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Nasdaq · USD

CYRX

Cryoport, Inc.

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5125
SEC CIK
0001124524
Parsed reports
251

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202608
Apr 202600
May 202600
Jun 202604
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2020 Filed Feb 6, 2020 23:29 UTC
SHELTON JERRELLDirector · Chief Executive Officer
Exercise / conversionOptions to purchase common stock · Derivative 3,033 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001104659-20-012097 · tm206985-1_4.xml · derivative · entry 6

SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,667

Underlying: Common Stock · 3,033 shares

Expires 2024-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/48 of the 387,501 options originally granted vest on the 18th of each month for forty-eight months beginning on January 18, 2015.

F4 · balance_after: The number of derivative shares beneficially owned following reported transaction has been adjusted to take into account the 1-for-12 reverse stock split effective as of May 19, 2015.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 23:29 UTC
SHELTON JERRELLDirector · Chief Executive Officer
Exercise / conversionOptions to purchase common stock · Derivative 58,781 $0.00 Strike: $3.44 $0.00
Disclosure

SEC source: 0001104659-20-012097 · tm206985-1_4.xml · derivative · entry 5

SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,219

Underlying: Common Stock · 58,781 shares

Expires 2027-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/48 of the 340,000 options originally granted vest on the 23rd of each month for forty-eight months beginning on May 23, 2017.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 23:29 UTC
SHELTON JERRELLDirector · Chief Executive Officer
Exercise / conversionOptions to purchase common stock · Derivative 22,517 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001104659-20-012097 · tm206985-1_4.xml · derivative · entry 4

SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,007

Underlying: Common Stock · 22,517 shares

Expires 2026-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/48 of the 280,000 options originally granted vest on the 6th of each month for forty-eight months beginning on May 6, 2016.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 23:29 UTC
SHELTON JERRELLDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,033 $4.80 $14,558.40
Disclosure

SEC source: 0001104659-20-012097 · tm206985-1_4.xml · nonDerivative · entry 3

SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 23:29 UTC
SHELTON JERRELLDirector · Chief Executive Officer
Exercise / conversionCommon Stock 58,781 $3.44 $202,206.64
Disclosure

SEC source: 0001104659-20-012097 · tm206985-1_4.xml · nonDerivative · entry 2

SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 23:29 UTC
SHELTON JERRELLDirector · Chief Executive Officer
Exercise / conversionCommon Stock 22,517 $1.87 $42,106.79
Disclosure

SEC source: 0001104659-20-012097 · tm206985-1_4.xml · nonDerivative · entry 1

SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 15:31 UTC GrantCommon Stock 561 $16.34 $9,166.74
Disclosure

SEC source: 0001104659-20-000619 · tm201102d2_4.xml · nonDerivative · entry 1

ZECCHINI EDWARD J · CIK 0001587502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,981

Read SEC document
December 31, 2019 Filed Jan 3, 2020 15:30 UTC GrantCommon Stock 704 $16.34 $11,503.36
Disclosure

SEC source: 0001104659-20-000618 · tm201102d1_4.xml · nonDerivative · entry 1

HANCOCK DANIEL M · CIK 0001764017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,802

Read SEC document
November 22, 2019 Filed Nov 22, 2019 23:24 UTC
STEFANOVICH ROBERTChief Financial Officer
Exercise / conversionOptions to purchase common stock · Derivative 21,872 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001104659-19-066744 · tm1923757d1_form4.xml · derivative · entry 6

STEFANOVICH ROBERT · CIK 0001247309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,164

Underlying: Common Stock · 21,872 shares

Expires 2025-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option, representing the right to purchase a total of 177,200 shares, became exercisable in 48 equal monthly installments on the 19th of each month beginning on August 19, 2015.

