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HORTON D R INC /DE/

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SEC CIK
0000882184
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714

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2017 Filed Nov 6, 2017 22:32 UTC
Murray Michael JEVP and COO
Exercise / conversionCommon Stock 48,750 $0.00 $0.00
Disclosure

SEC source: 0001406587-17-000052 · edgar.xml · nonDerivative · entry 1

Murray Michael J · CIK 0001621270 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents settlement in common stock of performance restricted stock units awarded November 5, 2014.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting and satisfaction of certain performance goals.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 22:32 UTC
Auld David VPresident and CEO
Exercise / conversionRestricted Stock Unit · Derivative 97,500 $0.00 $0.00
Disclosure

SEC source: 0001406587-17-000051 · edgar.xml · derivative · entry 2

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 97,500 shares

Expires 2017-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting and satisfaction of certain performance goals.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting and satisfaction of certain performance goals.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 22:32 UTC
Auld David VPresident and CEO
Exercise / conversionCommon Stock 97,500 $0.00 $0.00
Disclosure

SEC source: 0001406587-17-000051 · edgar.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents settlement in common stock of performance restricted stock units awarded November 5, 2014.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting and satisfaction of certain performance goals.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 22:31 UTC
HORTON DONALD RDirector · Chairman
Exercise / conversionRestricted Stock Unit · Derivative 325,000 $0.00 $0.00
Disclosure

SEC source: 0001406587-17-000050 · edgar.xml · derivative · entry 2

HORTON DONALD R · CIK 0000900824 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 325,000 shares

Expires 2017-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting and satisfaction of certain performance goals.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting and satisfaction of certain performance goals.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 22:31 UTC
HORTON DONALD RDirector · Chairman
Exercise / conversionCommon Stock 325,000 $0.00 $0.00
Disclosure

SEC source: 0001406587-17-000050 · edgar.xml · nonDerivative · entry 1

HORTON DONALD R · CIK 0000900824 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,370,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents settlement in common stock of performance restricted stock units awarded November 5, 2014.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting and satisfaction of certain performance goals.

Read SEC document
September 14, 2017 Filed Sep 15, 2017 20:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 9,000 $0.00 Strike: $9.97 $0.00
Disclosure

SEC source: 0000882184-17-000090 · edgar.xml · derivative · entry 3

BUCHANAN MICHAEL R · CIK 0001251158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires 2021-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option has a 10-year term, vested as to 20% of the option grant amount on each of the first five anniversary dates of September 2. September 2, 2012 reflects the one-year anniversary date from the date of the stock option grant.

Read SEC document
September 14, 2017 Filed Sep 15, 2017 20:15 UTC SaleCommon Stock 9,000 $37.06 $333,564.30
Disclosure

SEC source: 0000882184-17-000090 · edgar.xml · nonDerivative · entry 2

BUCHANAN MICHAEL R · CIK 0001251158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,880

F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $37.061 to $37.071. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 14, 2017 Filed Sep 15, 2017 20:15 UTC Exercise / conversionCommon Stock 9,000 $9.97 $89,730.00
Disclosure

SEC source: 0000882184-17-000090 · edgar.xml · nonDerivative · entry 1

BUCHANAN MICHAEL R · CIK 0001251158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2017 Filed Sep 14, 2017 20:06 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $14.50 $0.00
Disclosure

SEC source: 0000882184-17-000088 · edgar.xml · derivative · entry 3

ANDERSON BRADLEY S · CIK 0001197191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option has a 10-year term, vested as to 20% of the option grant amount on each of the first five anniversary dates of February 11. February 11, 2009 reflects the one-year anniversary date from the date of the stock option grant.

