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Nasdaq · USD

CZR

Caesars Entertainment, Inc.

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3789
SEC CIK
0001590895
Parsed reports
458

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202609
Jul 202600
Aug 202603
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2022 Filed Feb 25, 2022 21:28 UTC
Jones JoshChief Marketing Officer
GrantRestricted Stock Units · Derivative 3,379 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000073 · wf-form4_164582448596769.xml · derivative · entry 1

Jones Josh · CIK 0001846911 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,379

Underlying: Common Stock · 3,379 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 24, 2020 pursuant to the Amended and Restated 2015 Equity Incentive Plan, subject to achievement of specified performance objectives. The level at which such restricted stock units were determined to have been achieved was determined by the Board of the Issuer on February 23, 2022. These restricted stock units will vest on January 1, 2023.

F2 · derivative.expiration_date: The restricted stock units were granted on January 24, 2020 pursuant to the Amended and Restated 2015 Equity Incentive Plan, subject to achievement of specified performance objectives. The level at which such restricted stock units were determined to have been achieved was determined by the Board of the Issuer on February 23, 2022. These restricted stock units will vest on January 1, 2023.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 21:27 UTC
Lepori StephanieCAO & Chief Admin. Officer
GrantRestricted Stock Unit · Derivative 4,368 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000072 · wf-form4_164582438434699.xml · derivative · entry 1

Lepori Stephanie · CIK 0001663606 · CAO & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,368

Underlying: Common Stock · 4,368 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 24, 2020 pursuant to the Amended and Restated 2015 Equity Incentive Plan, subject to achievement of specified performance objectives. The level at which such restricted stock units were determined to have been achieved was determined by the Board of the Issuer on February 23, 2022. These restricted stock units will vest on January 1, 2023.

F2 · derivative.expiration_date: The restricted stock units were granted on January 24, 2020 pursuant to the Amended and Restated 2015 Equity Incentive Plan, subject to achievement of specified performance objectives. The level at which such restricted stock units were determined to have been achieved was determined by the Board of the Issuer on February 23, 2022. These restricted stock units will vest on January 1, 2023.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 21:25 UTC
Yunker BretChief Financial Officer
GrantRestricted Stock Units · Derivative 20,257 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000069 · wf-form4_164582427000446.xml · derivative · entry 1

Yunker Bret · CIK 0001766886 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,257

Underlying: Common Stock · 20,257 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 24, 2020 pursuant to the Amended and Restated 2015 Equity Incentive Plan, subject to achievement of specified performance objectives. The level at which such restricted stock units were determined to have been achieved was determined by the Board of the Issuer on February 23, 2022. These restricted stock units will vest on January 1, 2023.

F2 · derivative.expiration_date: The restricted stock units were granted on January 24, 2020 pursuant to the Amended and Restated 2015 Equity Incentive Plan, subject to achievement of specified performance objectives. The level at which such restricted stock units were determined to have been achieved was determined by the Board of the Issuer on February 23, 2022. These restricted stock units will vest on January 1, 2023.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 00:45 UTC
Quatmann Edmund L JrChief Legal Officer
SaleCommon Stock 1,482 $80.46 $119,237.27
Disclosure

SEC source: 0001590895-22-000051 · wf-form4_164376273953253.xml · nonDerivative · entry 3

Quatmann Edmund L Jr · CIK 0001356140 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,263

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 17, 2021.

F2 · price: The price reported in Column 4 is a weighted average price with shares sold in multiple transactions at prices ranging from $80.3937 to $80.4950, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

Read SEC document
January 29, 2022 Filed Feb 1, 2022 19:42 UTC
Carano Gary L.Director · Exec. Chairman of the Board
Exercise / conversionRestricted Stock Unit · Derivative 6,997 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000048 · wf-form4_164376254896273.xml · derivative · entry 6

Carano Gary L. · CIK 0001618255 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,996

Underlying: Common Stock · 6,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and vested on January 29, 2022.

F4 · derivative.expiration_date: The restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and vested on January 29, 2022.

Read SEC document
January 29, 2022 Filed Feb 1, 2022 19:42 UTC
Carano Gary L.Director · Exec. Chairman of the Board
Tax withholdingCommon Stock 2,754 $76.14 $209,689.56
Disclosure

SEC source: 0001590895-22-000048 · wf-form4_164376254896273.xml · nonDerivative · entry 2

Carano Gary L. · CIK 0001618255 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,548

Read SEC document
January 29, 2022 Filed Feb 1, 2022 19:42 UTC
Carano Gary L.Director · Exec. Chairman of the Board
Exercise / conversionCommon Stock 6,997 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000048 · wf-form4_164376254896273.xml · nonDerivative · entry 1

Carano Gary L. · CIK 0001618255 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2022 Filed Feb 1, 2022 19:41 UTC
Reeg ThomasDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 15,212 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000045 · wf-form4_164376247772057.xml · derivative · entry 4

Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,426

Underlying: Common Stock · 15,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and vested on January 29, 2022.

