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DAN

DANA Inc

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6
SEC CIK
0000026780
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1,007

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025011
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2020 Filed Mar 24, 2020 20:48 UTC GrantDividend Equivalent Rights · Derivative 140 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005557 · doc4.xml · derivative · entry 1

WANDELL KEITH E · CIK 0001205048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140

Underlying: Common Stock, par value $0.01 · 140 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:48 UTC
Pyle Robert DPres, Light Vehicle Driveline
GrantDividend Equivalent Rights · Derivative 1,622 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005555 · doc4.xml · derivative · entry 1

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,253

Underlying: Common Stock, par value $0.01 · 1,622 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:48 UTC
Wallace Mark EEVP & Pres Comm Veh Drive Tech
GrantDividend Equivalent Rights · Derivative 1,930 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005556 · doc4.xml · derivative · entry 1

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,067

Underlying: Common Stock, par value $0.01 · 1,930 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:47 UTC GrantDividend Equivalent Rights · Derivative 140 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005546 · doc4.xml · derivative · entry 1

KAMSKY VIRGINIA A · CIK 0001059614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140

Underlying: Common Stock, par value $0.01 · 140 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:48 UTC GrantDividend Equivalent Rights · Derivative 140 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005553 · doc4.xml · derivative · entry 1

McDonald R Bruce · CIK 0001207696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140

Underlying: Common Stock, par value $0.01 · 140 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:48 UTC
Matthews DwaynePres - Power Technologies Grp
GrantDividend Equivalent Rights · Derivative 819 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005552 · doc4.xml · derivative · entry 1

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,364

Underlying: Common Stock, par value $0.01 · 819 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:48 UTC GrantDividend Equivalent Rights · Derivative 140 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005551 · doc4.xml · derivative · entry 1

Mack Michael J · CIK 0001349264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140

Underlying: Common Stock, par value $0.01 · 140 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:48 UTC GrantDividend Equivalent Rights · Derivative 140 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005550 · doc4.xml · derivative · entry 1

Mabus Raymond E · CIK 0001317996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140

Underlying: Common Stock, par value $0.01 · 140 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:48 UTC
Liedberg Douglas HSVP, General Counsel and Secty
GrantDividend Equivalent Rights · Derivative 1,129 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005549 · doc4.xml · derivative · entry 1

Liedberg Douglas H · CIK 0001705570 · SVP, General Counsel and Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,141

Underlying: Common Stock, par value $0.01 · 1,129 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:47 UTC
Kellett James DVP & Chief Accounting Officer
GrantDividend Equivalent Rights · Derivative 331 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005548 · doc4.xml · derivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604

Underlying: Common Stock, par value $0.01 · 331 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:47 UTC GrantDividend Equivalent Rights · Derivative 140 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005547 · doc4.xml · derivative · entry 1

Karlin Bridget E · CIK 0001797157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140

Underlying: Common Stock, par value $0.01 · 140 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:47 UTC
Kamsickas James KevinDirector · President & CEO
GrantDividend Equivalent Rights · Derivative 8,353 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005545 · doc4.xml · derivative · entry 1

Kamsickas James Kevin · CIK 0001649863 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,014

Underlying: Common Stock, par value $0.01 · 8,353 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:47 UTC GrantDividend Equivalent Rights · Derivative 140 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005544 · doc4.xml · derivative · entry 1

Gonzalez Rachel A · CIK 0001561935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140

Underlying: Common Stock, par value $0.01 · 140 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:47 UTC
Collins Jonathan MarkEVP & Chief Financial Officer
GrantDividend Equivalent Rights · Derivative 2,238 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005543 · doc4.xml · derivative · entry 1

Collins Jonathan Mark · CIK 0001670126 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,549

Underlying: Common Stock, par value $0.01 · 2,238 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:47 UTC
Aghili AzizEVP &Pres Off-Hwy Technologies
GrantDividend Equivalent Rights · Derivative 1,715 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005542 · doc4.xml · derivative · entry 1

Aghili Aziz · CIK 0001524680 · EVP &Pres Off-Hwy Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,515

Underlying: Common Stock, par value $0.01 · 1,715 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:52 UTC Exercise / conversionStock Option - Right to Buy · Derivative 6,963 $0.00 Strike: $11.66 $0.00
Disclosure

SEC source: 0001225208-20-002962 · doc4.xml · derivative · entry 3

WANDELL KEITH E · CIK 0001205048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 6,963 shares

Expires 2020-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock options granted vest in three (3) equal annual installments beginning on the first year anniversary date of the grant.