Read SEC document
September 13, 2017 Filed Sep 14, 2017 20:06 UTC SaleCommon Stock 10,000 $37.46 $374,629.00
Disclosure

SEC source: 0000882184-17-000088 · edgar.xml · nonDerivative · entry 2

ANDERSON BRADLEY S · CIK 0001197191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,828

F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $37.39 to $37.531. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 13, 2017 Filed Sep 14, 2017 20:06 UTC Exercise / conversionCommon Stock 10,000 $14.50 $145,000.00
Disclosure

SEC source: 0000882184-17-000088 · edgar.xml · nonDerivative · entry 1

ANDERSON BRADLEY S · CIK 0001197191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 20:08 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $23.80 $0.00
Disclosure

SEC source: 0000882184-17-000086 · edgar.xml · derivative · entry 3

Hewatt Michael W · CIK 0001335019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 4,000 shares

Expires 2023-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option has a 10-year term, vested as to 20% of the option grant amount on each of the first five anniversary dates of March 5. March 5, 2014 reflects the one-year anniversary date from the date of the stock option grant.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 20:08 UTC SaleCommon Stock 4,000 $36.11 $144,454.40
Disclosure

SEC source: 0000882184-17-000086 · edgar.xml · nonDerivative · entry 2

Hewatt Michael W · CIK 0001335019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $36.113 to $36.117. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 20:08 UTC Exercise / conversionCommon Stock 4,000 $23.80 $95,200.00
Disclosure

SEC source: 0000882184-17-000086 · edgar.xml · nonDerivative · entry 1

Hewatt Michael W · CIK 0001335019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2017 Filed Jul 28, 2017 20:13 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,666 $23.11 Strike: $23.11 $38,501.26
Disclosure

SEC source: 0000882184-17-000083 · edgar.xml · derivative · entry 3

Allen Barbara K · CIK 0001598125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock · 1,666 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option has a 10-year term, vested as to 20% of the option grant amount on the first five anniversary dates of January 29. January 29, 2015 reflects the one-year anniversary date from the date of the stock option grant.

Read SEC document
July 27, 2017 Filed Jul 28, 2017 20:13 UTC SaleCommon Stock 1,666 $36.03 $60,021.48
Disclosure

SEC source: 0000882184-17-000083 · edgar.xml · nonDerivative · entry 2

Allen Barbara K · CIK 0001598125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,650

F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $36.016 to $36.034. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
July 27, 2017 Filed Jul 28, 2017 20:13 UTC Exercise / conversionCommon Stock 1,666 $23.11 $38,501.26
Disclosure

SEC source: 0000882184-17-000083 · edgar.xml · nonDerivative · entry 1

Allen Barbara K · CIK 0001598125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2017 Filed Jul 28, 2017 20:14 UTC SaleCommon Stock 940 $36.28 $34,106.40
Disclosure

SEC source: 0000882184-17-000084 · edgar.xml · nonDerivative · entry 1

Hewatt Michael W · CIK 0001335019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $36.28 to $36.285. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 13, 2017 Filed Mar 14, 2017 21:22 UTC
Murray Michael JEVP and COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 16,000 $0.00 Strike: $14.50 $0.00
Disclosure

SEC source: 0000882184-17-000065 · edgar.xml · derivative · entry 3

Murray Michael J · CIK 0001621270 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 16,000 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option has a 10-year term, vested as to 10% of the option grant amount on each of the first nine anniversary dates of February 11 and vests as to the remaining 10% 9.75 years after the option grant date of February 11, 2008. February 11, 2009 reflects the one-year anniversary date from the date of the stock option grant.

Read SEC document
March 13, 2017 Filed Mar 14, 2017 21:22 UTC
Murray Michael JEVP and COO
SaleCommon Stock 13,850 $33.55 $464,728.44
Disclosure

SEC source: 0000882184-17-000065 · edgar.xml · nonDerivative · entry 2

Murray Michael J · CIK 0001621270 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,005

F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $33.55 to $33.571. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 13, 2017 Filed Mar 14, 2017 21:22 UTC
Murray Michael JEVP and COO
Exercise / conversionCommon Stock 16,000 $14.50 $232,000.00
Disclosure

SEC source: 0000882184-17-000065 · edgar.xml · nonDerivative · entry 1

Murray Michael J · CIK 0001621270 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2017 Filed Nov 6, 2017 22:35 UTC
WHEAT BILL WEVP and CFO
GiftCommon Stock 27,331 $0.00 $0.00
Disclosure

