Last 12 months
Inside the activity.
0 purchase rows · 83 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 9 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 17 |
| Apr 2026 | 0 | 8 |
| May 2026 | 0 | 9 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 29, 2017 Filed Aug 30, 2017 19:29 UTC |
COSTA SANTO JDirector
|
SaleCommon Stock | 5,000 | $14.00 | $70,000.00 |
DisclosureSEC source: 0001061983-17-000049 · edgardoc.xml · nonDerivative · entry 2 COSTA SANTO J · CIK 0001013419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The sale(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 23, 2017. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 19:29 UTC |
COSTA SANTO JDirector
|
Exercise / conversionCommon Stock | 5,000 | $4.44 | $22,200.00 |
DisclosureSEC source: 0001061983-17-000049 · edgardoc.xml · nonDerivative · entry 1 COSTA SANTO J · CIK 0001013419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 23, 2017. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 23:29 UTC |
GAGE L PATRICKDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001061983-17-000050 · edgardoc.xml · derivative · entry 4 GAGE L PATRICK · CIK 0001196903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,302 Underlying: Common Stock · 5,000 shares Expires 2023-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 23:29 UTC |
GAGE L PATRICKDirector
|
SaleCommon Stock | 5,000 | $14.00 | $70,000.00 |
DisclosureSEC source: 0001061983-17-000050 · edgardoc.xml · nonDerivative · entry 2 GAGE L PATRICK · CIK 0001196903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F2 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2017. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 23:29 UTC |
GAGE L PATRICKDirector
|
Exercise / conversionCommon Stock | 5,000 | $4.02 | $20,100.00 |
DisclosureSEC source: 0001061983-17-000050 · edgardoc.xml · nonDerivative · entry 1 GAGE L PATRICK · CIK 0001196903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2017. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 23:56 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,391 | $0.00 Strike: $6.67 | $0.00 |
DisclosureSEC source: 0001061983-17-000046 · edgardoc.xml · derivative · entry 18 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,091 Underlying: Common Stock · 1,391 shares Expires 2026-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 23:56 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 2,736 | $0.00 Strike: $6.67 | $0.00 |
DisclosureSEC source: 0001061983-17-000046 · edgardoc.xml · derivative · entry 17 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,782 Underlying: Common Stock · 2,736 shares Expires 2026-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 23:56 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,411 | $0.00 Strike: $6.37 | $0.00 |
DisclosureSEC source: 0001061983-17-000046 · edgardoc.xml · derivative · entry 16 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,589 Underlying: Common Stock · 5,411 shares Expires 2025-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 23:56 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 1,810 | $12.45 | $22,534.50 |
DisclosureSEC source: 0001061983-17-000046 · edgardoc.xml · nonDerivative · entry 15 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,369 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 23:56 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 200 | $12.73 | $2,545.00 |
DisclosureSEC source: 0001061983-17-000046 · edgardoc.xml · nonDerivative · entry 14 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,179 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 23:56 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 538 | $12.70 | $6,832.60 |
DisclosureSEC source: 0001061983-17-000046 · edgardoc.xml · nonDerivative · entry 13 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,379 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 23:56 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 500 | $12.65 | $6,325.00 |
DisclosureSEC source: 0001061983-17-000046 · edgardoc.xml · nonDerivative · entry 12 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,917 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 23:56 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 700 | $12.63 | $8,837.50 |
DisclosureSEC source: 0001061983-17-000046 · edgardoc.xml · nonDerivative · entry 11 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,417 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 23:56 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 300 | $12.50 | $3,750.00 |
DisclosureSEC source: 0001061983-17-000046 · edgardoc.xml · nonDerivative · entry 10 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,117 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 23:56 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 200 | $12.48 | $2,495.00 |
DisclosureSEC source: 0001061983-17-000046 · edgardoc.xml · nonDerivative · entry 9 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,417 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 23:56 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 2,300 | $12.45 | $28,635.00 |
DisclosureSEC source: 0001061983-17-000046 · edgardoc.xml · nonDerivative · entry 8 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,617 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 23:56 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 800 | $12.43 | $9,940.00 |
DisclosureSEC source: 0001061983-17-000046 · edgardoc.xml · nonDerivative · entry 7 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,917 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 23:56 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 3,200 | $12.40 | $39,680.00 |
DisclosureSEC source: 0001061983-17-000046 · edgardoc.xml · nonDerivative · entry 6 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,717 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 23:56 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
Exercise / conversionCommon Stock | 5,411 | $6.37 | $34,468.07 |
DisclosureSEC source: 0001061983-17-000046 · edgardoc.xml · nonDerivative · entry 5 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 23:56 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 500 | $12.38 | $6,187.50 |
DisclosureSEC source: 0001061983-17-000046 · edgardoc.xml · nonDerivative · entry 4 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,506 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 23:56 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
Exercise / conversionCommon Stock | 2,736 | $6.67 | $18,249.12 |
DisclosureSEC source: 0001061983-17-000046 · edgardoc.xml · nonDerivative · entry 3 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 23:56 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 300 | $12.35 | $3,705.00 |
DisclosureSEC source: 0001061983-17-000046 · edgardoc.xml · nonDerivative · entry 2 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,270 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 23:56 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
Exercise / conversionCommon Stock | 1,391 | $6.67 | $9,277.97 |
DisclosureSEC source: 0001061983-17-000046 · edgardoc.xml · nonDerivative · entry 1 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 23:46 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 177 | $14.20 | $2,513.40 |
DisclosureSEC source: 0001061983-17-000044 · edgardoc.xml · nonDerivative · entry 12 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,885 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 23:46 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 405 | $13.90 | $5,629.50 |
DisclosureSEC source: 0001061983-17-000044 · edgardoc.xml · nonDerivative · entry 11 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,062 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 23:46 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 500 | $13.88 | $6,937.50 |
