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DELL

Dell Technologies Inc.

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2822
SEC CIK
0001571996
Parsed reports
824

Last 12 months

Inside the activity.

0 purchase rows · 2665 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 20260293
Apr 2026054
May 202600
Jun 202601116
Jul 20260226
Aug 202601
Sep 20260832
Oct 20260142

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 14, 2016 Filed Sep 16, 2016 20:01 UTC GrantClass C Common Stock 2,045 $0.00 $0.00
Disclosure

SEC source: 0001123292-16-002743 · edgar.xml · nonDerivative · entry 1

Kullman Ellen Jamison · CIK 0001303141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,045

F1 · shares: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the grant date contingent on the reporting person's continued service on such vesting date.

F1 · price: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the grant date contingent on the reporting person's continued service on such vesting date.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 20:02 UTC
GOULDEN DAVID IPres., Enterprise Solutions
GrantOptions to Acquire Class C Common Stock · Derivative 245,674 Not disclosed Strike: $27.50 Not disclosed
Disclosure

SEC source: 0001123292-16-002744 · edgar.xml · derivative · entry 2

GOULDEN DAVID I · CIK 0001189179 · Pres., Enterprise Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,674

Underlying: Class C Common Stock · 245,674 shares

Expires 2019-09-14

F3 · price: Received in connection with Dell Technologies' acquisition of EMC Corporation ("EMC") by merger (the "Merger") in exchange for 245,674 restricted stock units granted by EMC that, absent the Merger, would have settled in shares of EMC common stock upon vesting. The reporting person also received for each restricted stock unit that was exchanged a deferred cash award having a cash value of $29.05, which was the closing price of a share of EMC common stock on the last trading day before the closing date of the Merger.

F2 · derivative.exercise_date: Of the options, 201,006 vest on February 1, 2017 and 44,668 vest on February 5, 2017 contingent on the reporting person's continued service on each applicable vesting date.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 20:02 UTC
GOULDEN DAVID IPres., Enterprise Solutions
GrantClass C Common Stock 1,090,909 $0.00 $0.00
Disclosure

SEC source: 0001123292-16-002744 · edgar.xml · nonDerivative · entry 1

GOULDEN DAVID I · CIK 0001189179 · Pres., Enterprise Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090,909

F1 · shares: Represents a grant of 436,364 time-based and 654,545 performance-based restricted shares. The time-based restricted shares vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date. The performance-based restricted shares vest only if a specified performance measure relating to Dell Technologies Inc. ("Dell Technologies") is achieved.

F1 · price: Represents a grant of 436,364 time-based and 654,545 performance-based restricted shares. The time-based restricted shares vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date. The performance-based restricted shares vest only if a specified performance measure relating to Dell Technologies Inc. ("Dell Technologies") is achieved.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 16:02 UTC
ELIAS HOWARD DPres., Global Services & IT
GrantOptions to Acquire Class C Common Stock · Derivative 163,111 Not disclosed Strike: $27.50 Not disclosed
Disclosure

SEC source: 0001123292-16-002745 · edgar.xml · derivative · entry 2

ELIAS HOWARD D · CIK 0001114638 · Pres., Global Services & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,111

Underlying: Class C Common Stock · 163,111 shares

Expires 2019-09-14

F3 · price: Received in connection with Dell Technologies' acquisition of EMC Corporation ("EMC") by merger (the "Merger") in exchange for 163,111 restricted stock units granted by EMC that, absent the Merger, would have settled in shares of EMC common stock upon vesting. The reporting person also received for each restricted stock unit that was exchanged a deferred cash award having a cash value of $29.05, which was the closing price of a share of EMC common stock on the last trading day before the closing date of the Merger.

F2 · derivative.exercise_date: Of the options, 125,629 vest on February 1, 2017 and 37,482 vest on July 29, 2017 contingent on the reporting person's continued service on each applicable vesting date.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 16:02 UTC
ELIAS HOWARD DPres., Global Services & IT
GrantClass C Common Stock 545,455 $0.00 $0.00
Disclosure

SEC source: 0001123292-16-002745 · edgar.xml · nonDerivative · entry 1

ELIAS HOWARD D · CIK 0001114638 · Pres., Global Services & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,455

F1 · shares: Represents a grant of 218,182 time-based and 327,273 performance-based restricted shares. The time-based restricted shares vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date. The performance-based restricted shares vest only if a specified performance measure relating to Dell Technologies Inc. ("Dell Technologies") is achieved.

F1 · price: Represents a grant of 218,182 time-based and 327,273 performance-based restricted shares. The time-based restricted shares vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date. The performance-based restricted shares vest only if a specified performance measure relating to Dell Technologies Inc. ("Dell Technologies") is achieved.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 20:03 UTC
McReynolds MayaChief Accounting Officer
GrantClass C Common Stock 36,363 $0.00 $0.00
Disclosure

SEC source: 0001123292-16-002746 · edgar.xml · nonDerivative · entry 1

McReynolds Maya · CIK 0001681214 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,363

F1 · shares: Represents a grant of 14,545 time-based and 21,818 performance-based restricted stock units ("RSUs"). The time-based RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date. The performance-based RSUs vest only if a specified performance measure relating to Dell Technologies Inc. is achieved.

