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DHI

HORTON D R INC /DE/

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3084
SEC CIK
0000882184
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714

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2019 Filed Feb 19, 2019 21:06 UTC Exercise / conversionCommon Stock 423 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-19-000051 · edgar.xml · nonDerivative · entry 1

ANDERSON BRADLEY S · CIK 0001197191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:04 UTC
WHEAT BILL WEVP and CFO
Exercise / conversionRestricted Stock Unit · Derivative 5,930 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000049 · edgar.xml · derivative · entry 3

WHEAT BILL W · CIK 0001264476 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,790

Underlying: Common Stock · 5,930 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F3 · derivative.exercise_date: On February 14, 2017, the reporting person was granted 29,650 restricted stock units, vesting in five annual installments beginning February 14, 2018.

F3 · derivative.expiration_date: On February 14, 2017, the reporting person was granted 29,650 restricted stock units, vesting in five annual installments beginning February 14, 2018.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:04 UTC
WHEAT BILL WEVP and CFO
Tax withholdingCommon Stock 2,334 $39.80 $92,893.20
Disclosure

SEC source: 0000882184-19-000049 · edgar.xml · nonDerivative · entry 2

WHEAT BILL W · CIK 0001264476 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,815

F2 · kind: These shares were surrendered to issuer to cover tax obligations of the 5,930 shares of DHI common stock issued upon the vesting of the restricted stock units awarded February 14, 2017.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:04 UTC
WHEAT BILL WEVP and CFO
Exercise / conversionCommon Stock 5,930 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-19-000049 · edgar.xml · nonDerivative · entry 1

WHEAT BILL W · CIK 0001264476 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:04 UTC
Murray Michael JEVP and COO
Exercise / conversionRestricted Stock Unit · Derivative 5,930 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000048 · edgar.xml · derivative · entry 3

Murray Michael J · CIK 0001621270 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,790

Underlying: Common Stock · 5,930 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F3 · derivative.exercise_date: On February 14, 2017, the reporting person was granted 29,650 restricted stock units, vesting in five annual installments beginning February 14, 2018.

F3 · derivative.expiration_date: On February 14, 2017, the reporting person was granted 29,650 restricted stock units, vesting in five annual installments beginning February 14, 2018.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:04 UTC
Murray Michael JEVP and COO
Tax withholdingCommon Stock 2,334 $39.80 $92,893.20
Disclosure

SEC source: 0000882184-19-000048 · edgar.xml · nonDerivative · entry 2

Murray Michael J · CIK 0001621270 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,582

F2 · kind: These shares were surrendered to issuer to cover tax obligations of the 5,930 shares of DHI common stock issued upon the vesting of the restricted stock units awarded February 14, 2017.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:04 UTC
Murray Michael JEVP and COO
Exercise / conversionCommon Stock 5,930 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-19-000048 · edgar.xml · nonDerivative · entry 1

Murray Michael J · CIK 0001621270 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:03 UTC
Auld David VPresident and CEO
Exercise / conversionRestricted Stock Unit · Derivative 11,283 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000047 · edgar.xml · derivative · entry 2

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,283

Underlying: Common Stock · 11,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F2 · derivative.exercise_date: On February 14, 2017, the reporting person was granted 33,850 restricted stock units, vesting in three annual installments beginning February 14, 2018.

F2 · derivative.expiration_date: On February 14, 2017, the reporting person was granted 33,850 restricted stock units, vesting in three annual installments beginning February 14, 2018.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:03 UTC
Auld David VPresident and CEO
Exercise / conversionCommon Stock 11,283 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-19-000047 · edgar.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:03 UTC
HORTON DONALD RDirector · Chairman
Exercise / conversionRestricted Stock Unit · Derivative 28,200 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000046 · edgar.xml · derivative · entry 3

HORTON DONALD R · CIK 0000900824 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,908

Underlying: Common Stock · 28,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F3 · derivative.exercise_date: On February 14, 2017, the reporting person was granted 84,600 restricted stock units, vesting in three annual installments beginning February 14, 2018.

F3 · derivative.expiration_date: On February 14, 2017, the reporting person was granted 84,600 restricted stock units, vesting in three annual installments beginning February 14, 2018.

