Last 12 months
Inside the activity.
0 purchase rows · 83 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 9 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 17 |
| Apr 2026 | 0 | 8 |
| May 2026 | 0 | 9 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 13, 2020 Filed Oct 14, 2020 20:53 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionCommon Stock | 5,000 | $6.00 | $30,000.00 |
DisclosureSEC source: 0001061983-20-000171 · edgardoc.xml · nonDerivative · entry 1 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| October 08, 2020 Filed Oct 8, 2020 21:08 UTC |
Malik Fady IbrahamEVP Research & Development
|
SaleCommon Stock | 1,258 | $17.45 | $21,952.10 |
DisclosureSEC source: 0001061983-20-000169 · edgardoc.xml · nonDerivative · entry 1 Malik Fady Ibraham · CIK 0001551778 · EVP Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,182 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 3,211 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| October 05, 2020 Filed Oct 5, 2020 17:53 UTC |
COSTA SANTO JDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $9.45 | $0.00 |
DisclosureSEC source: 0001061983-20-000157 · edgardoc.xml · derivative · entry 3 COSTA SANTO J · CIK 0001013419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 15,000 shares Expires 2028-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. Read SEC document |
| October 05, 2020 Filed Oct 5, 2020 17:53 UTC |
COSTA SANTO JDirector
|
SaleCommon Stock | 15,000 | $30.00 | $450,000.00 |
DisclosureSEC source: 0001061983-20-000157 · edgardoc.xml · nonDerivative · entry 2 COSTA SANTO J · CIK 0001013419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. Read SEC document |
| October 05, 2020 Filed Oct 5, 2020 17:53 UTC |
COSTA SANTO JDirector
|
Exercise / conversionCommon Stock | 15,000 | $9.45 | $141,750.00 |
DisclosureSEC source: 0001061983-20-000157 · edgardoc.xml · nonDerivative · entry 1 COSTA SANTO J · CIK 0001013419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 01:11 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,936 | $2.95 Strike: $7.37 | $17,511.20 |
DisclosureSEC source: 0001061983-20-000165 · edgardoc.xml · derivative · entry 3 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,936 shares Expires 2025-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 13, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 01:11 UTC |
SMITH SANDFORD DDirector
|
SaleCommon Stock | 5,936 | $30.00 | $178,080.00 |
DisclosureSEC source: 0001061983-20-000165 · edgardoc.xml · nonDerivative · entry 2 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 13, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 01:11 UTC |
SMITH SANDFORD DDirector
|
Exercise / conversionCommon Stock | 5,936 | $7.37 | $43,748.32 |
DisclosureSEC source: 0001061983-20-000165 · edgardoc.xml · nonDerivative · entry 1 SMITH SANDFORD D · CIK 0001243004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 13, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 01:03 UTC |
HENDERSON JOHN TDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $12.96 | $0.00 |
DisclosureSEC source: 0001061983-20-000163 · edgardoc.xml · derivative · entry 7 HENDERSON JOHN T · CIK 0001226488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858 Underlying: Common Stock · 1,500 shares Expires 2021-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 3, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 01:03 UTC |
HENDERSON JOHN TDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $12.96 | $0.00 |
DisclosureSEC source: 0001061983-20-000163 · edgardoc.xml · derivative · entry 6 HENDERSON JOHN T · CIK 0001226488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,358 Underlying: Common Stock · 1,500 shares Expires 2021-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 3, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 01:03 UTC |
HENDERSON JOHN TDirector
|
SaleCommon Stock | 1,500 | $28.00 | $42,000.00 |
DisclosureSEC source: 0001061983-20-000163 · edgardoc.xml · nonDerivative · entry 4 HENDERSON JOHN T · CIK 0001226488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 3, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 01:03 UTC |
HENDERSON JOHN TDirector
|
Exercise / conversionCommon Stock | 1,500 | $12.96 | $19,440.00 |
DisclosureSEC source: 0001061983-20-000163 · edgardoc.xml · nonDerivative · entry 3 HENDERSON JOHN T · CIK 0001226488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 3, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 01:03 UTC |
HENDERSON JOHN TDirector
|