F1 · price: Represents a grant of 14,545 time-based and 21,818 performance-based restricted stock units ("RSUs"). The time-based RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date. The performance-based RSUs vest only if a specified performance measure relating to Dell Technologies Inc. is achieved.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 20:03 UTC GrantOptions to Acquire Class V Common Stock · Derivative 39,811 $0.00 Strike: $48.35 $0.00
Disclosure

SEC source: 0001123292-16-002747 · edgar.xml · derivative · entry 4

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,811

Underlying: Class V Common Stock · 39,811 shares

Expires 2026-09-14

F3 · derivative.exercise_date: Represents a grant of stock options. Of the options, 35,511 vest in four equal annual installments on each of the first, second, third and fourth anniversaries of the grant date and 4,300 vest in full on the first anniversary of the grant date, in each case contingent on the reporting person's continued service on each applicable vesting date.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 20:03 UTC GrantOptions to Acquire Class C Common Stock · Derivative 45,023 $0.00 Strike: $27.50 $0.00
Disclosure

SEC source: 0001123292-16-002747 · edgar.xml · derivative · entry 3

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,023

Underlying: Class C Common Stock · 45,023 shares

Expires 2026-09-14

F2 · derivative.exercise_date: Represents a grant of stock options. Of the options, 40,551 vest in four equal annual installments on each of the first, second, third and fourth anniversaries of the grant date and 4,472 vest in full on the first anniversary of the grant date, in each case contingent on the reporting person's continued service on each applicable vesting date.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 20:03 UTC GrantClass V Common Stock 1,163 $0.00 $0.00
Disclosure

SEC source: 0001123292-16-002747 · edgar.xml · nonDerivative · entry 2

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,176

F1 · shares: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the grant date contingent on the reporting person's continued service on such vesting date.

F1 · price: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the grant date contingent on the reporting person's continued service on such vesting date.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 20:03 UTC GrantClass C Common Stock 2,045 $0.00 $0.00
Disclosure

SEC source: 0001123292-16-002747 · edgar.xml · nonDerivative · entry 1

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,045

F1 · shares: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the grant date contingent on the reporting person's continued service on such vesting date.

F1 · price: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the grant date contingent on the reporting person's continued service on such vesting date.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 20:03 UTC
BURTON JEREMYCorp. EVP, Mktg. & Corp. Dev.
GrantOptions to Acquire Class C Common Stock · Derivative 176,905 Not disclosed Strike: $27.50 Not disclosed
Disclosure

SEC source: 0001123292-16-002748 · edgar.xml · derivative · entry 3

BURTON JEREMY · CIK 0001234281 · Corp. EVP, Mktg. & Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,905

Underlying: Class C Common Stock · 176,905 shares

Expires 2019-09-14

F4 · price: Received in connection with Dell Technologies' acquisition of EMC Corporation ("EMC") by merger (the "Merger") in exchange for 176,905 restricted stock units granted by EMC that, absent the Merger, would have settled in shares of EMC common stock upon vesting. The reporting person also received for each restricted stock unit that was exchanged a deferred cash award having a cash value of $29.05, which was the closing price of a share of EMC common stock on the last trading day before the closing date of the Merger.

F3 · derivative.exercise_date: Of the options, 148,987 vest on February 1, 2017 and 27,918 vest on February 5, 2017 contingent on the reporting person's continued service on each applicable vesting date.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 20:03 UTC
BURTON JEREMYCorp. EVP, Mktg. & Corp. Dev.
SaleClass V Common Stock 26,583 $48.16 $1,280,237.28
Disclosure

SEC source: 0001123292-16-002748 · edgar.xml · nonDerivative · entry 2

BURTON JEREMY · CIK 0001234281 · Corp. EVP, Mktg. & Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $48.15 to $48.20, inclusive. The reporting person has provided to Dell Technologies, and hereby undertakes to provide to any security holder of Dell Technologies or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 20:03 UTC
BURTON JEREMYCorp. EVP, Mktg. & Corp. Dev.
GrantClass C Common Stock 545,455 $0.00 $0.00
Disclosure

SEC source: 0001123292-16-002748 · edgar.xml · nonDerivative · entry 1

BURTON JEREMY · CIK 0001234281 · Corp. EVP, Mktg. & Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,455

F1 · shares: Represents a grant of 218,182 time-based and 327,273 performance-based restricted shares. The time-based restricted shares vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date. The performance-based restricted shares vest only if a specified performance measure relating to Dell Technologies Inc. ("Dell Technologies") is achieved.

F1 · price: Represents a grant of 218,182 time-based and 327,273 performance-based restricted shares. The time-based restricted shares vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date. The performance-based restricted shares vest only if a specified performance measure relating to Dell Technologies Inc. ("Dell Technologies") is achieved.

