DCBG

SEC source: 0001140361-17-002333 · doc1.xml · derivative · entry 3

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,448 shares

Expires 2039-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002333 · doc1.xml · nonDerivative · entry 1

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,820.8768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002328 · doc1.xml · derivative · entry 2

Santoro Rudolph J. · CIK 0001467079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 6,896 shares

Expires 2039-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002328 · doc1.xml · nonDerivative · entry 1

Santoro Rudolph J. · CIK 0001467079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,626.0913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002325 · doc1.xml · derivative · entry 4

Arturi Emanuel · CIK 0001425523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 34,482 shares

Expires 2039-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002325 · doc1.xml · nonDerivative · entry 1

Arturi Emanuel · CIK 0001425523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,224.2329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002323 · doc1.xml · derivative · entry 4

HEFTER MARCIA · CIK 0001064483 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Husband

Disclosed balance after: 0

Underlying: Common · 6,896 shares

Expires 2039-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002323 · doc1.xml · derivative · entry 3

HEFTER MARCIA · CIK 0001064483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 10,344 shares

Expires 2039-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002323 · doc1.xml · nonDerivative · entry 2

HEFTER MARCIA · CIK 0001064483 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Husband

Disclosed balance after: 44,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002323 · doc1.xml · nonDerivative · entry 1

HEFTER MARCIA · CIK 0001064483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,770.5886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002319 · doc1.xml · derivative · entry 4

TOBIN THOMAS J · CIK 0001063538 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife

Disclosed balance after: 0

Underlying: Common · 3,448 shares

Expires 2039-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002319 · doc1.xml · derivative · entry 3

TOBIN THOMAS J · CIK 0001063538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 10,344 shares

Expires 2039-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002319 · doc1.xml · nonDerivative · entry 2

TOBIN THOMAS J · CIK 0001063538 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife

Disclosed balance after: 11,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002319 · doc1.xml · nonDerivative · entry 1

TOBIN THOMAS J · CIK 0001063538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,343.2652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002315 · doc1.xml · derivative · entry 2

NOLAN HOWARD H · CIK 0001267026 · Director · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,448 shares

Expires 2039-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002315 · doc1.xml · nonDerivative · entry 1

NOLAN HOWARD H · CIK 0001267026 · Director · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,423.0959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002317 · doc1.xml · derivative · entry 7

McCOY JR. ALBERT E · CIK 0001433545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 5,172 shares

Expires 2039-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002317 · doc1.xml · derivative · entry 6

McCOY JR. ALBERT E · CIK 0001433545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 8,620 shares

Expires 2039-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002317 · doc1.xml · nonDerivative · entry 2

McCOY JR. ALBERT E · CIK 0001433545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,464.0364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002317 · doc1.xml · nonDerivative · entry 1

McCOY JR. ALBERT E · CIK 0001433545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,292.0364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002313 · doc1.xml · derivative · entry 4

O'Connor Kevin M · CIK 0001414859 · President/CEO Designee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,448 shares

Expires 2039-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002313 · doc1.xml · derivative · entry 3

O'Connor Kevin M · CIK 0001414859 · President/CEO Designee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 17,241 shares

Expires 2039-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002313 · doc1.xml · nonDerivative · entry 2

O'Connor Kevin M · CIK 0001414859 · President/CEO Designee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,488.8015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002313 · doc1.xml · nonDerivative · entry 1

O'Connor Kevin M · CIK 0001414859 · President/CEO Designee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,040.8015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-006982 · doc1.xml · nonDerivative · entry 16

Lindenbaum Nathan · CIK 0001646643 · 10% owner

Lindenbaum Shari · CIK 0001646642 · 10% owner

Shari A Lindenbaum 2014 Trust · CIK 0001698037 · 10% owner

Nathan J Lindenbaum 1995 Children Trust · CIK 0001646647 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · ownership.direct: This Form 5 is filed on behalf of Nathan Lindenbaum, Shari A. Lindenbaum, Shari 2014 and Nathan 1995 (the "Reporting Persons"). Nathan Lindenbaum directly holds Common Stock and is trustee of Abigail 2012, Victoria and Ben 2012 and Shari 2014 and is the managing member of MGS and may be deemed to have a pecuniary interest in the Common Stock held directly by such entities. Shari A. Lindenbaum is the manager of Naftali Asher and trustee of Nathan 2015 and may be deemed to have a pecuniary interest in the Common Stock held by such entities. Nathan Lindenbaum and Shari A. Lindenbaum are husband and wife, and each may be deemed to have a pecuniary interest in the Common Stock held directly by the other.

