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Nasdaq · USD

CZR

Caesars Entertainment, Inc.

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3789
SEC CIK
0001590895
Parsed reports
458

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202609
Jul 202600
Aug 202603
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2023 Filed Jan 5, 2023 01:38 UTC
Jones JoshChief Marketing Officer
Exercise / conversionCommon Stock 3,380 $0.00 $0.00
Disclosure

SEC source: 0001590895-23-000019 · wf-form4_167288267784687.xml · nonDerivative · entry 1

Jones Josh · CIK 0001846911 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 01:37 UTC
Lepori StephanieCAO & Chief Admin. Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,368 $0.00 $0.00
Disclosure

SEC source: 0001590895-23-000018 · wf-form4_167288265985057.xml · derivative · entry 3

Lepori Stephanie · CIK 0001663606 · CAO & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 24, 2020, pursuant to the Amended and Restated 2015 Equity Incentive Plan, subject to achievement of specified performance objectives. The level at which such restricted stock units were determined to have been achieved was previously determined by the Board of the Issuer on February 23, 2022. These restricted stock units vested on January 1, 2023.

F2 · derivative.expiration_date: The restricted stock units were granted on January 24, 2020, pursuant to the Amended and Restated 2015 Equity Incentive Plan, subject to achievement of specified performance objectives. The level at which such restricted stock units were determined to have been achieved was previously determined by the Board of the Issuer on February 23, 2022. These restricted stock units vested on January 1, 2023.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 01:37 UTC
Lepori StephanieCAO & Chief Admin. Officer
Exercise / conversionCommon Stock 4,368 $0.00 $0.00
Disclosure

SEC source: 0001590895-23-000018 · wf-form4_167288265985057.xml · nonDerivative · entry 1

Lepori Stephanie · CIK 0001663606 · CAO & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 01:36 UTC
Yunker BretChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 20,258 $0.00 $0.00
Disclosure

SEC source: 0001590895-23-000015 · wf-form4_167288256071653.xml · derivative · entry 3

Yunker Bret · CIK 0001766886 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,258 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 24, 2020, pursuant to the Amended and Restated 2015 Equity Incentive Plan, subject to achievement of specified performance objectives. The level at which such restricted stock units were determined to have been achieved was previously determined by the Board of the Issuer on February 23, 2022. These restricted stock units vested on January 1, 2023.

F2 · derivative.expiration_date: The restricted stock units were granted on January 24, 2020, pursuant to the Amended and Restated 2015 Equity Incentive Plan, subject to achievement of specified performance objectives. The level at which such restricted stock units were determined to have been achieved was previously determined by the Board of the Issuer on February 23, 2022. These restricted stock units vested on January 1, 2023.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 01:36 UTC
Yunker BretChief Financial Officer
Exercise / conversionCommon Stock 20,258 $0.00 $0.00
Disclosure

SEC source: 0001590895-23-000015 · wf-form4_167288256071653.xml · nonDerivative · entry 1

Yunker Bret · CIK 0001766886 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2022 Filed Nov 7, 2022 21:54 UTC PurchaseCommon Stock 25,000 $44.74 $1,118,572.50
Disclosure

SEC source: 0001590895-22-000151 · wf-form4_166785807280903.xml · nonDerivative · entry 1

Pegram Michael E · CIK 0001366978 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By AMT Investments LLC

Disclosed balance after: 96,697

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.36 to $45.22, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of the securities, except to the extent of a pecuniary interest therein.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 21:30 UTC GrantCommon Stock 951 $34.15 $32,476.65
Disclosure

SEC source: 0001590895-22-000143 · wf-form4_166491881007666.xml · nonDerivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,954

F1 · shares: Amounts shown represent units of phantom stock acquired under the Company's outside director deferred compensation plan. Each unit of phantom stock represents the right to receive one share of the Issuer's common stock upon settlement.

