Last 12 months
Inside the activity.
0 purchase rows · 83 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 9 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 17 |
| Apr 2026 | 0 | 8 |
| May 2026 | 0 | 9 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 24, 2020 Filed Jun 26, 2020 20:41 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionCommon Stock | 3,821 | $6.00 | $22,926.00 |
DisclosureSEC source: 0001061983-20-000119 · edgardoc.xml · nonDerivative · entry 1 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| June 22, 2020 Filed Jun 22, 2020 21:43 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $4.44 | $0.00 |
DisclosureSEC source: 0001061983-20-000113 · edgardoc.xml · derivative · entry 6 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2024-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2020 Filed Jun 22, 2020 21:43 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $4.44 | $0.00 |
DisclosureSEC source: 0001061983-20-000113 · edgardoc.xml · derivative · entry 5 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2024-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2020 Filed Jun 22, 2020 21:43 UTC |
SMITH SANDFORD DDirector
|
SaleCommon Stock | 5,000 | $24.00 | $120,000.00 |
DisclosureSEC source: 0001061983-20-000113 · edgardoc.xml · nonDerivative · entry 4 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 22, 2020 Filed Jun 22, 2020 21:43 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionCommon Stock | 5,000 | $4.44 | $22,200.00 |
DisclosureSEC source: 0001061983-20-000113 · edgardoc.xml · nonDerivative · entry 3 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2020 Filed Jun 22, 2020 21:43 UTC |
SMITH SANDFORD DDirector
|
SaleCommon Stock | 5,000 | $25.00 | $125,000.00 |
DisclosureSEC source: 0001061983-20-000113 · edgardoc.xml · nonDerivative · entry 2 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 22, 2020 Filed Jun 22, 2020 21:43 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionCommon Stock | 5,000 | $4.44 | $22,200.00 |
DisclosureSEC source: 0001061983-20-000113 · edgardoc.xml · nonDerivative · entry 1 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2020 Filed Jun 23, 2020 21:00 UTC |
PARSHALL B LYNNEDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,510 | $0.00 Strike: $6.72 | $0.00 |
DisclosureSEC source: 0001061983-20-000115 · edgardoc.xml · derivative · entry 6 PARSHALL B LYNNE · CIK 0001073385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,510 shares Expires 2024-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2020 Filed Jun 23, 2020 21:00 UTC |
PARSHALL B LYNNEDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $4.44 | $0.00 |
DisclosureSEC source: 0001061983-20-000115 · edgardoc.xml · derivative · entry 5 PARSHALL B LYNNE · CIK 0001073385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2024-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2020 Filed Jun 23, 2020 21:00 UTC |
PARSHALL B LYNNEDirector
|
SaleCommon Stock | 6,510 | $25.00 | $162,750.00 |
DisclosureSEC source: 0001061983-20-000115 · edgardoc.xml · nonDerivative · entry 4 PARSHALL B LYNNE · CIK 0001073385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 22, 2020 Filed Jun 23, 2020 21:00 UTC |
PARSHALL B LYNNEDirector
|
Exercise / conversionCommon Stock | 6,510 | $6.72 | $43,747.20 |
DisclosureSEC source: 0001061983-20-000115 · edgardoc.xml · nonDerivative · entry 3 PARSHALL B LYNNE · CIK 0001073385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2020 Filed Jun 23, 2020 21:00 UTC |
PARSHALL B LYNNEDirector
|
SaleCommon Stock | 10,000 | $25.00 | $250,000.00 |
DisclosureSEC source: 0001061983-20-000115 · edgardoc.xml · nonDerivative · entry 2 PARSHALL B LYNNE · CIK 0001073385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 22, 2020 Filed Jun 23, 2020 21:00 UTC |
PARSHALL B LYNNEDirector
|
Exercise / conversionCommon Stock | 10,000 | $4.44 | $44,400.00 |
DisclosureSEC source: 0001061983-20-000115 · edgardoc.xml · nonDerivative · entry 1 PARSHALL B LYNNE · CIK 0001073385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 17:40 UTC |
COSTA SANTO JDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $7.61 | $0.00 |
DisclosureSEC source: 0001061983-20-000117 · edgardoc.xml · derivative · entry 3 COSTA SANTO J · CIK 0001013419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2026-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 17:40 UTC |
COSTA SANTO JDirector
|
SaleCommon Stock | 20,000 | $25.00 | $500,000.00 |
DisclosureSEC source: 0001061983-20-000117 · edgardoc.xml · nonDerivative · entry 2 COSTA SANTO J · CIK 0001013419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 17:40 UTC |
COSTA SANTO JDirector
|
Exercise / conversionCommon Stock | 20,000 | $7.61 | $152,200.00 |