Read SEC document
November 22, 2019 Filed Nov 22, 2019 23:24 UTC
STEFANOVICH ROBERTChief Financial Officer
SaleCommon Stock 21,872 $14.65 $320,505.73
Disclosure

SEC source: 0001104659-19-066744 · tm1923757d1_form4.xml · nonDerivative · entry 4

STEFANOVICH ROBERT · CIK 0001247309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
November 22, 2019 Filed Nov 22, 2019 23:24 UTC
STEFANOVICH ROBERTChief Financial Officer
Exercise / conversionCommon Stock 21,872 $3.07 $67,147.04
Disclosure

SEC source: 0001104659-19-066744 · tm1923757d1_form4.xml · nonDerivative · entry 3

STEFANOVICH ROBERT · CIK 0001247309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 23:24 UTC
STEFANOVICH ROBERTChief Financial Officer
Exercise / conversionOptions to purchase common stock · Derivative 113,164 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001104659-19-066744 · tm1923757d1_form4.xml · derivative · entry 5

STEFANOVICH ROBERT · CIK 0001247309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,036

Underlying: Common Stock · 113,164 shares

Expires 2025-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option, representing the right to purchase a total of 177,200 shares, became exercisable in 48 equal monthly installments on the 19th of each month beginning on August 19, 2015.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 23:24 UTC
STEFANOVICH ROBERTChief Financial Officer
SaleCommon Stock 113,164 $14.85 $1,680,168.54
Disclosure

SEC source: 0001104659-19-066744 · tm1923757d1_form4.xml · nonDerivative · entry 2

STEFANOVICH ROBERT · CIK 0001247309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
November 21, 2019 Filed Nov 22, 2019 23:24 UTC
STEFANOVICH ROBERTChief Financial Officer
Exercise / conversionCommon Stock 113,164 $3.07 $347,413.48
Disclosure

SEC source: 0001104659-19-066744 · tm1923757d1_form4.xml · nonDerivative · entry 1

STEFANOVICH ROBERT · CIK 0001247309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 17:43 UTC Exercise / conversionOptions to purchase common stock · Derivative 5,000 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001104659-19-066316 · tm1923539d1_form4.xml · derivative · entry 3

BERMAN RICHARD J · CIK 0001111620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,300

Underlying: Common Stock · 5,000 shares

Expires 2025-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/48 of the 113,300 options originally granted vest on the 19th of each month for forty-eight months beginning on August 19, 2015.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 17:43 UTC SaleCommon Stock 5,000 $15.01 $75,050.00
Disclosure

SEC source: 0001104659-19-066316 · tm1923539d1_form4.xml · nonDerivative · entry 2

BERMAN RICHARD J · CIK 0001111620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 19, 2019 Filed Nov 21, 2019 17:43 UTC Exercise / conversionCommon Stock 5,000 $3.07 $15,350.00
Disclosure

SEC source: 0001104659-19-066316 · tm1923539d1_form4.xml · nonDerivative · entry 1

BERMAN RICHARD J · CIK 0001111620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 15, 2019 18:00 UTC Exercise / conversionOptions to purchase common stock · Derivative 5,000 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001104659-19-064821 · tm1923075-1_4.xml · derivative · entry 7

BERMAN RICHARD J · CIK 0001111620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,300

Underlying: Common Stock · 5,000 shares

Expires 2025-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/48 of the 113,300 options originally granted vest on the 19th of each month for forty-eight months beginning on August 19, 2015.

Read SEC document
November 15, 2019 Filed Nov 15, 2019 18:00 UTC SaleCommon Stock 5,000 $15.33 $76,647.00
Disclosure

SEC source: 0001104659-19-064821 · tm1923075-1_4.xml · nonDerivative · entry 5

BERMAN RICHARD J · CIK 0001111620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 15, 2019 Filed Nov 15, 2019 18:00 UTC Exercise / conversionCommon Stock 5,000 $3.07 $15,350.00
Disclosure

SEC source: 0001104659-19-064821 · tm1923075-1_4.xml · nonDerivative · entry 4

BERMAN RICHARD J · CIK 0001111620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 18:00 UTC Exercise / conversionOptions to purchase common stock · Derivative 5,000 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001104659-19-064821 · tm1923075-1_4.xml · derivative · entry 6