F1 · derivative.expiration_date: Stock options granted vest in three (3) equal annual installments beginning on the first year anniversary date of the grant.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:52 UTC SaleCommon Stock, par value $0.01 6,963 $17.18 $119,631.30
Disclosure

SEC source: 0001225208-20-002962 · doc4.xml · nonDerivative · entry 2

WANDELL KEITH E · CIK 0001205048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,467

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:52 UTC Exercise / conversionCommon Stock, par value $0.01 6,963 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002962 · doc4.xml · nonDerivative · entry 1

WANDELL KEITH E · CIK 0001205048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Pyle Robert DPres, Light Vehicle Driveline
Exercise / conversionRestricted Stock Units · Derivative 24,667 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002789 · doc4.xml · derivative · entry 5

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 24,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted cliff vest three (3) years from date of grant.

F4 · derivative.expiration_date: Restricted stock units granted cliff vest three (3) years from date of grant.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Pyle Robert DPres, Light Vehicle Driveline
Exercise / conversionDividend Equivalent Rights · Derivative 1,410 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002789 · doc4.xml · derivative · entry 4

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,631

Underlying: Common Stock, par value $0.01 · 1,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Pyle Robert DPres, Light Vehicle Driveline
Tax withholdingCommon Stock, par value $0.01 11,566 $17.56 $203,098.96
Disclosure

SEC source: 0001225208-20-002789 · doc4.xml · nonDerivative · entry 3

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,070

F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Pyle Robert DPres, Light Vehicle Driveline
Exercise / conversionCommon Stock, par value $0.01 1,410 $17.56 $24,759.60
Disclosure

SEC source: 0001225208-20-002789 · doc4.xml · nonDerivative · entry 2

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Pyle Robert DPres, Light Vehicle Driveline
Exercise / conversionCommon Stock, par value $0.01 24,667 $17.56 $433,152.52
Disclosure

SEC source: 0001225208-20-002789 · doc4.xml · nonDerivative · entry 1

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Wallace Mark EEVP & Pres Comm Veh Drive Tech
Exercise / conversionRestricted Stock Units · Derivative 34,135 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002790 · doc4.xml · derivative · entry 5

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 34,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted cliff vest three (3) years from date of grant.

F4 · derivative.expiration_date: Restricted stock units granted cliff vest three (3) years from date of grant.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Wallace Mark EEVP & Pres Comm Veh Drive Tech
Exercise / conversionDividend Equivalent Rights · Derivative 1,952 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002790 · doc4.xml · derivative · entry 4

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,137

Underlying: Common Stock, par value $0.01 · 1,952 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Wallace Mark EEVP & Pres Comm Veh Drive Tech
Tax withholdingCommon Stock, par value $0.01 15,703 $17.56 $275,744.68
Disclosure

SEC source: 0001225208-20-002790 · doc4.xml · nonDerivative · entry 3

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,755

F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Wallace Mark EEVP & Pres Comm Veh Drive Tech
Exercise / conversionCommon Stock, par value $0.01 1,952 $17.56 $34,277.12
Disclosure

SEC source: 0001225208-20-002790 · doc4.xml · nonDerivative · entry 2

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Wallace Mark EEVP & Pres Comm Veh Drive Tech
Exercise / conversionCommon Stock, par value $0.01 34,135 $17.56 $599,410.60
Disclosure

SEC source: 0001225208-20-002790 · doc4.xml · nonDerivative · entry 1

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Liedberg Douglas HSVP, General Counsel and Secty
Exercise / conversionRestricted Stock Units · Derivative 14,585 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002787 · doc4.xml · derivative · entry 5

Liedberg Douglas H · CIK 0001705570 · SVP, General Counsel and Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 14,585 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted cliff vest three (3) years from date of grant.

F4 · derivative.expiration_date: Restricted stock units granted cliff vest three (3) years from date of grant.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Liedberg Douglas HSVP, General Counsel and Secty
Exercise / conversionDividend Equivalent Rights · Derivative 831 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002787 · doc4.xml · derivative · entry 4

Liedberg Douglas H · CIK 0001705570 · SVP, General Counsel and Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012

Underlying: Common Stock, par value $0.01 · 831 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Liedberg Douglas HSVP, General Counsel and Secty
Tax withholdingCommon Stock, par value $0.01 6,837 $17.56 $120,057.72
Disclosure

SEC source: 0001225208-20-002787 · doc4.xml · nonDerivative · entry 3

Liedberg Douglas H · CIK 0001705570 · SVP, General Counsel and Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,096

F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Liedberg Douglas HSVP, General Counsel and Secty
Exercise / conversionCommon Stock, par value $0.01 831 $17.56 $14,592.36
Disclosure

SEC source: 0001225208-20-002787 · doc4.xml · nonDerivative · entry 2

Liedberg Douglas H · CIK 0001705570 · SVP, General Counsel and Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Liedberg Douglas HSVP, General Counsel and Secty
Exercise / conversionCommon Stock, par value $0.01 14,585 $17.56 $256,112.60
Disclosure

SEC source: 0001225208-20-002787 · doc4.xml · nonDerivative · entry 1

Liedberg Douglas H · CIK 0001705570 · SVP, General Counsel and Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Matthews DwaynePres - Power Technologies Grp
Exercise / conversionRestricted Stock Units · Derivative 21,950 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002788 · doc4.xml · derivative · entry 5

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 21,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted cliff vest three (3) years from date of grant.

