Last 12 months
Inside the activity.
0 purchase rows · 83 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 9 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 17 |
| Apr 2026 | 0 | 8 |
| May 2026 | 0 | 9 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 04, 2020 Filed Sep 4, 2020 21:29 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionCommon Stock | 5,000 | $6.00 | $30,000.00 |
DisclosureSEC source: 0001061983-20-000147 · edgardoc.xml · nonDerivative · entry 1 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| August 21, 2020 Filed Aug 21, 2020 21:41 UTC |
Jaw ChingSVP Finance & CFO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $7.80 | $0.00 |
DisclosureSEC source: 0001061983-20-000145 · edgardoc.xml · derivative · entry 6 Jaw Ching · CIK 0001710875 · SVP Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,333 Underlying: Common Stock · 15,000 shares Expires 2028-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 26, 2020. F2 · balance_after: Includes 648 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| August 21, 2020 Filed Aug 21, 2020 21:41 UTC |
Jaw ChingSVP Finance & CFO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $7.14 | $0.00 |
DisclosureSEC source: 0001061983-20-000145 · edgardoc.xml · derivative · entry 5 Jaw Ching · CIK 0001710875 · SVP Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,732 Underlying: Common Stock · 10,000 shares Expires 2029-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 26, 2020. F2 · balance_after: Includes 648 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| August 21, 2020 Filed Aug 21, 2020 21:41 UTC |
Jaw ChingSVP Finance & CFO
|
SaleCommon Stock | 15,000 | $25.00 | $375,000.00 |
DisclosureSEC source: 0001061983-20-000145 · edgardoc.xml · nonDerivative · entry 4 Jaw Ching · CIK 0001710875 · SVP Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,300 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 26, 2020. F2 · balance_after: Includes 648 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| August 21, 2020 Filed Aug 21, 2020 21:41 UTC |
Jaw ChingSVP Finance & CFO
|
Exercise / conversionCommon Stock | 15,000 | $7.80 | $117,000.00 |
DisclosureSEC source: 0001061983-20-000145 · edgardoc.xml · nonDerivative · entry 3 Jaw Ching · CIK 0001710875 · SVP Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 26, 2020. F2 · balance_after: Includes 648 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| August 21, 2020 Filed Aug 21, 2020 21:41 UTC |
Jaw ChingSVP Finance & CFO
|
SaleCommon Stock | 10,000 | $25.00 | $250,000.00 |
DisclosureSEC source: 0001061983-20-000145 · edgardoc.xml · nonDerivative · entry 2 Jaw Ching · CIK 0001710875 · SVP Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,300 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 26, 2020. F2 · balance_after: Includes 648 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| August 21, 2020 Filed Aug 21, 2020 21:41 UTC |
Jaw ChingSVP Finance & CFO
|
Exercise / conversionCommon Stock | 10,000 | $7.14 | $71,400.00 |
DisclosureSEC source: 0001061983-20-000145 · edgardoc.xml · nonDerivative · entry 1 Jaw Ching · CIK 0001710875 · SVP Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 26, 2020. F2 · balance_after: Includes 648 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| August 21, 2020 Filed Aug 21, 2020 21:34 UTC |
SCHLOSSBERG MARK ASVP - Legal & General Counsel
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $7.03 | $0.00 |
DisclosureSEC source: 0001061983-20-000143 · edgardoc.xml · derivative · entry 3 SCHLOSSBERG MARK A · CIK 0001520533 · SVP - Legal & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,244 Underlying: Common Stock · 10,000 shares Expires 2029-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 23, 2020. Read SEC document |
| August 21, 2020 Filed Aug 21, 2020 21:34 UTC |
SCHLOSSBERG MARK ASVP - Legal & General Counsel
|
SaleCommon Stock | 10,000 | $25.00 | $250,000.00 |
DisclosureSEC source: 0001061983-20-000143 · edgardoc.xml · nonDerivative · entry 2 SCHLOSSBERG MARK A · CIK 0001520533 · SVP - Legal & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 23, 2020. Read SEC document |
| August 21, 2020 Filed Aug 21, 2020 21:34 UTC |
SCHLOSSBERG MARK ASVP - Legal & General Counsel
|
Exercise / conversionCommon Stock | 10,000 | $7.03 | $70,300.00 |
DisclosureSEC source: 0001061983-20-000143 · edgardoc.xml · nonDerivative · entry 1 SCHLOSSBERG MARK A · CIK 0001520533 · SVP - Legal & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 23, 2020. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 20:27 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001061983-20-000141 · edgardoc.xml · derivative · entry 5 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,434 Underlying: Common Stock · 5,000 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 20:27 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 5,000 | $23.48 | $117,422.00 |
DisclosureSEC source: 0001061983-20-000141 · edgardoc.xml · nonDerivative · entry 2 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,868 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 20:27 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionCommon Stock | 5,000 | $6.00 | $30,000.00 |
DisclosureSEC source: 0001061983-20-000141 · edgardoc.xml · nonDerivative · entry 1 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 21:16 UTC |
Malik Fady IbrahamEVP Research & Development
|
SaleCommon Stock | 599 | $21.85 | $13,088.15 |
DisclosureSEC source: 0001061983-20-000139 · edgardoc.xml · nonDerivative · entry 1 Malik Fady Ibraham · CIK 0001551778 · EVP Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,435 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 5,464 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| August 05, 2020 Filed Aug 7, 2020 20:39 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001061983-20-000137 · edgardoc.xml · derivative · entry 5 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,434 Underlying: Common Stock · 5,000 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. Read SEC document |
