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Nasdaq · USD

DIOD

DIODES INC /DEL/

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Tapewire entity
4050
SEC CIK
0000029002
Parsed reports
601

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 2026011
Mar 202600
Apr 202600
May 2026016
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 28, 2020 Filed Apr 30, 2020 21:01 UTC
White Richard DallasCorporate Secretary
Exercise / conversionDiodes Incorporated Common Stock 10,000 $27.92 $279,200.00
Disclosure

SEC source: 0001209191-20-026343 · doc4.xml · nonDerivative · entry 1

White Richard Dallas · CIK 0001368889 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 21:04 UTC
White Richard DallasCorporate Secretary
SaleDiodes Incorporated Common Stock 4,965 $44.76 $222,233.40
Disclosure

SEC source: 0001209191-20-012414 · doc4.xml · nonDerivative · entry 1

White Richard Dallas · CIK 0001368889 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,841

F1 · kind: A portion of the vested restricted stock unit shares was automatically sold to cover income tax.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 21:03 UTC
Holland JulieVP Corporate Operations
SaleDiodes Incorporated Common Stock 7,079 $44.76 $316,856.04
Disclosure

SEC source: 0001209191-20-012411 · doc4.xml · nonDerivative · entry 1

Holland Julie · CIK 0001436690 · VP Corporate Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,456

F1 · kind: A portion of the vested restricted stock unit shares was automatically sold to cover income tax.

Read SEC document
February 21, 2020 Filed Feb 21, 2020 23:25 UTC
Yu EvanVP Worldwide Analog Products
Tax withholdingDiodes Incorporated Common Stock 163 $47.34 $7,716.42
Disclosure

SEC source: 0001209191-20-011715 · doc4.xml · nonDerivative · entry 2

Yu Evan · CIK 0001727188 · VP Worldwide Analog Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,711

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
February 21, 2020 Filed Feb 21, 2020 23:23 UTC
Tang FrancisVP,Worldwide Discrete Products
Tax withholdingDiodes Incorporated Common Stock 3,465 $47.34 $164,033.10
Disclosure

SEC source: 0001209191-20-011708 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,602

F3 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
February 21, 2020 Filed Feb 21, 2020 23:21 UTC
LU KEH SHEWDirector · President & CEO
Tax withholdingDiodes Incorporated Common Stock 11,994 $47.34 $567,795.96
Disclosure

SEC source: 0001209191-20-011705 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,587

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:31 UTC
Yang EmilyVP Worldwide Sales/Marketing
Tax withholdingDiodes Incorporated Common Stock 1,124 $47.34 $53,210.16
Disclosure

SEC source: 0001209191-20-012112 · doc4.xml · nonDerivative · entry 1

Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,565

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:29 UTC Tax withholdingDiodes Incorporated Common Stock 742 $47.34 $35,126.28
Disclosure

SEC source: 0001209191-20-012107 · doc4.xml · nonDerivative · entry 1

Whitmire Brett R · CIK 0001768901 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,058

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 23:24 UTC
White Richard DallasCorporate Secretary
SaleDiodes Incorporated Common Stock - Performance Stock Units 33,102 $48.44 $1,603,460.88
Disclosure

SEC source: 0001209191-20-011713 · doc4.xml · nonDerivative · entry 3

White Richard Dallas · CIK 0001368889 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F3 · kind: A portion of these performance stock unit shares were automatically withheld to cover income tax on the vested 2017 performance award.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 19:05 UTC
Holland JulieVP Corporate Operations
SaleDiodes Incorporated Common Stock - Performance Stock Units 22,632 $48.44 $1,096,255.61
Disclosure

SEC source: 0001209191-20-011461 · doc4.xml · nonDerivative · entry 3

Holland Julie · CIK 0001436690 · VP Corporate Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,984

F6 · kind: A portion of these performance stock unit shares were automatically withheld to cover income tax on the vested 2017 performance award.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 23:25 UTC GrantDiodes Incorporated Common Stock - Performance Stock Units 10,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011253 · doc4.xml · nonDerivative · entry 2

Whitmire Brett R · CIK 0001768901 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,800

F3 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock.

F4 · kind: The PSUs vest in February 2023 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2020 through 2022 of $390.6 million (Target Performance).

