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Nasdaq · USD

CZR

Caesars Entertainment, Inc.

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3789
SEC CIK
0001590895
Parsed reports
458

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202609
Jul 202600
Aug 202603
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2017 Filed May 4, 2017 01:56 UTC GrantEmployee Stock Option (right to buy) · Derivative 20,784 Not disclosed Strike: $15.61 Not disclosed
Disclosure

SEC source: 0000899243-17-011774 · doc4.xml · derivative · entry 14

Quatmann Edmund L Jr · CIK 0001356140 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,784

Underlying: Common Stock · 20,784 shares

Expires 2024-04-24

F1 · price: On May 1, 2017, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated September 19, 2016, among Eldorado Resorts, Inc. ("ERI"), Isle of Capri Casinos, Inc. ("Isle"), Eagle I Acquisition Corp. ("Merger Sub A") and Isle of Capri Casinos LLC (f/k/a Eagle II Acquisition Company LLC) ("Merger Sub B"), Merger Sub A merged with and into Isle (the "First Step Merger"), and immediately following the First Step Merger, Isle merged with and into Merger Sub B. At the effective time of the First Step Merger (the "Effective Time"), each outstanding share of Isle common stock was converted into the right to receive, at the election of the holder and subject to the proration and reallocation provisions of the Merger Agreement, either 1.638 shares of ERI common stock (with cash paid in lieu of fractional shares) or $23.00 in cash.

F2 · price: (Continued from footnote 1) (Continued from footnote 1) In connection with the Merger Agreement, the reporting person received the shares of ERI common stock reported above and $426,949.00 in cash in exchange for 38,729 shares of Isle common stock. On May 1, 2017, the closing price of ERI's common stock was $19.15 per share. In addition, at the Effective Time, (i) each outstanding option to acquire shares of Isle common stock, whether vested or unvested, was converted into an option or right to purchase shares a number of shares of ERI common stock equal to the number of shares of Isle common stock subject to such option multiplied by 1.638, at an exercise price equal to the exercise price of such option divided by 1.638, and otherwise on the same terms and conditions as were applicable to such option immediately prior to the Effective Time,

F3 · price: (Continued from footnote 2) (ii) each outstanding Isle performance stock unit was converted into a time-based restricted stock unit in respect of shares of ERI common stock at the target level of performance, in an amount equal to the number of shares of Isle common stock subject to such performance stock unit multiplied by 1.638 shares of ERI common stock (with aggregated fractional shares rounded to the nearest whole share) and vesting at the end of the original performance period (subject to the participant's continued employment through such date), and (iii) each outstanding Isle restricted stock unit ("Isle RSUs"), was converted into a restricted stock unit in respect of shares of ERI common stock, in an amount equal to 1.638 shares of ERI common stock (with aggregated fractional shares rounded to the nearest whole share) on the same terms and conditions as were applicable to such performance stock unit immediately prior to the Effective Time.

F8 · derivative.exercise_date: Stock options to purchase shares of Isle common stock were initially granted on April 24, 2017 and vest ratably over five years beginning on April 24, 2018.

Read SEC document
May 01, 2017 Filed May 4, 2017 01:56 UTC GrantEmployee Stock Option (right to buy) · Derivative 44,211 Not disclosed Strike: $8.96 Not disclosed
Disclosure

SEC source: 0000899243-17-011774 · doc4.xml · derivative · entry 13

Quatmann Edmund L Jr · CIK 0001356140 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,211

Underlying: Common Stock · 44,211 shares

Expires 2023-04-25

F1 · price: On May 1, 2017, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated September 19, 2016, among Eldorado Resorts, Inc. ("ERI"), Isle of Capri Casinos, Inc. ("Isle"), Eagle I Acquisition Corp. ("Merger Sub A") and Isle of Capri Casinos LLC (f/k/a Eagle II Acquisition Company LLC) ("Merger Sub B"), Merger Sub A merged with and into Isle (the "First Step Merger"), and immediately following the First Step Merger, Isle merged with and into Merger Sub B. At the effective time of the First Step Merger (the "Effective Time"), each outstanding share of Isle common stock was converted into the right to receive, at the election of the holder and subject to the proration and reallocation provisions of the Merger Agreement, either 1.638 shares of ERI common stock (with cash paid in lieu of fractional shares) or $23.00 in cash.

