Tapewire

Nasdaq · USD

CYRX

Cryoport, Inc.

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Tapewire entity
5125
SEC CIK
0001124524
Parsed reports
251

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202608
Apr 202600
May 202600
Jun 202604
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2021 Filed Aug 13, 2021 20:46 UTC
Sawicki Mark WChief Scientific Officer
SaleCommon Stock 3,172 $59.11 $187,512.46
Disclosure

SEC source: 0001104659-21-105168 · tm2125120d1_4.xml · nonDerivative · entry 4

Sawicki Mark W · CIK 0001848218 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,650

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.85 to $59.51, inclusive. The reporting person undertakes to provide to Cryoport, Inc., any security holder of Cryoport, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:46 UTC
Sawicki Mark WChief Scientific Officer
SaleCommon Stock 74,453 $58.37 $4,346,119.42
Disclosure

SEC source: 0001104659-21-105168 · tm2125120d1_4.xml · nonDerivative · entry 3

Sawicki Mark W · CIK 0001848218 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,822

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.85 to $58.84, inclusive. The reporting person undertakes to provide to Cryoport, Inc., any security holder of Cryoport, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:46 UTC
Sawicki Mark WChief Scientific Officer
Exercise / conversionCommon Stock 16,577 $8.65 $143,391.05
Disclosure

SEC source: 0001104659-21-105168 · tm2125120d1_4.xml · nonDerivative · entry 2

Sawicki Mark W · CIK 0001848218 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:46 UTC
Sawicki Mark WChief Scientific Officer
Exercise / conversionCommon Stock 77,625 $7.80 $605,475.00
Disclosure

SEC source: 0001104659-21-105168 · tm2125120d1_4.xml · nonDerivative · entry 1

Sawicki Mark W · CIK 0001848218 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2021 Filed Jul 17, 2021 00:10 UTC
STEFANOVICH ROBERTChief Financial Officer
Exercise / conversionOptions to purchase common stock · Derivative 20,000 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001104659-21-093183 · tm2122488-1_4seq1.xml · derivative · entry 8

STEFANOVICH ROBERT · CIK 0001247309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,334

Underlying: Common Stock · 20,000 shares

Expires 2024-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Options vested on the 18th of each month for 48 months beginning on January 18, 2015.

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July 16, 2021 Filed Jul 17, 2021 00:10 UTC
STEFANOVICH ROBERTChief Financial Officer
Exercise / conversionCommon Stock 20,000 $4.80 $96,000.00
Disclosure

SEC source: 0001104659-21-093183 · tm2122488-1_4seq1.xml · nonDerivative · entry 6

STEFANOVICH ROBERT · CIK 0001247309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2021 Filed Jul 17, 2021 00:10 UTC
STEFANOVICH ROBERTChief Financial Officer
Exercise / conversionOptions to purchase common stock · Derivative 50,000 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001104659-21-093183 · tm2122488-1_4seq1.xml · derivative · entry 7

STEFANOVICH ROBERT · CIK 0001247309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,918

Underlying: Common Stock · 50,000 shares

Expires 2023-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2021.

F6 · derivative.exercise_date: Options vested on the 28th of each month for 48 months beginning on July 28, 2013.

Read SEC document
July 15, 2021 Filed Jul 17, 2021 00:10 UTC
STEFANOVICH ROBERTChief Financial Officer
SaleCommon Stock 7,965 $55.59 $442,777.54
Disclosure

SEC source: 0001104659-21-093183 · tm2122488-1_4seq1.xml · nonDerivative · entry 5

STEFANOVICH ROBERT · CIK 0001247309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,417

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2021.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.35 to $56.075, inclusive. The reporting person undertakes to provide to Cryoport, Inc., any security holder of Cryoport, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 15, 2021 Filed Jul 17, 2021 00:10 UTC
STEFANOVICH ROBERTChief Financial Officer
SaleCommon Stock 12,554 $54.79 $687,772.15
Disclosure

SEC source: 0001104659-21-093183 · tm2122488-1_4seq1.xml · nonDerivative · entry 4