Read SEC document
August 22, 2022 Filed Aug 23, 2022 16:15 UTC
Carano Gary L.Director · Exec. Chairman of the Board
Tax withholdingCommon Stock 830 $44.64 $37,051.20
Disclosure

SEC source: 0001590895-22-000139 · wf-form4_166128572258654.xml · nonDerivative · entry 2

Carano Gary L. · CIK 0001618255 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,825

Read SEC document
August 22, 2022 Filed Aug 23, 2022 16:14 UTC
Reeg ThomasDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,014 $44.64 $134,544.96
Disclosure

SEC source: 0001590895-22-000135 · wf-form4_166128562985157.xml · nonDerivative · entry 2

Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,149

Read SEC document
August 22, 2022 Filed Aug 23, 2022 20:14 UTC
Quatmann Edmund L JrChief Legal Officer
Tax withholdingCommon Stock 522 $44.64 $23,302.08
Disclosure

SEC source: 0001590895-22-000136 · wf-form4_166128564848424.xml · nonDerivative · entry 2

Quatmann Edmund L Jr · CIK 0001356140 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,066

Read SEC document
August 22, 2022 Filed Aug 23, 2022 20:16 UTC
Carano Anthony L.President and COO
Tax withholdingCommon Stock 744 $44.64 $33,212.16
Disclosure

SEC source: 0001590895-22-000140 · wf-form4_166128575697418.xml · nonDerivative · entry 2

Carano Anthony L. · CIK 0001619264 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,510

Read SEC document
August 22, 2022 Filed Aug 23, 2022 20:15 UTC
Jones JoshChief Marketing Officer
Tax withholdingCommon Stock 295 $44.64 $13,168.80
Disclosure

SEC source: 0001590895-22-000138 · wf-form4_166128569346025.xml · nonDerivative · entry 2

Jones Josh · CIK 0001846911 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,072

Read SEC document
August 22, 2022 Filed Aug 23, 2022 20:14 UTC
Lepori StephanieCAO & Chief Admin. Officer
Tax withholdingCommon Stock 492 $44.64 $21,962.88
Disclosure

SEC source: 0001590895-22-000137 · wf-form4_166128567369086.xml · nonDerivative · entry 2

Lepori Stephanie · CIK 0001663606 · CAO & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,592

Read SEC document
August 22, 2022 Filed Aug 23, 2022 20:13 UTC
Yunker BretChief Financial Officer
Tax withholdingCommon Stock 639 $44.64 $28,524.96
Disclosure

SEC source: 0001590895-22-000134 · wf-form4_166128560943247.xml · nonDerivative · entry 2

Yunker Bret · CIK 0001766886 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,130

Read SEC document
August 20, 2022 Filed Aug 23, 2022 16:15 UTC
Carano Gary L.Director · Exec. Chairman of the Board
Exercise / conversionCommon Stock · Derivative 2,107 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000139 · wf-form4_166128572258654.xml · derivative · entry 5

Carano Gary L. · CIK 0001618255 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Restricted Stock Units were awarded August 20, 2020 and vested on August 20, 2022.

F3 · derivative.expiration_date: Restricted Stock Units were awarded August 20, 2020 and vested on August 20, 2022.

Read SEC document
August 20, 2022 Filed Aug 23, 2022 16:15 UTC
Carano Gary L.Director · Exec. Chairman of the Board
Exercise / conversionCommon Stock 2,107 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000139 · wf-form4_166128572258654.xml · nonDerivative · entry 1

Carano Gary L. · CIK 0001618255 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2022 Filed Aug 23, 2022 16:14 UTC
Reeg ThomasDirector · Chief Executive Officer
Exercise / conversionCommon Stock · Derivative 7,657 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000135 · wf-form4_166128562985157.xml · derivative · entry 4

Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,657 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted Stock Units were awarded August 20, 2020 and vested on August 20, 2022.

F2 · derivative.expiration_date: Restricted Stock Units were awarded August 20, 2020 and vested on August 20, 2022.