DisclosureSEC source: 0001061983-20-000117 · edgardoc.xml · nonDerivative · entry 1 COSTA SANTO J · CIK 0001013419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2020 Filed Jun 17, 2020 22:07 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,741 | $0.00 Strike: $6.84 | $0.00 |
DisclosureSEC source: 0001061983-20-000111 · edgardoc.xml · derivative · entry 6 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,741 shares Expires 2022-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2020 Filed Jun 17, 2020 22:07 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,166 | $0.00 Strike: $6.78 | $0.00 |
DisclosureSEC source: 0001061983-20-000111 · edgardoc.xml · derivative · entry 5 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,166 shares Expires 2023-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2020 Filed Jun 17, 2020 22:07 UTC |
SMITH SANDFORD DDirector
|
SaleCommon Stock | 2,741 | $23.00 | $63,043.00 |
DisclosureSEC source: 0001061983-20-000111 · edgardoc.xml · nonDerivative · entry 4 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 17, 2020 Filed Jun 17, 2020 22:07 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionCommon Stock | 2,741 | $6.84 | $18,748.44 |
DisclosureSEC source: 0001061983-20-000111 · edgardoc.xml · nonDerivative · entry 3 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2020 Filed Jun 17, 2020 22:07 UTC |
SMITH SANDFORD DDirector
|
SaleCommon Stock | 4,166 | $23.00 | $95,818.00 |
DisclosureSEC source: 0001061983-20-000111 · edgardoc.xml · nonDerivative · entry 2 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 17, 2020 Filed Jun 17, 2020 22:07 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionCommon Stock | 4,166 | $6.78 | $28,245.48 |
DisclosureSEC source: 0001061983-20-000111 · edgardoc.xml · nonDerivative · entry 1 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2020 Filed Jun 15, 2020 21:57 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,666 | $0.00 Strike: $6.30 | $0.00 |
DisclosureSEC source: 0001061983-20-000109 · edgardoc.xml · derivative · entry 3 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,666 shares Expires 2022-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2020 Filed Jun 15, 2020 21:57 UTC |
SMITH SANDFORD DDirector
|
SaleCommon Stock | 6,666 | $22.00 | $146,652.00 |
DisclosureSEC source: 0001061983-20-000109 · edgardoc.xml · nonDerivative · entry 2 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 15, 2020 Filed Jun 15, 2020 21:57 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionCommon Stock | 6,666 | $6.30 | $41,995.80 |
DisclosureSEC source: 0001061983-20-000109 · edgardoc.xml · nonDerivative · entry 1 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2020 Filed Jun 12, 2020 22:31 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,166 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001061983-20-000106 · edgardoc.xml · derivative · entry 6 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,166 shares Expires 2022-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2020 Filed Jun 12, 2020 22:31 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,879 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001061983-20-000106 · edgardoc.xml · derivative · entry 5 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,879 shares Expires 2023-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2020 Filed Jun 12, 2020 22:31 UTC |
SMITH SANDFORD DDirector
|
SaleCommon Stock | 4,166 | $21.10 | $87,902.60 |
DisclosureSEC source: 0001061983-20-000106 · edgardoc.xml · nonDerivative · entry 4 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 12, 2020 Filed Jun 12, 2020 22:31 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionCommon Stock | 4,166 | $5.46 | $22,746.36 |
DisclosureSEC source: 0001061983-20-000106 · edgardoc.xml · nonDerivative · entry 3 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2020 Filed Jun 12, 2020 22:31 UTC |
SMITH SANDFORD DDirector
|
SaleCommon Stock | 10,879 | $20.77 | $226,004.70 |
DisclosureSEC source: 0001061983-20-000106 · edgardoc.xml · nonDerivative · entry 2 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 12, 2020 Filed Jun 12, 2020 22:31 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionCommon Stock | 10,879 | $4.02 | $43,733.58 |
DisclosureSEC source: 0001061983-20-000106 · edgardoc.xml · nonDerivative · entry 1 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 22:32 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $6.30 | $0.00 |
DisclosureSEC source: 0001061983-20-000107 · edgardoc.xml · derivative · entry 5 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,179 Underlying: Common Stock · 5,000 shares Expires 2022-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 22:32 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 5,000 | $21.47 | $107,353.50 |