F3 · derivative.expiration_date: The restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and vested on January 29, 2022.

Read SEC document
January 29, 2022 Filed Feb 1, 2022 19:41 UTC
Reeg ThomasDirector · Chief Executive Officer
Tax withholdingCommon Stock 5,986 $76.14 $455,774.04
Disclosure

SEC source: 0001590895-22-000045 · wf-form4_164376247772057.xml · nonDerivative · entry 2

Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,506

Read SEC document
January 29, 2022 Filed Feb 1, 2022 19:41 UTC
Reeg ThomasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 15,212 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000045 · wf-form4_164376247772057.xml · nonDerivative · entry 1

Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 00:45 UTC
Quatmann Edmund L JrChief Legal Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,444 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000051 · wf-form4_164376273953253.xml · derivative · entry 5

Quatmann Edmund L Jr · CIK 0001356140 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,890

Underlying: Common Stock · 2,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and vested on January 29, 2022.

F5 · derivative.expiration_date: The restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and vested on January 29, 2022.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 00:45 UTC
Quatmann Edmund L JrChief Legal Officer
Tax withholdingCommon Stock 962 $76.14 $73,246.68
Disclosure

SEC source: 0001590895-22-000051 · wf-form4_164376273953253.xml · nonDerivative · entry 2

Quatmann Edmund L Jr · CIK 0001356140 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,745

Read SEC document
January 29, 2022 Filed Feb 2, 2022 00:45 UTC
Quatmann Edmund L JrChief Legal Officer
Exercise / conversionCommon Stock 2,444 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000051 · wf-form4_164376273953253.xml · nonDerivative · entry 1

Quatmann Edmund L Jr · CIK 0001356140 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 00:46 UTC
Carano Anthony L.President and COO
Exercise / conversionRestricted Stock Unit · Derivative 5,650 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000054 · wf-form4_164376279980349.xml · derivative · entry 4

Carano Anthony L. · CIK 0001619264 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,301

Underlying: Common Stock · 5,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and vested on January 29, 2022.

F3 · derivative.expiration_date: The restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and vested on January 29, 2022.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 00:46 UTC
Carano Anthony L.President and COO
Tax withholdingCommon Stock 2,224 $76.14 $169,335.36
Disclosure

SEC source: 0001590895-22-000054 · wf-form4_164376279980349.xml · nonDerivative · entry 2

Carano Anthony L. · CIK 0001619264 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,365

Read SEC document
January 29, 2022 Filed Feb 2, 2022 00:46 UTC
Carano Anthony L.President and COO
Exercise / conversionCommon Stock 5,650 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000054 · wf-form4_164376279980349.xml · nonDerivative · entry 1

Carano Anthony L. · CIK 0001619264 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 00:46 UTC
Jones JoshChief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 977 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000053 · wf-form4_164376277980010.xml · derivative · entry 4

Jones Josh · CIK 0001846911 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,276

Underlying: Common Stock · 977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and vested on January 29, 2022.

F3 · derivative.expiration_date: The restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and vested on January 29, 2022.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 00:46 UTC
Jones JoshChief Marketing Officer
Tax withholdingCommon Stock 385 $76.14 $29,313.90
Disclosure

SEC source: 0001590895-22-000053 · wf-form4_164376277980010.xml · nonDerivative · entry 2

Jones Josh · CIK 0001846911 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,619

Read SEC document
January 29, 2022 Filed Feb 2, 2022 00:46 UTC
Jones JoshChief Marketing Officer
Exercise / conversionCommon Stock 977 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000053 · wf-form4_164376277980010.xml · nonDerivative · entry 1

Jones Josh · CIK 0001846911 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 00:46 UTC
Lepori StephanieCAO & Chief Admin. Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,412 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000052 · wf-form4_164376276037638.xml · derivative · entry 4

Lepori Stephanie · CIK 0001663606 · CAO & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,825

Underlying: Common Stock · 1,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and vested on January 29, 2022.

F3 · derivative.expiration_date: The restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and vested on January 29, 2022.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 00:46 UTC
Lepori StephanieCAO & Chief Admin. Officer
Tax withholdingCommon Stock 387 $76.14 $29,466.18
Disclosure

SEC source: 0001590895-22-000052 · wf-form4_164376276037638.xml · nonDerivative · entry 2

Lepori Stephanie · CIK 0001663606 · CAO & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,836

Read SEC document
January 29, 2022 Filed Feb 2, 2022 00:46 UTC
Lepori StephanieCAO & Chief Admin. Officer
Exercise / conversionCommon Stock 1,412 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000052 · wf-form4_164376276037638.xml · nonDerivative · entry 1

Lepori Stephanie · CIK 0001663606 · CAO & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 00:45 UTC
Yunker BretChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,346 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000050 · wf-form4_164376271207220.xml · derivative · entry 4

Yunker Bret · CIK 0001766886 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,693

Underlying: Common Stock · 4,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and vested on January 29, 2022.