STEFANOVICH ROBERT · CIK 0001247309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,382

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2021.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.35 to $55.34, inclusive. The reporting person undertakes to provide to Cryoport, Inc., any security holder of Cryoport, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 15, 2021 Filed Jul 17, 2021 00:10 UTC
STEFANOVICH ROBERTChief Financial Officer
SaleCommon Stock 16,746 $53.70 $899,325.51
Disclosure

SEC source: 0001104659-21-093183 · tm2122488-1_4seq1.xml · nonDerivative · entry 3

STEFANOVICH ROBERT · CIK 0001247309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,936

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.34 to $54.32, inclusive. The reporting person undertakes to provide to Cryoport, Inc., any security holder of Cryoport, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 15, 2021 Filed Jul 17, 2021 00:10 UTC
STEFANOVICH ROBERTChief Financial Officer
SaleCommon Stock 12,735 $52.73 $671,478.35
Disclosure

SEC source: 0001104659-21-093183 · tm2122488-1_4seq1.xml · nonDerivative · entry 2

STEFANOVICH ROBERT · CIK 0001247309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,682

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.34 to $53.33, inclusive. The reporting person undertakes to provide to Cryoport, Inc., any security holder of Cryoport, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 15, 2021 Filed Jul 17, 2021 00:10 UTC
STEFANOVICH ROBERTChief Financial Officer
Exercise / conversionCommon Stock 50,000 $3.24 $162,000.00
Disclosure

SEC source: 0001104659-21-093183 · tm2122488-1_4seq1.xml · nonDerivative · entry 1

STEFANOVICH ROBERT · CIK 0001247309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2021.

Read SEC document
July 07, 2021 Filed Jul 9, 2021 20:45 UTC
SHELTON JERRELLDirector · President, CEO
Exercise / conversionOption to purchase common stock · Derivative 540 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001104659-21-090681 · tm2121889-1_4seq1.xml · derivative · entry 2

SHELTON JERRELL · CIK 0001283212 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,064

Underlying: Common Stock · 540 shares

Expires 2025-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/48 of 827,000 options originally granted vested on the 19th of each month for forty-eight months beginning August 19, 2015.

Read SEC document
July 07, 2021 Filed Jul 9, 2021 20:45 UTC
SHELTON JERRELLDirector · President, CEO
Exercise / conversionCommon Stock 540 $5.00 $2,700.00
Disclosure

SEC source: 0001104659-21-090681 · tm2121889-1_4seq1.xml · nonDerivative · entry 1

SHELTON JERRELL · CIK 0001283212 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 19:53 UTC Exercise / conversionOption to purchase common stock · Derivative 5,000 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001104659-21-089379 · tm2121555-1_4seq1.xml · derivative · entry 4

ZECCHINI EDWARD J · CIK 0001587502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 5,000 shares

Expires 2025-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F4 · derivative.exercise_date: 1/48 of the options vested on the 7th of each month for forty-eight months beginning on 8/19/2015.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 19:53 UTC SaleCommon Stock 1,323 $63.13 $83,515.96
Disclosure

SEC source: 0001104659-21-089379 · tm2121555-1_4seq1.xml · nonDerivative · entry 3

ZECCHINI EDWARD J · CIK 0001587502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,023

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.04 to $63.19, inclusive. The reporting person undertakes to provide to Cryoport, Inc., any security holder of Cryoport, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 19:53 UTC SaleCommon Stock 3,677 $62.60 $230,169.90
Disclosure

SEC source: 0001104659-21-089379 · tm2121555-1_4seq1.xml · nonDerivative · entry 2

ZECCHINI EDWARD J · CIK 0001587502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,346

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.01 to $62.935, inclusive. The reporting person undertakes to provide to Cryoport, Inc., any security holder of Cryoport, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 19:53 UTC Exercise / conversionCommon Stock 5,000 $3.07 $15,350.00
Disclosure

SEC source: 0001104659-21-089379 · tm2121555-1_4seq1.xml · nonDerivative · entry 1

ZECCHINI EDWARD J · CIK 0001587502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

Read SEC document
June 29, 2021 Filed Jun 30, 2021 20:46 UTC Exercise / conversionOption to purchase common stock · Derivative 100 $0.00 Strike: $14.35 $0.00
Disclosure

SEC source: 0001104659-21-087640 · tm2120991-1_4seq1.xml · derivative · entry 6

HANCOCK DANIEL M · CIK 0001764017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,574

Underlying: Common Stock · 100 shares

Expires 2029-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.