Read SEC document
August 20, 2022 Filed Aug 23, 2022 16:14 UTC
Reeg ThomasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 7,657 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000135 · wf-form4_166128562985157.xml · nonDerivative · entry 1

Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2022 Filed Aug 23, 2022 20:14 UTC
Quatmann Edmund L JrChief Legal Officer
Exercise / conversionCommon Stock · Derivative 1,325 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000136 · wf-form4_166128564848424.xml · derivative · entry 3

Quatmann Edmund L Jr · CIK 0001356140 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted Stock Units were awarded August 20, 2020 and vested on August 20, 2022.

F2 · derivative.expiration_date: Restricted Stock Units were awarded August 20, 2020 and vested on August 20, 2022.

Read SEC document
August 20, 2022 Filed Aug 23, 2022 20:14 UTC
Quatmann Edmund L JrChief Legal Officer
Exercise / conversionCommon Stock 1,325 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000136 · wf-form4_166128564848424.xml · nonDerivative · entry 1

Quatmann Edmund L Jr · CIK 0001356140 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2022 Filed Aug 23, 2022 20:16 UTC
Carano Anthony L.President and COO
Exercise / conversionCommon Stock · Derivative 1,889 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000140 · wf-form4_166128575697418.xml · derivative · entry 3

Carano Anthony L. · CIK 0001619264 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted Stock Units were awarded August 20, 2020 and vested on August 20, 2022.

F2 · derivative.expiration_date: Restricted Stock Units were awarded August 20, 2020 and vested on August 20, 2022.

Read SEC document
August 20, 2022 Filed Aug 23, 2022 20:16 UTC
Carano Anthony L.President and COO
Exercise / conversionCommon Stock 1,889 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000140 · wf-form4_166128575697418.xml · nonDerivative · entry 1

Carano Anthony L. · CIK 0001619264 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2022 Filed Aug 23, 2022 20:15 UTC
Jones JoshChief Marketing Officer
Exercise / conversionCommon Stock · Derivative 748 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000138 · wf-form4_166128569346025.xml · derivative · entry 3

Jones Josh · CIK 0001846911 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 748 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted Stock Units were awarded August 20, 2020 and vested on August 20, 2022.

F2 · derivative.expiration_date: Restricted Stock Units were awarded August 20, 2020 and vested on August 20, 2022.

Read SEC document
August 20, 2022 Filed Aug 23, 2022 20:15 UTC
Jones JoshChief Marketing Officer
Exercise / conversionCommon Stock 748 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000138 · wf-form4_166128569346025.xml · nonDerivative · entry 1

Jones Josh · CIK 0001846911 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2022 Filed Aug 23, 2022 20:14 UTC
Lepori StephanieCAO & Chief Admin. Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,248 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000137 · wf-form4_166128567369086.xml · derivative · entry 3

Lepori Stephanie · CIK 0001663606 · CAO & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted Stock Units were awarded August 20, 2020 and vested on August 20, 2022.

F2 · derivative.expiration_date: Restricted Stock Units were awarded August 20, 2020 and vested on August 20, 2022.

Read SEC document
August 20, 2022 Filed Aug 23, 2022 20:14 UTC
Lepori StephanieCAO & Chief Admin. Officer
Exercise / conversionCommon Stock 1,248 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000137 · wf-form4_166128567369086.xml · nonDerivative · entry 1

Lepori Stephanie · CIK 0001663606 · CAO & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2022 Filed Aug 23, 2022 20:13 UTC
Yunker BretChief Financial Officer
Exercise / conversionCommon Stock · Derivative 1,622 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000134 · wf-form4_166128560943247.xml · derivative · entry 3

Yunker Bret · CIK 0001766886 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,622 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted Stock Units were awarded August 20, 2020 and vested on August 20, 2022.

F2 · derivative.expiration_date: Restricted Stock Units were awarded August 20, 2020 and vested on August 20, 2022.