F3 · derivative.expiration_date: The restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and vested on January 29, 2022.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 00:45 UTC
Yunker BretChief Financial Officer
Tax withholdingCommon Stock 1,718 $76.14 $130,808.52
Disclosure

SEC source: 0001590895-22-000050 · wf-form4_164376271207220.xml · nonDerivative · entry 2

Yunker Bret · CIK 0001766886 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,912

Read SEC document
January 29, 2022 Filed Feb 2, 2022 00:45 UTC
Yunker BretChief Financial Officer
Exercise / conversionCommon Stock 4,346 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000050 · wf-form4_164376271207220.xml · nonDerivative · entry 1

Yunker Bret · CIK 0001766886 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 19:39 UTC Exercise / conversionRestricted Stock Units · Derivative 5,091 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000044 · wf-form4_164376238164965.xml · derivative · entry 5

KORNSTEIN DON R · CIK 0001023115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

F2 · derivative.expiration_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 19:39 UTC GrantRestricted Stock Units · Derivative 5,091 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000044 · wf-form4_164376238164965.xml · derivative · entry 4

KORNSTEIN DON R · CIK 0001023115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,091

Underlying: Common Stock · 5,091 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

F2 · derivative.expiration_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 19:39 UTC GrantCommon Stock 5,091 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000044 · wf-form4_164376238164965.xml · nonDerivative · entry 1

KORNSTEIN DON R · CIK 0001023115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,853

Read SEC document
January 28, 2022 Filed Feb 1, 2022 19:38 UTC Exercise / conversionRestricted Stock Units · Derivative 2,695 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000040 · wf-form4_164376229253768.xml · derivative · entry 3

TOMICK DAVID P · CIK 0001158390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

F2 · derivative.expiration_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 19:38 UTC GrantRestricted Stock Units · Derivative 2,695 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000040 · wf-form4_164376229253768.xml · derivative · entry 2

TOMICK DAVID P · CIK 0001158390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,695

Underlying: Common Stock · 2,695 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

F2 · derivative.expiration_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 19:38 UTC GrantCommon Stock 2,695 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000040 · wf-form4_164376229253768.xml · nonDerivative · entry 1

TOMICK DAVID P · CIK 0001158390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,240

Read SEC document
January 28, 2022 Filed Feb 1, 2022 19:42 UTC
Carano Gary L.Director · Exec. Chairman of the Board
GrantRestricted Stock Unit · Derivative 4,492 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000048 · wf-form4_164376254896273.xml · derivative · entry 5

Carano Gary L. · CIK 0001618255 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,492

Underlying: Common Stock · 4,492 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2023, January 29, 2024, and January 29, 2025.

F3 · derivative.expiration_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2023, January 29, 2024, and January 29, 2025.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 19:41 UTC
Reeg ThomasDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 53,915 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000045 · wf-form4_164376247772057.xml · derivative · entry 3

Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,915

Underlying: Common Stock · 53,915 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2023, January 29, 2024, and January 29, 2025.

F2 · derivative.expiration_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2023, January 29, 2024, and January 29, 2025.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 00:45 UTC
Quatmann Edmund L JrChief Legal Officer
GrantRestricted Stock Unit · Derivative 9,285 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000051 · wf-form4_164376273953253.xml · derivative · entry 4

Quatmann Edmund L Jr · CIK 0001356140 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,285

Underlying: Common Stock · 9,285 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2023, January 29, 2024, and January 29, 2025.

F4 · derivative.expiration_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2023, January 29, 2024, and January 29, 2025.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 19:42 UTC Exercise / conversionRestricted Stock Units · Derivative 2,695 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000047 · wf-form4_164376252764277.xml · derivative · entry 3

FAHRENKOPF FRANK J JR · CIK 0001247195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

F2 · derivative.expiration_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 19:42 UTC GrantRestricted Stock Units · Derivative 2,695 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000047 · wf-form4_164376252764277.xml · derivative · entry 2

FAHRENKOPF FRANK J JR · CIK 0001247195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,695

Underlying: Common Stock · 2,695 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

F2 · derivative.expiration_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 19:42 UTC GrantCommon Stock 2,695 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000047 · wf-form4_164376252764277.xml · nonDerivative · entry 1

FAHRENKOPF FRANK J JR · CIK 0001247195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,695

