTC |
Tang FrancisVP,Worldwide Discrete Products
|
Exercise / conversion06/06/13 DIOD NQSO · Derivative | 10,000 | $0.00 Strike: $23.35 | $0.00 |
DisclosureSEC source: 0001209191-19-060504 · doc4.xml · derivative · entry 10 Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Diodes Incorporated Common Stock - Diodes · 10,000 shares Expires 2021-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:23 UTC |
Tang FrancisVP,Worldwide Discrete Products
|
SaleDiodes Incorporated Common Stock | 4,517 | $47.76 | $215,723.79 |
DisclosureSEC source: 0001209191-19-060504 · doc4.xml · nonDerivative · entry 6 Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,952 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:23 UTC |
Tang FrancisVP,Worldwide Discrete Products
|
SaleDiodes Incorporated Common Stock | 4,517 | $47.61 | $215,054.37 |
DisclosureSEC source: 0001209191-19-060504 · doc4.xml · nonDerivative · entry 5 Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,469 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:23 UTC |
Tang FrancisVP,Worldwide Discrete Products
|
SaleDiodes Incorporated Common Stock | 4,410 | $47.49 | $209,430.90 |
DisclosureSEC source: 0001209191-19-060504 · doc4.xml · nonDerivative · entry 4 Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,986 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:23 UTC |
Tang FrancisVP,Worldwide Discrete Products
|
SaleDiodes Incorporated Common Stock | 4,410 | $47.75 | $210,593.38 |
DisclosureSEC source: 0001209191-19-060504 · doc4.xml · nonDerivative · entry 3 Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,396 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:23 UTC |
Tang FrancisVP,Worldwide Discrete Products
|
Exercise / conversionDiodes Incorporated Common Stock | 10,000 | $27.92 | $279,200.00 |
DisclosureSEC source: 0001209191-19-060504 · doc4.xml · nonDerivative · entry 2 Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:23 UTC |
Tang FrancisVP,Worldwide Discrete Products
|
Exercise / conversionDiodes Incorporated Common Stock | 10,000 | $23.35 | $233,500.00 |
DisclosureSEC source: 0001209191-19-060504 · doc4.xml · nonDerivative · entry 1 Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 22:38 UTC |
LU KEH SHEWDirector · President & CEO
|
SaleDiodes Incorporated Common Stock | 1,000 | $46.80 | $46,799.70 |
DisclosureSEC source: 0001209191-19-058575 · doc4.xml · nonDerivative · entry 2 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,359 Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 22:38 UTC |
LU KEH SHEWDirector · President & CEO
|
SaleDiodes Incorporated Common Stock | 1,000 | $46.75 | $46,750.00 |
DisclosureSEC source: 0001209191-19-058575 · doc4.xml · nonDerivative · entry 1 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,359 Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 22:58 UTC |
Tang FrancisVP,Worldwide Discrete Products
|
SaleDiodes Incorporated Common Stock | 2,669 | $46.75 | $124,775.75 |
DisclosureSEC source: 0001209191-19-058588 · doc4.xml · nonDerivative · entry 1 Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,806 Read SEC document |
| November 26, 2019 Filed Nov 26, 2019 23:01 UTC |
White Richard DallasCorporate Secretary
|
Exercise / conversion05/24/2010 DIOD NQSO · Derivative | 25,259 | $0.00 Strike: $19.28 | $0.00 |
DisclosureSEC source: 0001209191-19-058170 · doc4.xml · derivative · entry 7 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Diodes Incorporated Common Stock - Diodes · 25,259 shares Expires 2020-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/24/2011. Read SEC document |
| November 26, 2019 Filed Nov 26, 2019 23:01 UTC |
White Richard DallasCorporate Secretary
|
SaleDiodes Incorporated Common Stock | 25,259 | $46.28 | $1,168,943.58 |
DisclosureSEC source: 0001209191-19-058170 · doc4.xml · nonDerivative · entry 4 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,806 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.38, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| November 26, 2019 Filed Nov 26, 2019 23:01 UTC |
White Richard DallasCorporate Secretary
|
Exercise / conversionDiodes Incorporated Common Stock | 25,259 | $19.28 | $486,993.52 |
DisclosureSEC source: 0001209191-19-058170 · doc4.xml · nonDerivative · entry 3 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 23:01 UTC |