Read SEC document
September 07, 2016 Filed Sep 7, 2016 22:19 UTC
DELL MICHAEL SDirector · Chief Executive Officer
GrantOptions to Acquire Class A Common Stock · Derivative 10,909,091 Not disclosed Strike: $13.75 Not disclosed
Disclosure

SEC source: 0001123292-16-002683 · edgar.xml · derivative · entry 11

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,909,091

Underlying: Class A Common Stock · 10,909,091 shares

Expires 2023-11-25

F1 · kind: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series A common stock was automatically reclassified as and became one share of Class A common stock and each share of Series C common stock was automatically reclassified as and became one share of Class C common stock.

F1 · price: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series A common stock was automatically reclassified as and became one share of Class A common stock and each share of Series C common stock was automatically reclassified as and became one share of Class C common stock.

F5 · derivative.exercise_date: The options vest in five equal annual installments during a vesting period that began on 11/25/2013.

Read SEC document
September 07, 2016 Filed Sep 7, 2016 22:19 UTC
DELL MICHAEL SDirector · Chief Executive Officer
Disposition to issuerOptions to Acquire Series A Common Stock · Derivative 10,909,091 Not disclosed Strike: $13.75 Not disclosed
Disclosure

SEC source: 0001123292-16-002683 · edgar.xml · derivative · entry 10

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Common Stock · 10,909,091 shares

Expires 2023-11-25

F1 · kind: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series A common stock was automatically reclassified as and became one share of Class A common stock and each share of Series C common stock was automatically reclassified as and became one share of Class C common stock.

F1 · price: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series A common stock was automatically reclassified as and became one share of Class A common stock and each share of Series C common stock was automatically reclassified as and became one share of Class C common stock.

F5 · derivative.exercise_date: The options vest in five equal annual installments during a vesting period that began on 11/25/2013.

Read SEC document
September 07, 2016 Filed Sep 7, 2016 22:19 UTC
DELL MICHAEL SDirector · Chief Executive Officer
GrantClass A Common Stock · Derivative 8,339,605 $27.50 $229,339,137.50
Disclosure

SEC source: 0001123292-16-002683 · edgar.xml · derivative · entry 9

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Susan Lieberman Dell Separate Property Trust

Disclosed balance after: 32,890,896

Underlying: Class C Common Stock · 8,339,605 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F4 · kind: Represents shares of Class A common stock purchased from the issuer in connection with the issuer's acquisition of EMC Corporation.

F3 · derivative.exercise_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F3 · derivative.expiration_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities for purposes of Rule 16a-1(a)(1) and (2) under the Exchange Act, and neither the filing of this statement nor anything herein shall be deemed an admission that he is, for purposes of Section 16 of the Exchange Act or for any other purpose, the beneficial owner of the securities.

Read SEC document
September 07, 2016 Filed Sep 7, 2016 22:19 UTC
DELL MICHAEL SDirector · Chief Executive Officer
GrantClass A Common Stock · Derivative 24,551,291 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-16-002683 · edgar.xml · derivative · entry 8

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Susan Lieberman Dell Separate Property Trust

Disclosed balance after: 24,551,291

Underlying: Class C Common Stock · 24,551,291 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F1 · kind: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series A common stock was automatically reclassified as and became one share of Class A common stock and each share of Series C common stock was automatically reclassified as and became one share of Class C common stock.

F1 · price: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series A common stock was automatically reclassified as and became one share of Class A common stock and each share of Series C common stock was automatically reclassified as and became one share of Class C common stock.

F3 · derivative.exercise_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F3 · derivative.expiration_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities for purposes of Rule 16a-1(a)(1) and (2) under the Exchange Act, and neither the filing of this statement nor anything herein shall be deemed an admission that he is, for purposes of Section 16 of the Exchange Act or for any other purpose, the beneficial owner of the securities.

Read SEC document
September 07, 2016 Filed Sep 7, 2016 22:19 UTC
DELL MICHAEL SDirector · Chief Executive Officer
GrantClass A Common Stock · Derivative 78,569,486 $27.50 $2,160,660,865.00
Disclosure

SEC source: 0001123292-16-002683 · edgar.xml · derivative · entry 7

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,924,990

Underlying: Class C Common Stock · 78,569,486 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F4 · kind: Represents shares of Class A common stock purchased from the issuer in connection with the issuer's acquisition of EMC Corporation.

F3 · derivative.exercise_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F3 · derivative.expiration_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

Read SEC document
September 07, 2016 Filed Sep 7, 2016 22:19 UTC
DELL MICHAEL SDirector · Chief Executive Officer
GrantClass A Common Stock · Derivative 261,355,504 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-16-002683 · edgar.xml · derivative · entry 6

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,355,504

Underlying: Class C Common Stock · 261,355,504 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F1 · kind: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series A common stock was automatically reclassified as and became one share of Class A common stock and each share of Series C common stock was automatically reclassified as and became one share of Class C common stock.