F3 · derivative.exercise_date: 1/12 of these options vested and became exercisable in equal monthly installments on the 2nd of each month for the next twelve (12) months beginning on 05/02/2019.

Read SEC document
June 29, 2021 Filed Jun 30, 2021 20:46 UTC SaleCommon Stock 100 $67.03 $6,703.18
Disclosure

SEC source: 0001104659-21-087640 · tm2120991-1_4seq1.xml · nonDerivative · entry 4

HANCOCK DANIEL M · CIK 0001764017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,627

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.03 to $67.05, inclusive. The reporting person undertakes to provide to Cryoport, Inc., any security holder of Cryoport, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 29, 2021 Filed Jun 30, 2021 20:46 UTC Exercise / conversionCommon Stock 100 $14.35 $1,435.00
Disclosure

SEC source: 0001104659-21-087640 · tm2120991-1_4seq1.xml · nonDerivative · entry 3

HANCOCK DANIEL M · CIK 0001764017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.

Read SEC document
June 28, 2021 Filed Jun 30, 2021 20:46 UTC Exercise / conversionOption to purchase common stock · Derivative 9,326 $0.00 Strike: $14.35 $0.00
Disclosure

SEC source: 0001104659-21-087640 · tm2120991-1_4seq1.xml · derivative · entry 5

HANCOCK DANIEL M · CIK 0001764017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,674

Underlying: Common Stock · 9,326 shares

Expires 2029-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.

F3 · derivative.exercise_date: 1/12 of these options vested and became exercisable in equal monthly installments on the 2nd of each month for the next twelve (12) months beginning on 05/02/2019.

Read SEC document
June 28, 2021 Filed Jun 30, 2021 20:46 UTC SaleCommon Stock 9,326 $67.09 $625,690.67
Disclosure

SEC source: 0001104659-21-087640 · tm2120991-1_4seq1.xml · nonDerivative · entry 2

HANCOCK DANIEL M · CIK 0001764017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,627

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.4850, inclusive. The reporting person undertakes to provide to Cryoport, Inc., any security holder of Cryoport, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 28, 2021 Filed Jun 30, 2021 20:46 UTC Exercise / conversionCommon Stock 9,326 $14.35 $133,828.10
Disclosure

SEC source: 0001104659-21-087640 · tm2120991-1_4seq1.xml · nonDerivative · entry 1

HANCOCK DANIEL M · CIK 0001764017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 23:01 UTC Exercise / conversionOption to purchase common stock · Derivative 12,850 $0.00 Strike: $9.73 $0.00
Disclosure

SEC source: 0001104659-21-084735 · tm2120565d1_4.xml · derivative · entry 4

HANCOCK DANIEL M · CIK 0001764017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,850 shares

Expires 2029-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.

F4 · derivative.exercise_date: 2,850 of the options vest on January 17, 2019 and 1/4 of the remaining 10,000 options vest on the 17th of each month for four months beginning on 2/17/2019.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 23:01 UTC SaleCommon Stock 5,544 $66.04 $366,116.34
Disclosure

SEC source: 0001104659-21-084735 · tm2120565d1_4.xml · nonDerivative · entry 3

HANCOCK DANIEL M · CIK 0001764017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,627

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.995 to $66.11, inclusive. The reporting person undertakes to provide to Cryoport, Inc., any security holder of Cryoport, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 23:01 UTC SaleCommon Stock 7,306 $65.53 $478,764.37
Disclosure

SEC source: 0001104659-21-084735 · tm2120565d1_4.xml · nonDerivative · entry 2

HANCOCK DANIEL M · CIK 0001764017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,171