F2 · price: (Continued from footnote 1) (Continued from footnote 1) In connection with the Merger Agreement, the reporting person received the shares of ERI common stock reported above and $426,949.00 in cash in exchange for 38,729 shares of Isle common stock. On May 1, 2017, the closing price of ERI's common stock was $19.15 per share. In addition, at the Effective Time, (i) each outstanding option to acquire shares of Isle common stock, whether vested or unvested, was converted into an option or right to purchase shares a number of shares of ERI common stock equal to the number of shares of Isle common stock subject to such option multiplied by 1.638, at an exercise price equal to the exercise price of such option divided by 1.638, and otherwise on the same terms and conditions as were applicable to such option immediately prior to the Effective Time,

F3 · price: (Continued from footnote 2) (ii) each outstanding Isle performance stock unit was converted into a time-based restricted stock unit in respect of shares of ERI common stock at the target level of performance, in an amount equal to the number of shares of Isle common stock subject to such performance stock unit multiplied by 1.638 shares of ERI common stock (with aggregated fractional shares rounded to the nearest whole share) and vesting at the end of the original performance period (subject to the participant's continued employment through such date), and (iii) each outstanding Isle restricted stock unit ("Isle RSUs"), was converted into a restricted stock unit in respect of shares of ERI common stock, in an amount equal to 1.638 shares of ERI common stock (with aggregated fractional shares rounded to the nearest whole share) on the same terms and conditions as were applicable to such performance stock unit immediately prior to the Effective Time.

F7 · derivative.exercise_date: Stock options to purchase shares of Isle common stock were initially granted April 25, 2016 and vest ratably over five years beginning April 25, 2017.

Read SEC document
May 01, 2017 Filed May 4, 2017 01:56 UTC GrantEmployee Stock Option (right to buy) · Derivative 46,402 Not disclosed Strike: $9.08 Not disclosed
Disclosure

SEC source: 0000899243-17-011774 · doc4.xml · derivative · entry 12

Quatmann Edmund L Jr · CIK 0001356140 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,402

Underlying: Common Stock · 46,402 shares

Expires 2002-04-27

F1 · price: On May 1, 2017, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated September 19, 2016, among Eldorado Resorts, Inc. ("ERI"), Isle of Capri Casinos, Inc. ("Isle"), Eagle I Acquisition Corp. ("Merger Sub A") and Isle of Capri Casinos LLC (f/k/a Eagle II Acquisition Company LLC) ("Merger Sub B"), Merger Sub A merged with and into Isle (the "First Step Merger"), and immediately following the First Step Merger, Isle merged with and into Merger Sub B. At the effective time of the First Step Merger (the "Effective Time"), each outstanding share of Isle common stock was converted into the right to receive, at the election of the holder and subject to the proration and reallocation provisions of the Merger Agreement, either 1.638 shares of ERI common stock (with cash paid in lieu of fractional shares) or $23.00 in cash.

F2 · price: (Continued from footnote 1) (Continued from footnote 1) In connection with the Merger Agreement, the reporting person received the shares of ERI common stock reported above and $426,949.00 in cash in exchange for 38,729 shares of Isle common stock. On May 1, 2017, the closing price of ERI's common stock was $19.15 per share. In addition, at the Effective Time, (i) each outstanding option to acquire shares of Isle common stock, whether vested or unvested, was converted into an option or right to purchase shares a number of shares of ERI common stock equal to the number of shares of Isle common stock subject to such option multiplied by 1.638, at an exercise price equal to the exercise price of such option divided by 1.638, and otherwise on the same terms and conditions as were applicable to such option immediately prior to the Effective Time,

F3 · price: (Continued from footnote 2) (ii) each outstanding Isle performance stock unit was converted into a time-based restricted stock unit in respect of shares of ERI common stock at the target level of performance, in an amount equal to the number of shares of Isle common stock subject to such performance stock unit multiplied by 1.638 shares of ERI common stock (with aggregated fractional shares rounded to the nearest whole share) and vesting at the end of the original performance period (subject to the participant's continued employment through such date), and (iii) each outstanding Isle restricted stock unit ("Isle RSUs"), was converted into a restricted stock unit in respect of shares of ERI common stock, in an amount equal to 1.638 shares of ERI common stock (with aggregated fractional shares rounded to the nearest whole share) on the same terms and conditions as were applicable to such performance stock unit immediately prior to the Effective Time.

F6 · derivative.exercise_date: Stock options to purchase shares of Isle common stock were initially granted April 27, 2015 and vest ratably over five years beginning April 27, 2016.

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May 01, 2017 Filed May 4, 2017 01:56 UTC Tax withholdingCommon Stock 2,249 $19.05 $42,843.45
Disclosure

SEC source: 0000899243-17-011774 · doc4.xml · nonDerivative · entry 4

Quatmann Edmund L Jr · CIK 0001356140 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,349

Read SEC document
May 01, 2017 Filed May 4, 2017 01:56 UTC Exercise / conversionCommon Stock 4,282 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-011774 · doc4.xml · nonDerivative · entry 3

Quatmann Edmund L Jr · CIK 0001356140 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents shares of ERI common stock into which Isle RSUs that had vested at the Effective Time were converted at the Effective Time.