F1 · price: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series A common stock was automatically reclassified as and became one share of Class A common stock and each share of Series C common stock was automatically reclassified as and became one share of Class C common stock.

F3 · derivative.exercise_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F3 · derivative.expiration_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

Read SEC document
September 07, 2016 Filed Sep 7, 2016 22:19 UTC
DELL MICHAEL SDirector · Chief Executive Officer
GrantClass C Common Stock 32,575 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-16-002683 · edgar.xml · nonDerivative · entry 5

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,575

F1 · kind: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series A common stock was automatically reclassified as and became one share of Class A common stock and each share of Series C common stock was automatically reclassified as and became one share of Class C common stock.

F1 · price: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series A common stock was automatically reclassified as and became one share of Class A common stock and each share of Series C common stock was automatically reclassified as and became one share of Class C common stock.

Read SEC document
September 07, 2016 Filed Sep 7, 2016 22:19 UTC
DELL MICHAEL SDirector · Chief Executive Officer
Disposition to issuerSeries C Common Stock 32,575 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-16-002683 · edgar.xml · nonDerivative · entry 4

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series A common stock was automatically reclassified as and became one share of Class A common stock and each share of Series C common stock was automatically reclassified as and became one share of Class C common stock.

F1 · price: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series A common stock was automatically reclassified as and became one share of Class A common stock and each share of Series C common stock was automatically reclassified as and became one share of Class C common stock.

Read SEC document
September 07, 2016 Filed Sep 7, 2016 22:19 UTC
DELL MICHAEL SDirector · Chief Executive Officer
Disposition to issuerSeries A Common Stock 24,551,291 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-16-002683 · edgar.xml · nonDerivative · entry 3

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Susan Lieberman Dell Separate Property Trust

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series A common stock was automatically reclassified as and became one share of Class A common stock and each share of Series C common stock was automatically reclassified as and became one share of Class C common stock.

F1 · price: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series A common stock was automatically reclassified as and became one share of Class A common stock and each share of Series C common stock was automatically reclassified as and became one share of Class C common stock.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities for purposes of Rule 16a-1(a)(1) and (2) under the Exchange Act, and neither the filing of this statement nor anything herein shall be deemed an admission that he is, for purposes of Section 16 of the Exchange Act or for any other purpose, the beneficial owner of the securities.

Read SEC document
September 07, 2016 Filed Sep 7, 2016 22:19 UTC
DELL MICHAEL SDirector · Chief Executive Officer
Disposition to issuerSeries A Common Stock 261,355,504 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-16-002683 · edgar.xml · nonDerivative · entry 2

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series A common stock was automatically reclassified as and became one share of Class A common stock and each share of Series C common stock was automatically reclassified as and became one share of Class C common stock.

F1 · price: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series A common stock was automatically reclassified as and became one share of Class A common stock and each share of Series C common stock was automatically reclassified as and became one share of Class C common stock.

Read SEC document
September 07, 2016 Filed Sep 7, 2016 22:21 UTC GrantClass V Common Stock 3,013 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-16-002684 · edgar.xml · nonDerivative · entry 1

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,013

F1 · price: Received in exchange for 27,033 shares of common stock of EMC Corporation ("EMC") held by the reporting person in connection with the acquisition by Dell Technologies Inc. of EMC by merger (the "Merger") on September 7, 2016. On the effective date of the Merger, the closing price of the Class V common stock as reported on the New York Stock Exchange was $48.00 per share.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 21:31 UTC GrantClass B Common Stock · Derivative 9,847,096 $27.50 $270,795,140.00
Disclosure

SEC source: 0000899243-16-028763 · doc4.xml · derivative · entry 3

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director

SLP Denali Co-Invest, L.P. · CIK 0001590159 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP Denali Co-Invest, L.P.

Disclosed balance after: 35,301,641

Underlying: Class C Common Stock · 9,847,096 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F5 · kind: Represents shares of Class B Common Stock purchased from the Issuer in connection with the Issuer's acquisition of EMC Corporation.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F2 · ownership.nature: These securities are directly held by SLP Denali Co-Invest, L.P. ("SLP Denali"). The general partner of SLP Denali is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP").

F3 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG and as a member of the investment committee of SLTA III GP. Each of SLP Denali and SLP Denali GP may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that either of them is a director by deputization nor that the Reporting Persons are otherwise subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 21:31 UTC GrantClass B Common Stock · Derivative 25,454,545 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-028763 · doc4.xml · derivative · entry 2

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director

SLP Denali Co-Invest, L.P. · CIK 0001590159 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP Denali Co-Invest, L.P.

Disclosed balance after: 25,454,545

Underlying: Class C Common Stock · 25,454,545 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F1 · kind: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series B Common Stock, par value $0.01 per share, was automatically reclassified into one share of Class B Common Stock, par value $0.01 per share upon the filing and effectiveness of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. (the "Issuer").