DisclosureSEC source: 0001061983-17-000044 · edgardoc.xml · nonDerivative · entry 10 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,467 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 23:46 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 695 | $13.85 | $9,625.75 |
DisclosureSEC source: 0001061983-17-000044 · edgardoc.xml · nonDerivative · entry 9 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,967 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 23:46 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 100 | $13.83 | $1,382.50 |
DisclosureSEC source: 0001061983-17-000044 · edgardoc.xml · nonDerivative · entry 8 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,662 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 23:46 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 1,123 | $13.80 | $15,497.40 |
DisclosureSEC source: 0001061983-17-000044 · edgardoc.xml · nonDerivative · entry 7 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,762 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 23:46 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 300 | $13.75 | $4,125.00 |
DisclosureSEC source: 0001061983-17-000044 · edgardoc.xml · nonDerivative · entry 6 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,885 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 23:46 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 900 | $13.70 | $12,330.00 |
DisclosureSEC source: 0001061983-17-000044 · edgardoc.xml · nonDerivative · entry 5 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,185 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 23:46 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 100 | $13.68 | $1,367.50 |
DisclosureSEC source: 0001061983-17-000044 · edgardoc.xml · nonDerivative · entry 4 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,085 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 23:46 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 500 | $13.65 | $6,825.00 |
DisclosureSEC source: 0001061983-17-000044 · edgardoc.xml · nonDerivative · entry 3 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,185 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 23:46 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 100 | $13.60 | $1,360.00 |
DisclosureSEC source: 0001061983-17-000044 · edgardoc.xml · nonDerivative · entry 2 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,685 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 23:46 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 100 | $13.55 | $1,355.00 |
DisclosureSEC source: 0001061983-17-000044 · edgardoc.xml · nonDerivative · entry 1 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,785 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 01:45 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 309 | $12.20 | $3,769.80 |
DisclosureSEC source: 0001061983-17-000042 · edgardoc.xml · nonDerivative · entry 4 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,885 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 01:45 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 100 | $12.18 | $1,217.50 |
DisclosureSEC source: 0001061983-17-000042 · edgardoc.xml · nonDerivative · entry 3 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,194 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 01:45 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 3,091 | $12.15 | $37,555.65 |
DisclosureSEC source: 0001061983-17-000042 · edgardoc.xml · nonDerivative · entry 2 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,294 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 01:45 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 1,500 | $12.10 | $18,150.00 |
DisclosureSEC source: 0001061983-17-000042 · edgardoc.xml · nonDerivative · entry 1 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,385 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 23:35 UTC |
Jaw ChingSVP Finance & CFO
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 41,944 | $0.00 Strike: $12.10 | $0.00 |
DisclosureSEC source: 0001061983-17-000041 · edgardoc.xml · derivative · entry 2 Jaw Ching · CIK 0001710875 · SVP Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,944 Underlying: Common Stock · 41,944 shares Expires 2027-06-30 F1 · derivative.exercise_date: When the ISO and NQ dated 06/30/17 are combined for a total grant of 75,000 shares, the option shall vest and become exercisable as to 18,750 shares on 06/30/18 and the balance of 56,250 divided into equal monthly installments thereafter such that the option shall be 100% vested on 06/30/21. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 23:35 UTC |
Jaw ChingSVP Finance & CFO
|
GrantIncentive Stock Option (right to buy) · Derivative | 33,056 | $0.00 Strike: $12.10 | $0.00 |
DisclosureSEC source: 0001061983-17-000041 · edgardoc.xml · derivative · entry 1 Jaw Ching · CIK 0001710875 · SVP Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,056 Underlying: Common Stock · 33,056 shares Expires 2027-06-30 F1 · derivative.exercise_date: When the ISO and NQ dated 06/30/17 are combined for a total grant of 75,000 shares, the option shall vest and become exercisable as to 18,750 shares on 06/30/18 and the balance of 56,250 divided into equal monthly installments thereafter such that the option shall be 100% vested on 06/30/21. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 21:53 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 100 | $13.85 | $1,385.00 |
DisclosureSEC source: 0001061983-17-000037 · edgardoc.xml · nonDerivative · entry 10 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,885 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 21:53 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 400 | $13.80 | $5,520.00 |
DisclosureSEC source: 0001061983-17-000037 · edgardoc.xml · nonDerivative · entry 9 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,985 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 21:53 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 800 | $13.75 | $11,000.00 |
DisclosureSEC source: 0001061983-17-000037 · edgardoc.xml · nonDerivative · entry 8 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,385 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 21:53 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 200 | $13.70 | $2,740.00 |
DisclosureSEC source: 0001061983-17-000037 · edgardoc.xml · nonDerivative · entry 7 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,185 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 21:53 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 700 | $13.65 | $9,555.00 |
DisclosureSEC source: 0001061983-17-000037 · edgardoc.xml · nonDerivative · entry 6 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,385 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 21:53 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 800 | $13.60 | $10,880.00 |
DisclosureSEC source: 0001061983-17-000037 · edgardoc.xml · nonDerivative · entry 5 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,085 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 21:53 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 932 | $13.55 | $12,628.60 |
DisclosureSEC source: 0001061983-17-000037 · edgardoc.xml · nonDerivative · entry 4 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,885 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 21:53 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 500 | $13.50 | $6,750.00 |
DisclosureSEC source: 0001061983-17-000037 · edgardoc.xml · nonDerivative · entry 3 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,817 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 21:53 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 468 | $13.45 | $6,294.60 |
DisclosureSEC source: 0001061983-17-000037 · edgardoc.xml · nonDerivative · entry 2 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,317 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.