F1 · price: On May 1, 2017, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated September 19, 2016, among Eldorado Resorts, Inc. ("ERI"), Isle of Capri Casinos, Inc. ("Isle"), Eagle I Acquisition Corp. ("Merger Sub A") and Isle of Capri Casinos LLC (f/k/a Eagle II Acquisition Company LLC) ("Merger Sub B"), Merger Sub A merged with and into Isle (the "First Step Merger"), and immediately following the First Step Merger, Isle merged with and into Merger Sub B. At the effective time of the First Step Merger (the "Effective Time"), each outstanding share of Isle common stock was converted into the right to receive, at the election of the holder and subject to the proration and reallocation provisions of the Merger Agreement, either 1.638 shares of ERI common stock (with cash paid in lieu of fractional shares) or $23.00 in cash.

F2 · price: (Continued from footnote 1) (Continued from footnote 1) In connection with the Merger Agreement, the reporting person received the shares of ERI common stock reported above and $426,949.00 in cash in exchange for 38,729 shares of Isle common stock. On May 1, 2017, the closing price of ERI's common stock was $19.15 per share. In addition, at the Effective Time, (i) each outstanding option to acquire shares of Isle common stock, whether vested or unvested, was converted into an option or right to purchase shares a number of shares of ERI common stock equal to the number of shares of Isle common stock subject to such option multiplied by 1.638, at an exercise price equal to the exercise price of such option divided by 1.638, and otherwise on the same terms and conditions as were applicable to such option immediately prior to the Effective Time,

F3 · price: (Continued from footnote 2) (ii) each outstanding Isle performance stock unit was converted into a time-based restricted stock unit in respect of shares of ERI common stock at the target level of performance, in an amount equal to the number of shares of Isle common stock subject to such performance stock unit multiplied by 1.638 shares of ERI common stock (with aggregated fractional shares rounded to the nearest whole share) and vesting at the end of the original performance period (subject to the participant's continued employment through such date), and (iii) each outstanding Isle restricted stock unit ("Isle RSUs"), was converted into a restricted stock unit in respect of shares of ERI common stock, in an amount equal to 1.638 shares of ERI common stock (with aggregated fractional shares rounded to the nearest whole share) on the same terms and conditions as were applicable to such performance stock unit immediately prior to the Effective Time.

Read SEC document
May 01, 2017 Filed May 4, 2017 01:56 UTC Exercise / conversionCommon Stock 4,285 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-011774 · doc4.xml · nonDerivative · entry 2

Quatmann Edmund L Jr · CIK 0001356140 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents shares of ERI common stock into which Isle RSUs that had vested at the Effective Time were converted at the Effective Time.

F1 · price: On May 1, 2017, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated September 19, 2016, among Eldorado Resorts, Inc. ("ERI"), Isle of Capri Casinos, Inc. ("Isle"), Eagle I Acquisition Corp. ("Merger Sub A") and Isle of Capri Casinos LLC (f/k/a Eagle II Acquisition Company LLC) ("Merger Sub B"), Merger Sub A merged with and into Isle (the "First Step Merger"), and immediately following the First Step Merger, Isle merged with and into Merger Sub B. At the effective time of the First Step Merger (the "Effective Time"), each outstanding share of Isle common stock was converted into the right to receive, at the election of the holder and subject to the proration and reallocation provisions of the Merger Agreement, either 1.638 shares of ERI common stock (with cash paid in lieu of fractional shares) or $23.00 in cash.

F2 · price: (Continued from footnote 1) (Continued from footnote 1) In connection with the Merger Agreement, the reporting person received the shares of ERI common stock reported above and $426,949.00 in cash in exchange for 38,729 shares of Isle common stock. On May 1, 2017, the closing price of ERI's common stock was $19.15 per share. In addition, at the Effective Time, (i) each outstanding option to acquire shares of Isle common stock, whether vested or unvested, was converted into an option or right to purchase shares a number of shares of ERI common stock equal to the number of shares of Isle common stock subject to such option multiplied by 1.638, at an exercise price equal to the exercise price of such option divided by 1.638, and otherwise on the same terms and conditions as were applicable to such option immediately prior to the Effective Time,

F3 · price: (Continued from footnote 2) (ii) each outstanding Isle performance stock unit was converted into a time-based restricted stock unit in respect of shares of ERI common stock at the target level of performance, in an amount equal to the number of shares of Isle common stock subject to such performance stock unit multiplied by 1.638 shares of ERI common stock (with aggregated fractional shares rounded to the nearest whole share) and vesting at the end of the original performance period (subject to the participant's continued employment through such date), and (iii) each outstanding Isle restricted stock unit ("Isle RSUs"), was converted into a restricted stock unit in respect of shares of ERI common stock, in an amount equal to 1.638 shares of ERI common stock (with aggregated fractional shares rounded to the nearest whole share) on the same terms and conditions as were applicable to such performance stock unit immediately prior to the Effective Time.