BERMAN RICHARD J · CIK 0001111620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,300

Underlying: Common Stock · 5,000 shares

Expires 2025-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/48 of the 113,300 options originally granted vest on the 19th of each month for forty-eight months beginning on August 19, 2015.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 18:00 UTC SaleCommon Stock 98 $14.98 $1,468.04
Disclosure

SEC source: 0001104659-19-064821 · tm1923075-1_4.xml · nonDerivative · entry 3

BERMAN RICHARD J · CIK 0001111620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 13, 2019 Filed Nov 15, 2019 18:00 UTC SaleCommon Stock 4,902 $14.99 $73,502.06
Disclosure

SEC source: 0001104659-19-064821 · tm1923075-1_4.xml · nonDerivative · entry 2

BERMAN RICHARD J · CIK 0001111620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98

Read SEC document
November 13, 2019 Filed Nov 15, 2019 18:00 UTC Exercise / conversionCommon Stock 5,000 $3.07 $15,350.00
Disclosure

SEC source: 0001104659-19-064821 · tm1923075-1_4.xml · nonDerivative · entry 1

BERMAN RICHARD J · CIK 0001111620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 22:11 UTC
SHELTON JERRELLDirector · President, CEO
PurchaseCommon Stock 3,356 $14.00 $46,984.00
Disclosure

SEC source: 0001104659-19-064335 · tm1922882-1_4seq1.xml · nonDerivative · entry 1

SHELTON JERRELL · CIK 0001283212 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,265

Read SEC document
September 30, 2019 Filed Oct 2, 2019 23:11 UTC GrantCommon Stock 554 $16.55 $9,168.70
Disclosure

SEC source: 0001144204-19-047045 · tv530453_4.xml · nonDerivative · entry 1

ZECCHINI EDWARD J · CIK 0001587502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,420

Read SEC document
September 30, 2019 Filed Oct 2, 2019 23:14 UTC GrantCommon Stock 695 $16.55 $11,502.25
Disclosure

SEC source: 0001144204-19-047047 · tv530455_4.xml · nonDerivative · entry 1

HANCOCK DANIEL M · CIK 0001764017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,098

Read SEC document
June 30, 2019 Filed Jul 2, 2019 23:42 UTC GrantCommon Stock 649 $17.72 $11,500.28
Disclosure

SEC source: 0001144204-19-033665 · tv524716_4.xml · nonDerivative · entry 1

HANCOCK DANIEL M · CIK 0001764017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,403

Read SEC document
June 30, 2019 Filed Jul 2, 2019 23:42 UTC GrantCommon Stock 517 $17.72 $9,161.24
Disclosure

SEC source: 0001144204-19-033664 · tv524715_4.xml · nonDerivative · entry 1

ZECCHINI EDWARD J · CIK 0001587502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,866

Read SEC document
May 02, 2019 Filed May 3, 2019 19:47 UTC GrantOptions to purchase common stock · Derivative 35,000 $0.00 Strike: $14.35 $0.00
Disclosure

SEC source: 0001144204-19-023715 · tv520657_form4.xml · derivative · entry 1

BERMAN RICHARD J · CIK 0001111620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2029-05-02

F1 · derivative.exercise_date: 1/12 of these options vested and became exercisable in equal monthly installments on the 2nd of each month for the next twelve (12) months beginning on 05/02/2019.

Read SEC document
May 02, 2019 Filed May 3, 2019 23:56 UTC GrantOptions to purchase common stock · Derivative 35,000 $0.00 Strike: $14.35 $0.00
Disclosure

SEC source: 0001144204-19-023718 · tv520664_4.xml · derivative · entry 1

ZECCHINI EDWARD J · CIK 0001587502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2029-05-02

F1 · derivative.exercise_date: 1/12 of these options vested and became exercisable in equal monthly installments on the 2nd of each month for the next twelve (12) months beginning on 05/02/2019.