SEC source: 0001406587-17-000053 · edgar.xml · nonDerivative · entry 1

WHEAT BILL W · CIK 0001264476 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,666

F1 · kind: This transaction involved a gift of securities outside of Mr. Wheat's household and is being voluntarily disclosed on this Form 4. Mr. Wheat disclaims beneficial ownership of the shares gifted.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:31 UTC SaleCommon Stock 940 $32.36 $30,419.34
Disclosure

SEC source: 0000882184-17-000060 · edgar.xml · nonDerivative · entry 2

Allen Barbara K · CIK 0001598125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,650

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:30 UTC
WHEAT BILL WEVP and CFO
SaleCommon Stock 2,780 $32.36 $89,969.70
Disclosure

SEC source: 0000882184-17-000059 · edgar.xml · nonDerivative · entry 2

WHEAT BILL W · CIK 0001264476 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,997

F2 · shares: Shares sold to cover withholding tax obligations for the shares vested on March 5, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $32.365 to $32.360. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:29 UTC
Murray Michael JEVP and COO
SaleCommon Stock 2,780 $32.36 $89,960.80
Disclosure

SEC source: 0000882184-17-000058 · edgar.xml · nonDerivative · entry 2

Murray Michael J · CIK 0001621270 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,855

F2 · shares: Shares sold to cover withholding tax obligations for the shares vested March 5, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $32.36 to $32.365. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:28 UTC
HORTON DONALD RDirector · Chairman
SaleCommon Stock 12,513 $32.30 $404,194.93
Disclosure

SEC source: 0000882184-17-000056 · edgar.xml · nonDerivative · entry 2

HORTON DONALD R · CIK 0000900824 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,045,979

F2 · shares: Shares sold to cover withholding tax obligations for the shares vested on March 5, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $32.11 to $32.30. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:31 UTC Exercise / conversionRestricted Stock Unit · Derivative 940 $0.00 $0.00
Disclosure

SEC source: 0000882184-17-000060 · edgar.xml · derivative · entry 3

Allen Barbara K · CIK 0001598125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,820

Underlying: Common Stock · 940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F2 · derivative.exercise_date: On March 5, 2015, the reporting person was granted 4,700 restricted stock units, vesting in five annual installments beginning March 5, 2016.

F2 · derivative.expiration_date: On March 5, 2015, the reporting person was granted 4,700 restricted stock units, vesting in five annual installments beginning March 5, 2016.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:31 UTC Exercise / conversionCommon Stock 940 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-17-000060 · edgar.xml · nonDerivative · entry 1

Allen Barbara K · CIK 0001598125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:32 UTC Exercise / conversionRestricted Stock Unit · Derivative 940 $0.00 $0.00
Disclosure

SEC source: 0000882184-17-000063 · edgar.xml · derivative · entry 2

Hewatt Michael W · CIK 0001335019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,820

Underlying: Common Stock · 940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F2 · derivative.exercise_date: On March 5, 2015, the reporting person was granted 4,700 restricted stock units, vesting in five annual installments beginning March 5, 2016.

F2 · derivative.expiration_date: On March 5, 2015, the reporting person was granted 4,700 restricted stock units, vesting in five annual installments beginning March 5, 2016.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:32 UTC Exercise / conversionCommon Stock 940 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-17-000063 · edgar.xml · nonDerivative · entry 1

Hewatt Michael W · CIK 0001335019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:32 UTC Exercise / conversionRestricted Stock Unit · Derivative 940 $0.00 $0.00
Disclosure

SEC source: 0000882184-17-000062 · edgar.xml · derivative · entry 2

BUCHANAN MICHAEL R · CIK 0001251158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,820

Underlying: Common Stock · 940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F2 · derivative.exercise_date: On March 5, 2015, the reporting person was granted 4,700 restricted stock units, vesting in five annual installments beginning March 5, 2016.