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.90 to $65.86, inclusive. The reporting person undertakes to provide to Cryoport, Inc., any security holder of Cryoport, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 23:01 UTC Exercise / conversionCommon Stock 12,850 $9.73 $125,030.50
Disclosure

SEC source: 0001104659-21-084735 · tm2120565d1_4.xml · nonDerivative · entry 1

HANCOCK DANIEL M · CIK 0001764017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 21:46 UTC
SHELTON JERRELLDirector · President, CEO
Exercise / conversionOption to purchase common stock · Derivative 70,396 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001104659-21-085242 · tm2120656-1_4seq1.xml · derivative · entry 2

SHELTON JERRELL · CIK 0001283212 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,604

Underlying: Common Stock · 70,396 shares

Expires 2025-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/48 of 827,000 options originally granted vested on the 19th of each month for forty-eight months beginning August 19, 2015.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 21:46 UTC
SHELTON JERRELLDirector · President, CEO
Exercise / conversionCommon Stock 70,396 $5.00 $351,980.00
Disclosure

SEC source: 0001104659-21-085242 · tm2120656-1_4seq1.xml · nonDerivative · entry 1

SHELTON JERRELL · CIK 0001283212 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 18, 2021 01:01 UTC
BTOA L.L.C.10% owner
SaleCommon Stock 4,560 $60.00 $273,600.00
Disclosure

SEC source: 0000899243-21-024556 · doc4.xml · nonDerivative · entry 2

Blackstone Freeze Parent L.P. · CIK 0001826416 · 10% owner

Blackstone Tactical Opportunities Fund - FD L.P. · CIK 0001825978 · 10% owner

BTO DE GP - NQ L.L.C. · CIK 0001826374 · 10% owner

BTO Holdings Manager L.L.C. · CIK 0001660521 · 10% owner

Blackstone Tactical Opportunities Associates L.L.C. · CIK 0001660520 · 10% owner

BTOA L.L.C. · CIK 0001575478 · 10% owner

Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner

Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner

Blackstone Tactical Opportunities Associates III - NQ L.P. · CIK 0001826419 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 29,377

F2 · ownership.nature: Reflects securities of the Issuer held directly by Blackstone Tactical Opportunities Fund - FD L.P. Blackstone Tactical Opportunities Associates III - NQ L.P. is the general partner of Blackstone Tactical Opportunities Fund - FD L.P. BTO DE GP - NQ L.L.C. is the general partner of Blackstone Tactical Opportunities Associates III - NQ L.P. Blackstone Holdings II L.P. is the managing member of BTO DE GP - NQ L.L.C. Blackstone Holdings I/II GP L.L.C. is the general partner of Blackstone Holdings II L.P.

F3 · ownership.nature: The Blackstone Group Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F4 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F5 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 15, 2021 Filed Jun 18, 2021 01:01 UTC
BTOA L.L.C.10% owner
SaleCommon Stock 195,440 $60.00 $11,726,400.00
Disclosure

SEC source: 0000899243-21-024556 · doc4.xml · nonDerivative · entry 1

Blackstone Freeze Parent L.P. · CIK 0001826416 · 10% owner

Blackstone Tactical Opportunities Fund - FD L.P. · CIK 0001825978 · 10% owner

BTO DE GP - NQ L.L.C. · CIK 0001826374 · 10% owner

BTO Holdings Manager L.L.C. · CIK 0001660521 · 10% owner

Blackstone Tactical Opportunities Associates L.L.C. · CIK 0001660520 · 10% owner

BTOA L.L.C. · CIK 0001575478 · 10% owner

Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner

Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner

Blackstone Tactical Opportunities Associates III - NQ L.P. · CIK 0001826419 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,259,019

F1 · ownership.nature: Reflects securities of the Issuer held directly by Blackstone Freeze Parent L.P. BTO Holdings Manager L.L.C. is the general partner of Blackstone Freeze Parent L.P. Blackstone Tactical Opportunities Associates L.L.C. is the managing member of BTO Holdings Manager L.L.C. BTOA L.L.C. is the sole member of Blackstone Tactical Opportunities Associates L.L.C. Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. Blackstone Holdings III GP L.P. is the general partner of Blackstone Holdings III L.P. Blackstone Holdings III GP Management L.L.C. is the general partner of Blackstone Holdings III GP L.P.