DisclosureSEC source: 0001061983-20-000107 · edgardoc.xml · nonDerivative · entry 2 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,868 F1 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 22:32 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionCommon Stock | 5,000 | $6.30 | $31,500.00 |
DisclosureSEC source: 0001061983-20-000107 · edgardoc.xml · nonDerivative · entry 1 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| May 29, 2020 Filed May 29, 2020 23:45 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $20.10 Strike: $6.30 | $100,503.00 |
DisclosureSEC source: 0001061983-20-000102 · edgardoc.xml · derivative · entry 5 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,179 Underlying: Common Stock · 5,000 shares Expires 2022-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed May 29, 2020 23:45 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 5,000 | $20.10 | $100,503.00 |
DisclosureSEC source: 0001061983-20-000102 · edgardoc.xml · nonDerivative · entry 2 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,633 F1 · balance_after: Includes 3,035 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Footnote no. 2 from Reporting Person's Form 4 filed on 5/1/2020 incorrectly stated that Reporting Person owned 8,846 shares of common stock previously purchased under the ESPP instead of the correct amount of 3,846 shares of common stock purchased under the ESPP. Footnote no. 2 from Reporting Person's Form 4 filed on 5/18/2020 incorrectly stated that Reporting Person owned 8,035 shares of common stock previously purchased under the ESPP instead of the correct amount of 3,035 shares of common stock purchased under the ESPP. Read SEC document |
| May 29, 2020 Filed May 29, 2020 23:45 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionCommon Stock | 5,000 | $6.30 | $31,500.00 |
DisclosureSEC source: 0001061983-20-000102 · edgardoc.xml · nonDerivative · entry 1 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 3,035 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Footnote no. 2 from Reporting Person's Form 4 filed on 5/1/2020 incorrectly stated that Reporting Person owned 8,846 shares of common stock previously purchased under the ESPP instead of the correct amount of 3,846 shares of common stock purchased under the ESPP. Footnote no. 2 from Reporting Person's Form 4 filed on 5/18/2020 incorrectly stated that Reporting Person owned 8,035 shares of common stock previously purchased under the ESPP instead of the correct amount of 3,035 shares of common stock purchased under the ESPP. Read SEC document |
| May 19, 2020 Filed May 20, 2020 21:04 UTC |
HENDERSON JOHN TDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,333 | $20.93 Strike: $16.86 | $69,759.69 |
DisclosureSEC source: 0001061983-20-000098 · edgardoc.xml · derivative · entry 4 HENDERSON JOHN T · CIK 0001226488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,333 shares Expires 2020-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2020 Filed May 20, 2020 21:04 UTC |
HENDERSON JOHN TDirector
|
Tax withholdingCommon Stock | 2,684 | $20.93 | $56,176.12 |
DisclosureSEC source: 0001061983-20-000098 · edgardoc.xml · nonDerivative · entry 2 HENDERSON JOHN T · CIK 0001226488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899 F1 · kind: Represents a "net exercise" of an outstanding stock option. The Reporting Person received 649 shares of Common Stock on the net exercise of a stock option to purchase 3,333 shares of Common Stock. The Issuer withheld 2,684 shares of Common Stock underlying the stock option for payment of the exercise price using a stock price on May 19, 2020 of $20.93. In addition to the withholding of 2,684 shares of Common Stock, the Reporting Person has paid $18.26 in cash to the Issuer for the remainder of his exercise price liability. Read SEC document |
| May 19, 2020 Filed May 20, 2020 21:04 UTC |
HENDERSON JOHN TDirector
|
Exercise / conversionCommon Stock | 3,333 | $16.86 | $56,194.38 |
DisclosureSEC source: 0001061983-20-000098 · edgardoc.xml · nonDerivative · entry 1 HENDERSON JOHN T · CIK 0001226488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2020 Filed Apr 8, 2021 22:13 UTC Amendment |
HENDERSON JOHN TDirector
|
Tax withholdingCommon Stock | 2,684 | $20.93 | $56,176.12 |
