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Nasdaq · USD

CZR

Caesars Entertainment, Inc.

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3789
SEC CIK
0001590895
Parsed reports
458

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202609
Jul 202600
Aug 202603
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2021 Filed Feb 2, 2021 18:43 UTC Exercise / conversionRestricted Stock Units · Derivative 5,541 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000050 · wf-form4_161230936543187.xml · derivative · entry 3

KORNSTEIN DON R · CIK 0001023115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,541 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

F2 · derivative.expiration_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 18:43 UTC GrantRestricted Stock Units · Derivative 5,541 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000050 · wf-form4_161230936543187.xml · derivative · entry 2

KORNSTEIN DON R · CIK 0001023115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,541

Underlying: Common Stock · 5,541 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

F2 · derivative.expiration_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 18:43 UTC Exercise / conversionCommon Stock 5,541 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000050 · wf-form4_161230936543187.xml · nonDerivative · entry 1

KORNSTEIN DON R · CIK 0001023115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 18:38 UTC Exercise / conversionRestricted Stock Units · Derivative 2,933 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000044 · wf-form4_161230912060879.xml · derivative · entry 5

TOMICK DAVID P · CIK 0001158390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

F2 · derivative.expiration_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 18:38 UTC GrantRestricted Stock Units · Derivative 2,933 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000044 · wf-form4_161230912060879.xml · derivative · entry 4

TOMICK DAVID P · CIK 0001158390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,933

Underlying: Common Stock · 2,933 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

F2 · derivative.expiration_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 18:38 UTC Exercise / conversionCommon Stock 2,933 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000044 · wf-form4_161230912060879.xml · nonDerivative · entry 1

TOMICK DAVID P · CIK 0001158390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 18:44 UTC
Carano Gary L.Director · Exec. Chairman of the Board
GrantRestricted Stock Unit · Derivative 20,993 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000053 · wf-form4_161230948487865.xml · derivative · entry 1

Carano Gary L. · CIK 0001618255 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,993

Underlying: Common Stock · 20,993 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2022, January 29, 2023, and January 29, 2024.

F2 · derivative.expiration_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2022, January 29, 2023, and January 29, 2024.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 18:39 UTC
Reeg ThomasDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 45,638 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000045 · wf-form4_161230913737577.xml · derivative · entry 6

Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,638

Underlying: Common Stock · 45,638 shares

Expires not disclosed

F6 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2022, January 29, 2023, and January 29, 2024.

F7 · derivative.expiration_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2022, January 29, 2023, and January 29, 2024.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 18:39 UTC
Reeg ThomasDirector · Chief Executive Officer
SaleCommon Stock 700 $73.04 $51,128.00
Disclosure

SEC source: 0001590895-21-000045 · wf-form4_161230913737577.xml · nonDerivative · entry 5

Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,625

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2020.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 18:39 UTC
Reeg ThomasDirector · Chief Executive Officer
SaleCommon Stock 4,539 $72.13 $327,400.79
Disclosure

SEC source: 0001590895-21-000045 · wf-form4_161230913737577.xml · nonDerivative · entry 4

Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,325

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2020.

F5 · price: The price reported in Column 4 is a weighted average price with shares sold in multiple transactions at prices ranging from $71.82 to $72.61, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 5 to this Form 4.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 18:39 UTC
Reeg ThomasDirector · Chief Executive Officer
SaleCommon Stock 28,950 $71.21 $2,061,541.08
Disclosure

SEC source: 0001590895-21-000045 · wf-form4_161230913737577.xml · nonDerivative · entry 3

Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,864

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2020.

F4 · price: The price reported in Column 4 is a weighted average price with shares sold in multiple transactions at prices ranging from $70.82 to $71.81, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 4 to this Form 4.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 18:39 UTC
Reeg ThomasDirector · Chief Executive Officer
SaleCommon Stock 26,495 $70.40 $1,865,139.37
Disclosure

SEC source: 0001590895-21-000045 · wf-form4_161230913737577.xml · nonDerivative · entry 2

Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,814

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2020.

F3 · price: The price reported in Column 4 is a weighted average price with shares sold in multiple transactions at prices ranging from $69.82 to $70.81, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 18:39 UTC
Reeg ThomasDirector · Chief Executive Officer
SaleCommon Stock 9,316 $69.49 $647,339.96
Disclosure

SEC source: 0001590895-21-000045 · wf-form4_161230913737577.xml · nonDerivative · entry 1

Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,309

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2020.

F2 · price: The price reported in Column 4 is a weighted average price with shares sold in multiple transactions at prices ranging from $68.82 to $69.81, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:39 UTC
Quatmann Edmund L JrChief Legal Officer
GrantRestricted Stock Unit · Derivative 7,334 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000046 · wf-form4_161230915902229.xml · derivative · entry 1

Quatmann Edmund L Jr · CIK 0001356140 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,334

Underlying: Common Stock · 7,334 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2022, January 29, 2023, and January 29, 2024.

