Last 12 months
Inside the activity.
0 purchase rows · 83 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 9 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 17 |
| Apr 2026 | 0 | 8 |
| May 2026 | 0 | 9 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2017 Filed Nov 4, 2017 00:26 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 100 | $13.58 | $1,357.50 |
DisclosureSEC source: 0001061983-17-000063 · edgardoc.xml · nonDerivative · entry 7 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,380 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| November 01, 2017 Filed Nov 4, 2017 00:26 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 200 | $13.55 | $2,710.00 |
DisclosureSEC source: 0001061983-17-000063 · edgardoc.xml · nonDerivative · entry 6 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,480 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| November 01, 2017 Filed Nov 4, 2017 00:26 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 100 | $13.43 | $1,342.50 |
DisclosureSEC source: 0001061983-17-000063 · edgardoc.xml · nonDerivative · entry 5 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,680 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| November 01, 2017 Filed Nov 4, 2017 00:26 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 1,100 | $13.40 | $14,740.00 |
DisclosureSEC source: 0001061983-17-000063 · edgardoc.xml · nonDerivative · entry 4 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,780 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| November 01, 2017 Filed Nov 4, 2017 00:26 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 200 | $13.38 | $2,675.00 |
DisclosureSEC source: 0001061983-17-000063 · edgardoc.xml · nonDerivative · entry 3 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,880 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| November 01, 2017 Filed Nov 4, 2017 00:26 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 100 | $13.15 | $1,315.00 |
DisclosureSEC source: 0001061983-17-000063 · edgardoc.xml · nonDerivative · entry 2 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,080 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| November 01, 2017 Filed Nov 4, 2017 00:26 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 500 | $13.10 | $6,550.00 |
DisclosureSEC source: 0001061983-17-000063 · edgardoc.xml · nonDerivative · entry 1 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,180 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,507 | $0.00 Strike: $6.67 | $0.00 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · derivative · entry 25 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152 Underlying: Common Stock · 1,507 shares Expires 2026-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 3,719 | $0.00 Strike: $6.67 | $0.00 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · derivative · entry 24 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,996 Underlying: Common Stock · 3,719 shares Expires 2026-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 6,357 | $0.00 Strike: $6.37 | $0.00 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · derivative · entry 23 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 6,357 shares Expires 2025-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 1,598 | $15.70 | $25,088.60 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · nonDerivative · entry 22 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,771 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 200 | $15.95 | $3,190.00 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · nonDerivative · entry 21 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,369 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 200 | $15.75 | $3,150.00 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · nonDerivative · entry 20 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,569 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 100 | $15.73 | $1,572.50 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · nonDerivative · entry 19 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,769 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 1,100 | $15.70 | $17,270.00 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · nonDerivative · entry 18 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,869 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 800 | $15.68 | $12,540.00 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · nonDerivative · entry 17 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,969 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 700 | $15.65 | $10,955.00 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · nonDerivative · entry 16 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,769 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 200 | $15.63 | $3,125.00 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · nonDerivative · entry 15 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,469 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 1,100 | $15.60 | $17,160.00 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · nonDerivative · entry 14 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,669 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 400 | $15.58 | $6,230.00 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · nonDerivative · entry 13 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,769 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 700 | $15.55 | $10,885.00 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · nonDerivative · entry 12 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,169 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 200 | $15.50 | $3,100.00 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · nonDerivative · entry 11 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,869 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 600 | $15.40 | $9,240.00 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · nonDerivative · entry 10 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,069 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 1,106 | $15.35 | $16,977.10 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · nonDerivative · entry 9 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,669 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 200 | $15.33 | $3,065.00 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · nonDerivative · entry 8 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,775 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 1,094 | $15.30 | $16,738.20 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · nonDerivative · entry 7 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,975 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 383 | $15.28 | $5,850.33 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · nonDerivative · entry 6 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,069 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