| August 05, 2020 Filed Aug 7, 2020 20:39 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 5,000 | $22.12 | $110,621.00 |
DisclosureSEC source: 0001061983-20-000137 · edgardoc.xml · nonDerivative · entry 2 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,868 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| August 05, 2020 Filed Aug 7, 2020 20:39 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionCommon Stock | 5,000 | $6.00 | $30,000.00 |
DisclosureSEC source: 0001061983-20-000137 · edgardoc.xml · nonDerivative · entry 1 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| July 29, 2020 Filed Jul 30, 2020 23:57 UTC |
SCHLOSSBERG MARK ASVP - Legal & General Counsel
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $7.03 | $0.00 |
DisclosureSEC source: 0001061983-20-000135 · edgardoc.xml · derivative · entry 3 SCHLOSSBERG MARK A · CIK 0001520533 · SVP - Legal & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,244 Underlying: Common Stock · 10,000 shares Expires 2029-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 23, 2020. Read SEC document |
| July 29, 2020 Filed Jul 30, 2020 23:57 UTC |
SCHLOSSBERG MARK ASVP - Legal & General Counsel
|
SaleCommon Stock | 10,000 | $23.07 | $230,728.00 |
DisclosureSEC source: 0001061983-20-000135 · edgardoc.xml · nonDerivative · entry 2 SCHLOSSBERG MARK A · CIK 0001520533 · SVP - Legal & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 23, 2020. Read SEC document |
| July 29, 2020 Filed Jul 30, 2020 23:57 UTC |
SCHLOSSBERG MARK ASVP - Legal & General Counsel
|
Exercise / conversionCommon Stock | 10,000 | $7.03 | $70,300.00 |
DisclosureSEC source: 0001061983-20-000135 · edgardoc.xml · nonDerivative · entry 1 SCHLOSSBERG MARK A · CIK 0001520533 · SVP - Legal & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 23, 2020. Read SEC document |
| July 28, 2020 Filed Jul 30, 2020 23:56 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001061983-20-000134 · edgardoc.xml · derivative · entry 5 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,434 Underlying: Common Stock · 5,000 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. Read SEC document |
| July 28, 2020 Filed Jul 30, 2020 23:56 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 5,000 | $23.77 | $118,829.00 |
DisclosureSEC source: 0001061983-20-000134 · edgardoc.xml · nonDerivative · entry 2 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,868 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| July 28, 2020 Filed Jul 30, 2020 23:56 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionCommon Stock | 5,000 | $6.00 | $30,000.00 |
DisclosureSEC source: 0001061983-20-000134 · edgardoc.xml · nonDerivative · entry 1 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| July 16, 2020 Filed Jul 17, 2020 21:15 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001061983-20-000131 · edgardoc.xml · derivative · entry 5 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,434 Underlying: Common Stock · 5,000 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. Read SEC document |
| July 16, 2020 Filed Jul 17, 2020 21:15 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 5,000 | $27.36 | $136,805.50 |
DisclosureSEC source: 0001061983-20-000131 · edgardoc.xml · nonDerivative · entry 2 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,868 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| July 16, 2020 Filed Jul 17, 2020 21:15 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionCommon Stock | 5,000 | $6.00 | $30,000.00 |
DisclosureSEC source: 0001061983-20-000131 · edgardoc.xml · nonDerivative · entry 1 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 21:14 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,667 | $0.00 Strike: $6.21 | $0.00 |
DisclosureSEC source: 0001061983-20-000130 · edgardoc.xml · derivative · entry 3 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,667 shares Expires 2025-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 13, 2020. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 21:14 UTC |
SMITH SANDFORD DDirector
|
SaleCommon Stock | 6,667 | $29.00 | $193,343.00 |
DisclosureSEC source: 0001061983-20-000130 · edgardoc.xml · nonDerivative · entry 2 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 13, 2020. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 21:14 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionCommon Stock | 6,667 | $6.21 | $41,402.07 |
DisclosureSEC source: 0001061983-20-000130 · edgardoc.xml · nonDerivative · entry 1 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 13, 2020. Read SEC document |
| July 10, 2020 Filed Jul 13, 2020 21:34 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,667 | $0.00 Strike: $6.21 | $0.00 |
DisclosureSEC source: 0001061983-20-000127 · edgardoc.xml · derivative · entry 3 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: Common Stock · 6,667 shares Expires 2025-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 13, 2020. Read SEC document |
| July 10, 2020 Filed Jul 13, 2020 21:34 UTC |
SMITH SANDFORD DDirector
|
SaleCommon Stock | 6,667 | $28.00 | $186,676.00 |
DisclosureSEC source: 0001061983-20-000127 · edgardoc.xml · nonDerivative · entry 2 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 13, 2020. Read SEC document |
| July 10, 2020 Filed Jul 13, 2020 21:34 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionCommon Stock | 6,667 | $6.21 | $41,402.07 |