SaleCommon Stock | 1,500 | $30.00 | $45,000.00 |
DisclosureSEC source: 0001061983-20-000163 · edgardoc.xml · nonDerivative · entry 2 HENDERSON JOHN T · CIK 0001226488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 3, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 01:03 UTC |
HENDERSON JOHN TDirector
|
Exercise / conversionCommon Stock | 1,500 | $12.96 | $19,440.00 |
DisclosureSEC source: 0001061983-20-000163 · edgardoc.xml · nonDerivative · entry 1 HENDERSON JOHN T · CIK 0001226488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 3, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 00:23 UTC |
Jaw ChingSVP Finance & CFO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $7.80 | $0.00 |
DisclosureSEC source: 0001061983-20-000159 · edgardoc.xml · derivative · entry 9 Jaw Ching · CIK 0001710875 · SVP Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,833 Underlying: Common Stock · 7,500 shares Expires 2028-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 26, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 00:23 UTC |
Jaw ChingSVP Finance & CFO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $7.14 | $0.00 |
DisclosureSEC source: 0001061983-20-000159 · edgardoc.xml · derivative · entry 8 Jaw Ching · CIK 0001710875 · SVP Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,732 Underlying: Common Stock · 5,000 shares Expires 2029-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 26, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 00:23 UTC |
Jaw ChingSVP Finance & CFO
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $12.10 | $0.00 |
DisclosureSEC source: 0001061983-20-000159 · edgardoc.xml · derivative · entry 7 Jaw Ching · CIK 0001710875 · SVP Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,056 Underlying: Common Stock · 15,000 shares Expires 2027-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 26, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 00:23 UTC |
Jaw ChingSVP Finance & CFO
|
SaleCommon Stock | 15,000 | $30.00 | $450,000.00 |
DisclosureSEC source: 0001061983-20-000159 · edgardoc.xml · nonDerivative · entry 6 Jaw Ching · CIK 0001710875 · SVP Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,300 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 26, 2020. F2 · balance_after: Includes 648 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 00:23 UTC |
Jaw ChingSVP Finance & CFO
|
Exercise / conversionCommon Stock | 15,000 | $12.10 | $181,500.00 |
DisclosureSEC source: 0001061983-20-000159 · edgardoc.xml · nonDerivative · entry 5 Jaw Ching · CIK 0001710875 · SVP Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 26, 2020. F2 · balance_after: Includes 648 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 00:23 UTC |
Jaw ChingSVP Finance & CFO
|
SaleCommon Stock | 7,500 | $30.00 | $225,000.00 |
DisclosureSEC source: 0001061983-20-000159 · edgardoc.xml · nonDerivative · entry 4 Jaw Ching · CIK 0001710875 · SVP Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,300 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 26, 2020. F2 · balance_after: Includes 648 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 00:23 UTC |
Jaw ChingSVP Finance & CFO
|
Exercise / conversionCommon Stock | 7,500 | $7.80 | $58,500.00 |
DisclosureSEC source: 0001061983-20-000159 · edgardoc.xml · nonDerivative · entry 3 Jaw Ching · CIK 0001710875 · SVP Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 26, 2020. F2 · balance_after: Includes 648 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 00:23 UTC |
Jaw ChingSVP Finance & CFO
|
SaleCommon Stock | 5,000 | $30.00 | $150,000.00 |
DisclosureSEC source: 0001061983-20-000159 · edgardoc.xml · nonDerivative · entry 2 Jaw Ching · CIK 0001710875 · SVP Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,300 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 26, 2020. F2 · balance_after: Includes 648 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 00:23 UTC |
Jaw ChingSVP Finance & CFO
|
Exercise / conversionCommon Stock | 5,000 | $7.14 | $35,700.00 |
DisclosureSEC source: 0001061983-20-000159 · edgardoc.xml · nonDerivative · entry 1 Jaw Ching · CIK 0001710875 · SVP Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on June 26, 2020. F2 · balance_after: Includes 648 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 00:38 UTC |
Kaye Edward M. MDDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $7.61 | $0.00 |