F3 · ownership.nature: The Blackstone Group Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F4 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F5 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 15, 2021 Filed Jun 18, 2021 00:59 UTC SaleCommon Stock 4,560 $60.00 $273,600.00
Disclosure

SEC source: 0000899243-21-024555 · doc4.xml · nonDerivative · entry 2

Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner

Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · 10% owner

Blackstone Group Inc · CIK 0001393818 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 29,377

F2 · ownership.nature: Reflects securities of the Issuer held directly by Blackstone Tactical Opportunities Fund - FD L.P. Blackstone Tactical Opportunities Associates III - NQ L.P. is the general partner of Blackstone Tactical Opportunities Fund - FD L.P. BTO DE GP - NQ L.L.C. is the general partner of Blackstone Tactical Opportunities Associates III - NQ L.P. Blackstone Holdings II L.P. is the managing member of BTO DE GP - NQ L.L.C. Blackstone Holdings I/II GP L.L.C. is the general partner of Blackstone Holdings II L.P.

F3 · ownership.nature: The Blackstone Group Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F4 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F5 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 15, 2021 Filed Jun 18, 2021 00:59 UTC SaleCommon Stock 195,440 $60.00 $11,726,400.00
Disclosure

SEC source: 0000899243-21-024555 · doc4.xml · nonDerivative · entry 1

Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner

Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · 10% owner

Blackstone Group Inc · CIK 0001393818 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,259,019

F1 · ownership.nature: Reflects securities of the Issuer held directly by Blackstone Freeze Parent L.P. BTO Holdings Manager L.L.C. is the general partner of Blackstone Freeze Parent L.P. Blackstone Tactical Opportunities Associates L.L.C. is the managing member of BTO Holdings Manager L.L.C. BTOA L.L.C. is the sole member of Blackstone Tactical Opportunities Associates L.L.C. Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. Blackstone Holdings III GP L.P. is the general partner of Blackstone Holdings III L.P. Blackstone Holdings III GP Management L.L.C. is the general partner of Blackstone Holdings III GP L.P.

F3 · ownership.nature: The Blackstone Group Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F4 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F5 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 22:31 UTC Exercise / conversionOption to purchase common stock · Derivative 4,167 $0.00 Strike: $7.80 $0.00
Disclosure

SEC source: 0001104659-21-080328 · tm2119529-1_4seq1.xml · derivative · entry 3

ZECCHINI EDWARD J · CIK 0001587502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,167 shares

Expires 2025-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F2 · derivative.exercise_date: 1/48th of the options vested on the 7th day of each month for forty-eight months beginning 6/7/2015.

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June 10, 2021 Filed Jun 11, 2021 22:31 UTC SaleCommon Stock 4,167 $59.11 $246,311.37
Disclosure

SEC source: 0001104659-21-080328 · tm2119529-1_4seq1.xml · nonDerivative · entry 2

ZECCHINI EDWARD J · CIK 0001587502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,023

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 22:31 UTC Exercise / conversionCommon Stock 4,167 $7.80 $32,502.60
Disclosure

SEC source: 0001104659-21-080328 · tm2119529-1_4seq1.xml · nonDerivative · entry 1

ZECCHINI EDWARD J · CIK 0001587502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 22:43 UTC
BTOA L.L.C.10% owner
SaleCommon Stock 11,401 $60.00 $684,060.00
Disclosure