F5 · shares: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 23:25 UTC GrantDiodes Incorporated Common Stock 10,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011253 · doc4.xml · nonDerivative · entry 1

Whitmire Brett R · CIK 0001768901 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,800

F1 · security: Restricted stock units vest in four equal installments beginning 02/19/2021.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 23:27 UTC
Yu EvanVP Worldwide Analog Products
GrantDiodes Incorporated Common Stock - Performance Stock Units 11,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011256 · doc4.xml · nonDerivative · entry 2

Yu Evan · CIK 0001727188 · VP Worldwide Analog Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,700

F3 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock.

F4 · kind: The PSUs vest in February 2023 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2020 through 2022 of $390.6 million (Target Performance).

F5 · shares: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 23:27 UTC
Yu EvanVP Worldwide Analog Products
GrantDiodes Incorporated Common Stock 11,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011256 · doc4.xml · nonDerivative · entry 1

Yu Evan · CIK 0001727188 · VP Worldwide Analog Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,601

F1 · security: Restricted stock units vest in four equal installments beginning 02/19/2021.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 23:25 UTC
Yang EmilyVP Worldwide Sales/Marketing
GrantDiodes Incorporated Common Stock - Performance Stock Units 11,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011255 · doc4.xml · nonDerivative · entry 2

Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,700

F3 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock.

F4 · kind: The PSUs vest in February 2023 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2020 through 2022 of $390.6 million (Target Performance).

F5 · shares: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 23:25 UTC
Yang EmilyVP Worldwide Sales/Marketing
GrantDiodes Incorporated Common Stock 11,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011255 · doc4.xml · nonDerivative · entry 1

Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,689

F1 · security: Restricted stock units vest in four equal installments beginning 02/19/2021.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:25 UTC
Yu EvanVP Worldwide Analog Products
SaleDiodes Incorporated Common Stock 6,727 $48.90 $328,950.30
Disclosure

SEC source: 0001209191-20-011715 · doc4.xml · nonDerivative · entry 1

Yu Evan · CIK 0001727188 · VP Worldwide Analog Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,874

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:24 UTC
White Richard DallasCorporate Secretary
GrantDiodes Incorporated Common Stock - Performance Stock Units 16,551 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011713 · doc4.xml · nonDerivative · entry 2

White Richard Dallas · CIK 0001368889 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,102

F2 · kind: The Target Performance was achieved and the 2017 PSU Award vested at 200%.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:24 UTC
White Richard DallasCorporate Secretary
Disposition to issuerDiodes Incorporated Common Stock - Performance Stock Units 3,310 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011713 · doc4.xml · nonDerivative · entry 1

White Richard Dallas · CIK 0001368889 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,551

F1 · kind: A portion of the 2017 PSU award was forfeited because Richard White stepped down as CFO before the end of the 3 year measurement period.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:23 UTC
Tang FrancisVP,Worldwide Discrete Products
GrantDiodes Incorporated Common Stock - Performance Stock Units 18,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011708 · doc4.xml · nonDerivative · entry 5

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,588

F8 · kind: The Target Performance was achieved and the 2017 PSU Award vested at 200%.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:23 UTC
Tang FrancisVP,Worldwide Discrete Products
Tax withholdingDiodes Incorporated Common Stock - Performance Stock Units 12,140 $49.49 $600,808.60
Disclosure

SEC source: 0001209191-20-011708 · doc4.xml · nonDerivative · entry 4

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,374

F7 · kind: These performance stock unit shares were automatically withheld to cover income tax on the vested 2017 performance award.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:23 UTC
Tang FrancisVP,Worldwide Discrete Products
GrantDiodes Incorporated Common Stock - Performance Stock Units 15,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011708 · doc4.xml · nonDerivative · entry 3

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,514

F4 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock.

F5 · kind: The PSUs vest in February 2023 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2020 through 2022 of $390.6 million (Target Performance).