Read SEC document
January 28, 2022 Filed Feb 2, 2022 00:42 UTC Exercise / conversionRestricted Stock Units · Derivative 2,695 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000046 · wf-form4_164376249708373.xml · derivative · entry 3

Jones Blackhurst Janis L · CIK 0001200742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

F2 · derivative.expiration_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 00:42 UTC GrantRestricted Stock Units · Derivative 2,695 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000046 · wf-form4_164376249708373.xml · derivative · entry 2

Jones Blackhurst Janis L · CIK 0001200742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,695

Underlying: Common Stock · 2,695 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

F2 · derivative.expiration_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 00:42 UTC GrantCommon Stock 2,695 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000046 · wf-form4_164376249708373.xml · nonDerivative · entry 1

Jones Blackhurst Janis L · CIK 0001200742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,628

Read SEC document
January 28, 2022 Filed Feb 2, 2022 00:38 UTC GrantRestricted Stock Units · Derivative 2,695 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000041 · wf-form4_164376231512692.xml · derivative · entry 1

Pegram Michael E · CIK 0001366978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,695

Underlying: Common Stock · 2,695 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. The reporting person has elected to defer receipt of these shares until his separation from service on the board of directors under the Issuer's outside director deferred compensation plan.

F2 · derivative.expiration_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. The reporting person has elected to defer receipt of these shares until his separation from service on the board of directors under the Issuer's outside director deferred compensation plan.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 19:43 UTC
Biumi BonnieDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,695 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000049 · wf-form4_164376256906420.xml · derivative · entry 3

Biumi Bonnie · CIK 0001559438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

F2 · derivative.expiration_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 19:43 UTC
Biumi BonnieDirector
GrantRestricted Stock Unit · Derivative 2,695 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000049 · wf-form4_164376256906420.xml · derivative · entry 2

Biumi Bonnie · CIK 0001559438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,695

Underlying: Common Stock · 2,695 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

F2 · derivative.expiration_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 19:43 UTC
Biumi BonnieDirector
GrantCommon Stock 2,695 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000049 · wf-form4_164376256906420.xml · nonDerivative · entry 1

Biumi Bonnie · CIK 0001559438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,878

Read SEC document
January 28, 2022 Filed Feb 2, 2022 00:46 UTC
Carano Anthony L.President and COO
GrantRestricted Stock Unit · Derivative 24,261 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000054 · wf-form4_164376279980349.xml · derivative · entry 3

Carano Anthony L. · CIK 0001619264 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,261

Underlying: Common Stock · 24,261 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2023, January 29, 2024, and January 29, 2025.

F2 · derivative.expiration_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2023, January 29, 2024, and January 29, 2025.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 00:46 UTC
Jones JoshChief Marketing Officer
GrantRestricted Stock Units · Derivative 3,789 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000053 · wf-form4_164376277980010.xml · derivative · entry 3

Jones Josh · CIK 0001846911 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,789

Underlying: Common Stock · 3,789 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2023, January 29, 2024, and January 29, 2025.

F2 · derivative.expiration_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2023, January 29, 2024, and January 29, 2025.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 00:46 UTC
Lepori StephanieCAO & Chief Admin. Officer
GrantRestricted Stock Unit · Derivative 8,386 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000052 · wf-form4_164376276037638.xml · derivative · entry 3

Lepori Stephanie · CIK 0001663606 · CAO & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,386

Underlying: Common Stock · 8,386 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2023, January 29, 2024, and January 29, 2025.

F2 · derivative.expiration_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2023, January 29, 2024, and January 29, 2025.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 00:39 UTC GrantRestricted Stock Unit · Derivative 2,695 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000043 · wf-form4_164376235413277.xml · derivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,695

Underlying: Common Stock · 2,695 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. The reporting person has elected to defer receipt of these shares until his separation from service on the board of directors under the Issuer's outside director deferred compensation plan.

F2 · derivative.expiration_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. The reporting person has elected to defer receipt of these shares until his separation from service on the board of directors under the Issuer's outside director deferred compensation plan.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 00:45 UTC
Yunker BretChief Financial Officer
GrantRestricted Stock Units · Derivative 20,667 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000050 · wf-form4_164376271207220.xml · derivative · entry 3

Yunker Bret · CIK 0001766886 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,667

Underlying: Common Stock · 20,667 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2023, January 29, 2024, and January 29, 2025.

F2 · derivative.expiration_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2023, January 29, 2024, and January 29, 2025.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 00:39 UTC Exercise / conversionRestricted Stock Units · Derivative 2,695 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000042 · wf-form4_164376233323485.xml · derivative · entry 3

Morgan Sandra Douglass · CIK 0001830119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

F2 · derivative.expiration_date: Restricted stock units were granted on January 28, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.