White Richard DallasCorporate Secretary
|
Exercise / conversion05/24/2010 DIOD NQSO · Derivative | 4,741 | $0.00 Strike: $19.28 | $0.00 |
DisclosureSEC source: 0001209191-19-058170 · doc4.xml · derivative · entry 6 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,259 Underlying: Diodes Incorporated Common Stock - Diodes · 4,741 shares Expires 2020-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/24/2011. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 23:01 UTC |
White Richard DallasCorporate Secretary
|
SaleDiodes Incorporated Common Stock | 4,741 | $46.56 | $220,759.45 |
DisclosureSEC source: 0001209191-19-058170 · doc4.xml · nonDerivative · entry 2 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,806 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.40 to $46.70, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 23:01 UTC |
White Richard DallasCorporate Secretary
|
Exercise / conversionDiodes Incorporated Common Stock | 4,741 | $19.28 | $91,406.48 |
DisclosureSEC source: 0001209191-19-058170 · doc4.xml · nonDerivative · entry 1 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 23:00 UTC |
LU KEH SHEWDirector · President & CEO
|
SaleDiodes Incorporated Common Stock | 2,000 | $46.65 | $93,302.60 |
DisclosureSEC source: 0001209191-19-058169 · doc4.xml · nonDerivative · entry 2 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,359 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.50 to $46.6608, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 23:00 UTC |
LU KEH SHEWDirector · President & CEO
|
SaleDiodes Incorporated Common Stock | 10,000 | $46.15 | $461,506.00 |
DisclosureSEC source: 0001209191-19-058169 · doc4.xml · nonDerivative · entry 1 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,359 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.01 to $46.26, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 23:12 UTC |
Tang FrancisVP,Worldwide Discrete Products
|
SaleDiodes Incorporated Common Stock | 2,742 | $46.54 | $127,612.68 |
DisclosureSEC source: 0001209191-19-057307 · doc4.xml · nonDerivative · entry 1 Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,475 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:28 UTC |
Tang FrancisVP,Worldwide Discrete Products
|
SaleDiodes Incorporated Common Stock | 2,454 | $46.50 | $114,111.00 |
DisclosureSEC source: 0001209191-19-056567 · doc4.xml · nonDerivative · entry 1 Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,217 Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 16:29 UTC |
Tang FrancisVP,Worldwide Discrete Products
|
SaleDiodes Incorporated Common Stock | 70 | $46.75 | $3,272.50 |
DisclosureSEC source: 0001209191-19-055931 · doc4.xml · nonDerivative · entry 1 Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products 10b5-1 filing: Not disclosed Ownership: Indirect · By Son Disclosed balance after: 2,910 F1 · balance_after: These shares, which consist of restricted stock units, were granted to the reporting persons son, who shares the reporting persons household and is an employee of Diodes Incorporated. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:35 UTC |
Holland JulieVP Corporate Operations
|
Exercise / conversion05/27/14 DIOD NQSO · Derivative | 7,000 | $0.00 Strike: $27.92 | $0.00 |
DisclosureSEC source: 0001209191-19-055220 · doc4.xml · derivative · entry 4 Holland Julie · CIK 0001436690 · VP Corporate Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Diodes Incorporated Common Stock - Diodes · 7,000 shares Expires 2022-05-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2015. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:35 UTC |
Holland JulieVP Corporate Operations
|
SaleDiodes Incorporated Common Stock | 6,263 | $47.98 | $300,498.74 |
DisclosureSEC source: 0001209191-19-055220 · doc4.xml · nonDerivative · entry 2 Holland Julie · CIK 0001436690 · VP Corporate Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,705 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:35 UTC |
Holland JulieVP Corporate Operations
|
Exercise / conversionDiodes Incorporated Common Stock | 7,000 | $27.92 | $195,440.00 |
DisclosureSEC source: 0001209191-19-055220 · doc4.xml · nonDerivative · entry 1 Holland Julie · CIK 0001436690 · VP Corporate Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 15:18 UTC |