Read SEC document
August 20, 2022 Filed Aug 23, 2022 20:13 UTC
Yunker BretChief Financial Officer
Exercise / conversionCommon Stock 1,622 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000134 · wf-form4_166128560943247.xml · nonDerivative · entry 1

Yunker Bret · CIK 0001766886 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 23:01 UTC GrantCommon Stock 843 $38.53 $32,480.79
Disclosure

SEC source: 0001590895-22-000119 · wf-form4_165706206180431.xml · nonDerivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,003

F1 · shares: Amounts shown represent units of phantom stock acquired under the Company's outside director deferred compensation plan. Each unit of phantom stock represents the right to receive one share of the Issuer's common stock upon settlement. The reporting person has elected to defer receipt of these shares until his separation from service on the board of directors under the Issuer's outside director deferred compensation plan.

Read SEC document
June 17, 2022 Filed Jun 21, 2022 08:53 UTC PurchaseCommon Stock 1,100 $38.39 $42,228.89
Disclosure

SEC source: 0001590895-22-000113 · wf-form4_165581601181904.xml · nonDerivative · entry 1

TOMICK DAVID P · CIK 0001158390 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 5,800

Read SEC document
June 16, 2022 Filed Jun 21, 2022 08:54 UTC PurchaseCommon Stock 2,500 $38.10 $95,250.00
Disclosure

SEC source: 0001590895-22-000114 · wf-form4_165581602768730.xml · nonDerivative · entry 1

KORNSTEIN DON R · CIK 0001023115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,353

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.50 to $38.50, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 to this Form 4.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 16:08 UTC PurchaseCommon Stock 1,000 $39.00 $39,000.00
Disclosure

SEC source: 0001590895-22-000109 · wf-form4_165532370512278.xml · nonDerivative · entry 2

KORNSTEIN DON R · CIK 0001023115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,853

Read SEC document
June 13, 2022 Filed Jun 15, 2022 16:08 UTC PurchaseCommon Stock 4,000 $39.60 $158,418.80
Disclosure

SEC source: 0001590895-22-000109 · wf-form4_165532370512278.xml · nonDerivative · entry 1

KORNSTEIN DON R · CIK 0001023115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,853

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.60 to $39.60925, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 to this Form 4.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 16:27 UTC SaleCommon Stock 2,695 $52.00 $140,140.00
Disclosure

SEC source: 0001590895-22-000107 · wf-form4_165480643780515.xml · nonDerivative · entry 1

FAHRENKOPF FRANK J JR · CIK 0001247195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 06, 2022 Filed May 10, 2022 21:20 UTC PurchaseCommon Stock 16,000 $60.12 $961,920.00
Disclosure

SEC source: 0001590895-22-000105 · wf-form4_165221761736536.xml · nonDerivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,160

Read SEC document
May 02, 2022 Filed May 4, 2022 20:34 UTC
Yunker BretChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 13,895 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000102 · wf-form4_165169632353340.xml · derivative · entry 6

Yunker Bret · CIK 0001766886 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units were granted on May 2, 2019 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives. The level at which such restricted stock units were achieved was determined by the Board of the Issuer on February 18, 2021 and vested on May 2, 2022.

F4 · derivative.expiration_date: The restricted stock units were granted on May 2, 2019 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives. The level at which such restricted stock units were achieved was determined by the Board of the Issuer on February 18, 2021 and vested on May 2, 2022.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:34 UTC
Yunker BretChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 15,228 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000102 · wf-form4_165169632353340.xml · derivative · entry 5

Yunker Bret · CIK 0001766886 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units were granted on May 2, 2019 pursuant to the 2015 Equity Incentive Plan and vested May 2, 2022.

F3 · derivative.expiration_date: The restricted stock units were granted on May 2, 2019 pursuant to the 2015 Equity Incentive Plan and vested May 2, 2022.