DisclosureSEC source: 0001061983-20-000127 · edgardoc.xml · nonDerivative · entry 1 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 13, 2020. Read SEC document |
| July 09, 2020 Filed Jul 11, 2020 00:09 UTC |
Malik Fady IbrahamEVP Research & Development
|
SaleCommon Stock | 1,587 | $26.96 | $42,785.52 |
DisclosureSEC source: 0001061983-20-000125 · edgardoc.xml · nonDerivative · entry 1 Malik Fady Ibraham · CIK 0001551778 · EVP Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,034 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 6,063 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| July 08, 2020 Filed Jul 9, 2020 21:37 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,434 | $0.00 Strike: $6.21 | $0.00 |
DisclosureSEC source: 0001061983-20-000123 · edgardoc.xml · derivative · entry 8 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,334 Underlying: Common Stock · 1,434 shares Expires 2025-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 13, 2020. Read SEC document |
| July 08, 2020 Filed Jul 9, 2020 21:37 UTC |
SMITH SANDFORD DDirector
|
SaleCommon Stock | 1,434 | $27.00 | $38,718.00 |
DisclosureSEC source: 0001061983-20-000123 · edgardoc.xml · nonDerivative · entry 6 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 13, 2020. Read SEC document |
| July 08, 2020 Filed Jul 9, 2020 21:37 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionCommon Stock | 1,434 | $6.21 | $8,905.14 |
DisclosureSEC source: 0001061983-20-000123 · edgardoc.xml · nonDerivative · entry 5 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 13, 2020. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 21:37 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,510 | $0.00 Strike: $6.72 | $0.00 |
DisclosureSEC source: 0001061983-20-000123 · edgardoc.xml · derivative · entry 9 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,510 shares Expires 2024-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 13, 2020. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 21:37 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,232 | $0.00 Strike: $6.21 | $0.00 |
DisclosureSEC source: 0001061983-20-000123 · edgardoc.xml · derivative · entry 7 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,768 Underlying: Common Stock · 5,232 shares Expires 2025-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 13, 2020. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 21:37 UTC |
SMITH SANDFORD DDirector
|
SaleCommon Stock | 6,510 | $26.00 | $169,260.00 |
DisclosureSEC source: 0001061983-20-000123 · edgardoc.xml · nonDerivative · entry 4 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 13, 2020. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 21:37 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionCommon Stock | 6,510 | $6.72 | $43,747.20 |
DisclosureSEC source: 0001061983-20-000123 · edgardoc.xml · nonDerivative · entry 3 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 13, 2020. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 21:37 UTC |
SMITH SANDFORD DDirector
|
SaleCommon Stock | 5,232 | $27.00 | $141,264.00 |
DisclosureSEC source: 0001061983-20-000123 · edgardoc.xml · nonDerivative · entry 2 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 13, 2020. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 21:37 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionCommon Stock | 5,232 | $6.21 | $32,490.72 |
DisclosureSEC source: 0001061983-20-000123 · edgardoc.xml · nonDerivative · entry 1 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 13, 2020. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 21:08 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001061983-20-000121 · edgardoc.xml · derivative · entry 5 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,434 Underlying: Common Stock · 5,000 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 21:08 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 5,000 | $24.85 | $124,255.00 |
DisclosureSEC source: 0001061983-20-000121 · edgardoc.xml · nonDerivative · entry 2 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,868 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 21:08 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionCommon Stock | 5,000 | $6.00 | $30,000.00 |
DisclosureSEC source: 0001061983-20-000121 · edgardoc.xml · nonDerivative · entry 1 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 20:41 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,821 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001061983-20-000119 · edgardoc.xml · derivative · entry 8 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,434 Underlying: Common Stock · 3,821 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 20:41 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 1,179 | $0.00 Strike: $6.30 | $0.00 |
DisclosureSEC source: 0001061983-20-000119 · edgardoc.xml · derivative · entry 7 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,179 shares Expires 2022-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 20:41 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 1,179 | $23.86 | $28,132.94 |
DisclosureSEC source: 0001061983-20-000119 · edgardoc.xml · nonDerivative · entry 4 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,868 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 20:41 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionCommon Stock | 1,179 | $6.30 | $7,427.70 |
DisclosureSEC source: 0001061983-20-000119 · edgardoc.xml · nonDerivative · entry 3 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 20:41 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 3,821 | $23.86 | $91,175.56 |
DisclosureSEC source: 0001061983-20-000119 · edgardoc.xml · nonDerivative · entry 2 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,868 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.