Read SEC document
May 02, 2019 Filed May 3, 2019 23:58 UTC GrantOptions to purchase common stock · Derivative 35,000 $0.00 Strike: $14.35 $0.00
Disclosure

SEC source: 0001144204-19-023719 · tv520665_4.xml · derivative · entry 1

HANCOCK DANIEL M · CIK 0001764017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2029-05-02

F1 · derivative.exercise_date: 1/12 of these options vested and became exercisable in equal monthly installments on the 2nd of each month for the next twelve (12) months beginning on 05/02/2019.

Read SEC document
May 02, 2019 Filed May 3, 2019 23:53 UTC GrantOptions to purchase common stock · Derivative 35,000 $0.00 Strike: $14.35 $0.00
Disclosure

SEC source: 0001144204-19-023717 · tv520658_4.xml · derivative · entry 1

Hariri Robert J · CIK 0001398815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2029-05-02

F1 · derivative.exercise_date: 1/12 of these options vested and became exercisable in equal monthly installments on the 2nd of each month r the next twelve (12) months beginning on 05/02/2019.

Read SEC document
May 02, 2019 Filed May 3, 2019 23:51 UTC GrantOptions to purchase common stock · Derivative 35,000 $0.00 Strike: $14.35 $0.00
Disclosure

SEC source: 0001144204-19-023716 · tv520660_4.xml · derivative · entry 1

Mandalam Ramkumar · CIK 0001611439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2029-05-02

F1 · derivative.exercise_date: 1/12 of these options vested and became exercisable in equal monthly installments on the 2nd of each month for the next twelve (12) months beginning on 05/02/2019.

Read SEC document
April 10, 2019 Filed Apr 10, 2019 19:28 UTC GrantCommon Stock 754 $13.27 $10,005.58
Disclosure

SEC source: 0001144204-19-019045 · tv518647_4.xml · nonDerivative · entry 1

HANCOCK DANIEL M · CIK 0001764017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754

Read SEC document
April 01, 2019 Filed Apr 4, 2019 00:23 UTC
SHELTON JERRELLDirector · President, CEO
GrantOption to purchase common stock · Derivative 375,000 $0.00 Strike: $12.79 $0.00
Disclosure

SEC source: 0001144204-19-018089 · tv518161_4.xml · derivative · entry 1

SHELTON JERRELL · CIK 0001283212 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 375,000 shares

Expires 2029-04-01

F1 · derivative.exercise_date: 1/48 of options vest on the 1st of each month for forty-eight months beginning 4/01/2019.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:04 UTC
STEFANOVICH ROBERTChief Financial Officer
GrantOption to purchase common stock · Derivative 90,000 $0.00 Strike: $12.79 $0.00
Disclosure

SEC source: 0001144204-19-018102 · tv518162_4.xml · derivative · entry 1

STEFANOVICH ROBERT · CIK 0001247309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2029-04-01

F1 · derivative.exercise_date: 1/48 of options vest on the 1st of each month for forty-eight months beginning 4/01/2019.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 23:19 UTC GrantCommon Stock 628 $13.27 $8,333.56
Disclosure

SEC source: 0001144204-19-017850 · tv517947_4.xml · nonDerivative · entry 1

Mandalam Ramkumar · CIK 0001611439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,146

Read SEC document
March 31, 2019 Filed Apr 2, 2019 23:15 UTC GrantCommon Stock 691 $13.27 $9,169.57
Disclosure

SEC source: 0001144204-19-017847 · tv517945_4.xml · nonDerivative · entry 1

ZECCHINI EDWARD J · CIK 0001587502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,349

Read SEC document
March 15, 2019 Filed Mar 18, 2019 16:01 UTC Exercise / conversionOptions to purchase common stock · Derivative 30,000 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001144204-19-014613 · tv516448_4.xml · derivative · entry 3

BERMAN RICHARD J · CIK 0001111620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,300

Underlying: Common Stock · 30,000 shares

Expires 2025-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/48 of the 113,300 options originally granted vest on the 19th of each month for forty-eight months beginning on August 19, 2015.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 16:01 UTC SaleCommon Stock 30,000 $11.84 $355,161.00
Disclosure