F6 · shares: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:23 UTC
Tang FrancisVP,Worldwide Discrete Products
GrantDiodes Incorporated Common Stock 15,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011708 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,067

F1 · security: Restricted stock units vest in four equal installments beginning 02/19/2021.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:21 UTC
LU KEH SHEWDirector · President & CEO
GrantDiodes Incorporated Common Stock - Performance Stock Units 62,905 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011705 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,818

F2 · kind: The Target Performance was achieved and the 2017 PSU Award vested at 200%.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:20 UTC
Holland JulieVP Corporate Operations
GrantDiodes Incorporated Common Stock - Performance Stock Units 11,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011704 · doc4.xml · nonDerivative · entry 1

Holland Julie · CIK 0001436690 · VP Corporate Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,300

F1 · kind: The Target Performance was achieved and the 2017 PSU Award vested at 200%.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 19:08 UTC
LU KEH SHEWDirector · President & CEO
Tax withholdingDiodes Incorporated Common Stock - Performance Stock Units 49,092 $49.49 $2,429,563.08
Disclosure

SEC source: 0001209191-20-011463 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,913

F6 · kind: These performance stock unit shares were automatically withheld to cover income tax on the vested 2017 performance award.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 19:08 UTC
LU KEH SHEWDirector · President & CEO
GrantDiodes Incorporated Common Stock - Performance Stock Units 53,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011463 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,005

F3 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock.

F4 · kind: The PSUs vest in February 2023 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2020 through 2022 of $390.6 million (Target Performance).

F5 · shares: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 19:08 UTC
LU KEH SHEWDirector · President & CEO
GrantDiodes Incorporated Common Stock 53,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011463 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,581

F1 · security: Restricted stock units vest in four equal installments beginning 02/19/2021.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 19:05 UTC
Holland JulieVP Corporate Operations
GrantDiodes Incorporated Common Stock - Performance Stock Units 15,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011461 · doc4.xml · nonDerivative · entry 2

Holland Julie · CIK 0001436690 · VP Corporate Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,616

F3 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock.

F4 · kind: The PSUs vest in February 2023 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2020 through 2022 of $390.6 million (Target Performance).

F5 · shares: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 19:05 UTC
Holland JulieVP Corporate Operations
GrantDiodes Incorporated Common Stock 15,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011461 · doc4.xml · nonDerivative · entry 1

Holland Julie · CIK 0001436690 · VP Corporate Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,535

F1 · security: Restricted stock units vest in four equal installments beginning 02/19/2021.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 22:58 UTC
White Richard DallasCorporate Secretary
SaleDiodes Incorporated Common Stock 5,000 $48.14 $240,700.00
Disclosure

SEC source: 0001209191-20-010745 · doc4.xml · nonDerivative · entry 1

White Richard Dallas · CIK 0001368889 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,806

F1 · kind: A portion of the vested restricted stock unit shares was automatically sold to cover income tax.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 22:58 UTC
Holland JulieVP Corporate Operations
SaleDiodes Incorporated Common Stock 3,250 $48.14 $156,455.00
Disclosure

SEC source: 0001209191-20-010744 · doc4.xml · nonDerivative · entry 1

Holland Julie · CIK 0001436690 · VP Corporate Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,235

F1 · kind: A portion of the vested restricted stock unit shares was automatically sold to cover income tax.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 23:16 UTC
Yu EvanVP Worldwide Analog Products
Tax withholdingDiodes Incorporated Common Stock 125 $49.18 $6,147.50
Disclosure

SEC source: 0001209191-20-010342 · doc4.xml · nonDerivative · entry 1

Yu Evan · CIK 0001727188 · VP Worldwide Analog Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,901

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 23:15 UTC
Yang EmilyVP Worldwide Sales/Marketing
Tax withholdingDiodes Incorporated Common Stock 865 $49.18 $42,540.70
Disclosure

SEC source: 0001209191-20-010341 · doc4.xml · nonDerivative · entry 1

Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,989

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 23:12 UTC
LU KEH SHEWDirector · President & CEO
Tax withholdingDiodes Incorporated Common Stock 3,878 $49.18 $190,720.04
Disclosure

SEC source: 0001209191-20-010339 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,481

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 23:14 UTC
Tang FrancisVP,Worldwide Discrete Products
Tax withholdingDiodes Incorporated Common Stock 1,185 $49.18 $58,278.30
Disclosure

SEC source: 0001209191-20-010340 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,767