F9 · ownership.direct: Common Stock held directly by Shari A. Lindenbaum.

SEC source: 0001140361-17-006982 · doc1.xml · nonDerivative · entry 13

Lindenbaum Nathan · CIK 0001646643 · 10% owner

Lindenbaum Shari · CIK 0001646642 · 10% owner

Shari A Lindenbaum 2014 Trust · CIK 0001698037 · 10% owner

Nathan J Lindenbaum 1995 Children Trust · CIK 0001646647 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,329

F1 · ownership.direct: This Form 5 is filed on behalf of Nathan Lindenbaum, Shari A. Lindenbaum, Shari 2014 and Nathan 1995 (the "Reporting Persons"). Nathan Lindenbaum directly holds Common Stock and is trustee of Abigail 2012, Victoria and Ben 2012 and Shari 2014 and is the managing member of MGS and may be deemed to have a pecuniary interest in the Common Stock held directly by such entities. Shari A. Lindenbaum is the manager of Naftali Asher and trustee of Nathan 2015 and may be deemed to have a pecuniary interest in the Common Stock held by such entities. Nathan Lindenbaum and Shari A. Lindenbaum are husband and wife, and each may be deemed to have a pecuniary interest in the Common Stock held directly by the other.

F9 · ownership.direct: Common Stock held directly by Shari A. Lindenbaum.

F12 · ownership.direct: In accordance with the trust agreement of Shari 2014, Shari A. Lindenbaum substituted cash for shares of Common Stock at a price of $38.18 per share.

SEC source: 0001140361-17-006982 · doc1.xml · nonDerivative · entry 7

Lindenbaum Nathan · CIK 0001646643 · 10% owner

Lindenbaum Shari · CIK 0001646642 · 10% owner

Shari A Lindenbaum 2014 Trust · CIK 0001698037 · 10% owner

Nathan J Lindenbaum 1995 Children Trust · CIK 0001646647 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 12,211

F1 · ownership.nature: This Form 5 is filed on behalf of Nathan Lindenbaum, Shari A. Lindenbaum, Shari 2014 and Nathan 1995 (the "Reporting Persons"). Nathan Lindenbaum directly holds Common Stock and is trustee of Abigail 2012, Victoria and Ben 2012 and Shari 2014 and is the managing member of MGS and may be deemed to have a pecuniary interest in the Common Stock held directly by such entities. Shari A. Lindenbaum is the manager of Naftali Asher and trustee of Nathan 2015 and may be deemed to have a pecuniary interest in the Common Stock held by such entities. Nathan Lindenbaum and Shari A. Lindenbaum are husband and wife, and each may be deemed to have a pecuniary interest in the Common Stock held directly by the other.

F5 · ownership.nature: Common Stock held directly by Shari A. Lindenbaum 2014 Trust ("Shari 2014").

F12 · ownership.nature: In accordance with the trust agreement of Shari 2014, Shari A. Lindenbaum substituted cash for shares of Common Stock at a price of $38.18 per share.

SEC source: 0001140361-17-006982 · doc1.xml · nonDerivative · entry 15

Lindenbaum Nathan · CIK 0001646643 · 10% owner

Lindenbaum Shari · CIK 0001646642 · 10% owner

Shari A Lindenbaum 2014 Trust · CIK 0001698037 · 10% owner

Nathan J Lindenbaum 1995 Children Trust · CIK 0001646647 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · ownership.direct: This Form 5 is filed on behalf of Nathan Lindenbaum, Shari A. Lindenbaum, Shari 2014 and Nathan 1995 (the "Reporting Persons"). Nathan Lindenbaum directly holds Common Stock and is trustee of Abigail 2012, Victoria and Ben 2012 and Shari 2014 and is the managing member of MGS and may be deemed to have a pecuniary interest in the Common Stock held directly by such entities. Shari A. Lindenbaum is the manager of Naftali Asher and trustee of Nathan 2015 and may be deemed to have a pecuniary interest in the Common Stock held by such entities. Nathan Lindenbaum and Shari A. Lindenbaum are husband and wife, and each may be deemed to have a pecuniary interest in the Common Stock held directly by the other.

