Last 12 months
Inside the activity.
0 purchase rows · 14 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 8 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2018 Filed Nov 16, 2018 14:35 UTC |
BERMAN RICHARD JDirector
|
Exercise / conversionCommon Stock | 10,200 | $3.07 | $31,314.00 |
DisclosureSEC source: 0001144204-18-060465 · tv507471_4.xml · nonDerivative · entry 3 BERMAN RICHARD J · CIK 0001111620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 14:35 UTC |
BERMAN RICHARD JDirector
|
Exercise / conversionOptions to purchase common stock · Derivative | 19,800 | $0.00 Strike: $3.07 | $0.00 |
DisclosureSEC source: 0001144204-18-060465 · tv507471_4.xml · derivative · entry 5 BERMAN RICHARD J · CIK 0001111620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,500 Underlying: Common Stock · 19,800 shares Expires 2025-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/48 of the 113,300 options originally granted vest on the 19th of each month for forty-eight months beginning on August 19, 2015. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 14:35 UTC |
BERMAN RICHARD JDirector
|
SaleCommon Stock | 19,800 | $10.09 | $199,722.60 |
DisclosureSEC source: 0001144204-18-060465 · tv507471_4.xml · nonDerivative · entry 2 BERMAN RICHARD J · CIK 0001111620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.0059 to $10.184, inclusive. The reporting person undertakes to provide to Cryoport, Inc., any security holder of Cryoport, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 14:35 UTC |
BERMAN RICHARD JDirector
|
Exercise / conversionCommon Stock | 19,800 | $3.07 | $60,786.00 |
DisclosureSEC source: 0001144204-18-060465 · tv507471_4.xml · nonDerivative · entry 1 BERMAN RICHARD J · CIK 0001111620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 22:21 UTC |
ZECCHINI EDWARD JDirector
|
GrantCommon Stock | 726 | $12.63 | $9,169.38 |
DisclosureSEC source: 0001144204-18-052134 · tv504088_4.xml · nonDerivative · entry 1 ZECCHINI EDWARD J · CIK 0001587502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,743 Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 22:21 UTC |
Mandalam RamkumarDirector
|
GrantCommon Stock | 660 | $12.63 | $8,335.80 |
DisclosureSEC source: 0001144204-18-052132 · tv504087_4.xml · nonDerivative · entry 1 Mandalam Ramkumar · CIK 0001611439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,686 Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 17:34 UTC |
BERMAN RICHARD JDirector
|
Exercise / conversionOption to Purchase Common Stock · Derivative | 10,000 | $0.00 Strike: $3.07 | $0.00 |
DisclosureSEC source: 0001144204-18-048613 · tv502589_4.xml · derivative · entry 3 BERMAN RICHARD J · CIK 0001111620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,300 Underlying: Common Stock · 10,000 shares Expires 2025-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1/48 of the 113,300 options originally granted vest on the 19th of each month for forty-eight months beginning on August 19, 2015. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 17:34 UTC |
BERMAN RICHARD JDirector
|
SaleCOMMON STOCK | 10,000 | $14.00 | $140,024.00 |
DisclosureSEC source: 0001144204-18-048613 · tv502589_4.xml · nonDerivative · entry 2 BERMAN RICHARD J · CIK 0001111620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 17:34 UTC |
BERMAN RICHARD JDirector
|
Exercise / conversionCOMMON STOCK | 10,000 | $3.07 | $30,700.00 |
DisclosureSEC source: 0001144204-18-048613 · tv502589_4.xml · nonDerivative · entry 1 BERMAN RICHARD J · CIK 0001111620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 06:06 UTC |
BERMAN RICHARD JDirector · Chief Executive Officer
|
Exercise / conversionOption to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $3.07 | $0.00 |
DisclosureSEC source: 0001144204-18-045223 · tv501229_4.xml · derivative · entry 3 BERMAN RICHARD J · CIK 0001111620 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,300 Underlying: Common Stock · 20,000 shares Expires 2025-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1/48 of the 113,300 options originally granted vest on the 19th of each month for forty-eight months beginning on August 19, 2015. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 06:06 UTC |
BERMAN RICHARD JDirector · Chief Executive Officer
|
SaleCOMMON STOCK | 20,000 | $12.81 | $256,238.00 |
DisclosureSEC source: 0001144204-18-045223 · tv501229_4.xml · nonDerivative · entry 2 BERMAN RICHARD J · CIK 0001111620 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 06:06 UTC |