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:08 UTC
Yang EmilyVP Worldwide Sales/Marketing
Tax withholdingDiodes Incorporated Common Stock 1,868 $57.30 $107,036.40
Disclosure

SEC source: 0001209191-20-000801 · doc4.xml · nonDerivative · entry 1

Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,854

F1 · kind: A portion of the vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 23:25 UTC
White Richard DallasCorporate Secretary
Exercise / conversion06/06/13 DIOD NQSO · Derivative 5,000 $0.00 Strike: $23.35 $0.00
Disclosure

SEC source: 0001209191-19-060505 · doc4.xml · derivative · entry 15

White Richard Dallas · CIK 0001368889 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 5,000 shares

Expires 2021-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F6 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 23:25 UTC
White Richard DallasCorporate Secretary
Exercise / conversion05/26/11 DIOD NQSO · Derivative 18,500 $0.00 Strike: $29.21 $0.00
Disclosure

SEC source: 0001209191-19-060505 · doc4.xml · derivative · entry 13

White Richard Dallas · CIK 0001368889 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 18,500 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F5 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 23:25 UTC
White Richard DallasCorporate Secretary
SaleDiodes Incorporated Common Stock 8,500 $49.95 $424,575.00
Disclosure

SEC source: 0001209191-19-060505 · doc4.xml · nonDerivative · entry 9

White Richard Dallas · CIK 0001368889 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,806

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 23:25 UTC
White Richard DallasCorporate Secretary
SaleDiodes Incorporated Common Stock 15,000 $49.00 $735,000.00
Disclosure

SEC source: 0001209191-19-060505 · doc4.xml · nonDerivative · entry 8

White Richard Dallas · CIK 0001368889 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,306

F2 · kind: Sold under a 10b5-1 plan.

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December 12, 2019 Filed Dec 13, 2019 23:25 UTC
White Richard DallasCorporate Secretary
Exercise / conversionDiodes Incorporated Common Stock 5,000 $23.35 $116,750.00
Disclosure

SEC source: 0001209191-19-060505 · doc4.xml · nonDerivative · entry 7

White Richard Dallas · CIK 0001368889 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

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December 12, 2019 Filed Dec 13, 2019 23:25 UTC
White Richard DallasCorporate Secretary
Exercise / conversionDiodes Incorporated Common Stock 18,500 $29.21 $540,385.00
Disclosure

SEC source: 0001209191-19-060505 · doc4.xml · nonDerivative · entry 6

White Richard Dallas · CIK 0001368889 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

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December 12, 2019 Filed Dec 13, 2019 23:23 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 5,000 $49.61 $248,029.00
Disclosure

SEC source: 0001209191-19-060503 · doc4.xml · nonDerivative · entry 7

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,359

F1 · kind: Sold under a 10b5-1 plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.73 to $50.115, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

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December 12, 2019 Filed Dec 13, 2019 23:23 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 5,000 $49.61 $248,058.00
Disclosure

SEC source: 0001209191-19-060503 · doc4.xml · nonDerivative · entry 6

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,359

F1 · kind: Sold under a 10b5-1 plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.73 to $50.115, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

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December 12, 2019 Filed Dec 13, 2019 23:23 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 5,000 $49.61 $248,038.00
Disclosure

SEC source: 0001209191-19-060503 · doc4.xml · nonDerivative · entry 5

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,359

F1 · kind: Sold under a 10b5-1 plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.73 to $50.115, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

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December 12, 2019 Filed Dec 13, 2019 23:23 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 5,000 $49.59 $247,966.50
Disclosure

SEC source: 0001209191-19-060503 · doc4.xml · nonDerivative · entry 4

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,359

F1 · kind: Sold under a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.73 to $50.12, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 23:23 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 5,000 $49.60 $248,004.00
Disclosure

SEC source: 0001209191-19-060503 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,359

F1 · kind: Sold under a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.73 to $50.12, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 23:23 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 5,000 $49.60 $247,999.00
Disclosure

SEC source: 0001209191-19-060503 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,359

F1 · kind: Sold under a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.73 to $50.12, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 23:23 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 5,000 $49.59 $247,965.50
Disclosure

SEC source: 0001209191-19-060503 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,359

F1 · kind: Sold under a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.73 to $50.12, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.