F4 · balance_after: Total adjusted to reflect the 3,292 shares that were surrendered to issuer to cover withholding tax obligations on December 1, 2017.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:03 UTC
HORTON DONALD RDirector · Chairman
Tax withholdingCommon Stock 10,434 $39.80 $415,273.20
Disclosure

SEC source: 0000882184-19-000046 · edgar.xml · nonDerivative · entry 2

HORTON DONALD R · CIK 0000900824 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,702,527

F2 · kind: These shares were surrendered to issuer to cover tax obligations of the 28,200 shares of DHI common stock issued upon the vesting of the restricted stock units awarded February 14, 2017.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:03 UTC
HORTON DONALD RDirector · Chairman
Exercise / conversionCommon Stock 28,200 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-19-000046 · edgar.xml · nonDerivative · entry 1

HORTON DONALD R · CIK 0000900824 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,712,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:17 UTC SaleCommon Stock 3,000 $40.20 $120,588.60
Disclosure

SEC source: 0000882184-19-000037 · edgar.xml · nonDerivative · entry 1

Hewatt Michael W · CIK 0001335019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $40.191 to $40.202. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:10 UTC
WHEAT BILL WEVP and CFO
Exercise / conversionRestricted Stock Unit · Derivative 6,580 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000036 · edgar.xml · derivative · entry 4

WHEAT BILL W · CIK 0001264476 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,160

Underlying: Common Stock · 6,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F4 · derivative.exercise_date: On February 12, 2016, the reporting person was granted 32,900 restricted stock units, vesting in five annual installments beginning February 12, 2017.

F4 · derivative.expiration_date: On February 12, 2016, the reporting person was granted 32,900 restricted stock units, vesting in five annual installments beginning February 12, 2017.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:10 UTC
WHEAT BILL WEVP and CFO
Tax withholdingCommon Stock 2,694 $40.61 $109,403.34
Disclosure

SEC source: 0000882184-19-000036 · edgar.xml · nonDerivative · entry 3

WHEAT BILL W · CIK 0001264476 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,219

F3 · kind: These shares were surrendered to issuer to cover tax obligations of the 6,580 shares of DHI common stock issued upon the vesting of the restricted stock units awarded February 12, 2016.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:10 UTC
WHEAT BILL WEVP and CFO
Exercise / conversionCommon Stock 6,580 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-19-000036 · edgar.xml · nonDerivative · entry 2

WHEAT BILL W · CIK 0001264476 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:10 UTC
Murray Michael JEVP and COO
Exercise / conversionRestricted Stock Unit · Derivative 6,580 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000035 · edgar.xml · derivative · entry 3

Murray Michael J · CIK 0001621270 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,160

Underlying: Common Stock · 6,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F3 · derivative.exercise_date: On February 12, 2016, the reporting person was granted 32,900 restricted stock units, vesting in five annual installments beginning February 12, 2017.

F3 · derivative.expiration_date: On February 12, 2016, the reporting person was granted 32,900 restricted stock units, vesting in five annual installments beginning February 12, 2017.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:10 UTC
Murray Michael JEVP and COO
Tax withholdingCommon Stock 2,695 $40.61 $109,443.95
Disclosure

SEC source: 0000882184-19-000035 · edgar.xml · nonDerivative · entry 2

Murray Michael J · CIK 0001621270 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,986

F2 · kind: These shares were surrendered to issuer to cover tax obligations of the 6,580 shares of DHI common stock issued upon the vesting of the restricted stock units awarded February 12, 2016.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:10 UTC
Murray Michael JEVP and COO
Exercise / conversionCommon Stock 6,580 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-19-000035 · edgar.xml · nonDerivative · entry 1

Murray Michael J · CIK 0001621270 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:09 UTC
Auld David VPresident and CEO
Exercise / conversionRestricted Stock Unit · Derivative 12,533 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000034 · edgar.xml · derivative · entry 2

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,533 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F2 · derivative.exercise_date: On February 12, 2016, the reporting person was granted 37,600 restricted stock units, vesting in three annual installments beginning February 12, 2017.

F2 · derivative.expiration_date: On February 12, 2016, the reporting person was granted 37,600 restricted stock units, vesting in three annual installments beginning February 12, 2017.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:09 UTC
Auld David VPresident and CEO
Exercise / conversionCommon Stock 12,533 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-19-000034 · edgar.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:09 UTC
HORTON DONALD RDirector · Chairman
Exercise / conversionRestricted Stock Unit · Derivative 27,675 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000033 · edgar.xml · derivative · entry 4

HORTON DONALD R · CIK 0000900824 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F4 · derivative.exercise_date: On February 12, 2016, the reporting person was granted 94,000 restricted stock units, vesting in three annual installments beginning February 12, 2017.