BERMAN RICHARD JDirector · Chief Executive Officer
|
Exercise / conversionCOMMON STOCK | 20,000 | $3.07 | $61,400.00 |
DisclosureSEC source: 0001144204-18-045223 · tv501229_4.xml · nonDerivative · entry 1 BERMAN RICHARD J · CIK 0001111620 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 20:26 UTC |
ZECCHINI EDWARD JDirector
|
GrantCommon Stock | 606 | $15.12 | $9,162.72 |
DisclosureSEC source: 0001144204-18-037240 · tv497996_4.xml · nonDerivative · entry 1 ZECCHINI EDWARD J · CIK 0001587502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,017 Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 20:28 UTC |
Mandalam RamkumarDirector
|
GrantCommon Stock | 551 | $15.12 | $8,331.12 |
DisclosureSEC source: 0001144204-18-037242 · tv497994_4.xml · nonDerivative · entry 1 Mandalam Ramkumar · CIK 0001611439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,026 Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:43 UTC |
SHELTON JERRELLDirector · Chief Executive Officer
|
OtherWarrant to Purchase Common Stock · Derivative | 5,001 | $0.00 Strike: $5.88 | $0.00 |
DisclosureSEC source: 0001144204-18-034269 · tv496517_4.xml · derivative · entry 9 SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,001 shares Expires 2018-12-31 F5 · derivative.exercise_date: Warrants to purchase 2,917 shares were exercisable on December 11, 2013 and warrants to purchase 2,084 shares were exercisable on January 10, 2014, in each case, the date of issuance. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:43 UTC |
SHELTON JERRELLDirector · Chief Executive Officer
|
Exercise / conversionOption to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001144204-18-034269 · tv496517_4.xml · derivative · entry 8 SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 807,000 Underlying: Common Stock · 20,000 shares Expires 2025-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/48 of the 827,000 options originally granted vest on the 19th of each month for forty-eight months beginning on August 19, 2015. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:43 UTC |
SHELTON JERRELLDirector · Chief Executive Officer
|
Exercise / conversionOption to Purchase Common Stock · Derivative | 1,300 | $0.00 Strike: $4.80 | $0.00 |
DisclosureSEC source: 0001144204-18-034269 · tv496517_4.xml · derivative · entry 7 SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,700 Underlying: Common Stock · 1,300 shares Expires 2024-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 1/48 of the 387,501 options originally granted vest on the 18th of each month for forty-eight months beginning on January 18, 2015. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:43 UTC |
SHELTON JERRELLDirector · Chief Executive Officer
|
Exercise / conversionOption to Purchase Common Stock · Derivative | 2,938 | $0.00 Strike: $1.87 | $0.00 |
DisclosureSEC source: 0001144204-18-034269 · tv496517_4.xml · derivative · entry 6 SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,524 Underlying: Common Stock · 2,938 shares Expires 2026-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/48 of the 280,000 options originally granted vest on the 6th of each month for forty-eight months beginning on May 6, 2016. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:43 UTC |
SHELTON JERRELLDirector · Chief Executive Officer
|
SaleCommon Stock | 2,252 | $13.06 | $29,411.12 |
DisclosureSEC source: 0001144204-18-034269 · tv496517_4.xml · nonDerivative · entry 5 SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,588 F1 · kind: The reporting person exercised a warrant to purchase 5,001 shares for $5.88 per share. The reporting person paid the exercise price on a cashless basis, resulting in the Company's withholding of 2,749 shares to pay the exercise price and issuing to the reporting person the remaining 2,252 shares. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:43 UTC |
SHELTON JERRELLDirector · Chief Executive Officer
|
OtherCommon Stock | 5,001 | $5.88 | $29,405.88 |
DisclosureSEC source: 0001144204-18-034269 · tv496517_4.xml · nonDerivative · entry 4 SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,840 Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:43 UTC |
SHELTON JERRELLDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 20,000 | $5.00 | $100,000.00 |