Tang FrancisVP,Worldwide Discrete Products
|
Exercise / conversion05/21/12 DIOD NQSO · Derivative | 17,000 | $0.00 Strike: $19.27 | $0.00 |
DisclosureSEC source: 0001209191-19-054465 · doc4.xml · derivative · entry 7 Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Diodes Incorporated Common Stock - Diodes · 17,000 shares Expires 2022-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2013. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 15:18 UTC |
Tang FrancisVP,Worldwide Discrete Products
|
SaleDiodes Incorporated Common Stock | 5,982 | $45.50 | $272,181.00 |
DisclosureSEC source: 0001209191-19-054465 · doc4.xml · nonDerivative · entry 4 Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,671 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 15:18 UTC |
Tang FrancisVP,Worldwide Discrete Products
|
SaleDiodes Incorporated Common Stock | 4,279 | $45.00 | $192,555.00 |
DisclosureSEC source: 0001209191-19-054465 · doc4.xml · nonDerivative · entry 3 Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,653 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 15:18 UTC |
Tang FrancisVP,Worldwide Discrete Products
|
SaleDiodes Incorporated Common Stock | 4,285 | $44.50 | $190,682.50 |
DisclosureSEC source: 0001209191-19-054465 · doc4.xml · nonDerivative · entry 2 Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,932 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 15:18 UTC |
Tang FrancisVP,Worldwide Discrete Products
|
Exercise / conversionDiodes Incorporated Common Stock | 17,000 | $19.27 | $327,590.00 |
DisclosureSEC source: 0001209191-19-054465 · doc4.xml · nonDerivative · entry 1 Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 15:19 UTC |
Yang EmilyVP Worldwide Sales/Marketing
|
SaleDiodes Incorporated Common Stock | 2,465 | $46.00 | $113,390.00 |
DisclosureSEC source: 0001209191-19-054466 · doc4.xml · nonDerivative · entry 2 Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,722 F1 · kind: Sold under a 10b5-1 plan. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 15:19 UTC |
Yang EmilyVP Worldwide Sales/Marketing
|
SaleDiodes Incorporated Common Stock | 603 | $44.00 | $26,532.00 |
DisclosureSEC source: 0001209191-19-054466 · doc4.xml · nonDerivative · entry 1 Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,187 F1 · kind: Sold under a 10b5-1 plan. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 15:17 UTC |
Holland JulieVP Corporate Operations
|
Exercise / conversion06/06/13 DIOD NQSO · Derivative | 7,000 | $0.00 Strike: $23.35 | $0.00 |
DisclosureSEC source: 0001209191-19-054464 · doc4.xml · derivative · entry 4 Holland Julie · CIK 0001436690 · VP Corporate Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Diodes Incorporated Common Stock - Diodes · 7,000 shares Expires 2021-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 15:17 UTC |
Holland JulieVP Corporate Operations
|
SaleDiodes Incorporated Common Stock | 6,152 | $44.95 | $276,532.40 |
DisclosureSEC source: 0001209191-19-054464 · doc4.xml · nonDerivative · entry 2 Holland Julie · CIK 0001436690 · VP Corporate Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,968 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 15:17 UTC |
Holland JulieVP Corporate Operations
|
Exercise / conversionDiodes Incorporated Common Stock | 7,000 | $23.35 | $163,450.00 |
DisclosureSEC source: 0001209191-19-054464 · doc4.xml · nonDerivative · entry 1 Holland Julie · CIK 0001436690 · VP Corporate Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| October 15, 2019 Filed Oct 16, 2019 17:29 UTC |
Yang EmilyVP Worldwide Sales/Marketing
|
SaleDiodes Incorporated Common Stock | 497 | $42.00 | $20,874.00 |
DisclosureSEC source: 0001209191-19-053253 · doc4.xml · nonDerivative · entry 1 Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,790 F1 · kind: Sold under a 10b5-1 plan. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 23:37 UTC |
Yang EmilyVP Worldwide Sales/Marketing
|
SaleDiodes Incorporated Common Stock | 674 | $41.00 | $27,634.00 |
DisclosureSEC source: 0001209191-19-049722 · doc4.xml · nonDerivative · entry 2 Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,287 F1 · kind: Sold under a 10b5-1 plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.