Read SEC document
May 01, 2017 Filed May 4, 2017 01:56 UTC GrantCommon Stock 33,031 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-011774 · doc4.xml · nonDerivative · entry 1

Quatmann Edmund L Jr · CIK 0001356140 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,031

F1 · price: On May 1, 2017, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated September 19, 2016, among Eldorado Resorts, Inc. ("ERI"), Isle of Capri Casinos, Inc. ("Isle"), Eagle I Acquisition Corp. ("Merger Sub A") and Isle of Capri Casinos LLC (f/k/a Eagle II Acquisition Company LLC) ("Merger Sub B"), Merger Sub A merged with and into Isle (the "First Step Merger"), and immediately following the First Step Merger, Isle merged with and into Merger Sub B. At the effective time of the First Step Merger (the "Effective Time"), each outstanding share of Isle common stock was converted into the right to receive, at the election of the holder and subject to the proration and reallocation provisions of the Merger Agreement, either 1.638 shares of ERI common stock (with cash paid in lieu of fractional shares) or $23.00 in cash.

F2 · price: (Continued from footnote 1) (Continued from footnote 1) In connection with the Merger Agreement, the reporting person received the shares of ERI common stock reported above and $426,949.00 in cash in exchange for 38,729 shares of Isle common stock. On May 1, 2017, the closing price of ERI's common stock was $19.15 per share. In addition, at the Effective Time, (i) each outstanding option to acquire shares of Isle common stock, whether vested or unvested, was converted into an option or right to purchase shares a number of shares of ERI common stock equal to the number of shares of Isle common stock subject to such option multiplied by 1.638, at an exercise price equal to the exercise price of such option divided by 1.638, and otherwise on the same terms and conditions as were applicable to such option immediately prior to the Effective Time,

F3 · price: (Continued from footnote 2) (ii) each outstanding Isle performance stock unit was converted into a time-based restricted stock unit in respect of shares of ERI common stock at the target level of performance, in an amount equal to the number of shares of Isle common stock subject to such performance stock unit multiplied by 1.638 shares of ERI common stock (with aggregated fractional shares rounded to the nearest whole share) and vesting at the end of the original performance period (subject to the participant's continued employment through such date), and (iii) each outstanding Isle restricted stock unit ("Isle RSUs"), was converted into a restricted stock unit in respect of shares of ERI common stock, in an amount equal to 1.638 shares of ERI common stock (with aggregated fractional shares rounded to the nearest whole share) on the same terms and conditions as were applicable to such performance stock unit immediately prior to the Effective Time.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:46 UTC
Biumi BonnieDirector
GrantCommon Stock 3,307 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-011741 · doc4.xml · nonDerivative · entry 2

Biumi Bonnie · CIK 0001559438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,307

F2 · price: In connection with the Merger, the reporting person received the shares reported above for 2,019 shares of restricted Isle common stock.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:46 UTC
Biumi BonnieDirector
GrantCommon Stock 19,757 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-011741 · doc4.xml · nonDerivative · entry 1

Biumi Bonnie · CIK 0001559438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,757

F1 · price: In connection with the merger (the "Merger") of Isle of Capri Casinos, Inc. ("Isle") with and into Isle of Capri Casinos LLC (f/k/a Eagle II Acquisition Company LLC) ("Merger Sub B") on May 1, 2017 pursuant to the Agreement and Plan of Merger, dated May 1, 2017, by and among Eldorado Resorts, Inc. ("ERI"), Isle, Merger Sub B and Eagle I Acquisition Corp., the reporting person received the shares reported above and $254,587.00 in cash in exchange for 23,121 shares of Isle common stock.

Read SEC document
May 01, 2017 Filed May 8, 2017 23:57 UTC Amendment GrantCommon Stock 33,118 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-012327 · doc4a.xml · nonDerivative · entry 1

Quatmann Edmund L Jr · CIK 0001356140 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,650

F1 · shares: This Amendment corrects an error with respect to the number of shares of Eldorado Resorts, Inc. ("ERI") common stock and cash the reporting person received in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated September 19, 2016, among ERI, Isle of Capri Casinos, Inc. ("Isle"), Eagle I Acquisition Corp. and Isle of Capri Casinos LLC (f/k/a Eagle II Acquisition Company LLC). In connection with the Merger Agreement, the reporting person actually received the shares of ERI common stock reported above and $425,730 in cash in exchange for 38,729 shares of Isle common stock.

F1 · price: This Amendment corrects an error with respect to the number of shares of Eldorado Resorts, Inc. ("ERI") common stock and cash the reporting person received in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated September 19, 2016, among ERI, Isle of Capri Casinos, Inc. ("Isle"), Eagle I Acquisition Corp. and Isle of Capri Casinos LLC (f/k/a Eagle II Acquisition Company LLC). In connection with the Merger Agreement, the reporting person actually received the shares of ERI common stock reported above and $425,730 in cash in exchange for 38,729 shares of Isle common stock.

F2 · balance_after: This Amendment corrects an error in the calculation of the Amount of Securities Beneficially Owned Following Reported Transactions in Column 5 from the Form 4 filed on May 3, 2017.

