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Nasdaq · USD

CYTK

CYTOKINETICS INC

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Tapewire entity
3528
SEC CIK
0001061983
Parsed reports
875

Last 12 months

Inside the activity.

0 purchase rows · 83 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202509
Jan 202603
Feb 202602
Mar 2026017
Apr 202608
May 202609
Jun 202608
Jul 202609
Aug 202604
Sep 202608
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 707 $14.95 $10,569.65
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 30

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,469

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 400 $14.93 $5,970.00
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 29

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,176

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 600 $14.90 $8,940.00
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 28

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,576

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 724 $14.85 $10,751.40
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 27

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,176

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 100 $14.83 $1,482.50
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 26

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,900

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 400 $14.80 $5,920.00
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 25

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 400 $14.78 $5,910.00
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 24

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,400

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 600 $14.75 $8,850.00
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 23

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,800

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 200 $14.73 $2,945.00
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 22

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,400

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 500 $14.70 $7,350.00
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 21

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,600

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 200 $14.65 $2,930.00
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 20

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,100

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 300 $14.63 $4,387.50
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 19

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,300

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 700 $14.60 $10,220.00
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 18

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,600

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 200 $14.58 $2,915.00
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 17

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,300

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 200 $14.53 $2,905.00
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 16

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,500

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 200 $14.50 $2,900.00
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 15

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,700

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 200 $14.48 $2,895.00
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 14

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,900

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 600 $14.45 $8,670.00
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 13

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,100

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 400 $14.40 $5,760.00
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 12

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,700

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 200 $14.38 $2,875.00
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 11

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,100

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 200 $14.35 $2,870.00
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 10

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,300

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 302 $14.30 $4,318.60
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 9

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,500

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 100 $14.28 $1,427.50
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 8

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,802

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 400 $14.25 $5,700.00
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 7

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,902

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 898 $14.20 $12,751.60
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 6

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,302

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
Exercise / conversionCommon Stock 5,732 $6.37 $36,512.84
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 5

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 200 $14.15 $2,830.00
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 4

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,468

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
Exercise / conversionCommon Stock 3,067 $6.67 $20,456.89
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 3

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
SaleCommon Stock 200 $14.10 $2,820.00
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 2

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,601

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
McDowell Caryn GordonGC & Chief Compliance Officer
Exercise / conversionCommon Stock 1,432 $6.67 $9,551.44
Disclosure

SEC source: 0001061983-17-000056 · edgardoc.xml · nonDerivative · entry 1

McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 23:21 UTC
Blum Robert IDirector · President & CEO
SaleCommon Stock 100 $15.28 $1,527.50
Disclosure

SEC source: 0001061983-17-000054 · edgardoc.xml · nonDerivative · entry 11

Blum Robert I · CIK 0001288859 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,885

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 23:21 UTC
Blum Robert IDirector · President & CEO
SaleCommon Stock 400 $14.90 $5,960.00
Disclosure

SEC source: 0001061983-17-000054 · edgardoc.xml · nonDerivative · entry 10

Blum Robert I · CIK 0001288859 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,985

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 23:21 UTC
Blum Robert IDirector · President & CEO
SaleCommon Stock 200 $14.80 $2,960.00
Disclosure

SEC source: 0001061983-17-000054 · edgardoc.xml · nonDerivative · entry 9

Blum Robert I · CIK 0001288859 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,385

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 23:21 UTC
Blum Robert IDirector · President & CEO
SaleCommon Stock 100 $14.75 $1,475.00
Disclosure

SEC source: 0001061983-17-000054 · edgardoc.xml · nonDerivative · entry 8

Blum Robert I · CIK 0001288859 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,585

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 23:21 UTC
Blum Robert IDirector · President & CEO
SaleCommon Stock 300 $14.73 $4,417.50
Disclosure

SEC source: 0001061983-17-000054 · edgardoc.xml · nonDerivative · entry 7

Blum Robert I · CIK 0001288859 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,685

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 23:21 UTC
Blum Robert IDirector · President & CEO
SaleCommon Stock 1,300 $14.70 $19,110.00
Disclosure