F4 · derivative.expiration_date: Restricted stock units granted cliff vest three (3) years from date of grant.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Matthews DwaynePres - Power Technologies Grp
Exercise / conversionDividend Equivalent Rights · Derivative 1,345 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002788 · doc4.xml · derivative · entry 4

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,545

Underlying: Common Stock, par value $0.01 · 1,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Matthews DwaynePres - Power Technologies Grp
Tax withholdingCommon Stock, par value $0.01 8,653 $17.56 $151,946.68
Disclosure

SEC source: 0001225208-20-002788 · doc4.xml · nonDerivative · entry 3

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,457

F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Matthews DwaynePres - Power Technologies Grp
Exercise / conversionCommon Stock, par value $0.01 1,345 $17.56 $23,618.20
Disclosure

SEC source: 0001225208-20-002788 · doc4.xml · nonDerivative · entry 2

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Matthews DwaynePres - Power Technologies Grp
Exercise / conversionCommon Stock, par value $0.01 21,950 $17.56 $385,442.00
Disclosure

SEC source: 0001225208-20-002788 · doc4.xml · nonDerivative · entry 1

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Kamsickas James KevinDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 126,663 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002785 · doc4.xml · derivative · entry 5

Kamsickas James Kevin · CIK 0001649863 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 126,663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted cliff vest three (3) years from date of grant.

F4 · derivative.expiration_date: Restricted stock units granted cliff vest three (3) years from date of grant.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Kamsickas James KevinDirector · President & CEO
Exercise / conversionDividend Equivalent Rights · Derivative 7,260 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002785 · doc4.xml · derivative · entry 4

Kamsickas James Kevin · CIK 0001649863 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,661

Underlying: Common Stock, par value $0.01 · 7,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Kamsickas James KevinDirector · President & CEO
Tax withholdingCommon Stock, par value $0.01 59,596 $17.56 $1,046,505.76
Disclosure

SEC source: 0001225208-20-002785 · doc4.xml · nonDerivative · entry 3

Kamsickas James Kevin · CIK 0001649863 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,492

F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Kamsickas James KevinDirector · President & CEO
Exercise / conversionCommon Stock, par value $0.01 7,260 $17.56 $127,485.60
Disclosure

SEC source: 0001225208-20-002785 · doc4.xml · nonDerivative · entry 2

Kamsickas James Kevin · CIK 0001649863 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Kamsickas James KevinDirector · President & CEO
Exercise / conversionCommon Stock, par value $0.01 126,663 $17.56 $2,224,202.28
Disclosure

SEC source: 0001225208-20-002785 · doc4.xml · nonDerivative · entry 1

Kamsickas James Kevin · CIK 0001649863 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Kellett James DVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,687 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002786 · doc4.xml · derivative · entry 5

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 2,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted cliff vest three (3) years from date of grant.

F4 · derivative.expiration_date: Restricted stock units granted cliff vest three (3) years from date of grant.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Kellett James DVP & Chief Accounting Officer
Exercise / conversionDividend Equivalent Rights · Derivative 146 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002786 · doc4.xml · derivative · entry 4

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273

Underlying: Common Stock, par value $0.01 · 146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Kellett James DVP & Chief Accounting Officer
Tax withholdingCommon Stock, par value $0.01 982 $17.56 $17,243.92
Disclosure

SEC source: 0001225208-20-002786 · doc4.xml · nonDerivative · entry 3

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,555

F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Kellett James DVP & Chief Accounting Officer
Exercise / conversionCommon Stock, par value $0.01 146 $17.56 $2,563.76
Disclosure

SEC source: 0001225208-20-002786 · doc4.xml · nonDerivative · entry 2

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Kellett James DVP & Chief Accounting Officer
Exercise / conversionCommon Stock, par value $0.01 2,687 $17.56 $47,183.72
Disclosure

SEC source: 0001225208-20-002786 · doc4.xml · nonDerivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Collins Jonathan MarkEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 31,985 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002784 · doc4.xml · derivative · entry 5

Collins Jonathan Mark · CIK 0001670126 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 31,985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted cliff vest three (3) years from date of grant.

F4 · derivative.expiration_date: Restricted stock units granted cliff vest three (3) years from date of grant.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:03 UTC
Collins Jonathan MarkEVP & Chief Financial Officer
Exercise / conversionDividend Equivalent Rights · Derivative 1,829 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002784 · doc4.xml · derivative · entry 4

Collins Jonathan Mark · CIK 0001670126 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,311

Underlying: Common Stock, par value $0.01 · 1,829 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.