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May 01, 2017 Filed May 26, 2017 22:22 UTC Amendment Tax withholdingCommon Stock 2,859 $19.05 $54,463.95
Disclosure

SEC source: 0000899243-17-014616 · doc4a.xml · nonDerivative · entry 1

Quatmann Edmund L Jr · CIK 0001356140 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,040

F1 · shares: This Amendment corrects an error in the calculation of the reporting person's net share settlement to satisfy tax liability upon the vesting of Isle of Capri, Inc. ("Isle") restricted stock units that had vested at the effective time of the merger of a subsidiary of the Issuer with and into Isle (the "Effective Time") and converted into 8,567 shares of ERI common stock at the Effective Time. The original Form 4 is being amended by this Form 4/A to increase the number of shares actually withheld by the Issuer by 610 shares and decrease the amount of securities beneficially owned following the transaction after final calculation of the resulting tax liability by a corresponding amount.

F1 · balance_after: This Amendment corrects an error in the calculation of the reporting person's net share settlement to satisfy tax liability upon the vesting of Isle of Capri, Inc. ("Isle") restricted stock units that had vested at the effective time of the merger of a subsidiary of the Issuer with and into Isle (the "Effective Time") and converted into 8,567 shares of ERI common stock at the Effective Time. The original Form 4 is being amended by this Form 4/A to increase the number of shares actually withheld by the Issuer by 610 shares and decrease the amount of securities beneficially owned following the transaction after final calculation of the resulting tax liability by a corresponding amount.

Read SEC document
May 01, 2017 Filed May 26, 2017 18:22 UTC Amendment
Biumi BonnieDirector
GrantCommon Stock 19,772 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-014617 · doc4a.xml · nonDerivative · entry 1

Biumi Bonnie · CIK 0001559438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,079

F1 · shares: This Amendment corrects an error with respect to the number of shares of Eldorado Resorts, Inc. ("ERI") common stock and cash the reporting person received in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated September 19, 2016, among ERI, Isle of Capri Casinos, Inc. ("Isle"), Eagle I Acquisition Corp. and Isle of Capri Casinos LLC (f/k/a Eagle II Acquisition Company LLC). In connection with the Merger Agreement, the reporting person actually received the shares of ERI common stock reported above and $254,150.00 in cash in exchange for 23,121 shares of Isle common stock.

F1 · price: This Amendment corrects an error with respect to the number of shares of Eldorado Resorts, Inc. ("ERI") common stock and cash the reporting person received in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated September 19, 2016, among ERI, Isle of Capri Casinos, Inc. ("Isle"), Eagle I Acquisition Corp. and Isle of Capri Casinos LLC (f/k/a Eagle II Acquisition Company LLC). In connection with the Merger Agreement, the reporting person actually received the shares of ERI common stock reported above and $254,150.00 in cash in exchange for 23,121 shares of Isle common stock.

F2 · balance_after: This Amendment corrects an error in the calculation of the Amount of Securities Beneficially Owned Following Reported Transactions in Column 5 from the Form 4 filed on May 3, 2017.

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March 15, 2017 Filed Mar 17, 2017 22:55 UTC SaleCommon Stock 400,000 $19.15 $7,660,080.00
Disclosure

SEC source: 0001683168-17-000604 · hotel_f4.xml · nonDerivative · entry 1

Hotel Casino Management, Inc. · CIK 0001619501 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,118,461

F1 · ownership.direct: These shares are owned directly by Hotel Casino Management, Inc. ("HCMI"). Raymond J. Poncia is a trustee and beneficiary of, and holds investment control over, the Raymond J. Poncia, Jr. Family Trust (the "Poncia Trust"), which holds a direct ownership interest in HCMI. Raymond J. Poncia and the Poncia Trust are indirect beneficial owners of the reported securities.

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March 14, 2017 Filed Mar 14, 2017 14:02 UTC PurchaseCommon Stock 1,744 $18.70 $32,612.80
Disclosure

SEC source: 0001209191-17-020441 · doc4.xml · nonDerivative · entry 1

Wagner Roger P · CIK 0001498586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Wagner Family Trust

Disclosed balance after: 142,000

Read SEC document
March 13, 2017 Filed Jan 4, 2019 17:56 UTC
Carano Gary L.Director · Exec. Chairman of the Board
GrantRestricted Stock Unit · Derivative 40,440 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002208 · doc4.xml · derivative · entry 3

Carano Gary L. · CIK 0001618255 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,440

Underlying: Common Stock · 40,440 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 22, 2016, subject to achievement of specified performance objectives which were satisfied on March 13, 2017. The restricted stock units vested and became non-forfeitable on January 1, 2019 and were settled on January 2, 2019.

F2 · derivative.expiration_date: The restricted stock units were granted on January 22, 2016, subject to achievement of specified performance objectives which were satisfied on March 13, 2017. The restricted stock units vested and became non-forfeitable on January 1, 2019 and were settled on January 2, 2019.