DisclosureSEC source: 0001144204-18-034269 · tv496517_4.xml · nonDerivative · entry 3 SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:43 UTC |
SHELTON JERRELLDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 1,300 | $4.80 | $6,240.00 |
DisclosureSEC source: 0001144204-18-034269 · tv496517_4.xml · nonDerivative · entry 2 SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:43 UTC |
SHELTON JERRELLDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 2,938 | $1.87 | $5,494.06 |
DisclosureSEC source: 0001144204-18-034269 · tv496517_4.xml · nonDerivative · entry 1 SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2018 Filed May 31, 2018 15:40 UTC |
BERMAN RICHARD JDirector
|
SaleCOMMON STOCK | 2,000 | $11.91 | $23,825.40 |
DisclosureSEC source: 0001144204-18-031966 · tv495454_4.xml · nonDerivative · entry 1 BERMAN RICHARD J · CIK 0001111620 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BY SPOUSE Disclosed balance after: 6,138 Read SEC document |
| May 17, 2018 Filed May 21, 2018 21:00 UTC |
BERMAN RICHARD JDirector
|
GrantOptions to purchase common stock · Derivative | 35,000 | $0.00 Strike: $9.29 | $0.00 |
DisclosureSEC source: 0001144204-18-030144 · tv494661_4.xml · derivative · entry 2 BERMAN RICHARD J · CIK 0001111620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2028-05-17 F2 · derivative.exercise_date: 1/12 of these options vest and become exercisable in equal monthly installments on the 17th of each month for the next twelve (12) months beginning on 06/17/2018. Options issued under the compensation plan for non-employee directors for services as director during the 2018/19 term. Read SEC document |
| May 17, 2018 Filed May 22, 2018 01:01 UTC |
Mandalam RamkumarDirector
|
GrantOptions to purchase common stock · Derivative | 35,000 | $0.00 Strike: $9.29 | $0.00 |
DisclosureSEC source: 0001144204-18-030146 · tv494663_4.xml · derivative · entry 2 Mandalam Ramkumar · CIK 0001611439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2028-05-17 F2 · derivative.exercise_date: 1/12 of these options vest and become exercisable in equal monthly installments on the 17th of each month for the next twelve (12) months beginning on 06/17/2018. Options issued under the compensation plan for non-employee directors for services as director during the 2018/19 term. Read SEC document |
| May 17, 2018 Filed May 22, 2018 01:00 UTC |
ZECCHINI EDWARD JDirector
|
GrantOptions to purchase common stock · Derivative | 35,000 | $0.00 Strike: $9.29 | $0.00 |
DisclosureSEC source: 0001144204-18-030143 · tv494660_4.xml · derivative · entry 2 ZECCHINI EDWARD J · CIK 0001587502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2028-05-17 F2 · derivative.exercise_date: 1/12 of these options vest and become exercisable in equal monthly installments on the 17th of each month for the next twelve (12) months beginning on 06/17/2018. Options issued under the compensation plan for non-employee directors for services as director during the 2018/19 term. Read SEC document |
| May 17, 2018 Filed May 22, 2018 01:01 UTC |
Hariri Robert JDirector
|
GrantOptions to purchase common stock · Derivative | 35,000 | $0.00 Strike: $9.29 | $0.00 |
DisclosureSEC source: 0001144204-18-030145 · tv494662_4.xml · derivative · entry 2 Hariri Robert J · CIK 0001398815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2028-05-17 F2 · derivative.exercise_date: 1/12 of these options vest and become exercisable in equal monthly installments on the 17th of each month for the next twelve (12) months beginning on 06/17/2018. Options issued under the compensation plan for non-employee directors for services as director during the 2018/19 term. Read SEC document |
| March 31, 2018 Filed Apr 2, 2018 18:27 UTC |
Mandalam RamkumarDirector
|
GrantCommon Stock | 923 | $9.03 | $8,334.69 |
DisclosureSEC source: 0001144204-18-018533 · tv490139_4.xml · nonDerivative · entry 1 Mandalam Ramkumar · CIK 0001611439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,475 Read SEC document |
| March 31, 2018 Filed Apr 2, 2018 18:25 UTC |
ZECCHINI EDWARD JDirector
|
GrantCommon Stock | 1,015 | $9.03 | $9,165.45 |
DisclosureSEC source: 0001144204-18-018529 · tv490138_4.xml · nonDerivative · entry 1 ZECCHINI EDWARD J · CIK 0001587502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,411 Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 18:14 UTC |
SHELTON JERRELLDirector · Chief Executive Officer
|