F9 · ownership.direct: Common Stock held directly by Shari A. Lindenbaum.

SEC source: 0001140361-17-006982 · doc1.xml · nonDerivative · entry 12

Lindenbaum Nathan · CIK 0001646643 · 10% owner

Lindenbaum Shari · CIK 0001646642 · 10% owner

Shari A Lindenbaum 2014 Trust · CIK 0001698037 · 10% owner

Nathan J Lindenbaum 1995 Children Trust · CIK 0001646647 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,697

F1 · ownership.direct: This Form 5 is filed on behalf of Nathan Lindenbaum, Shari A. Lindenbaum, Shari 2014 and Nathan 1995 (the "Reporting Persons"). Nathan Lindenbaum directly holds Common Stock and is trustee of Abigail 2012, Victoria and Ben 2012 and Shari 2014 and is the managing member of MGS and may be deemed to have a pecuniary interest in the Common Stock held directly by such entities. Shari A. Lindenbaum is the manager of Naftali Asher and trustee of Nathan 2015 and may be deemed to have a pecuniary interest in the Common Stock held by such entities. Nathan Lindenbaum and Shari A. Lindenbaum are husband and wife, and each may be deemed to have a pecuniary interest in the Common Stock held directly by the other.

F9 · ownership.direct: Common Stock held directly by Shari A. Lindenbaum.

F11 · ownership.direct: In accordance with the trust agreement of Shari 2014, Shari A. Lindenbaum substituted cash for shares of Common Stock at a price of $35.60 per share.

SEC source: 0001140361-17-006982 · doc1.xml · nonDerivative · entry 6

Lindenbaum Nathan · CIK 0001646643 · 10% owner

Lindenbaum Shari · CIK 0001646642 · 10% owner

Shari A Lindenbaum 2014 Trust · CIK 0001698037 · 10% owner

Nathan J Lindenbaum 1995 Children Trust · CIK 0001646647 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 14,843

F1 · ownership.nature: This Form 5 is filed on behalf of Nathan Lindenbaum, Shari A. Lindenbaum, Shari 2014 and Nathan 1995 (the "Reporting Persons"). Nathan Lindenbaum directly holds Common Stock and is trustee of Abigail 2012, Victoria and Ben 2012 and Shari 2014 and is the managing member of MGS and may be deemed to have a pecuniary interest in the Common Stock held directly by such entities. Shari A. Lindenbaum is the manager of Naftali Asher and trustee of Nathan 2015 and may be deemed to have a pecuniary interest in the Common Stock held by such entities. Nathan Lindenbaum and Shari A. Lindenbaum are husband and wife, and each may be deemed to have a pecuniary interest in the Common Stock held directly by the other.

F5 · ownership.nature: Common Stock held directly by Shari A. Lindenbaum 2014 Trust ("Shari 2014").

F11 · ownership.nature: In accordance with the trust agreement of Shari 2014, Shari A. Lindenbaum substituted cash for shares of Common Stock at a price of $35.60 per share.

SEC source: 0001140361-17-006982 · doc1.xml · nonDerivative · entry 14

Lindenbaum Nathan · CIK 0001646643 · 10% owner

Lindenbaum Shari · CIK 0001646642 · 10% owner

Shari A Lindenbaum 2014 Trust · CIK 0001698037 · 10% owner

Nathan J Lindenbaum 1995 Children Trust · CIK 0001646647 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · ownership.direct: This Form 5 is filed on behalf of Nathan Lindenbaum, Shari A. Lindenbaum, Shari 2014 and Nathan 1995 (the "Reporting Persons"). Nathan Lindenbaum directly holds Common Stock and is trustee of Abigail 2012, Victoria and Ben 2012 and Shari 2014 and is the managing member of MGS and may be deemed to have a pecuniary interest in the Common Stock held directly by such entities. Shari A. Lindenbaum is the manager of Naftali Asher and trustee of Nathan 2015 and may be deemed to have a pecuniary interest in the Common Stock held by such entities. Nathan Lindenbaum and Shari A. Lindenbaum are husband and wife, and each may be deemed to have a pecuniary interest in the Common Stock held directly by the other.

F9 · ownership.direct: Common Stock held directly by Shari A. Lindenbaum.