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March 13, 2017 Filed Jan 4, 2019 18:02 UTC
Reeg ThomasDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 29,207 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002230 · doc4.xml · derivative · entry 3

Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,207

Underlying: Common Stock · 29,207 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units are settled into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 22, 2016, subject to achievement of specified performance objectives which were satisfied on March 13, 2017. The restricted stock units vested and became non-forfeitable on January 1, 2019 and were settled on January 2, 2019.

F2 · derivative.expiration_date: The restricted stock units were granted on January 22, 2016, subject to achievement of specified performance objectives which were satisfied on March 13, 2017. The restricted stock units vested and became non-forfeitable on January 1, 2019 and were settled on January 2, 2019.

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March 13, 2017 Filed Jan 4, 2019 22:59 UTC
Lepori StephanieChief Accounting Officer
GrantRestricted Stock Unit · Derivative 6,740 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002220 · doc4.xml · derivative · entry 3

Lepori Stephanie · CIK 0001663606 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,740

Underlying: Common Stock · 6,740 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 22, 2016, subject to achievement of specified performance objectives which were satisfied on March 13, 2017. The restricted stock units vested and became non-forfeitable on January 1, 2019 and were settled on January 2, 2019.

F2 · derivative.expiration_date: The restricted stock units were granted on January 22, 2016, subject to achievement of specified performance objectives which were satisfied on March 13, 2017. The restricted stock units vested and became non-forfeitable on January 1, 2019 and were settled on January 2, 2019.

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March 13, 2017 Filed Jan 4, 2019 22:50 UTC
Carano Anthony L.President and COO
GrantRestricted Stock Unit · Derivative 10,784 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002200 · doc4.xml · derivative · entry 3

Carano Anthony L. · CIK 0001619264 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,784

Underlying: Common Stock · 10,784 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 22, 2016, subject to achievement of specified performance objectives which were satisfied on March 13, 2017. The restricted stock units vested and became non-forfeitable on January 1, 2019 and were settled on January 2, 2019.

F2 · derivative.expiration_date: The restricted stock units were granted on January 22, 2016, subject to achievement of specified performance objectives which were satisfied on March 13, 2017. The restricted stock units vested and became non-forfeitable on January 1, 2019 and were settled on January 2, 2019.

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February 03, 2017 Filed Feb 3, 2017 18:50 UTC Exercise / conversionCommon Stock 9,256 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-007837 · doc4.xml · nonDerivative · entry 1

Wagner Roger P · CIK 0001498586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Wagner Family Trust

Disclosed balance after: 140,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis

Read SEC document
January 27, 2017 Filed Feb 3, 2017 23:40 UTC GrantRestricted Stock Unit · Derivative 9,256 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007822 · doc4.xml · derivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,256

Underlying: Common Stock · 9,256 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 27, 2017 pursuant to the 2015 Equity Incentive Plan. The restricted stock units will vest and become non-forfeitable upon the third anniversary of the date of grant, which will be January 27, 2020. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause, for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts, Inc.

F2 · derivative.expiration_date: The restricted stock units were granted on January 27, 2017 pursuant to the 2015 Equity Incentive Plan. The restricted stock units will vest and become non-forfeitable upon the third anniversary of the date of grant, which will be January 27, 2020. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause, for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts, Inc.

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January 27, 2017 Filed Feb 3, 2017 18:47 UTC GrantRestricted Stock Unit · Derivative 9,256 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007832 · doc4.xml · derivative · entry 1

TOMICK DAVID P · CIK 0001158390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,256

Underlying: Common Stock · 9,256 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 27, 2017 pursuant to the 2015 Equity Incentive Plan. The restricted stock units will vest and become non-forfeitable upon the third anniversary of the date of grant, which will be January 27, 2020. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause, for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts, Inc.

F2 · derivative.expiration_date: The restricted stock units were granted on January 27, 2017 pursuant to the 2015 Equity Incentive Plan. The restricted stock units will vest and become non-forfeitable upon the third anniversary of the date of grant, which will be January 27, 2020. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause, for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts, Inc.

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January 27, 2017 Filed Feb 3, 2017 18:36 UTC
Carano Gary L.Director · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 58,623 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007817 · doc4.xml · derivative · entry 1

Carano Gary L. · CIK 0001618255 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,623

Underlying: Common Stock · 58,623 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 27, 2017 pursuant to the 2015 Equity Incentive Plan. The restricted stock units will vest and become non-forfeitable upon the third anniversary of the date of grant, which will be January 27, 2020. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause, for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts, Inc.

F2 · derivative.expiration_date: The restricted stock units were granted on January 27, 2017 pursuant to the 2015 Equity Incentive Plan. The restricted stock units will vest and become non-forfeitable upon the third anniversary of the date of grant, which will be January 27, 2020. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause, for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts, Inc.