F2 · derivative.expiration_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2022, January 29, 2023, and January 29, 2024.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 18:44 UTC GrantRestricted Stock Units · Derivative 2,933 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000052 · wf-form4_161230946097492.xml · derivative · entry 1

FAHRENKOPF FRANK J JR · CIK 0001247195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,933

Underlying: Common Stock · 2,933 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan. The reporting person has elected to defer receipt of these shares until his separation from service on the board of directors under the Issuer's outside director deferred compensation plan.

F2 · derivative.expiration_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan. The reporting person has elected to defer receipt of these shares until his separation from service on the board of directors under the Issuer's outside director deferred compensation plan.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:44 UTC Exercise / conversionRestricted Stock Units · Derivative 2,933 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000051 · wf-form4_161230944132821.xml · derivative · entry 3

Jones Blackhurst Janis L · CIK 0001200742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

F2 · derivative.expiration_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:44 UTC GrantRestricted Stock Units · Derivative 2,933 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000051 · wf-form4_161230944132821.xml · derivative · entry 2

Jones Blackhurst Janis L · CIK 0001200742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,933

Underlying: Common Stock · 2,933 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

F2 · derivative.expiration_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:44 UTC Exercise / conversionCommon Stock 2,933 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000051 · wf-form4_161230944132821.xml · nonDerivative · entry 1

Jones Blackhurst Janis L · CIK 0001200742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:41 UTC GrantRestricted Stock Units · Derivative 2,933 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000047 · wf-form4_161230928584946.xml · derivative · entry 1

Pegram Michael E · CIK 0001366978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,933

Underlying: Common Stock · 2,933 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan. The reporting person has elected to defer receipt of these shares until his separation from service on the board of directors under the Issuer's outside director deferred compensation plan.

F2 · derivative.expiration_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan. The reporting person has elected to defer receipt of these shares until his separation from service on the board of directors under the Issuer's outside director deferred compensation plan.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 18:45 UTC
Biumi BonnieDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,933 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000055 · wf-form4_161230952716715.xml · derivative · entry 3

Biumi Bonnie · CIK 0001559438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

F2 · derivative.expiration_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 18:45 UTC
Biumi BonnieDirector
GrantRestricted Stock Unit · Derivative 2,933 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000055 · wf-form4_161230952716715.xml · derivative · entry 2

Biumi Bonnie · CIK 0001559438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,933

Underlying: Common Stock · 2,933 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

F2 · derivative.expiration_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 18:45 UTC
Biumi BonnieDirector
Exercise / conversionCommon Stock 2,933 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000055 · wf-form4_161230952716715.xml · nonDerivative · entry 1

Biumi Bonnie · CIK 0001559438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:45 UTC
Carano Anthony L.President and COO
GrantRestricted Stock Unit · Derivative 16,951 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000054 · wf-form4_161230950116600.xml · derivative · entry 6

Carano Anthony L. · CIK 0001619264 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,951

Underlying: Common Stock · 16,951 shares

Expires not disclosed

F6 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2022, January 29, 2023, and January 29, 2024.

F7 · derivative.expiration_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2022, January 29, 2023, and January 29, 2024.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:45 UTC
Carano Anthony L.President and COO
SaleCommon Stock 200 $73.04 $14,608.00
Disclosure

SEC source: 0001590895-21-000054 · wf-form4_161230950116600.xml · nonDerivative · entry 5

Carano Anthony L. · CIK 0001619264 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,336

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2020.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:45 UTC
Carano Anthony L.President and COO
SaleCommon Stock 1,640 $72.18 $118,367.66
Disclosure

SEC source: 0001590895-21-000054 · wf-form4_161230950116600.xml · nonDerivative · entry 4

Carano Anthony L. · CIK 0001619264 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,536

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2020.

F5 · price: The price reported in Column 4 is a weighted average price with shares sold in multiple transactions at prices ranging from $71.91 to $72.60, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 5 to this Form 4.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:45 UTC
Carano Anthony L.President and COO
SaleCommon Stock 10,043 $71.23 $715,333.77
Disclosure

SEC source: 0001590895-21-000054 · wf-form4_161230950116600.xml · nonDerivative · entry 3

Carano Anthony L. · CIK 0001619264 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,176

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2020.