SEC source: 0000899243-21-023349 · doc4.xml · nonDerivative · entry 2

Blackstone Freeze Parent L.P. · CIK 0001826416 · 10% owner

Blackstone Tactical Opportunities Fund - FD L.P. · CIK 0001825978 · 10% owner

BTO DE GP - NQ L.L.C. · CIK 0001826374 · 10% owner

BTO Holdings Manager L.L.C. · CIK 0001660521 · 10% owner

Blackstone Tactical Opportunities Associates L.L.C. · CIK 0001660520 · 10% owner

BTOA L.L.C. · CIK 0001575478 · 10% owner

Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner

Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner

Blackstone Tactical Opportunities Associates III - NQ L.P. · CIK 0001826419 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 33,937

F2 · ownership.nature: Reflects securities of the Issuer held directly by Blackstone Tactical Opportunities Fund - FD L.P. Blackstone Tactical Opportunities Associates III - NQ L.P. is the general partner of Blackstone Tactical Opportunities Fund - FD L.P. BTO DE GP - NQ L.L.C. is the general partner of Blackstone Tactical Opportunities Associates III - NQ L.P. Blackstone Holdings II L.P. is the managing member of BTO DE GP - NQ L.L.C. Blackstone Holdings I/II GP L.L.C. is the general partner of Blackstone Holdings II L.P.

F3 · ownership.nature: The Blackstone Group Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F4 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F5 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 22:43 UTC
BTOA L.L.C.10% owner
SaleCommon Stock 488,599 $60.00 $29,315,940.00
Disclosure

SEC source: 0000899243-21-023349 · doc4.xml · nonDerivative · entry 1

Blackstone Freeze Parent L.P. · CIK 0001826416 · 10% owner

Blackstone Tactical Opportunities Fund - FD L.P. · CIK 0001825978 · 10% owner

BTO DE GP - NQ L.L.C. · CIK 0001826374 · 10% owner

BTO Holdings Manager L.L.C. · CIK 0001660521 · 10% owner

Blackstone Tactical Opportunities Associates L.L.C. · CIK 0001660520 · 10% owner

BTOA L.L.C. · CIK 0001575478 · 10% owner

Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner

Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner

Blackstone Tactical Opportunities Associates III - NQ L.P. · CIK 0001826419 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,454,459

F1 · ownership.nature: Reflects securities of the Issuer held directly by Blackstone Freeze Parent L.P. BTO Holdings Manager L.L.C. is the general partner of Blackstone Freeze Parent L.P. Blackstone Tactical Opportunities Associates L.L.C. is the managing member of BTO Holdings Manager L.L.C. BTOA L.L.C. is the sole member of Blackstone Tactical Opportunities Associates L.L.C. Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. Blackstone Holdings III GP L.P. is the general partner of Blackstone Holdings III L.P. Blackstone Holdings III GP Management L.L.C. is the general partner of Blackstone Holdings III GP L.P.

F3 · ownership.nature: The Blackstone Group Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F4 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F5 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 22:47 UTC SaleCommon Stock 11,401 $60.00 $684,060.00
Disclosure

SEC source: 0000899243-21-023351 · doc4.xml · nonDerivative · entry 2

Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner

Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · 10% owner

Blackstone Group Inc · CIK 0001393818 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 33,937

F2 · ownership.nature: Reflects securities of the Issuer held directly by Blackstone Tactical Opportunities Fund - FD L.P. Blackstone Tactical Opportunities Associates III - NQ L.P. is the general partner of Blackstone Tactical Opportunities Fund - FD L.P. BTO DE GP - NQ L.L.C. is the general partner of Blackstone Tactical Opportunities Associates III - NQ L.P. Blackstone Holdings II L.P. is the managing member of BTO DE GP - NQ L.L.C. Blackstone Holdings I/II GP L.L.C. is the general partner of Blackstone Holdings II L.P.

F3 · ownership.nature: The Blackstone Group Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F4 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F5 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 22:47 UTC SaleCommon Stock 488,599 $60.00 $29,315,940.00
Disclosure

SEC source: 0000899243-21-023351 · doc4.xml · nonDerivative · entry 1

Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner

Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · 10% owner

Blackstone Group Inc · CIK 0001393818 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,454,459

F1 · ownership.nature: Reflects securities of the Issuer held directly by Blackstone Freeze Parent L.P. BTO Holdings Manager L.L.C. is the general partner of Blackstone Freeze Parent L.P. Blackstone Tactical Opportunities Associates L.L.C. is the managing member of BTO Holdings Manager L.L.C. BTOA L.L.C. is the sole member of Blackstone Tactical Opportunities Associates L.L.C. Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. Blackstone Holdings III GP L.P. is the general partner of Blackstone Holdings III L.P. Blackstone Holdings III GP Management L.L.C. is the general partner of Blackstone Holdings III GP L.P.