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January 27, 2017 Filed Feb 3, 2017 18:50 UTC Exercise / conversionRestricted Stock Unit · Derivative 9,256 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007837 · doc4.xml · derivative · entry 3

Wagner Roger P · CIK 0001498586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Wagner Family Trust

Disclosed balance after: 9,256

Underlying: Common Stock · 9,256 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: Vested restricted stock units were granted on January 27, 2017 pursuant to the 2015 Equity Incentive Plan. The restricted stock units were immediately settled in common stock.

F2 · derivative.expiration_date: Vested restricted stock units were granted on January 27, 2017 pursuant to the 2015 Equity Incentive Plan. The restricted stock units were immediately settled in common stock.

Read SEC document
January 27, 2017 Filed Feb 3, 2017 18:50 UTC GrantRestricted Stock Unit · Derivative 9,256 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007837 · doc4.xml · derivative · entry 2

Wagner Roger P · CIK 0001498586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Wagner Family Trust

Disclosed balance after: 9,256

Underlying: Common Stock · 9,256 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: Vested restricted stock units were granted on January 27, 2017 pursuant to the 2015 Equity Incentive Plan. The restricted stock units were immediately settled in common stock.

F2 · derivative.expiration_date: Vested restricted stock units were granted on January 27, 2017 pursuant to the 2015 Equity Incentive Plan. The restricted stock units were immediately settled in common stock.

Read SEC document
January 27, 2017 Filed Feb 3, 2017 18:45 UTC
Reeg ThomasDirector · President and CFO
GrantRestricted Stock Unit · Derivative 34,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007828 · doc4.xml · derivative · entry 1

Reeg Thomas · CIK 0001415959 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,094

Underlying: Common Stock · 34,094 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 27, 2017 pursuant to the 2015 Equity Incentive Plan. The restricted stock units will vest and become non-forfeitable upon the third anniversary of the date of grant, which will be January 27, 2020. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause, for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts, Inc.

F2 · derivative.expiration_date: The restricted stock units were granted on January 27, 2017 pursuant to the 2015 Equity Incentive Plan. The restricted stock units will vest and become non-forfeitable upon the third anniversary of the date of grant, which will be January 27, 2020. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause, for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts, Inc.

Read SEC document
January 27, 2017 Filed Feb 3, 2017 18:37 UTC GrantRestricted Stock Unit · Derivative 9,256 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007820 · doc4.xml · derivative · entry 1

FAHRENKOPF FRANK J JR · CIK 0001247195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,256

Underlying: Common Stock · 9,256 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 27, 2017 pursuant to the 2015 Equity Incentive Plan. The restricted stock units will vest and become non-forfeitable upon the third anniversary of the date of grant, which will be January 27, 2020. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause, for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts, Inc.

F2 · derivative.expiration_date: The restricted stock units were granted on January 27, 2017 pursuant to the 2015 Equity Incentive Plan. The restricted stock units will vest and become non-forfeitable upon the third anniversary of the date of grant, which will be January 27, 2020. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause, for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts, Inc.

Read SEC document
January 27, 2017 Filed Feb 3, 2017 23:44 UTC GrantRestricted Stock Unit · Derivative 9,256 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007826 · doc4.xml · derivative · entry 1

Pegram Michael E · CIK 0001366978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,256

Underlying: Common Stock · 9,256 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 27, 2017 pursuant to the 2015 Equity Incentive Plan. The restricted stock units will vest and become non-forfeitable upon the third anniversary of the date of grant, which will be January 27, 2020. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause, for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts, Inc.

F2 · derivative.expiration_date: The restricted stock units were granted on January 27, 2017 pursuant to the 2015 Equity Incentive Plan. The restricted stock units will vest and become non-forfeitable upon the third anniversary of the date of grant, which will be January 27, 2020. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause, for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts, Inc.

Read SEC document
January 27, 2017 Filed Feb 3, 2017 23:42 UTC
Lepori StephanieChief Accounting Officer
GrantRestricted Stock Unit · Derivative 6,942 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007824 · doc4.xml · derivative · entry 1

Lepori Stephanie · CIK 0001663606 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,942

Underlying: Common Stock · 6,942 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 27, 2017 pursuant to the 2015 Equity Incentive Plan. The restricted stock units will vest and become non-forfeitable upon the third anniversary of the date of grant, which will be January 27, 2020. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause, for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts, Inc.

F2 · derivative.expiration_date: The restricted stock units were granted on January 27, 2017 pursuant to the 2015 Equity Incentive Plan. The restricted stock units will vest and become non-forfeitable upon the third anniversary of the date of grant, which will be January 27, 2020. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause, for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts, Inc.

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January 27, 2017 Filed Feb 3, 2017 23:32 UTC
Carano Anthony L.Exec VP, Gen Counsel and Sec.
GrantRestricted Stock Unit · Derivative 17,741 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007812 · doc4.xml · derivative · entry 1

Carano Anthony L. · CIK 0001619264 · Exec VP, Gen Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,741

Underlying: Common Stock · 17,741 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 27, 2017 pursuant to the 2015 Equity Incentive Plan. The restricted stock units will vest and become non-forfeitable upon the third anniversary of the date of grant, which will be January 27, 2020. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause, for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts, Inc.