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May 02, 2022 Filed May 4, 2022 20:34 UTC
Yunker BretChief Financial Officer
Tax withholdingCommon Stock 5,468 $68.35 $373,737.80
Disclosure

SEC source: 0001590895-22-000102 · wf-form4_165169632353340.xml · nonDerivative · entry 4

Yunker Bret · CIK 0001766886 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,147

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May 02, 2022 Filed May 4, 2022 20:34 UTC
Yunker BretChief Financial Officer
Tax withholdingCommon Stock 5,993 $68.35 $409,621.55
Disclosure

SEC source: 0001590895-22-000102 · wf-form4_165169632353340.xml · nonDerivative · entry 3

Yunker Bret · CIK 0001766886 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,615

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May 02, 2022 Filed May 4, 2022 20:34 UTC
Yunker BretChief Financial Officer
Exercise / conversionCommon Stock 13,895 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000102 · wf-form4_165169632353340.xml · nonDerivative · entry 2

Yunker Bret · CIK 0001766886 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 02, 2022 Filed May 4, 2022 20:34 UTC
Yunker BretChief Financial Officer
Exercise / conversionCommon Stock 15,228 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000102 · wf-form4_165169632353340.xml · nonDerivative · entry 1

Yunker Bret · CIK 0001766886 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects a correction to the total number of securities beneficially owned, previously reported on a Form 4 filed on February 1, 2022.

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April 01, 2022 Filed Apr 5, 2022 23:52 UTC GrantCommon Stock 424 $76.65 $32,499.60
Disclosure

SEC source: 0001590895-22-000092 · wf-form4_164920271620458.xml · nonDerivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,160

F1 · shares: Amounts shown represent units of phantom stock acquired under the Company's outside director deferred compensation plan. Each unit of phantom stock represents the right to receive one share of the Issuer's common stock upon settlement.

F2 · balance_after: The reporting person has elected to defer receipt of these shares until his separation from service on the board of directors under the Issuer's outside director deferred compensation plan.

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March 17, 2022 Filed Mar 18, 2022 23:05 UTC SaleCommon Stock 756 $79.28 $59,935.68
Disclosure

SEC source: 0001590895-22-000089 · wf-form4_164764474373682.xml · nonDerivative · entry 1

Morgan Sandra Douglass · CIK 0001830119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,939

F1 · kind: Represents sale of common shares in order to satisfy tax obligations incurred in connection with previously-vested restricted stock units.

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March 08, 2022 Filed Mar 8, 2022 17:53 UTC
Reeg ThomasDirector · Chief Executive Officer
PurchaseCommon Stock 10,000 $71.38 $713,755.00
Disclosure

SEC source: 0001590895-22-000082 · wf-form4_164677999163042.xml · nonDerivative · entry 2

Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 10,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $71.26 to $71.40, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 to this Form 4.

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March 08, 2022 Filed Mar 10, 2022 01:34 UTC PurchaseCommon Stock 13,000 $68.89 $895,525.80
Disclosure

SEC source: 0001590895-22-000084 · wf-form4_164687602318263.xml · nonDerivative · entry 1

Pegram Michael E · CIK 0001366978 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By AMT Investments LLC

Disclosed balance after: 84,697

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $68.52 to $69.045, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of the securities, except to the extent of a pecuniary interest therein.

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February 25, 2022 Filed Feb 28, 2022 21:52 UTC
Reeg ThomasDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 225,000 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000080 · wf-form4_164610313603003.xml · derivative · entry 1

Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on February 25, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest upon the Issuers stock price achieving certain Company Stock Price (as defined below) hurdles as follows: (a) 22.2% vests if the Company Stock Price exceeds $125 per share, (b) 33.3% vests if the Company Stock Price exceeds $150 per share, and (c) 44.5% vests if the Company Stock Price exceeds $175 per share. For purposes of this Form 4, Company Stock Price means the trailing average closing stock price of the Issuers common stock measured over any consecutive twenty (20) calendar day period.

F2 · derivative.expiration_date: Restricted stock units were granted on February 25, 2022 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest upon the Issuers stock price achieving certain Company Stock Price (as defined below) hurdles as follows: (a) 22.2% vests if the Company Stock Price exceeds $125 per share, (b) 33.3% vests if the Company Stock Price exceeds $150 per share, and (c) 44.5% vests if the Company Stock Price exceeds $175 per share. For purposes of this Form 4, Company Stock Price means the trailing average closing stock price of the Issuers common stock measured over any consecutive twenty (20) calendar day period.