F4 · price: The price reported in Column 4 is a weighted average price with shares sold in multiple transactions at prices ranging from $70.84 to $71.83, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 4 to this Form 4.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:45 UTC
Carano Anthony L.President and COO
SaleCommon Stock 9,801 $70.40 $690,034.50
Disclosure

SEC source: 0001590895-21-000054 · wf-form4_161230950116600.xml · nonDerivative · entry 2

Carano Anthony L. · CIK 0001619264 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,219

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2020.

F3 · price: The price reported in Column 4 is a weighted average price with shares sold in multiple transactions at prices ranging from $69.84 to $70.83, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:45 UTC
Carano Anthony L.President and COO
SaleCommon Stock 3,316 $69.48 $230,380.09
Disclosure

SEC source: 0001590895-21-000054 · wf-form4_161230950116600.xml · nonDerivative · entry 1

Carano Anthony L. · CIK 0001619264 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,020

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2020.

F2 · price: The price reported in Column 4 is a weighted average price with shares sold in multiple transactions at prices ranging from $68.84 to $69.79, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:42 UTC
Lepori StephanieCAO & Chief Admin. Officer
GrantRestricted Stock Unit · Derivative 4,237 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000049 · wf-form4_161230934674842.xml · derivative · entry 1

Lepori Stephanie · CIK 0001663606 · CAO & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,237

Underlying: Common Stock · 4,237 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2022, January 29, 2023, and January 29, 2024.

F2 · derivative.expiration_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2022, January 29, 2023, and January 29, 2024.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:42 UTC GrantRestricted Stock Units · Derivative 2,933 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000048 · wf-form4_161230931303919.xml · derivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,933

Underlying: Common Stock · 2,933 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan. The reporting person has elected to defer receipt of these shares until his separation from service on the board of directors under the Issuer's outside director deferred compensation plan.

F2 · derivative.expiration_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan. The reporting person has elected to defer receipt of these shares until his separation from service on the board of directors under the Issuer's outside director deferred compensation plan.

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January 29, 2021 Filed Feb 2, 2021 23:38 UTC
Yunker BretChief Financial Officer
GrantRestricted Stock Unit · Derivative 13,039 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000043 · wf-form4_161230909969627.xml · derivative · entry 1

Yunker Bret · CIK 0001766886 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,039

Underlying: Common Stock · 13,039 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2022, January 29, 2023, and January 29, 2024.

F2 · derivative.expiration_date: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2022, January 29, 2023, and January 29, 2024.

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January 26, 2021 Filed Jan 28, 2021 16:25 UTC
Carano Gary L.Director · Exec. Chairman of the Board
Exercise / conversionRestricted Stock Unit · Derivative 38,902 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000028 · wf-form4_161186914451544.xml · derivative · entry 3

Carano Gary L. · CIK 0001618255 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan and vested on January 26, 2021.

F2 · derivative.expiration_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan and vested on January 26, 2021.

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January 26, 2021 Filed Jan 28, 2021 16:25 UTC
Carano Gary L.Director · Exec. Chairman of the Board
Tax withholdingCommon Stock 15,308 $74.36 $1,138,302.88
Disclosure

SEC source: 0001590895-21-000028 · wf-form4_161186914451544.xml · nonDerivative · entry 2

Carano Gary L. · CIK 0001618255 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,094

Read SEC document
January 26, 2021 Filed Jan 28, 2021 16:25 UTC
Carano Gary L.Director · Exec. Chairman of the Board
Exercise / conversionCommon Stock 38,902 $74.36 $2,892,752.72
Disclosure

SEC source: 0001590895-21-000028 · wf-form4_161186914451544.xml · nonDerivative · entry 1

Carano Gary L. · CIK 0001618255 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 16:25 UTC
Reeg ThomasDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 23,525 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000025 · wf-form4_161186909456929.xml · derivative · entry 3

Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan and vested on January 26, 2021.

F2 · derivative.expiration_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan and vested on January 26, 2021.

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January 26, 2021 Filed Jan 28, 2021 16:25 UTC
Reeg ThomasDirector · Chief Executive Officer
Tax withholdingCommon Stock 9,258 $74.36 $688,424.88
Disclosure

SEC source: 0001590895-21-000025 · wf-form4_161186909456929.xml · nonDerivative · entry 2

Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,625

Read SEC document
January 26, 2021 Filed Jan 28, 2021 16:25 UTC
Reeg ThomasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 23,525 $74.36 $1,749,319.00
Disclosure

SEC source: 0001590895-21-000025 · wf-form4_161186909456929.xml · nonDerivative · entry 1

Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 21:25 UTC
Quatmann Edmund L JrChief Legal Officer
Exercise / conversionRestricted Stock Unit · Derivative 6,704 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000026 · wf-form4_161186910980605.xml · derivative · entry 3

Quatmann Edmund L Jr · CIK 0001356140 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,704 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan and vested on January 26, 2021.