F2 · derivative.expiration_date: The restricted stock units were granted on January 27, 2017 pursuant to the 2015 Equity Incentive Plan. The restricted stock units will vest and become non-forfeitable upon the third anniversary of the date of grant, which will be January 27, 2020. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause, for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts, Inc.

Read SEC document
November 30, 2016 Filed Dec 7, 2016 19:23 UTC SaleCommon Stock 162,321 $13.49 $2,190,229.72
Disclosure

SEC source: 0001179110-16-032518 · edgar.xml · nonDerivative · entry 3

Hotel Casino Management, Inc. · CIK 0001619501 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,518,461

F1 · ownership.direct: These shares are owned directly by Hotel Casino Management, Inc. ("HCMI"). Raymond J. Poncia is a trustee and beneficiary of, and holds investment control over, the Raymond J. Poncia, Jr. Family Trust (the "Poncia Trust"), which holds a direct ownership interest in HCMI. Raymond J. Poncia and the Poncia Trust are indirect beneficial owners of the reported securities.

Read SEC document
November 29, 2016 Filed Dec 7, 2016 19:23 UTC SaleCommon Stock 102,233 $13.47 $1,377,262.53
Disclosure

SEC source: 0001179110-16-032518 · edgar.xml · nonDerivative · entry 2

Hotel Casino Management, Inc. · CIK 0001619501 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,680,782

F1 · ownership.direct: These shares are owned directly by Hotel Casino Management, Inc. ("HCMI"). Raymond J. Poncia is a trustee and beneficiary of, and holds investment control over, the Raymond J. Poncia, Jr. Family Trust (the "Poncia Trust"), which holds a direct ownership interest in HCMI. Raymond J. Poncia and the Poncia Trust are indirect beneficial owners of the reported securities.

Read SEC document
November 28, 2016 Filed Dec 7, 2016 19:23 UTC SaleCommon Stock 85,446 $13.21 $1,128,528.05
Disclosure

SEC source: 0001179110-16-032518 · edgar.xml · nonDerivative · entry 1

Hotel Casino Management, Inc. · CIK 0001619501 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,783,015

F1 · ownership.direct: These shares are owned directly by Hotel Casino Management, Inc. ("HCMI"). Raymond J. Poncia is a trustee and beneficiary of, and holds investment control over, the Raymond J. Poncia, Jr. Family Trust (the "Poncia Trust"), which holds a direct ownership interest in HCMI. Raymond J. Poncia and the Poncia Trust are indirect beneficial owners of the reported securities.

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November 16, 2016 Filed Nov 17, 2016 11:31 UTC PurchaseCommon Stock 3,000 $13.07 $39,210.00
Disclosure

SEC source: 0001179110-16-031763 · edgar.xml · nonDerivative · entry 1

TOMICK DAVID P · CIK 0001158390 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jane F. Tomick Revocable Trust Agreement U/A/D 8/30/2004 as Amended and Restated

Disclosed balance after: 10,400

Read SEC document
November 16, 2016 Filed Mar 7, 2017 20:59 UTC PurchaseCommon Stock 3,000 $13.12 $39,360.00
Disclosure

SEC source: 0001209191-17-019102 · doc4.xml · nonDerivative · entry 1

TOMICK DAVID P · CIK 0001158390 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jane F. Tomick Revocable Trust

Disclosed balance after: 3,000

F1 · ownership.nature: The reporting person's spouse is trustee and beneficiary of the Jane F. Tomick Revocable Trust

Read SEC document
November 11, 2016 Filed Nov 14, 2016 12:09 UTC
Reeg ThomasDirector · President and CFO
PurchaseCommon Stock 4,200 $12.05 $50,610.00
Disclosure

SEC source: 0001179110-16-031476 · edgar.xml · nonDerivative · entry 1

Reeg Thomas · CIK 0001415959 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,700

Read SEC document
November 09, 2016 Filed Nov 14, 2016 17:08 UTC PurchaseCommon Stock 5,000 $10.95 $54,750.00
Disclosure

SEC source: 0001179110-16-031475 · edgar.xml · nonDerivative · entry 1

Pegram Michael E · CIK 0001366978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,697

Read SEC document
November 08, 2016 Filed Nov 8, 2016 20:38 UTC PurchaseCommon Stock 10,000 $10.99 $109,900.00
Disclosure

SEC source: 0001179110-16-031322 · edgar.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Read SEC document
November 08, 2016 Filed Nov 8, 2016 15:39 UTC PurchaseCommon Stock 1,000 $11.03 $11,034.90
Disclosure

SEC source: 0001179110-16-031323 · edgar.xml · nonDerivative · entry 1

Wagner Roger P · CIK 0001498586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.