GrantOption to Purchase Common Stock · Derivative | 290,000 | $0.00 Strike: $8.65 | $0.00 |
DisclosureSEC source: 0001144204-18-018221 · tv489934_4.xml · derivative · entry 1 SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,000 Underlying: Common Stock · 290,000 shares Expires 2028-03-28 F1 · derivative.exercise_date: 1/48 of the option vests on the 28th of each month for forty-eight months beginning on March 28, 2018. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 18:12 UTC |
STEFANOVICH ROBERTChief Financial Officer
|
GrantOption to Purchase Common Stock · Derivative | 66,300 | $0.00 Strike: $8.65 | $0.00 |
DisclosureSEC source: 0001144204-18-018218 · tv489933_4.xml · derivative · entry 1 STEFANOVICH ROBERT · CIK 0001247309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,300 Underlying: Common Stock · 66,300 shares Expires 2028-03-28 F1 · derivative.exercise_date: 1/48 of the options vest on the 28th of each month for forty-eight months beginning on March 28, 2018. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 17:52 UTC |
SHELTON JERRELLDirector · Chief Executive Officer
|
Exercise / conversionOption to Purchase Common Stock · Derivative | 16,501 | $0.00 Strike: $4.80 | $0.00 |
DisclosureSEC source: 0001144204-18-017852 · tv489854_form4.xml · derivative · entry 4 SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,000 Underlying: Common Stock · 16,501 shares Expires 2024-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/48 of the 387,501 options originally granted vest on the 18th of each month for forty-eight months beginning on January 18, 2015. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 17:52 UTC |
SHELTON JERRELLDirector · Chief Executive Officer
|
Exercise / conversionOption to Purchase Common Stock · Derivative | 21,538 | $0.00 Strike: $1.87 | $0.00 |
DisclosureSEC source: 0001144204-18-017852 · tv489854_form4.xml · derivative · entry 3 SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,462 Underlying: Common Stock · 21,538 shares Expires 2026-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1/48 of the 280,000 options originally granted vest on the 6th of each month for forty-eight months beginning on May 6, 2016. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 17:52 UTC |
SHELTON JERRELLDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 16,501 | $4.80 | $79,204.80 |
DisclosureSEC source: 0001144204-18-017852 · tv489854_form4.xml · nonDerivative · entry 2 SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 17:52 UTC |
SHELTON JERRELLDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 21,538 | $1.87 | $40,276.06 |
DisclosureSEC source: 0001144204-18-017852 · tv489854_form4.xml · nonDerivative · entry 1 SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2018 Filed Mar 16, 2018 01:42 UTC |
SHELTON JERRELLDirector · Chief Executive Officer
|
OtherWarrant to purchase common stock · Derivative | 80,558 | $0.00 Strike: $3.57 | $0.00 |
DisclosureSEC source: 0001144204-18-015048 · tv488675_4.xml · derivative · entry 3 SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,558 shares Expires 2020-07-29 Read SEC document |
| March 13, 2018 Filed Mar 16, 2018 01:42 UTC |
SHELTON JERRELLDirector · Chief Executive Officer
|
SaleCommon Stock | 29,257 | $9.83 | $287,596.31 |
DisclosureSEC source: 0001144204-18-015048 · tv488675_4.xml · nonDerivative · entry 2 SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,562 F2 · kind: The reporting person exercised a warrant to purchase 80,558 shares for $3.57 per share. The reporting person paid the exercise price on a cashless basis, resulting in the Company's withholding of 29,257 shares to pay the exercise price and issuing to the reporting person the remaining 51,301 shares. Read SEC document |
| March 13, 2018 Filed Mar 16, 2018 01:42 UTC |
SHELTON JERRELLDirector · Chief Executive Officer
|
OtherCommon Stock | 80,558 | $3.57 | $287,592.06 |
DisclosureSEC source: 0001144204-18-015048 · tv488675_4.xml · nonDerivative · entry 1 SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,819 F1 · balance_after: The last Form 4 reporting a transaction of common stock filed on August 30, 2016 erroneously did not take into account the 1-for-12 reverse stock split effective as of May 19, 2015. The number included here has been updated to reflect such reverse stock split. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:32 UTC |
ZECCHINI EDWARD JDirector
|
GrantCommon Stock | 1,046 | $8.76 | $9,162.96 |