SEC source: 0001140361-17-006982 · doc1.xml · nonDerivative · entry 11

Lindenbaum Nathan · CIK 0001646643 · 10% owner

Lindenbaum Shari · CIK 0001646642 · 10% owner

Shari A Lindenbaum 2014 Trust · CIK 0001698037 · 10% owner

Nathan J Lindenbaum 1995 Children Trust · CIK 0001646647 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,911

F1 · ownership.direct: This Form 5 is filed on behalf of Nathan Lindenbaum, Shari A. Lindenbaum, Shari 2014 and Nathan 1995 (the "Reporting Persons"). Nathan Lindenbaum directly holds Common Stock and is trustee of Abigail 2012, Victoria and Ben 2012 and Shari 2014 and is the managing member of MGS and may be deemed to have a pecuniary interest in the Common Stock held directly by such entities. Shari A. Lindenbaum is the manager of Naftali Asher and trustee of Nathan 2015 and may be deemed to have a pecuniary interest in the Common Stock held by such entities. Nathan Lindenbaum and Shari A. Lindenbaum are husband and wife, and each may be deemed to have a pecuniary interest in the Common Stock held directly by the other.

F9 · ownership.direct: Common Stock held directly by Shari A. Lindenbaum.

F10 · ownership.direct: In accordance with the trust agreement of Shari 2014, Shari A. Lindenbaum substituted cash for shares of Common Stock at a price of $34.00 per share.

SEC source: 0001140361-17-006982 · doc1.xml · nonDerivative · entry 5

Lindenbaum Nathan · CIK 0001646643 · 10% owner

Lindenbaum Shari · CIK 0001646642 · 10% owner

Shari A Lindenbaum 2014 Trust · CIK 0001698037 · 10% owner

Nathan J Lindenbaum 1995 Children Trust · CIK 0001646647 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 17,629

F1 · ownership.nature: This Form 5 is filed on behalf of Nathan Lindenbaum, Shari A. Lindenbaum, Shari 2014 and Nathan 1995 (the "Reporting Persons"). Nathan Lindenbaum directly holds Common Stock and is trustee of Abigail 2012, Victoria and Ben 2012 and Shari 2014 and is the managing member of MGS and may be deemed to have a pecuniary interest in the Common Stock held directly by such entities. Shari A. Lindenbaum is the manager of Naftali Asher and trustee of Nathan 2015 and may be deemed to have a pecuniary interest in the Common Stock held by such entities. Nathan Lindenbaum and Shari A. Lindenbaum are husband and wife, and each may be deemed to have a pecuniary interest in the Common Stock held directly by the other.

F5 · ownership.nature: Common Stock held directly by Shari A. Lindenbaum 2014 Trust ("Shari 2014").

F10 · ownership.nature: In accordance with the trust agreement of Shari 2014, Shari A. Lindenbaum substituted cash for shares of Common Stock at a price of $34.00 per share.

SEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 9

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,001,532

F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

F8 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

SEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 8

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 139,955

F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

F7 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

SEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 7

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,949

F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

SEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 6

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,990

F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

SEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 5

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,216

F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

SEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 4

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 150,112

F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

F5 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

SEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 3

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 39,335

F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

F4 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

SEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 2

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 31,962

F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

SEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 256,226

F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

SEC source: 0001140361-16-087801 · doc1.xml · nonDerivative · entry 4

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,001,532

F1 · ownership.nature: See Exhibit 99.1

F5 · ownership.nature: See Exhibit 99.1

SEC source: 0001140361-16-087801 · doc1.xml · nonDerivative · entry 3

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 150,112

F1 · ownership.nature: See Exhibit 99.1

F4 · ownership.nature: See Exhibit 99.1

SEC source: 0001140361-16-087801 · doc1.xml · nonDerivative · entry 2

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 31,962

F1 · ownership.nature: See Exhibit 99.1

F3 · ownership.nature: See Exhibit 99.1

SEC source: 0001140361-16-087801 · doc1.xml · nonDerivative · entry 1

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 256,226

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

SEC source: 0001140361-16-086962 · doc1.xml · derivative · entry 4

TOBIN THOMAS J · CIK 0001063538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,134 shares

Expires 2016-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-16-086962 · doc1.xml · nonDerivative · entry 2

TOBIN THOMAS J · CIK 0001063538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,999.2652

SEC source: 0001140361-16-086962 · doc1.xml · nonDerivative · entry 1

TOBIN THOMAS J · CIK 0001063538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,742.2652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-16-086746 · doc1.xml · nonDerivative · entry 1

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,372.8768