F4 · derivative.expiration_date: On February 12, 2016, the reporting person was granted 94,000 restricted stock units, vesting in three annual installments beginning February 12, 2017.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:09 UTC
HORTON DONALD RDirector · Chairman
Tax withholdingCommon Stock 10,240 $40.61 $415,846.40
Disclosure

SEC source: 0000882184-19-000033 · edgar.xml · nonDerivative · entry 3

HORTON DONALD R · CIK 0000900824 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,684,761

F3 · kind: These shares were surrendered to issuer to cover tax obligations of the 27,675 shares of DHI common stock issued upon the vesting of the restricted stock units awarded February 12, 2016.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:09 UTC
HORTON DONALD RDirector · Chairman
Exercise / conversionCommon Stock 27,675 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-19-000033 · edgar.xml · nonDerivative · entry 2

HORTON DONALD R · CIK 0000900824 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,695,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
February 04, 2019 Filed Feb 14, 2019 22:09 UTC
HORTON DONALD RDirector · Chairman
GiftCommon Stock 3,573 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000033 · edgar.xml · nonDerivative · entry 1

HORTON DONALD R · CIK 0000900824 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,667,326

F1 · kind: This transaction involved gifts of securities to the trusts of five individuals outside of Mr. Horton's household and is being voluntarily disclosed on this Form 4. Mr. Horton disclaims beneficial ownership of the shares gifted.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:09 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,667 $0.00 Strike: $23.11 $0.00
Disclosure

SEC source: 0000882184-19-000026 · edgar.xml · derivative · entry 3

Allen Barbara K · CIK 0001598125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option has a 10-year term, vested as to 20% of the option grant amount on the first five anniversary dates of January 29. January 29, 2015 reflects the one-year anniversary date from the date of the stock option grant.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:09 UTC SaleCommon Stock 1,667 $35.56 $59,281.35
Disclosure

SEC source: 0000882184-19-000026 · edgar.xml · nonDerivative · entry 2

Allen Barbara K · CIK 0001598125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,650

F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $35.561 to $35.563. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:09 UTC Exercise / conversionCommon Stock 1,667 $23.11 $38,524.37
Disclosure

SEC source: 0000882184-19-000026 · edgar.xml · nonDerivative · entry 1

Allen Barbara K · CIK 0001598125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:09 UTC
Auld David VPresident and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 60,000 $0.00 Strike: $9.03 $0.00
Disclosure

SEC source: 0000882184-19-000025 · edgar.xml · derivative · entry 3

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2019-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option has a 10-year term, vested as to 10% of the option grant amount on each of the first nine anniversary dates of February 9 and vests as to the remaining 10% 9.75 years after the option grant date of February 9, 2009. February 9, 2010 reflects the one-year anniversary date from the date of the stock option grant.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:09 UTC
Auld David VPresident and CEO
Exercise / conversionCommon Stock 60,000 $9.03 $541,800.00
Disclosure

SEC source: 0000882184-19-000025 · edgar.xml · nonDerivative · entry 2

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2019 Filed Jan 28, 2019 21:32 UTC SaleCommon Stock 4,000 $36.79 $147,164.00
Disclosure

SEC source: 0000882184-19-000020 · edgar.xml · nonDerivative · entry 1

Allen Barbara K · CIK 0001598125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,650

F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $36.7901 to $36.795. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 23, 2019 Filed Jan 23, 2019 21:04 UTC GrantRestricted Stock Unit · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000009 · edgar.xml · derivative · entry 3

BUCHANAN MICHAEL R · CIK 0001251158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning January 23, 2020.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning January 23, 2020.

Read SEC document
January 23, 2019 Filed Jan 23, 2019 21:05 UTC GrantRestricted Stock Unit · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000010 · edgar.xml · derivative · entry 3

Hewatt Michael W · CIK 0001335019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning January 23, 2020.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning January 23, 2020.

Read SEC document
January 23, 2019 Filed Jan 23, 2019 21:04 UTC GrantRestricted Stock Unit · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000008 · edgar.xml · derivative · entry 3

ANDERSON BRADLEY S · CIK 0001197191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning January 23, 2020.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning January 23, 2020.

Read SEC document
January 23, 2019 Filed Jan 23, 2019 21:03 UTC GrantRestricted Stock Unit · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000007 · edgar.xml · derivative · entry 3

Allen Barbara K · CIK 0001598125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning January 23, 2020.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning January 23, 2020.

Read SEC document
January 21, 2019 Filed Jan 23, 2019 21:04 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000009 · edgar.xml · derivative · entry 2

BUCHANAN MICHAEL R · CIK 0001251158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F2 · derivative.exercise_date: On January 21, 2016, the reporting person was granted 12,000 restricted stock units, vesting in three annual installments beginning January 21, 2017.

F2 · derivative.expiration_date: On January 21, 2016, the reporting person was granted 12,000 restricted stock units, vesting in three annual installments beginning January 21, 2017.

Read SEC document
January 21, 2019 Filed Jan 23, 2019 21:04 UTC Exercise / conversionCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-19-000009 · edgar.xml · nonDerivative · entry 1

BUCHANAN MICHAEL R · CIK 0001251158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

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January 21, 2019 Filed Jan 23, 2019 21:05 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000010 · edgar.xml · derivative · entry 2

Hewatt Michael W · CIK 0001335019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F2 · derivative.exercise_date: On January 21, 2016, the reporting person was granted 12,000 restricted stock units, vesting in three annual installments beginning January 21, 2017.