Exercise / conversionCommon Stock | 3,719 | $6.67 | $24,805.73 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · nonDerivative · entry 5 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 500 | $15.25 | $7,625.00 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · nonDerivative · entry 4 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,733 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
Exercise / conversionCommon Stock | 1,507 | $6.67 | $10,051.69 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · nonDerivative · entry 3 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 2,000 | $15.20 | $30,400.00 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · nonDerivative · entry 2 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,726 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:20 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
Exercise / conversionCommon Stock | 6,357 | $6.37 | $40,494.09 |
DisclosureSEC source: 0001061983-17-000060 · edgardoc.xml · nonDerivative · entry 1 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 22:53 UTC |
GAGE L PATRICKDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001061983-17-000059 · edgardoc.xml · derivative · entry 9 GAGE L PATRICK · CIK 0001196903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,302 Underlying: Common Stock · 5,000 shares Expires 2023-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 22:53 UTC |
GAGE L PATRICKDirector
|
SaleCommon Stock | 400 | $14.68 | $5,870.00 |
DisclosureSEC source: 0001061983-17-000059 · edgardoc.xml · nonDerivative · entry 7 GAGE L PATRICK · CIK 0001196903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F2 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2017. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 22:53 UTC |
GAGE L PATRICKDirector
|
SaleCommon Stock | 2,490 | $14.65 | $36,478.50 |
DisclosureSEC source: 0001061983-17-000059 · edgardoc.xml · nonDerivative · entry 6 GAGE L PATRICK · CIK 0001196903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,400 F2 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2017. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 22:53 UTC |
GAGE L PATRICKDirector
|
SaleCommon Stock | 300 | $14.60 | $4,380.00 |
DisclosureSEC source: 0001061983-17-000059 · edgardoc.xml · nonDerivative · entry 5 GAGE L PATRICK · CIK 0001196903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,890 F2 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2017. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 22:53 UTC |
GAGE L PATRICKDirector
|
SaleCommon Stock | 810 | $14.55 | $11,785.50 |
DisclosureSEC source: 0001061983-17-000059 · edgardoc.xml · nonDerivative · entry 4 GAGE L PATRICK · CIK 0001196903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,190 F2 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2017. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 22:53 UTC |
GAGE L PATRICKDirector
|
SaleCommon Stock | 600 | $14.45 | $8,670.00 |
DisclosureSEC source: 0001061983-17-000059 · edgardoc.xml · nonDerivative · entry 3 GAGE L PATRICK · CIK 0001196903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000 F2 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2017. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 22:53 UTC |
GAGE L PATRICKDirector
|
SaleCommon Stock | 400 | $14.40 | $5,760.00 |
DisclosureSEC source: 0001061983-17-000059 · edgardoc.xml · nonDerivative · entry 2 GAGE L PATRICK · CIK 0001196903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,600 F2 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2017. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 22:53 UTC |
GAGE L PATRICKDirector
|
Exercise / conversionCommon Stock | 5,000 | $4.02 | $20,100.00 |
DisclosureSEC source: 0001061983-17-000059 · edgardoc.xml · nonDerivative · entry 1 GAGE L PATRICK · CIK 0001196903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2017. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 22:53 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 300 | $14.68 | $4,402.50 |
DisclosureSEC source: 0001061983-17-000058 · edgardoc.xml · nonDerivative · entry 6 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,885 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 22:53 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 2,790 | $14.65 | $40,873.50 |
DisclosureSEC source: 0001061983-17-000058 · edgardoc.xml · nonDerivative · entry 5 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,185 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 22:53 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 100 | $14.60 | $1,460.00 |
DisclosureSEC source: 0001061983-17-000058 · edgardoc.xml · nonDerivative · entry 4 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,975 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 22:53 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 810 | $14.55 | $11,785.50 |
DisclosureSEC source: 0001061983-17-000058 · edgardoc.xml · nonDerivative · entry 3 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,075 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 22:53 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 700 | $14.45 | $10,115.00 |
DisclosureSEC source: 0001061983-17-000058 · edgardoc.xml · nonDerivative · entry 2 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,885 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 22:53 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 300 | $14.40 | $4,320.00 |
DisclosureSEC source: 0001061983-17-000058 · edgardoc.xml · nonDerivative · entry 1 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,585 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:48 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,432 | $0.00 Strike: $6.67 | $0.00 |
DisclosureSEC source: 0001061983-17-000057 · edgardoc.xml · derivative · entry 4 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,659 Underlying: Common Stock · 1,432 shares Expires 2026-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:48 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 3,067 | $0.00 Strike: $6.67 | $0.00 |
DisclosureSEC source: 0001061983-17-000057 · edgardoc.xml · derivative · entry 3 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,715 Underlying: Common Stock · 3,067 shares Expires 2026-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:48 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,732 | $0.00 Strike: $6.37 | $0.00 |
DisclosureSEC source: 0001061983-17-000057 · edgardoc.xml · derivative · entry 2 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,857 Underlying: Common Stock · 5,732 shares Expires 2025-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:48 UTC |
McDowell Caryn GordonGC & Chief Compliance Officer
|
SaleCommon Stock | 100 | $15.00 | $1,500.00 |
DisclosureSEC source: 0001061983-17-000057 · edgardoc.xml · nonDerivative · entry 1 McDowell Caryn Gordon · CIK 0001674232 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,369 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.