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Nasdaq · USD

DIOD

DIODES INC /DEL/

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Tapewire entity
4050
SEC CIK
0000029002
Parsed reports
601

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 2026011
Mar 202600
Apr 202600
May 2026016
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2020 Filed Oct 5, 2020 21:11 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversionDiodes Incorporated Common Stock 35,000 $29.21 $1,022,350.00
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Sep 30, 2020 22:38 UTC
Yang EmilyVP Worldwide Sales/Marketing
SaleDiodes Incorporated Common Stock 1,500 $56.50 $84,750.00
Disclosure

SEC source: 0001209191-20-052509 · doc4.xml · nonDerivative · entry 3

Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,423

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Sep 30, 2020 22:36 UTC
White Richard DallasCorporate Secretary
Exercise / conversion05/21/12 DIOD NQSO · Derivative 5,000 $0.00 Strike: $19.27 $0.00
Disclosure

SEC source: 0001209191-20-052508 · doc4.xml · derivative · entry 12

White Richard Dallas · CIK 0001368889 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Diodes Incorporated Common Stock - Diodes · 5,000 shares

Expires 2022-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2013.

Read SEC document
September 30, 2020 Filed Sep 30, 2020 22:36 UTC
White Richard DallasCorporate Secretary
SaleDiodes Incorporated Common Stock 5,000 $56.00 $280,000.00
Disclosure

SEC source: 0001209191-20-052508 · doc4.xml · nonDerivative · entry 8

White Richard Dallas · CIK 0001368889 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,341

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Sep 30, 2020 22:36 UTC
White Richard DallasCorporate Secretary
Exercise / conversionDiodes Incorporated Common Stock 5,000 $19.27 $96,350.00
Disclosure

SEC source: 0001209191-20-052508 · doc4.xml · nonDerivative · entry 7

White Richard Dallas · CIK 0001368889 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:43 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock - Performance Stock Units 3,288 $56.75 $186,594.00
Disclosure

SEC source: 0001209191-20-052732 · doc4.xml · nonDerivative · entry 4

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,300

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:43 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock - Performance Stock Units 3,000 $56.00 $168,000.00
Disclosure

SEC source: 0001209191-20-052732 · doc4.xml · nonDerivative · entry 3

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,588

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:43 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock - Performance Stock Units 3,000 $55.25 $165,750.00
Disclosure

SEC source: 0001209191-20-052732 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,588

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:39 UTC SaleDiodes Incorporated Common Stock 1,661 $57.00 $94,677.00
Disclosure

SEC source: 0001209191-20-052728 · doc4.xml · nonDerivative · entry 1

GIORDANO MICHAEL R · CIK 0001196535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,975

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversion06/06/13 DIOD NQSO · Derivative 25,000 $0.00 Strike: $23.35 $0.00
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · derivative · entry 20

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Diodes Incorporated Common Stock - Diodes · 25,000 shares

Expires 2021-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercised under a 10b5-1 plan.

F5 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversion05/26/11 DIOD NQSO · Derivative 25,000 $0.00 Strike: $29.21 $0.00
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · derivative · entry 19

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Diodes Incorporated Common Stock - Diodes · 25,000 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercised under a 10b5-1 plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 4,394 $56.85 $249,798.90
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 13

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,886

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 4,500 $56.70 $255,150.00
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 12

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,280

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 4,397 $56.45 $248,210.65
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 11

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,780

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 4,503 $56.35 $253,744.05
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 10

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,177

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 4,400 $56.15 $247,060.00
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 9

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,680

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 4,506 $56.00 $252,336.00
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 8

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,080

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 4,402 $55.86 $245,895.72
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 7

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,586

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 4,509 $55.70 $251,151.30
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 6

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,988

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 4,405 $55.45 $244,257.25
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 5

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,497

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 4,513 $55.35 $249,794.55
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 4

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,902

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversionDiodes Incorporated Common Stock 25,000 $23.35 $583,750.00
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercised under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversionDiodes Incorporated Common Stock 25,000 $29.21 $730,250.00
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercised under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 650 $55.50 $36,075.00
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,415

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 22:38 UTC
Yang EmilyVP Worldwide Sales/Marketing
SaleDiodes Incorporated Common Stock 1,554 $54.50 $84,693.00
Disclosure

SEC source: 0001209191-20-052509 · doc4.xml · nonDerivative · entry 2

Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,923

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 22:36 UTC
White Richard DallasCorporate Secretary
Exercise / conversion05/21/12 DIOD NQSO · Derivative 10,000 $0.00 Strike: $19.27 $0.00
Disclosure

SEC source: 0001209191-20-052508 · doc4.xml · derivative · entry 11

White Richard Dallas · CIK 0001368889 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Diodes Incorporated Common Stock - Diodes · 10,000 shares

Expires 2022-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2013.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 22:36 UTC
White Richard DallasCorporate Secretary
SaleDiodes Incorporated Common Stock 5,000 $55.00 $275,000.00
Disclosure

SEC source: 0001209191-20-052508 · doc4.xml · nonDerivative · entry 6

White Richard Dallas · CIK 0001368889 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,341

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 22:36 UTC
White Richard DallasCorporate Secretary
SaleDiodes Incorporated Common Stock 5,000 $54.00 $270,000.00
Disclosure

SEC source: 0001209191-20-052508 · doc4.xml · nonDerivative · entry 5

White Richard Dallas · CIK 0001368889 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,341

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 22:36 UTC
White Richard DallasCorporate Secretary
Exercise / conversionDiodes Incorporated Common Stock 10,000 $19.27 $192,700.00
Disclosure

SEC source: 0001209191-20-052508 · doc4.xml · nonDerivative · entry 4

White Richard Dallas · CIK 0001368889 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 22:30 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversion06/06/13 DIOD NQSO · Derivative 10,000 $0.00 Strike: $23.35 $0.00
Disclosure

SEC source: 0001209191-20-052506 · doc4.xml · derivative · entry 24

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Diodes Incorporated Common Stock - Diodes · 10,000 shares

Expires 2021-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercised under a 10b5-1 plan.