F2 · derivative.expiration_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan and vested on January 26, 2021.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 21:25 UTC
Quatmann Edmund L JrChief Legal Officer
Tax withholdingCommon Stock 2,437 $74.36 $181,215.32
Disclosure

SEC source: 0001590895-21-000026 · wf-form4_161186910980605.xml · nonDerivative · entry 2

Quatmann Edmund L Jr · CIK 0001356140 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,463

Read SEC document
January 26, 2021 Filed Jan 28, 2021 21:25 UTC
Quatmann Edmund L JrChief Legal Officer
Exercise / conversionCommon Stock 6,704 $74.36 $498,509.44
Disclosure

SEC source: 0001590895-21-000026 · wf-form4_161186910980605.xml · nonDerivative · entry 1

Quatmann Edmund L Jr · CIK 0001356140 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 21:26 UTC
Carano Anthony L.President and COO
Exercise / conversionRestricted Stock Unit · Derivative 13,454 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000029 · wf-form4_161186915984212.xml · derivative · entry 3

Carano Anthony L. · CIK 0001619264 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan and vested on January 26, 2021.

F2 · derivative.expiration_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan and vested on January 26, 2021.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 21:26 UTC
Carano Anthony L.President and COO
Tax withholdingCommon Stock 5,295 $74.36 $393,736.20
Disclosure

SEC source: 0001590895-21-000029 · wf-form4_161186915984212.xml · nonDerivative · entry 2

Carano Anthony L. · CIK 0001619264 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,336

Read SEC document
January 26, 2021 Filed Jan 28, 2021 21:26 UTC
Carano Anthony L.President and COO
Exercise / conversionCommon Stock 13,454 $74.36 $1,000,439.44
Disclosure

SEC source: 0001590895-21-000029 · wf-form4_161186915984212.xml · nonDerivative · entry 1

Carano Anthony L. · CIK 0001619264 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 21:25 UTC
Lepori StephanieCAO & Chief Admin. Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,528 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000027 · wf-form4_161186912542414.xml · derivative · entry 3

Lepori Stephanie · CIK 0001663606 · CAO & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan and vested on January 26, 2021.

F2 · derivative.expiration_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan and vested on January 26, 2021.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 21:25 UTC
Lepori StephanieCAO & Chief Admin. Officer
Tax withholdingCommon Stock 965 $74.36 $71,757.40
Disclosure

SEC source: 0001590895-21-000027 · wf-form4_161186912542414.xml · nonDerivative · entry 2

Lepori Stephanie · CIK 0001663606 · CAO & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,242

Read SEC document
January 26, 2021 Filed Jan 28, 2021 21:25 UTC
Lepori StephanieCAO & Chief Admin. Officer
Exercise / conversionCommon Stock 3,528 $74.36 $262,342.08
Disclosure

SEC source: 0001590895-21-000027 · wf-form4_161186912542414.xml · nonDerivative · entry 1

Lepori Stephanie · CIK 0001663606 · CAO & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 23:58 UTC
Quatmann Edmund L JrChief Legal Officer
SaleCommon Stock 20,000 $81.27 $1,625,300.00
Disclosure

SEC source: 0001590895-21-000014 · wf-form4_161118711787598.xml · nonDerivative · entry 1

Quatmann Edmund L Jr · CIK 0001356140 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,196

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2020.

F2 · price: The price reported in Column 4 is a weighted average price with shares sold in multiple transactions at prices ranging from $80.85 to $81.73, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

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January 04, 2021 Filed Jan 5, 2021 21:31 UTC GrantCommon Stock 453 $71.60 $32,434.80
Disclosure

SEC source: 0001590895-21-000009 · wf-form4_160988215150595.xml · nonDerivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,435

F1 · shares: Amounts shown represent units of phantom stock acquired under the Company's outside director deferred compensation plan. Each unit of phantom stock represents the right to receive one share of the Issuer's common stock upon settlement.

F2 · balance_after: The reporting person has elected to defer receipt of these shares until his separation from service on the board of directors under the Issuer's outside director deferred compensation plan.

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January 01, 2021 Filed Jan 5, 2021 16:27 UTC
Reeg ThomasDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 25,877 $0.00 $0.00
Disclosure

SEC source: 0001590895-21-000007 · wf-form4_160988199070609.xml · derivative · entry 3

Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,877 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives which were satisfied on February 27, 2020 and vested January 1, 2021.

F2 · derivative.expiration_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives which were satisfied on February 27, 2020 and vested January 1, 2021.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 16:27 UTC
Reeg ThomasDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,187 $71.60 $586,189.20
Disclosure

SEC source: 0001590895-21-000007 · wf-form4_160988199070609.xml · nonDerivative · entry 2

Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,358

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.