DisclosureSEC source: 0001144204-18-000538 · tv482501_4.xml · nonDerivative · entry 1 ZECCHINI EDWARD J · CIK 0001587502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,396 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:33 UTC |
Mandalam RamkumarDirector
|
GrantCommon Stock | 951 | $8.76 | $8,330.76 |
DisclosureSEC source: 0001144204-18-000539 · tv482502_4.xml · nonDerivative · entry 1 Mandalam Ramkumar · CIK 0001611439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,552 Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 10:32 UTC |
ZECCHINI EDWARD JDirector
|
GrantCommon Stock | 923 | $9.93 | $9,165.39 |
DisclosureSEC source: 0001144204-17-051050 · v476325_4.xml · nonDerivative · entry 1 ZECCHINI EDWARD J · CIK 0001587502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,350 Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 10:05 UTC |
Mandalam RamkumarDirector
|
GrantCommon Stock | 839 | $9.93 | $8,331.27 |
DisclosureSEC source: 0001144204-17-051048 · v476324_4.xml · nonDerivative · entry 1 Mandalam Ramkumar · CIK 0001611439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,601 Read SEC document |
| August 15, 2017 Filed Aug 22, 2017 21:29 UTC |
BERMAN RICHARD JDirector
|
SaleCommon Stock | 10,000 | $7.65 | $76,500.00 |
DisclosureSEC source: 0001144204-17-044660 · v473884_4.xml · nonDerivative · entry 2 BERMAN RICHARD J · CIK 0001111620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 14, 2017 Filed Aug 22, 2017 21:29 UTC |
BERMAN RICHARD JDirector
|
SaleCommon Stock | 11,396 | $7.80 | $88,888.80 |
DisclosureSEC source: 0001144204-17-044660 · v473884_4.xml · nonDerivative · entry 1 BERMAN RICHARD J · CIK 0001111620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 23:46 UTC |
ZECCHINI EDWARD JDirector
|
GrantCommon Stock | 1,938 | $4.73 | $9,166.74 |
DisclosureSEC source: 0001144204-17-035801 · v470258_4.xml · nonDerivative · entry 1 ZECCHINI EDWARD J · CIK 0001587502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,427 Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 23:46 UTC |
Mandalam RamkumarDirector
|
GrantCommon Stock | 1,762 | $4.73 | $8,334.26 |
DisclosureSEC source: 0001144204-17-035800 · v470254_4.xml · nonDerivative · entry 1 Mandalam Ramkumar · CIK 0001611439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,762 Read SEC document |
| June 23, 2017 Filed May 21, 2018 21:00 UTC |
BERMAN RICHARD JDirector
|
GrantOptions to purchase common stock · Derivative | 35,000 | $0.00 Strike: $4.80 | $0.00 |
DisclosureSEC source: 0001144204-18-030144 · tv494661_4.xml · derivative · entry 1 BERMAN RICHARD J · CIK 0001111620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2027-06-23 F1 · derivative.exercise_date: 1/12 of these options vested and became exercisable in equal monthly installments on the 23rd of each month for the next twelve (12) months beginning on 07/23/2017. Options issued under the compensation plan for non-employee directors for services as director during the 2017/18 term. Read SEC document |
| June 23, 2017 Filed May 22, 2018 01:01 UTC |
Mandalam RamkumarDirector
|
GrantOptions to purchase common stock · Derivative | 35,000 | $0.00 Strike: $4.80 | $0.00 |
DisclosureSEC source: 0001144204-18-030146 · tv494663_4.xml · derivative · entry 1 Mandalam Ramkumar · CIK 0001611439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2027-06-23 F1 · derivative.exercise_date: 1/12 of these options vested and became exercisable in equal monthly installments on the 23rd of each month for the next twelve (12) months beginning on 07/23/2017. Options issued under the compensation plan for non-employee directors for services as director during the 2017/18 term. Read SEC document |
| June 23, 2017 Filed May 22, 2018 01:00 UTC |
ZECCHINI EDWARD JDirector
|
GrantOptions to purchase common stock · Derivative | 35,000 | $0.00 Strike: $4.80 | $0.00 |
DisclosureSEC source: 0001144204-18-030143 · tv494660_4.xml · derivative · entry 1 ZECCHINI EDWARD J · CIK 0001587502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2027-06-23 F1 · derivative.exercise_date: 1/12 of these options vested and became exercisable in equal monthly installments on the 23rd of each month for the next twelve (12) months beginning on 07/23/2017. Options issued under the compensation plan for non-employee directors for services as director during the 2017/18 term. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.