F1 · price: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series B Common Stock, par value $0.01 per share, was automatically reclassified into one share of Class B Common Stock, par value $0.01 per share upon the filing and effectiveness of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. (the "Issuer").

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F2 · ownership.nature: These securities are directly held by SLP Denali Co-Invest, L.P. ("SLP Denali"). The general partner of SLP Denali is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP").

F3 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG and as a member of the investment committee of SLTA III GP. Each of SLP Denali and SLP Denali GP may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that either of them is a director by deputization nor that the Reporting Persons are otherwise subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 21:31 UTC Disposition to issuerSeries B Common Stock 25,454,545 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-028763 · doc4.xml · nonDerivative · entry 1

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director

SLP Denali Co-Invest, L.P. · CIK 0001590159 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP Denali Co-Invest, L.P.

Disclosed balance after: 0

F1 · price: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series B Common Stock, par value $0.01 per share, was automatically reclassified into one share of Class B Common Stock, par value $0.01 per share upon the filing and effectiveness of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. (the "Issuer").

F2 · ownership.nature: These securities are directly held by SLP Denali Co-Invest, L.P. ("SLP Denali"). The general partner of SLP Denali is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP").

F3 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG and as a member of the investment committee of SLTA III GP. Each of SLP Denali and SLP Denali GP may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that either of them is a director by deputization nor that the Reporting Persons are otherwise subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 21:37 UTC
Durban EgonDirector
GrantClass B Common Stock · Derivative 167,956 $27.50 $4,618,790.00
Disclosure

SEC source: 0000899243-16-028768 · doc4.xml · derivative · entry 15

Durban Egon · CIK 0001651403 · Director

Silver Lake Partners III LP · CIK 0001387096 · Director

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director

SLTA III (GP), L.L.C. · CIK 0001491808 · Director

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director

Silver Lake Group, L.L.C. · CIK 0001418226 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors IV, L.P.

Disclosed balance after: 589,774

Underlying: Class C Common Stock · 167,956 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F9 · kind: Represents shares of Class B Common Stock purchased from the Issuer in connection with the Issuer's acquisition of EMC Corporation.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F6 · ownership.nature: These securities are directly held by Silver Lake Technology Investors IV, L.P. ("SLTI IV"). The general partner of SLTI IV is SLTA IV, and the general partner of SLTA IV is SLTA IV GP.

F7 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG and as a member of the investment committees of SLTA III GP and SLTA IV GP. Each of SLP III, SLTI III, SLTA III, SLTA III GP, SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization nor that the Reporting Persons are otherwise subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 21:37 UTC
Durban EgonDirector
GrantClass B Common Stock · Derivative 482,410 $27.50 $13,266,275.00
Disclosure

SEC source: 0000899243-16-028768 · doc4.xml · derivative · entry 14

Durban Egon · CIK 0001651403 · Director

Silver Lake Partners III LP · CIK 0001387096 · Director

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director

SLTA III (GP), L.L.C. · CIK 0001491808 · Director

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director

Silver Lake Group, L.L.C. · CIK 0001418226 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors III, L.P.

Disclosed balance after: 1,693,974

Underlying: Class C Common Stock · 482,410 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F9 · kind: Represents shares of Class B Common Stock purchased from the Issuer in connection with the Issuer's acquisition of EMC Corporation.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F5 · ownership.nature: These securities are directly held by Silver Lake Technology Investors III, L.P. ("SLTI III"). The general partner of SLTI III is SLTA III, and the general partner of SLTA III is SLTA III GP.

F7 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG and as a member of the investment committees of SLTA III GP and SLTA IV GP. Each of SLP III, SLTI III, SLTA III, SLTA III GP, SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization nor that the Reporting Persons are otherwise subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 21:37 UTC
Durban EgonDirector
GrantClass B Common Stock · Derivative 9,847,096 $27.50 $270,795,140.00
Disclosure

SEC source: 0000899243-16-028768 · doc4.xml · derivative · entry 13

Durban Egon · CIK 0001651403 · Director

Silver Lake Partners III LP · CIK 0001387096 · Director

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director

SLTA III (GP), L.L.C. · CIK 0001491808 · Director

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director

Silver Lake Group, L.L.C. · CIK 0001418226 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP Denali Co-Invest, L.P.

Disclosed balance after: 35,301,641

Underlying: Class C Common Stock · 9,847,096 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F9 · kind: Represents shares of Class B Common Stock purchased from the Issuer in connection with the Issuer's acquisition of EMC Corporation.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F4 · ownership.nature: These securities are directly held by SLP Denali Co-Invest, L.P. ("SLP Denali"). The general partner of SLP Denali is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is SLTA III, and the general partner of SLTA III is SLTA III GP.