DisclosureSEC source: 0001061983-20-000161 · edgardoc.xml · derivative · entry 3 Kaye Edward M. MD · CIK 0001522780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 20,000 shares Expires 2026-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 13, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 00:38 UTC |
Kaye Edward M. MDDirector
|
SaleCommon Stock | 20,000 | $30.00 | $600,000.00 |
DisclosureSEC source: 0001061983-20-000161 · edgardoc.xml · nonDerivative · entry 2 Kaye Edward M. MD · CIK 0001522780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 13, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 00:38 UTC |
Kaye Edward M. MDDirector
|
Exercise / conversionCommon Stock | 20,000 | $7.61 | $152,200.00 |
DisclosureSEC source: 0001061983-20-000161 · edgardoc.xml · nonDerivative · entry 1 Kaye Edward M. MD · CIK 0001522780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 13, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 20:58 UTC |
PARSHALL B LYNNEDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,375 | $4.00 Strike: $10.00 | $17,500.00 |
DisclosureSEC source: 0001061983-20-000167 · edgardoc.xml · derivative · entry 12 PARSHALL B LYNNE · CIK 0001073385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,375 shares Expires 2026-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 15, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 20:58 UTC |
PARSHALL B LYNNEDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $7.61 | $0.00 |
DisclosureSEC source: 0001061983-20-000167 · edgardoc.xml · derivative · entry 11 PARSHALL B LYNNE · CIK 0001073385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2026-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 15, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 20:58 UTC |
PARSHALL B LYNNEDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,936 | $0.00 Strike: $7.37 | $0.00 |
DisclosureSEC source: 0001061983-20-000167 · edgardoc.xml · derivative · entry 10 PARSHALL B LYNNE · CIK 0001073385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,936 shares Expires 2025-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 15, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 20:58 UTC |
PARSHALL B LYNNEDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $6.21 | $0.00 |
DisclosureSEC source: 0001061983-20-000167 · edgardoc.xml · derivative · entry 9 PARSHALL B LYNNE · CIK 0001073385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2025-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 15, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 20:58 UTC |
PARSHALL B LYNNEDirector
|
SaleCommon Stock | 5,936 | $30.00 | $178,080.00 |
DisclosureSEC source: 0001061983-20-000167 · edgardoc.xml · nonDerivative · entry 8 PARSHALL B LYNNE · CIK 0001073385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 15, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 20:58 UTC |
PARSHALL B LYNNEDirector
|
Exercise / conversionCommon Stock | 5,936 | $7.37 | $43,748.32 |
DisclosureSEC source: 0001061983-20-000167 · edgardoc.xml · nonDerivative · entry 7 PARSHALL B LYNNE · CIK 0001073385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 15, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 20:58 UTC |
PARSHALL B LYNNEDirector
|
SaleCommon Stock | 20,000 | $30.00 | $600,000.00 |
DisclosureSEC source: 0001061983-20-000167 · edgardoc.xml · nonDerivative · entry 6 PARSHALL B LYNNE · CIK 0001073385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 15, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 20:58 UTC |
PARSHALL B LYNNEDirector
|
Exercise / conversionCommon Stock | 20,000 | $6.21 | $124,200.00 |
DisclosureSEC source: 0001061983-20-000167 · edgardoc.xml · nonDerivative · entry 5 PARSHALL B LYNNE · CIK 0001073385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 15, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 20:58 UTC |
PARSHALL B LYNNEDirector
|
SaleCommon Stock | 4,375 | $30.00 | $131,250.00 |
DisclosureSEC source: 0001061983-20-000167 · edgardoc.xml · nonDerivative · entry 4 PARSHALL B LYNNE · CIK 0001073385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 15, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 20:58 UTC |
PARSHALL B LYNNEDirector
|
Exercise / conversionCommon Stock | 4,375 | $10.00 | $43,750.00 |
DisclosureSEC source: 0001061983-20-000167 · edgardoc.xml · nonDerivative · entry 3 PARSHALL B LYNNE · CIK 0001073385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 15, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 20:58 UTC |
PARSHALL B LYNNEDirector
|
SaleCommon Stock | 20,000 | $30.00 | $600,000.00 |