F2 · derivative.expiration_date: On March 5, 2015, the reporting person was granted 4,700 restricted stock units, vesting in five annual installments beginning March 5, 2016.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:32 UTC Exercise / conversionCommon Stock 940 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-17-000062 · edgar.xml · nonDerivative · entry 1

BUCHANAN MICHAEL R · CIK 0001251158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:31 UTC Exercise / conversionRestricted Stock Unit · Derivative 940 $0.00 $0.00
Disclosure

SEC source: 0000882184-17-000061 · edgar.xml · derivative · entry 2

ANDERSON BRADLEY S · CIK 0001197191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,820

Underlying: Common Stock · 940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F2 · derivative.exercise_date: On March 5, 2015, the reporting person was granted 4,700 restricted stock units, vesting in five annual installments beginning March 5, 2016.

F2 · derivative.expiration_date: On March 5, 2015, the reporting person was granted 4,700 restricted stock units, vesting in five annual installments beginning March 5, 2016.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:31 UTC Exercise / conversionCommon Stock 940 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-17-000061 · edgar.xml · nonDerivative · entry 1

ANDERSON BRADLEY S · CIK 0001197191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:30 UTC
WHEAT BILL WEVP and CFO
Exercise / conversionRestricted Stock Unit · Derivative 6,580 $0.00 $0.00
Disclosure

SEC source: 0000882184-17-000059 · edgar.xml · derivative · entry 3

WHEAT BILL W · CIK 0001264476 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,740

Underlying: Common Stock · 6,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F4 · derivative.exercise_date: On March 5, 2015, the reporting person was granted 32,900 restricted stock units, vesting in five annual installments beginning March 5, 2016.

F4 · derivative.expiration_date: On March 5, 2015, the reporting person was granted 32,900 restricted stock units, vesting in five annual installments beginning March 5, 2016.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:30 UTC
WHEAT BILL WEVP and CFO
Exercise / conversionCommon Stock 6,580 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-17-000059 · edgar.xml · nonDerivative · entry 1

WHEAT BILL W · CIK 0001264476 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:29 UTC
Murray Michael JEVP and COO
Exercise / conversionRestricted Stock Unit · Derivative 6,580 $0.00 $0.00
Disclosure

SEC source: 0000882184-17-000058 · edgar.xml · derivative · entry 3

Murray Michael J · CIK 0001621270 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,740

Underlying: Common Stock · 6,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F4 · derivative.exercise_date: On March 5, 2015, the reporting person was granted 32,900 restricted stock units, vesting in five annual installments beginning March 5, 2016.

F4 · derivative.expiration_date: On March 5, 2015, the reporting person was granted 32,900 restricted stock units, vesting in five annual installments beginning March 5, 2016.

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March 05, 2017 Filed Mar 7, 2017 23:29 UTC
Murray Michael JEVP and COO
Exercise / conversionCommon Stock 6,580 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-17-000058 · edgar.xml · nonDerivative · entry 1

Murray Michael J · CIK 0001621270 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:29 UTC
Auld David VPresident and CEO
Exercise / conversionRestricted Stock Unit · Derivative 12,533 $0.00 $0.00
Disclosure

SEC source: 0000882184-17-000057 · edgar.xml · derivative · entry 2

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,533

Underlying: Common Stock · 12,533 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F2 · derivative.exercise_date: On March 5, 2015, the reporting person was granted 37,600 restricted stock units, vesting in three annual installments beginning March 5, 2016.

F2 · derivative.expiration_date: On March 5, 2015, the reporting person was granted 37,600 restricted stock units, vesting in three annual installments beginning March 5, 2016.

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March 05, 2017 Filed Mar 7, 2017 23:29 UTC
Auld David VPresident and CEO
Exercise / conversionCommon Stock 12,533 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-17-000057 · edgar.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:28 UTC
HORTON DONALD RDirector · Chairman
Exercise / conversionRestricted Stock Unit · Derivative 31,333 $0.00 $0.00
Disclosure

SEC source: 0000882184-17-000056 · edgar.xml · derivative · entry 3

HORTON DONALD R · CIK 0000900824 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,675

Underlying: Common Stock · 31,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F4 · derivative.exercise_date: On March 5, 2015, the reporting person was granted 94,000 restricted stock units, vesting in three annual installments beginning March 5, 2016.