F7 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG and as a member of the investment committees of SLTA III GP and SLTA IV GP. Each of SLP III, SLTI III, SLTA III, SLTA III GP, SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization nor that the Reporting Persons are otherwise subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 21:37 UTC
Durban EgonDirector
GrantClass B Common Stock · Derivative 11,415,222 $27.50 $313,918,605.00
Disclosure

SEC source: 0000899243-16-028768 · doc4.xml · derivative · entry 12

Durban Egon · CIK 0001651403 · Director

Silver Lake Partners III LP · CIK 0001387096 · Director

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director

SLTA III (GP), L.L.C. · CIK 0001491808 · Director

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director

Silver Lake Group, L.L.C. · CIK 0001418226 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners IV, L.P.

Disclosed balance after: 40,084,313

Underlying: Class C Common Stock · 11,415,222 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F9 · kind: Represents shares of Class B Common Stock purchased from the Issuer in connection with the Issuer's acquisition of EMC Corporation.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F3 · ownership.nature: These securities are directly held by Silver Lake Partners IV, L.P. ("SLP IV"). The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV"), and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").

F7 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG and as a member of the investment committees of SLTA III GP and SLTA IV GP. Each of SLP III, SLTI III, SLTA III, SLTA III GP, SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization nor that the Reporting Persons are otherwise subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 21:37 UTC
Durban EgonDirector
GrantClass B Common Stock · Derivative 16,892,356 $27.50 $464,539,790.00
Disclosure

SEC source: 0000899243-16-028768 · doc4.xml · derivative · entry 11

Durban Egon · CIK 0001651403 · Director

Silver Lake Partners III LP · CIK 0001387096 · Director

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director

SLTA III (GP), L.L.C. · CIK 0001491808 · Director

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director

Silver Lake Group, L.L.C. · CIK 0001418226 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners III, L.P.

Disclosed balance after: 59,317,156

Underlying: Class C Common Stock · 16,892,356 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F9 · kind: Represents shares of Class B Common Stock purchased from the Issuer in connection with the Issuer's acquisition of EMC Corporation.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F2 · ownership.nature: These securities are directly held by Silver Lake Partners III, L.P. ("SLP III"). The general partner of SLP III is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP").

F7 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG and as a member of the investment committees of SLTA III GP and SLTA IV GP. Each of SLP III, SLTI III, SLTA III, SLTA III GP, SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization nor that the Reporting Persons are otherwise subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 21:37 UTC
Durban EgonDirector
GrantClass B Common Stock · Derivative 421,818 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-028768 · doc4.xml · derivative · entry 10

Durban Egon · CIK 0001651403 · Director

Silver Lake Partners III LP · CIK 0001387096 · Director

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director

SLTA III (GP), L.L.C. · CIK 0001491808 · Director

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director

Silver Lake Group, L.L.C. · CIK 0001418226 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors IV, L.P.

Disclosed balance after: 421,818

Underlying: Class C Common Stock · 421,818 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F1 · kind: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series B Common Stock, par value $0.01 per share, was automatically reclassified into one share of Class B Common Stock, par value $0.01 per share upon the filing and effectiveness of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. (the "Issuer").

F1 · price: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series B Common Stock, par value $0.01 per share, was automatically reclassified into one share of Class B Common Stock, par value $0.01 per share upon the filing and effectiveness of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. (the "Issuer").

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F6 · ownership.nature: These securities are directly held by Silver Lake Technology Investors IV, L.P. ("SLTI IV"). The general partner of SLTI IV is SLTA IV, and the general partner of SLTA IV is SLTA IV GP.

F7 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG and as a member of the investment committees of SLTA III GP and SLTA IV GP. Each of SLP III, SLTI III, SLTA III, SLTA III GP, SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization nor that the Reporting Persons are otherwise subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 21:37 UTC
Durban EgonDirector
GrantClass B Common Stock · Derivative 1,211,564 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-028768 · doc4.xml · derivative · entry 9

Durban Egon · CIK 0001651403 · Director

Silver Lake Partners III LP · CIK 0001387096 · Director

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director

SLTA III (GP), L.L.C. · CIK 0001491808 · Director

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director

Silver Lake Group, L.L.C. · CIK 0001418226 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors III, L.P.

Disclosed balance after: 1,211,564

Underlying: Class C Common Stock · 1,211,564 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F1 · kind: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series B Common Stock, par value $0.01 per share, was automatically reclassified into one share of Class B Common Stock, par value $0.01 per share upon the filing and effectiveness of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. (the "Issuer").

F1 · price: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series B Common Stock, par value $0.01 per share, was automatically reclassified into one share of Class B Common Stock, par value $0.01 per share upon the filing and effectiveness of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. (the "Issuer").

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F5 · ownership.nature: These securities are directly held by Silver Lake Technology Investors III, L.P. ("SLTI III"). The general partner of SLTI III is SLTA III, and the general partner of SLTA III is SLTA III GP.

