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DANA Inc

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6
SEC CIK
0000026780
Parsed reports
1,007

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025011
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2017 Filed Nov 2, 2017 20:34 UTC
Filcek Rodney RSVP & Chief Acctg Offic
SaleCommon Stock, par value $0.01 100 $30.24 $3,024.00
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 4

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,951

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC
Filcek Rodney RSVP & Chief Acctg Offic
SaleCommon Stock, par value $0.01 100 $30.25 $3,025.00
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 3

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,051

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC
Filcek Rodney RSVP & Chief Acctg Offic
SaleCommon Stock, par value $0.01 100 $30.25 $3,025.00
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 2

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,151

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC
Filcek Rodney RSVP & Chief Acctg Offic
Exercise / conversionCommon Stock, par value $0.01 23,470 $10.00 $234,700.00
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 1

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC
Pyle Robert DPres, Light Vehicle Driveline
Exercise / conversionStock Appreciation Right · Derivative 20,000 $0.00 Strike: $14.67 $0.00
Disclosure

SEC source: 0001225208-17-016810 · doc4.xml · derivative · entry 7

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 20,000 shares

Expires 2022-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC
Pyle Robert DPres, Light Vehicle Driveline
Exercise / conversionStock Appreciation Right · Derivative 21,029 $0.00 Strike: $16.19 $0.00
Disclosure

SEC source: 0001225208-17-016810 · doc4.xml · derivative · entry 6

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 21,029 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC
Pyle Robert DPres, Light Vehicle Driveline
Disposition to issuerCommon Stock, par value $0.01 41,029 $30.49 $1,250,974.21
Disclosure

SEC source: 0001225208-17-016810 · doc4.xml · nonDerivative · entry 5

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,338

F1 · shares: Represents the total number of stock appreciation rights that were vested and cash settled.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC
Pyle Robert DPres, Light Vehicle Driveline
SaleCommon Stock, par value $0.01 4,260 $30.46 $129,759.60
Disclosure

SEC source: 0001225208-17-016810 · doc4.xml · nonDerivative · entry 4

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,367

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC
Pyle Robert DPres, Light Vehicle Driveline
SaleCommon Stock, par value $0.01 100 $30.46 $3,046.10
Disclosure

SEC source: 0001225208-17-016810 · doc4.xml · nonDerivative · entry 3

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,627

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC
Pyle Robert DPres, Light Vehicle Driveline
Exercise / conversionCommon Stock, par value $0.01 20,000 $14.67 $293,400.00
Disclosure

SEC source: 0001225208-17-016810 · doc4.xml · nonDerivative · entry 2

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC
Pyle Robert DPres, Light Vehicle Driveline
Exercise / conversionCommon Stock, par value $0.01 21,029 $16.19 $340,459.51
Disclosure

SEC source: 0001225208-17-016810 · doc4.xml · nonDerivative · entry 1

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:57 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 6,304 $29.66 $186,976.64
Disclosure

SEC source: 0001225208-17-016734 · doc4.xml · nonDerivative · entry 3

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,755

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:57 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 6,100 $29.65 $180,865.00
Disclosure

SEC source: 0001225208-17-016734 · doc4.xml · nonDerivative · entry 2

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,059

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:57 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 3,700 $29.67 $109,779.00
Disclosure

SEC source: 0001225208-17-016734 · doc4.xml · nonDerivative · entry 1

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,159

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
Exercise / conversionStock Option - Right to Buy · Derivative 33,647 $0.00 Strike: $16.19 $0.00
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · derivative · entry 31

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 33,647 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock options granted vest in three (3) equal annual installments beginning on the first year anniversary date of the grant.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 2,900 $29.65 $85,970.50
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 30

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,859

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 2,100 $29.66 $62,275.50
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 29

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,759

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 2,031 $29.54 $59,995.74
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 28

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,859

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 1,804 $29.56 $53,326.24
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 27

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,890

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 1,305 $29.55 $38,562.75
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 26

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,694

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 1,200 $29.64 $35,568.00
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 25

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,999

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 753 $29.53 $22,236.09
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 24

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,199

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 700 $29.61 $20,727.00
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 23

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,952

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 700 $29.63 $20,741.00
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 22

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,652

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 550 $29.67 $16,315.75
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 21

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,352

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 500 $29.52 $14,760.00
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 20

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,902

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 500 $29.68 $14,837.50
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 19

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,402

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 300 $29.53 $8,857.50
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 18

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,902

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 200 $29.51 $5,901.60
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 17

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,202

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 200 $29.55 $5,909.00
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 16

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,402

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 200 $29.57 $5,914.00
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 15

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,602

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 200 $29.58 $5,916.00
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 14

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,802

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 200 $29.63 $5,925.00
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 13

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,002

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 200 $29.68 $5,936.00
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 12

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,202

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 100 $29.51 $2,950.50
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 11

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,402

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 100 $29.54 $2,953.50
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 10

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,502

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 100 $29.54 $2,953.80
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 9

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,602

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 100 $29.58 $2,957.50
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 8

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,702

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 100 $29.59 $2,958.80
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 7

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,802

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 100 $29.60 $2,959.50
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 6

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,902

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 100 $29.62 $2,961.50
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 5

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,002

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 100 $29.64 $2,963.50
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 4

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,102

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 100 $29.68 $2,967.80
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 3

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,202

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
SaleCommon Stock, par value $0.01 100 $29.69 $2,969.00
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 2

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,302

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Matthews DwaynePres - Power Technologies Grp
Exercise / conversionCommon Stock, par value $0.01 33,647 $16.19 $544,744.93
Disclosure

SEC source: 0001225208-17-016733 · doc4.xml · nonDerivative · entry 1

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Aghili AzizPres Off-Hwy Technologies
Exercise / conversionStock Appreciation Right · Derivative 40,376 $0.00 Strike: $16.19 $0.00
Disclosure

SEC source: 0001225208-17-016732 · doc4.xml · derivative · entry 7

Aghili Aziz · CIK 0001524680 · Pres Off-Hwy Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 40,376 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Aghili AzizPres Off-Hwy Technologies
Exercise / conversionStock Appreciation Right · Derivative 5,846 $0.00 Strike: $17.80 $0.00
Disclosure

SEC source: 0001225208-17-016732 · doc4.xml · derivative · entry 6

Aghili Aziz · CIK 0001524680 · Pres Off-Hwy Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 5,846 shares

Expires 2021-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Aghili AzizPres Off-Hwy Technologies
Exercise / conversionStock Appreciation Right · Derivative 22,702 $0.00 Strike: $15.96 $0.00
Disclosure

SEC source: 0001225208-17-016732 · doc4.xml · derivative · entry 5

Aghili Aziz · CIK 0001524680 · Pres Off-Hwy Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 22,702 shares

Expires 2022-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Aghili AzizPres Off-Hwy Technologies
Disposition to issuerCommon Stock, par value $0.01 68,924 $29.72 $2,048,421.28
Disclosure

SEC source: 0001225208-17-016732 · doc4.xml · nonDerivative · entry 4

Aghili Aziz · CIK 0001524680 · Pres Off-Hwy Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

F1 · shares: Represents the total number of stock appreciation rights that were vested and cash settled.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 19:56 UTC
Aghili AzizPres Off-Hwy Technologies
Exercise / conversionCommon Stock, par value $0.01 5,846 $17.80 $104,058.80
Disclosure

SEC source: 0001225208-17-016732 · doc4.xml · nonDerivative · entry 3

Aghili Aziz · CIK 0001524680 · Pres Off-Hwy Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.