DisclosureSEC source: 0001061983-21-000107 · edgardoc.xml · nonDerivative · entry 2 HENDERSON JOHN T · CIK 0001226488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,899 F2 · kind: Represents a "net exercise" of an outstanding stock option. The Reporting Person received 649 shares of Common Stock on the net exercise of a stock option to purchase 3,333 shares of Common Stock. The Issuer withheld 2,684 shares of Common Stock underlying the stock option for payment of the exercise price using a stock price on May 19, 2020 of $20.93. In addition to the withholding of 2,684 shares of Common Stock, the Reporting Person has paid $18.26 in cash to the Issuer for the remainder of his exercise price liability. F1 · balance_after: This Form 4/A is being filed to report the correct amount of securities beneficially owned following reported transaction(s) on 5/19/2020. The original Form 4 filed on May 20, 2020 by the Reporting Person did not include the 6,000 shares that Reporting Person acquired on November 19, 2019, as reported on Reporting Persons Form 4 filed on 1/02/2020. Read SEC document |
| May 19, 2020 Filed Apr 8, 2021 22:13 UTC Amendment |
HENDERSON JOHN TDirector
|
Exercise / conversionCommon Stock | 3,333 | $16.86 | $56,194.38 |
DisclosureSEC source: 0001061983-21-000107 · edgardoc.xml · nonDerivative · entry 1 HENDERSON JOHN T · CIK 0001226488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This Form 4/A is being filed to report the correct amount of securities beneficially owned following reported transaction(s) on 5/19/2020. The original Form 4 filed on May 20, 2020 by the Reporting Person did not include the 6,000 shares that Reporting Person acquired on November 19, 2019, as reported on Reporting Persons Form 4 filed on 1/02/2020. Read SEC document |
| May 18, 2020 Filed May 18, 2020 23:37 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 4,189 | $22.16 Strike: $6.30 | $92,809.39 |
DisclosureSEC source: 0001061983-20-000095 · edgardoc.xml · derivative · entry 6 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,179 Underlying: Common Stock · 4,189 shares Expires 2022-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2020 Filed May 18, 2020 23:37 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 4,189 | $22.16 | $92,809.39 |
DisclosureSEC source: 0001061983-20-000095 · edgardoc.xml · nonDerivative · entry 3 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,633 F2 · balance_after: Includes 8,035 shares of common stock purchased pursuant to the ESPP. Read SEC document |
| May 18, 2020 Filed May 18, 2020 23:37 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionCommon Stock | 4,189 | $6.30 | $26,390.70 |
DisclosureSEC source: 0001061983-20-000095 · edgardoc.xml · nonDerivative · entry 2 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 8,035 shares of common stock purchased pursuant to the ESPP. Read SEC document |
| May 18, 2020 Filed May 18, 2020 23:37 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 811 | $22.10 | $17,923.10 |
DisclosureSEC source: 0001061983-20-000095 · edgardoc.xml · nonDerivative · entry 1 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,633 F1 · shares: The 811 shares disposed of is comprised entirely of common stock purchased on 10/31/2018 pursuant to the issuer's 2015 Employee Stock Purchase Plan (ESPP). F2 · balance_after: Includes 8,035 shares of common stock purchased pursuant to the ESPP. Read SEC document |
| May 18, 2020 Filed May 20, 2020 21:04 UTC |
GAGE L PATRICKDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,333 | $22.22 Strike: $16.86 | $74,059.26 |
DisclosureSEC source: 0001061983-20-000099 · edgardoc.xml · derivative · entry 4 GAGE L PATRICK · CIK 0001196903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,333 shares Expires 2020-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2020 Filed May 20, 2020 21:04 UTC |
GAGE L PATRICKDirector
|
Tax withholdingCommon Stock | 2,529 | $22.22 | $56,194.38 |
DisclosureSEC source: 0001061983-20-000099 · edgardoc.xml · nonDerivative · entry 2 GAGE L PATRICK · CIK 0001196903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,804 F1 · kind: Represents a "net exercise" of an outstanding stock option. The Reporting Person received 804 shares of Common Stock on the net exercise of a stock option to purchase 3,333 shares of Common Stock. The Issuer withheld 2,529 shares of Common Stock underlying the stock option for payment of the exercise price using a stock price on May 18, 2020 of $22.22. Read SEC document |
| May 18, 2020 Filed May 20, 2020 21:04 UTC |
GAGE L PATRICKDirector
|
Exercise / conversionCommon Stock | 3,333 | $16.86 | $56,194.38 |
DisclosureSEC source: 0001061983-20-000099 · edgardoc.xml · nonDerivative · entry 1 GAGE L PATRICK · CIK 0001196903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2020 Filed May 14, 2020 16:45 UTC |
COSTA SANTO JDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $21.61 Strike: $21.61 | $432,200.00 |
DisclosureSEC source: 0001061983-20-000087 · edgardoc.xml · derivative · entry 1 COSTA SANTO J · CIK 0001013419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-05-13 F1 · derivative.exercise_date: Options shall vest and become exercisable in 12 equal monthly installments as from the date of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.