F7 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG and as a member of the investment committees of SLTA III GP and SLTA IV GP. Each of SLP III, SLTI III, SLTA III, SLTA III GP, SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization nor that the Reporting Persons are otherwise subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 21:37 UTC
Durban EgonDirector
GrantClass B Common Stock · Derivative 25,454,545 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-028768 · doc4.xml · derivative · entry 8

Durban Egon · CIK 0001651403 · Director

Silver Lake Partners III LP · CIK 0001387096 · Director

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director

SLTA III (GP), L.L.C. · CIK 0001491808 · Director

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director

Silver Lake Group, L.L.C. · CIK 0001418226 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP Denali Co-Invest, L.P.

Disclosed balance after: 25,454,545

Underlying: Class C Common Stock · 25,454,545 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F1 · kind: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series B Common Stock, par value $0.01 per share, was automatically reclassified into one share of Class B Common Stock, par value $0.01 per share upon the filing and effectiveness of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. (the "Issuer").

F1 · price: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series B Common Stock, par value $0.01 per share, was automatically reclassified into one share of Class B Common Stock, par value $0.01 per share upon the filing and effectiveness of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. (the "Issuer").

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F4 · ownership.nature: These securities are directly held by SLP Denali Co-Invest, L.P. ("SLP Denali"). The general partner of SLP Denali is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is SLTA III, and the general partner of SLTA III is SLTA III GP.

F7 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG and as a member of the investment committees of SLTA III GP and SLTA IV GP. Each of SLP III, SLTI III, SLTA III, SLTA III GP, SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization nor that the Reporting Persons are otherwise subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 21:37 UTC
Durban EgonDirector
GrantClass B Common Stock · Derivative 28,669,091 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-028768 · doc4.xml · derivative · entry 7

Durban Egon · CIK 0001651403 · Director

Silver Lake Partners III LP · CIK 0001387096 · Director

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director

SLTA III (GP), L.L.C. · CIK 0001491808 · Director

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director

Silver Lake Group, L.L.C. · CIK 0001418226 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners IV, L.P.

Disclosed balance after: 28,669,091

Underlying: Class C Common Stock · 28,669,091 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F1 · kind: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series B Common Stock, par value $0.01 per share, was automatically reclassified into one share of Class B Common Stock, par value $0.01 per share upon the filing and effectiveness of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. (the "Issuer").

F1 · price: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series B Common Stock, par value $0.01 per share, was automatically reclassified into one share of Class B Common Stock, par value $0.01 per share upon the filing and effectiveness of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. (the "Issuer").

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F3 · ownership.nature: These securities are directly held by Silver Lake Partners IV, L.P. ("SLP IV"). The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV"), and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").

F7 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG and as a member of the investment committees of SLTA III GP and SLTA IV GP. Each of SLP III, SLTI III, SLTA III, SLTA III GP, SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization nor that the Reporting Persons are otherwise subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 21:37 UTC
Durban EgonDirector
GrantClass B Common Stock · Derivative 42,424,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-028768 · doc4.xml · derivative · entry 6

Durban Egon · CIK 0001651403 · Director

Silver Lake Partners III LP · CIK 0001387096 · Director

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director

SLTA III (GP), L.L.C. · CIK 0001491808 · Director

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director

Silver Lake Group, L.L.C. · CIK 0001418226 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners III, L.P.

Disclosed balance after: 42,424,800

Underlying: Class C Common Stock · 42,424,800 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F1 · kind: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series B Common Stock, par value $0.01 per share, was automatically reclassified into one share of Class B Common Stock, par value $0.01 per share upon the filing and effectiveness of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. (the "Issuer").

F1 · price: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series B Common Stock, par value $0.01 per share, was automatically reclassified into one share of Class B Common Stock, par value $0.01 per share upon the filing and effectiveness of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. (the "Issuer").

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F2 · ownership.nature: These securities are directly held by Silver Lake Partners III, L.P. ("SLP III"). The general partner of SLP III is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP").

F7 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG and as a member of the investment committees of SLTA III GP and SLTA IV GP. Each of SLP III, SLTI III, SLTA III, SLTA III GP, SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization nor that the Reporting Persons are otherwise subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 21:37 UTC
Durban EgonDirector
Disposition to issuerSeries B Common Stock 421,818 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-028768 · doc4.xml · nonDerivative · entry 5

Durban Egon · CIK 0001651403 · Director

Silver Lake Partners III LP · CIK 0001387096 · Director

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director

SLTA III (GP), L.L.C. · CIK 0001491808 · Director

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director

Silver Lake Group, L.L.C. · CIK 0001418226 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors IV, L.P.

Disclosed balance after: 0

F1 · price: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series B Common Stock, par value $0.01 per share, was automatically reclassified into one share of Class B Common Stock, par value $0.01 per share upon the filing and effectiveness of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. (the "Issuer").

F6 · ownership.nature: These securities are directly held by Silver Lake Technology Investors IV, L.P. ("SLTI IV"). The general partner of SLTI IV is SLTA IV, and the general partner of SLTA IV is SLTA IV GP.