SEC source: 0001061983-17-000054 · edgardoc.xml · nonDerivative · entry 6

Blum Robert I · CIK 0001288859 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,985

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 23:21 UTC
Blum Robert IDirector · President & CEO
SaleCommon Stock 800 $14.68 $11,740.00
Disclosure

SEC source: 0001061983-17-000054 · edgardoc.xml · nonDerivative · entry 5

Blum Robert I · CIK 0001288859 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,285

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 23:21 UTC
Blum Robert IDirector · President & CEO
SaleCommon Stock 1,200 $14.65 $17,580.00
Disclosure

SEC source: 0001061983-17-000054 · edgardoc.xml · nonDerivative · entry 4

Blum Robert I · CIK 0001288859 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,085

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 23:21 UTC
Blum Robert IDirector · President & CEO
SaleCommon Stock 100 $14.63 $1,462.50
Disclosure

SEC source: 0001061983-17-000054 · edgardoc.xml · nonDerivative · entry 3

Blum Robert I · CIK 0001288859 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,285

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 23:21 UTC
Blum Robert IDirector · President & CEO
SaleCommon Stock 400 $14.60 $5,840.00
Disclosure

SEC source: 0001061983-17-000054 · edgardoc.xml · nonDerivative · entry 2

Blum Robert I · CIK 0001288859 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,385

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 23:21 UTC
Blum Robert IDirector · President & CEO
SaleCommon Stock 100 $14.55 $1,455.00
Disclosure

SEC source: 0001061983-17-000054 · edgardoc.xml · nonDerivative · entry 1

Blum Robert I · CIK 0001288859 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,785

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 23:21 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $4.02 $0.00
Disclosure

SEC source: 0001061983-17-000055 · edgardoc.xml · derivative · entry 11

GAGE L PATRICK · CIK 0001196903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,302

Underlying: Common Stock · 5,000 shares

Expires 2023-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 23:21 UTC SaleCommon Stock 400 $14.90 $5,960.00
Disclosure

SEC source: 0001061983-17-000055 · edgardoc.xml · nonDerivative · entry 9

GAGE L PATRICK · CIK 0001196903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F2 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2017.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 23:21 UTC SaleCommon Stock 700 $14.85 $10,395.00
Disclosure

SEC source: 0001061983-17-000055 · edgardoc.xml · nonDerivative · entry 8

GAGE L PATRICK · CIK 0001196903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,400

F2 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2017.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 23:21 UTC SaleCommon Stock 500 $14.75 $7,375.00
Disclosure

SEC source: 0001061983-17-000055 · edgardoc.xml · nonDerivative · entry 7

GAGE L PATRICK · CIK 0001196903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,100

F2 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2017.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 23:21 UTC SaleCommon Stock 500 $14.73 $7,362.50
Disclosure

SEC source: 0001061983-17-000055 · edgardoc.xml · nonDerivative · entry 6

GAGE L PATRICK · CIK 0001196903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,600

F2 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2017.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 23:21 UTC SaleCommon Stock 900 $14.70 $13,230.00
Disclosure

SEC source: 0001061983-17-000055 · edgardoc.xml · nonDerivative · entry 5

GAGE L PATRICK · CIK 0001196903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,100

F2 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2017.

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September 01, 2017 Filed Sep 1, 2017 23:21 UTC SaleCommon Stock 600 $14.68 $8,805.00
Disclosure

SEC source: 0001061983-17-000055 · edgardoc.xml · nonDerivative · entry 4

GAGE L PATRICK · CIK 0001196903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

F2 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2017.

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September 01, 2017 Filed Sep 1, 2017 23:21 UTC SaleCommon Stock 1,100 $14.65 $16,115.00
Disclosure

SEC source: 0001061983-17-000055 · edgardoc.xml · nonDerivative · entry 3

GAGE L PATRICK · CIK 0001196903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,600

F2 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2017.

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September 01, 2017 Filed Sep 1, 2017 23:21 UTC SaleCommon Stock 300 $14.60 $4,380.00
Disclosure

SEC source: 0001061983-17-000055 · edgardoc.xml · nonDerivative · entry 2

GAGE L PATRICK · CIK 0001196903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,700

F2 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.