DisclosureSEC source: 0001061983-20-000167 · edgardoc.xml · nonDerivative · entry 2 PARSHALL B LYNNE · CIK 0001073385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 15, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 20:58 UTC |
PARSHALL B LYNNEDirector
|
Exercise / conversionCommon Stock | 20,000 | $7.61 | $152,200.00 |
DisclosureSEC source: 0001061983-20-000167 · edgardoc.xml · nonDerivative · entry 1 PARSHALL B LYNNE · CIK 0001073385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on May 15, 2020. Read SEC document |
| October 02, 2020 Filed Oct 2, 2020 21:48 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001061983-20-000155 · edgardoc.xml · derivative · entry 5 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,434 Underlying: Common Stock · 5,000 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. Read SEC document |
| October 02, 2020 Filed Oct 2, 2020 21:48 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 5,000 | $22.53 | $112,645.50 |
DisclosureSEC source: 0001061983-20-000155 · edgardoc.xml · nonDerivative · entry 2 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,868 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| October 02, 2020 Filed Oct 2, 2020 21:48 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionCommon Stock | 5,000 | $6.00 | $30,000.00 |
DisclosureSEC source: 0001061983-20-000155 · edgardoc.xml · nonDerivative · entry 1 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| September 21, 2020 Filed Sep 21, 2020 21:16 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001061983-20-000153 · edgardoc.xml · derivative · entry 5 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,434 Underlying: Common Stock · 5,000 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. Read SEC document |
| September 21, 2020 Filed Sep 21, 2020 21:16 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 5,000 | $20.97 | $104,835.00 |
DisclosureSEC source: 0001061983-20-000153 · edgardoc.xml · nonDerivative · entry 2 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,868 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| September 21, 2020 Filed Sep 21, 2020 21:16 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionCommon Stock | 5,000 | $6.00 | $30,000.00 |
DisclosureSEC source: 0001061983-20-000153 · edgardoc.xml · nonDerivative · entry 1 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| September 11, 2020 Filed Sep 11, 2020 21:05 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001061983-20-000151 · edgardoc.xml · derivative · entry 5 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,434 Underlying: Common Stock · 5,000 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. Read SEC document |
| September 11, 2020 Filed Sep 11, 2020 21:05 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 5,000 | $22.95 | $114,736.00 |
DisclosureSEC source: 0001061983-20-000151 · edgardoc.xml · nonDerivative · entry 2 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,868 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| September 11, 2020 Filed Sep 11, 2020 21:05 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionCommon Stock | 5,000 | $6.00 | $30,000.00 |
DisclosureSEC source: 0001061983-20-000151 · edgardoc.xml · nonDerivative · entry 1 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:37 UTC |
Malik Fady IbrahamEVP Research & Development
|
SaleCommon Stock | 995 | $22.85 | $22,735.75 |
DisclosureSEC source: 0001061983-20-000149 · edgardoc.xml · nonDerivative · entry 1 Malik Fady Ibraham · CIK 0001551778 · EVP Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,440 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,469 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| September 04, 2020 Filed Sep 4, 2020 21:29 UTC |
Blum Robert IDirector · President & CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001061983-20-000147 · edgardoc.xml · derivative · entry 5 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,434 Underlying: Common Stock · 5,000 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. Read SEC document |
| September 04, 2020 Filed Sep 4, 2020 21:29 UTC |
Blum Robert IDirector · President & CEO
|
SaleCommon Stock | 5,000 | $22.37 | $111,854.50 |
DisclosureSEC source: 0001061983-20-000147 · edgardoc.xml · nonDerivative · entry 2 Blum Robert I · CIK 0001288859 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,868 F1 · kind: Transaction effected pursuant to a 10b5-1 plan entered into by the Reporting Person on March 31, 2020. F2 · balance_after: Includes 4,270 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.