F7 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG and as a member of the investment committees of SLTA III GP and SLTA IV GP. Each of SLP III, SLTI III, SLTA III, SLTA III GP, SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization nor that the Reporting Persons are otherwise subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 21:37 UTC
Durban EgonDirector
Disposition to issuerSeries B Common Stock 1,211,564 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-028768 · doc4.xml · nonDerivative · entry 4

Durban Egon · CIK 0001651403 · Director

Silver Lake Partners III LP · CIK 0001387096 · Director

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director

SLTA III (GP), L.L.C. · CIK 0001491808 · Director

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director

Silver Lake Group, L.L.C. · CIK 0001418226 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors III, L.P.

Disclosed balance after: 0

F1 · price: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series B Common Stock, par value $0.01 per share, was automatically reclassified into one share of Class B Common Stock, par value $0.01 per share upon the filing and effectiveness of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. (the "Issuer").

F5 · ownership.nature: These securities are directly held by Silver Lake Technology Investors III, L.P. ("SLTI III"). The general partner of SLTI III is SLTA III, and the general partner of SLTA III is SLTA III GP.

F7 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG and as a member of the investment committees of SLTA III GP and SLTA IV GP. Each of SLP III, SLTI III, SLTA III, SLTA III GP, SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization nor that the Reporting Persons are otherwise subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 21:37 UTC
Durban EgonDirector
Disposition to issuerSeries B Common Stock 25,454,545 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-028768 · doc4.xml · nonDerivative · entry 3

Durban Egon · CIK 0001651403 · Director

Silver Lake Partners III LP · CIK 0001387096 · Director

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director

SLTA III (GP), L.L.C. · CIK 0001491808 · Director

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director

Silver Lake Group, L.L.C. · CIK 0001418226 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP Denali Co-Invest, L.P.

Disclosed balance after: 0

F1 · price: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series B Common Stock, par value $0.01 per share, was automatically reclassified into one share of Class B Common Stock, par value $0.01 per share upon the filing and effectiveness of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. (the "Issuer").

F4 · ownership.nature: These securities are directly held by SLP Denali Co-Invest, L.P. ("SLP Denali"). The general partner of SLP Denali is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is SLTA III, and the general partner of SLTA III is SLTA III GP.

F7 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG and as a member of the investment committees of SLTA III GP and SLTA IV GP. Each of SLP III, SLTI III, SLTA III, SLTA III GP, SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization nor that the Reporting Persons are otherwise subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 21:37 UTC
Durban EgonDirector
Disposition to issuerSeries B Common Stock 28,669,091 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-028768 · doc4.xml · nonDerivative · entry 2

Durban Egon · CIK 0001651403 · Director

Silver Lake Partners III LP · CIK 0001387096 · Director

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director

SLTA III (GP), L.L.C. · CIK 0001491808 · Director

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director

Silver Lake Group, L.L.C. · CIK 0001418226 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners IV, L.P.

Disclosed balance after: 0

F1 · price: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series B Common Stock, par value $0.01 per share, was automatically reclassified into one share of Class B Common Stock, par value $0.01 per share upon the filing and effectiveness of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. (the "Issuer").

F3 · ownership.nature: These securities are directly held by Silver Lake Partners IV, L.P. ("SLP IV"). The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV"), and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").

F7 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG and as a member of the investment committees of SLTA III GP and SLTA IV GP. Each of SLP III, SLTI III, SLTA III, SLTA III GP, SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization nor that the Reporting Persons are otherwise subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 21:37 UTC
Durban EgonDirector
Disposition to issuerSeries B Common Stock 42,424,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-028768 · doc4.xml · nonDerivative · entry 1

Durban Egon · CIK 0001651403 · Director

Silver Lake Partners III LP · CIK 0001387096 · Director

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director

SLTA III (GP), L.L.C. · CIK 0001491808 · Director

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director

Silver Lake Group, L.L.C. · CIK 0001418226 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners III, L.P.

Disclosed balance after: 0

F1 · price: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series B Common Stock, par value $0.01 per share, was automatically reclassified into one share of Class B Common Stock, par value $0.01 per share upon the filing and effectiveness of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. (the "Issuer").

F2 · ownership.nature: These securities are directly held by Silver Lake Partners III, L.P. ("SLP III"). The general partner of SLP III is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP").

F7 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG and as a member of the investment committees of SLTA III GP and SLTA IV GP. Each of SLP III, SLTI III, SLTA III, SLTA III GP, SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization nor that the Reporting Persons are otherwise subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
September 01, 2016 Filed Sep 7, 2016 22:19 UTC
DELL MICHAEL SDirector · Chief Executive Officer
PurchaseSeries A Common Stock 836,364 $27.50 $23,000,010.00
Disclosure

SEC source: 0001123292-16-002683 · edgar.xml · nonDerivative · entry 1

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,355,504

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.