SEC source: 0001144204-19-014613 · tv516448_4.xml · nonDerivative · entry 2

BERMAN RICHARD J · CIK 0001111620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 15, 2019 Filed Mar 18, 2019 16:01 UTC Exercise / conversionCommon Stock 30,000 $3.07 $92,100.00
Disclosure

SEC source: 0001144204-19-014613 · tv516448_4.xml · nonDerivative · entry 1

BERMAN RICHARD J · CIK 0001111620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2019 Filed Mar 13, 2019 01:56 UTC
SHELTON JERRELLDirector · Chief Executive Officer
OtherWarrant to Purchase Common Stock · Derivative 10,321 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001144204-19-013585 · tv516103_4.xml · derivative · entry 2

SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,321 shares

Expires 2019-03-31

F1 · derivative.exercise_date: Warrants to purchase 7,543 shares were exercisable on May 6, 2014 and warrants to purchase 2,778 shares were exercisable on November 17, 2014, in each case, the date of issuance.

Read SEC document
March 08, 2019 Filed Mar 13, 2019 01:56 UTC
SHELTON JERRELLDirector · Chief Executive Officer
OtherCommon Stock 10,321 $6.00 $61,926.00
Disclosure

SEC source: 0001144204-19-013585 · tv516103_4.xml · nonDerivative · entry 1

SHELTON JERRELL · CIK 0001283212 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,909

Read SEC document
January 04, 2019 Filed Jan 8, 2019 23:53 UTC GrantOptions to purchase common stock · Derivative 12,850 $9.73 Strike: $9.73 $125,030.50
Disclosure

SEC source: 0001144204-19-001136 · tv510467_form4.xml · derivative · entry 2

HANCOCK DANIEL M · CIK 0001764017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,850

Underlying: Common Stock · 12,850 shares

Expires 2029-01-04

F2 · derivative.exercise_date: 2,850 of the options vest on January 17, 2019 and 1/4 of the remaining 10,000 options vest on the 17th of each month for four months beginning on 2/17/2019.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 23:53 UTC GrantOptions to purchase common stock · Derivative 50,000 $9.73 Strike: $9.73 $486,500.00
Disclosure

SEC source: 0001144204-19-001136 · tv510467_form4.xml · derivative · entry 1

HANCOCK DANIEL M · CIK 0001764017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-01-04

F1 · derivative.exercise_date: 1/36 of the options vest on the 4th of each month for thirty six months beginning on 1/4/2019.

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December 31, 2018 Filed Jan 4, 2019 00:35 UTC GrantCommon Stock 915 $10.02 $9,168.30
Disclosure

SEC source: 0001144204-19-000510 · tv510321_4.xml · nonDerivative · entry 1

ZECCHINI EDWARD J · CIK 0001587502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,658

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December 31, 2018 Filed Jan 4, 2019 00:34 UTC GrantCommon Stock 832 $10.02 $8,336.64
Disclosure

SEC source: 0001144204-19-000509 · tv510319_4.xml · nonDerivative · entry 1

Mandalam Ramkumar · CIK 0001611439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,518

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November 15, 2018 Filed Nov 16, 2018 14:35 UTC Exercise / conversionOptions to purchase common stock · Derivative 10,200 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001144204-18-060465 · tv507471_4.xml · derivative · entry 6

BERMAN RICHARD J · CIK 0001111620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,300

Underlying: Common Stock · 10,200 shares

Expires 2025-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/48 of the 113,300 options originally granted vest on the 19th of each month for forty-eight months beginning on August 19, 2015.

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November 15, 2018 Filed Nov 16, 2018 14:35 UTC SaleCommon Stock 10,200 $10.00 $102,000.00
Disclosure

SEC source: 0001144204-18-060465 · tv507471_4.xml · nonDerivative · entry 4

BERMAN RICHARD J · CIK 0001111620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.