F4 · derivative.expiration_date: On March 5, 2015, the reporting person was granted 94,000 restricted stock units, vesting in three annual installments beginning March 5, 2016.

F5 · balance_after: Total adjusted to reflect shares that were surrendered to issuer to cover withholding tax obligations on December 1, 2015.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:28 UTC
HORTON DONALD RDirector · Chairman
Exercise / conversionCommon Stock 31,333 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-17-000056 · edgar.xml · nonDerivative · entry 1

HORTON DONALD R · CIK 0000900824 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,058,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 21:35 UTC
WHEAT BILL WEVP and CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,000 $0.00 Strike: $9.03 $0.00
Disclosure

SEC source: 0000882184-17-000047 · edgar.xml · derivative · entry 5

WHEAT BILL W · CIK 0001264476 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

Underlying: Common Stock · 12,000 shares

Expires 2019-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option has a 10-year term, vested as to 10% of the option grant amount on each of the first nine anniversary dates of February 9 and vests as to the remaining 10% 9.75 years after the option grant date of February 9, 2009. February 9, 2010 reflects the one-year anniversary date from the date of the stock option grant.

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February 27, 2017 Filed Feb 28, 2017 21:35 UTC
WHEAT BILL WEVP and CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 24,000 $0.00 Strike: $14.50 $0.00
Disclosure

SEC source: 0000882184-17-000047 · edgar.xml · derivative · entry 4

WHEAT BILL W · CIK 0001264476 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 24,000 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock option has a 10-year term, vested as to 10% of the option grant amount on each of the first nine anniversary dates of February 11 and vests as to the remaining 10% 9.75 years after the option grant date of February 11, 2008. February 11, 2009 reflects the one-year anniversary date from the date of the stock option grant.

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February 27, 2017 Filed Feb 28, 2017 21:35 UTC
WHEAT BILL WEVP and CFO
SaleCommon Stock 23,500 $31.97 $751,177.50
Disclosure

SEC source: 0000882184-17-000047 · edgar.xml · nonDerivative · entry 3

WHEAT BILL W · CIK 0001264476 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,197

Read SEC document
February 27, 2017 Filed Feb 28, 2017 21:35 UTC
WHEAT BILL WEVP and CFO
Exercise / conversionCommon Stock 12,000 $9.03 $108,360.00
Disclosure

SEC source: 0000882184-17-000047 · edgar.xml · nonDerivative · entry 2

WHEAT BILL W · CIK 0001264476 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 21:35 UTC
WHEAT BILL WEVP and CFO
Exercise / conversionCommon Stock 24,000 $14.50 $348,000.00
Disclosure

SEC source: 0000882184-17-000047 · edgar.xml · nonDerivative · entry 1

WHEAT BILL W · CIK 0001264476 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 21:05 UTC SaleCommon Stock 5,000 $30.77 $153,855.50
Disclosure

SEC source: 0000882184-17-000040 · edgar.xml · nonDerivative · entry 1

Hewatt Michael W · CIK 0001335019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $30.77 to $30.78. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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February 14, 2017 Filed Feb 14, 2017 23:36 UTC GrantRestricted Stock Unit · Derivative 2,115 $0.00 $0.00
Disclosure

SEC source: 0000882184-17-000038 · edgar.xml · derivative · entry 1

Hewatt Michael W · CIK 0001335019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,115

Underlying: Common Stock · 2,115 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.

F2 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning February 14, 2018.

F2 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning February 14, 2018.

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February 14, 2017 Filed Feb 14, 2017 23:35 UTC GrantRestricted Stock Unit · Derivative 2,115 $0.00 $0.00
Disclosure

SEC source: 0000882184-17-000036 · edgar.xml · derivative · entry 1

ANDERSON BRADLEY S · CIK 0001197191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,115

Underlying: Common Stock · 2,115 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.

F2 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning February 14, 2018.

F2 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning February 14, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.