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February 23, 2022 Filed Feb 25, 2022 16:28 UTC
Carano Gary L.Director · Exec. Chairman of the Board
GrantRestricted Stock Unit · Derivative 34,168 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000074 · wf-form4_164582450661976.xml · derivative · entry 1

Carano Gary L. · CIK 0001618255 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,168

Underlying: Common Stock · 34,168 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 24, 2020 pursuant to the Amended and Restated 2015 Equity Incentive Plan, subject to achievement of specified performance objectives. The level at which such restricted stock units were determined to have been achieved was determined by the Board of the Issuer on February 23, 2022. These restricted stock units will vest on January 1, 2023.

F2 · derivative.expiration_date: The restricted stock units were granted on January 24, 2020 pursuant to the Amended and Restated 2015 Equity Incentive Plan, subject to achievement of specified performance objectives. The level at which such restricted stock units were determined to have been achieved was determined by the Board of the Issuer on February 23, 2022. These restricted stock units will vest on January 1, 2023.

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February 23, 2022 Filed Feb 25, 2022 16:25 UTC
Reeg ThomasDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 64,825 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000070 · wf-form4_164582431291050.xml · derivative · entry 1

Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,825

Underlying: Common Stock · 64,825 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 24, 2020 pursuant to the Amended and Restated 2015 Equity Incentive Plan, subject to achievement of specified performance objectives. The level at which such restricted stock units were determined to have been achieved was determined by the Board of the Issuer on February 23, 2022. These restricted stock units will vest on January 1, 2023.

F2 · derivative.expiration_date: The restricted stock units were granted on January 24, 2020 pursuant to the Amended and Restated 2015 Equity Incentive Plan, subject to achievement of specified performance objectives. The level at which such restricted stock units were determined to have been achieved was determined by the Board of the Issuer on February 23, 2022. These restricted stock units will vest on January 1, 2023.

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February 23, 2022 Filed Feb 25, 2022 21:26 UTC
Quatmann Edmund L JrChief Legal Officer
GrantRestricted Stock Unit · Derivative 10,128 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000071 · wf-form4_164582435721633.xml · derivative · entry 1

Quatmann Edmund L Jr · CIK 0001356140 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,128

Underlying: Common Stock · 10,128 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 24, 2020 pursuant to the Amended and Restated 2015 Equity Incentive Plan, subject to achievement of specified performance objectives. The level at which such restricted stock units were determined to have been achieved was determined by the Board of the Issuer on February 23, 2022. These restricted stock units will vest on January 1, 2023.

F2 · derivative.expiration_date: The restricted stock units were granted on January 24, 2020 pursuant to the Amended and Restated 2015 Equity Incentive Plan, subject to achievement of specified performance objectives. The level at which such restricted stock units were determined to have been achieved was determined by the Board of the Issuer on February 23, 2022. These restricted stock units will vest on January 1, 2023.

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February 23, 2022 Filed Feb 25, 2022 21:29 UTC
Carano Anthony L.President and COO
GrantRestricted Stock Unit · Derivative 27,010 $0.00 $0.00
Disclosure

SEC source: 0001590895-22-000075 · wf-form4_164582453511491.xml · derivative · entry 1

Carano Anthony L. · CIK 0001619264 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,010

Underlying: Common Stock · 27,010 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 24, 2020 pursuant to the Amended and Restated 2015 Equity Incentive Plan, subject to achievement of specified performance objectives. The level at which such restricted stock units were determined to have been achieved was determined by the Board of the Issuer on February 23, 2022. These restricted stock units will vest on January 1, 2023.

F2 · derivative.expiration_date: The restricted stock units were granted on January 24, 2020 pursuant to the Amended and Restated 2015 Equity Incentive Plan, subject to achievement of specified performance objectives. The level at which such restricted stock units were determined to have been achieved was determined by the Board of the Issuer on February 23, 2022. These restricted stock units will vest on January 1, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.