F5 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 22:30 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversion05/26/11 DIOD NQSO · Derivative 20,000 $0.00 Strike: $29.21 $0.00
Disclosure

SEC source: 0001209191-20-052506 · doc4.xml · derivative · entry 23

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Diodes Incorporated Common Stock - Diodes · 30,000 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercised under a 10b5-1 plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 22:30 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 4,407 $55.15 $243,046.05
Disclosure

SEC source: 0001209191-20-052506 · doc4.xml · nonDerivative · entry 17

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,065

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 22:30 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 4,516 $55.00 $248,380.00
Disclosure

SEC source: 0001209191-20-052506 · doc4.xml · nonDerivative · entry 16

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,472

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 22:30 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 4,409 $54.85 $241,833.65
Disclosure

SEC source: 0001209191-20-052506 · doc4.xml · nonDerivative · entry 15

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,507

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 22:30 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 4,519 $54.70 $247,189.30
Disclosure

SEC source: 0001209191-20-052506 · doc4.xml · nonDerivative · entry 14

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,988

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 22:30 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 4,522 $54.35 $245,770.70
Disclosure

SEC source: 0001209191-20-052506 · doc4.xml · nonDerivative · entry 13

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,916

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 22:30 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 4,526 $54.00 $244,404.00
Disclosure

SEC source: 0001209191-20-052506 · doc4.xml · nonDerivative · entry 12

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,438

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 22:30 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversionDiodes Incorporated Common Stock 10,000 $23.35 $233,500.00
Disclosure

SEC source: 0001209191-20-052506 · doc4.xml · nonDerivative · entry 11

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercised under a 10b5-1 plan.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 22:30 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversionDiodes Incorporated Common Stock 20,000 $29.21 $584,200.00
Disclosure

SEC source: 0001209191-20-052506 · doc4.xml · nonDerivative · entry 10

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercised under a 10b5-1 plan.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 22:30 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 5,000 $55.00 $275,000.00
Disclosure

SEC source: 0001209191-20-052506 · doc4.xml · nonDerivative · entry 9

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,964

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 22:30 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 5,000 $54.50 $272,500.00
Disclosure

SEC source: 0001209191-20-052506 · doc4.xml · nonDerivative · entry 8

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,964

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 22:30 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 5,000 $54.00 $270,000.00
Disclosure

SEC source: 0001209191-20-052506 · doc4.xml · nonDerivative · entry 7

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,964

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 22:30 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 5,000 $53.50 $267,500.00
Disclosure

SEC source: 0001209191-20-052506 · doc4.xml · nonDerivative · entry 6

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,964

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 29, 2020 Filed Oct 1, 2020 22:44 UTC
Yu EvanVP Worldwide Analog Products
SaleDiodes Incorporated Common Stock 9,487 $55.00 $521,785.00
Disclosure

SEC source: 0001209191-20-052733 · doc4.xml · nonDerivative · entry 1

Yu Evan · CIK 0001727188 · VP Worldwide Analog Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,098

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 29, 2020 Filed Oct 1, 2020 22:43 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock - Performance Stock Units 3,000 $54.50 $163,500.00
Disclosure

SEC source: 0001209191-20-052732 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,588

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 28, 2020 Filed Sep 29, 2020 21:03 UTC
CHEN C HDirector
SaleDiodes Incorporated Common Stock 40,000 $52.88 $2,115,136.00
Disclosure

SEC source: 0001209191-20-052357 · doc4.xml · nonDerivative · entry 1

CHEN C H · CIK 0001196527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,379

F1 · kind: Sold under a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.5050 to $53.16, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

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September 28, 2020 Filed Sep 30, 2020 22:38 UTC
Yang EmilyVP Worldwide Sales/Marketing
SaleDiodes Incorporated Common Stock 1,300 $53.00 $68,900.00
Disclosure

SEC source: 0001209191-20-052509 · doc4.xml · nonDerivative · entry 1

Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,477

F1 · kind: Sold under a 10b5-1 plan.

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September 28, 2020 Filed Sep 30, 2020 22:36 UTC
White Richard DallasCorporate Secretary
Exercise / conversion05/21/12 DIOD NQSO · Derivative 10,000 $0.00 Strike: $19.27 $0.00
Disclosure

SEC source: 0001209191-20-052508 · doc4.xml · derivative · entry 10

White Richard Dallas · CIK 0001368889 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Diodes Incorporated Common Stock - Diodes · 10,000 shares

Expires 2022-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2013.

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September 28, 2020 Filed Sep 30, 2020 22:36 UTC
White Richard DallasCorporate Secretary
SaleDiodes Incorporated Common Stock 5,000 $53.00 $265,000.00
Disclosure

SEC source: 0001209191-20-052508 · doc4.xml · nonDerivative · entry 3

White Richard Dallas · CIK 0001368889 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,341

F2 · kind: Sold under a 10b5-1 plan.

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September 28, 2020 Filed Sep 30, 2020 22:36 UTC
White Richard DallasCorporate Secretary
SaleDiodes Incorporated Common Stock 5,000 $52.00 $260,000.00
Disclosure

SEC source: 0001209191-20-052508 · doc4.xml · nonDerivative · entry 2

White Richard Dallas · CIK 0001368889 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,341

F2 · kind: Sold under a 10b5-1 plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.