F2 · derivative.expiration_date: On January 21, 2016, the reporting person was granted 12,000 restricted stock units, vesting in three annual installments beginning January 21, 2017.

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January 21, 2019 Filed Jan 23, 2019 21:05 UTC Exercise / conversionCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-19-000010 · edgar.xml · nonDerivative · entry 1

Hewatt Michael W · CIK 0001335019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
January 21, 2019 Filed Jan 23, 2019 21:04 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000008 · edgar.xml · derivative · entry 2

ANDERSON BRADLEY S · CIK 0001197191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F2 · derivative.exercise_date: On January 21, 2016, the reporting person was granted 12,000 restricted stock units, vesting in three annual installments beginning January 21, 2017.

F2 · derivative.expiration_date: On January 21, 2016, the reporting person was granted 12,000 restricted stock units, vesting in three annual installments beginning January 21, 2017.

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January 21, 2019 Filed Jan 23, 2019 21:04 UTC Exercise / conversionCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-19-000008 · edgar.xml · nonDerivative · entry 1

ANDERSON BRADLEY S · CIK 0001197191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
January 21, 2019 Filed Jan 23, 2019 21:03 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000007 · edgar.xml · derivative · entry 2

Allen Barbara K · CIK 0001598125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F2 · derivative.exercise_date: On January 21, 2016, the reporting person was granted 12,000 restricted stock units, vesting in three annual installments beginning January 21, 2017.

F2 · derivative.expiration_date: On January 21, 2016, the reporting person was granted 12,000 restricted stock units, vesting in three annual installments beginning January 21, 2017.

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January 21, 2019 Filed Jan 23, 2019 21:03 UTC Exercise / conversionCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-19-000007 · edgar.xml · nonDerivative · entry 1

Allen Barbara K · CIK 0001598125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 21:09 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $9.03 $0.00
Disclosure

SEC source: 0000882184-19-000001 · edgar.xml · derivative · entry 3

ANDERSON BRADLEY S · CIK 0001197191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option has a 10-year term, vested as to 20% of the option grant amount on the first five anniversary dates of February 9. February 9, 2010 reflects the one-year anniversary date from the date of the stock option grant.

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December 28, 2018 Filed Jan 2, 2019 21:09 UTC SaleCommon Stock 10,000 $34.40 $344,006.00
Disclosure

SEC source: 0000882184-19-000001 · edgar.xml · nonDerivative · entry 2

ANDERSON BRADLEY S · CIK 0001197191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,191

F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $34.40 to $34.42. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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December 28, 2018 Filed Jan 2, 2019 21:09 UTC Exercise / conversionCommon Stock 10,000 $9.03 $90,300.00
Disclosure

SEC source: 0000882184-19-000001 · edgar.xml · nonDerivative · entry 1

ANDERSON BRADLEY S · CIK 0001197191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 27, 2018 Filed Jan 31, 2019 21:09 UTC
Auld David VPresident and CEO
GiftCommon Stock 18,644 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000025 · edgar.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,537

F1 · kind: This transaction involved a gift of securities to an outside entity. Mr. Auld disclaims beneficial ownership of the shares gifted.

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December 19, 2018 Filed Feb 14, 2019 22:10 UTC
WHEAT BILL WEVP and CFO
GiftCommon Stock 19,955 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000036 · edgar.xml · nonDerivative · entry 1

WHEAT BILL W · CIK 0001264476 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,333

F1 · kind: This transaction involved a gift of securities to an outside entity. Mr. Wheat disclaims beneficial ownership of the shares gifted.

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December 18, 2018 Filed Dec 20, 2018 23:38 UTC
HORTON DONALD RDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $9.03 $0.00
Disclosure

SEC source: 0000882184-18-000153 · edgar.xml · derivative · entry 3

HORTON DONALD R · CIK 0000900824 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300,000 shares

Expires 2019-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock option has a 10-year term, vested as to 20% of the option grant amount on the first five anniversary dates of February 9. February 9, 2010 reflects the one-year anniversary date from the date of the stock option grant.

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December 18, 2018 Filed Dec 20, 2018 23:38 UTC
HORTON DONALD RDirector · Chairman
SaleCommon Stock 163,000 $36.08 $5,881,708.30
Disclosure

SEC source: 0000882184-18-000153 · edgar.xml · nonDerivative · entry 2

HORTON DONALD R · CIK 0000900824 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,670,899

F1 · shares: Shares sold to cover cost associated with option exercise and related withholding tax obligation.

F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $35.78 to $36.66. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · balance_after: Following all transactions listed on this Form 4, Mr. Horton owns directly 23,670,899 shares of DHI common stock. These transactions increased Mr. Horton's direct ownership by 137,000 shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.