F3 · ownership.nature: The Blackstone Group Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F4 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F5 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 21:48 UTC Exercise / conversionOption to purchase common stock · Derivative 10,000 $0.00 Strike: $9.73 $0.00
Disclosure

SEC source: 0001104659-21-078924 · tm2119287d1_4.xml · derivative · entry 6

HANCOCK DANIEL M · CIK 0001764017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2029-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.

F3 · derivative.exercise_date: 1/36 of the options originally granted vested on the 4th day of each month for the twelve months beginning on February 4, 2019.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 21:48 UTC SaleCommon Stock 10,000 $61.23 $612,320.00
Disclosure

SEC source: 0001104659-21-078924 · tm2119287d1_4.xml · nonDerivative · entry 4

HANCOCK DANIEL M · CIK 0001764017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,627

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.84, inclusive. The reporting person undertakes to provide to Cryoport, Inc., any security holder of Cryoport, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 21:48 UTC Exercise / conversionCommon Stock 10,000 $9.73 $97,300.00
Disclosure

SEC source: 0001104659-21-078924 · tm2119287d1_4.xml · nonDerivative · entry 3

HANCOCK DANIEL M · CIK 0001764017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:48 UTC Exercise / conversionOption to purchase common stock · Derivative 10,000 $0.00 Strike: $9.73 $0.00
Disclosure

SEC source: 0001104659-21-078924 · tm2119287d1_4.xml · derivative · entry 5

HANCOCK DANIEL M · CIK 0001764017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires 2029-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.

F3 · derivative.exercise_date: 1/36 of the options originally granted vested on the 4th day of each month for the twelve months beginning on February 4, 2019.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:48 UTC SaleCommon Stock 10,000 $60.02 $600,198.00
Disclosure

SEC source: 0001104659-21-078924 · tm2119287d1_4.xml · nonDerivative · entry 2

HANCOCK DANIEL M · CIK 0001764017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,627

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.90 to $60.31, inclusive. The reporting person undertakes to provide to Cryoport, Inc., any security holder of Cryoport, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:48 UTC Exercise / conversionCommon Stock 10,000 $9.73 $97,300.00
Disclosure

SEC source: 0001104659-21-078924 · tm2119287d1_4.xml · nonDerivative · entry 1

HANCOCK DANIEL M · CIK 0001764017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:05 UTC
STEFANOVICH ROBERTChief Financial Officer
Exercise / conversionOptions to purchase common stock · Derivative 10,417 $0.00 Strike: $10.32 $0.00
Disclosure

SEC source: 0001104659-21-075822 · tm2118280d1_4.xml · derivative · entry 2

STEFANOVICH ROBERT · CIK 0001247309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,417 shares

Expires 2021-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vested in equal installments every 6 months for 48 months beginning December 20, 2011.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:05 UTC
STEFANOVICH ROBERTChief Financial Officer
Exercise / conversionCommon Stock 10,417 $10.32 $107,503.44
Disclosure

SEC source: 0001104659-21-075822 · tm2118280d1_4.xml · nonDerivative · entry 1

STEFANOVICH ROBERT · CIK 0001247309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 13, 2021 Filed May 17, 2021 20:46 UTC Exercise / conversionOption to purchase common stock · Derivative 5,417 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001104659-21-068201 · tm2116712-1_4.xml · derivative · entry 4

ZECCHINI EDWARD J · CIK 0001587502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,417 shares

Expires 2024-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F4 · derivative.exercise_date: 1/48th of the options vested on the 18th day of each month for forty-eight months beginning 1/18/2015.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.