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COMMUNITY HEALTH SYSTEMS INC

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5628
SEC CIK
0001108109
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301

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 2, 2023 21:35 UTC
STOCKTON KEVIN ARegional President
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014711 · doc4.xml · nonDerivative · entry 2

STOCKTON KEVIN A · CIK 0001862464 · Regional President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,544

F2 · shares: The time-vesting restrictions on this award of restricted stock will lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:35 UTC
STOCKTON KEVIN ARegional President
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014711 · doc4.xml · nonDerivative · entry 1

STOCKTON KEVIN A · CIK 0001862464 · Regional President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:33 UTC
Simon Lynn TPresident and CMO
GrantStock Options (Right to Buy) · Derivative 40,000 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0001209191-23-014701 · doc4.xml · derivative · entry 6

Simon Lynn T · CIK 0001598823 · President and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-02-28

F4 · derivative.exercise_date: Vesting occurs in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:33 UTC
Simon Lynn TPresident and CMO
GrantPerformance Based Restricted · Derivative 80,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014701 · doc4.xml · derivative · entry 5

Simon Lynn T · CIK 0001598823 · President and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires not disclosed

F3 · derivative.exercise_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2023 and 12/31/2025 (the "2023-2025 Performance Period"), as follows: 50% to a Cumulative Consolidated Adjusted EBITDA Growth target; and 50% to a Cumulative Same-Store Net Revenue Growth target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2023-2025 Performance Period.

F3 · derivative.expiration_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2023 and 12/31/2025 (the "2023-2025 Performance Period"), as follows: 50% to a Cumulative Consolidated Adjusted EBITDA Growth target; and 50% to a Cumulative Same-Store Net Revenue Growth target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2023-2025 Performance Period.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:33 UTC
Simon Lynn TPresident and CMO
Exercise / conversionPerformance Based Restricted · Derivative 52,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014701 · doc4.xml · derivative · entry 4

Simon Lynn T · CIK 0001598823 · President and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

F1 · derivative.expiration_date: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:33 UTC
Simon Lynn TPresident and CMO
Tax withholdingCommon Stock 34,596 $6.15 $212,765.40
Disclosure

SEC source: 0001209191-23-014701 · doc4.xml · nonDerivative · entry 3

Simon Lynn T · CIK 0001598823 · President and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,878

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:33 UTC
Simon Lynn TPresident and CMO
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014701 · doc4.xml · nonDerivative · entry 2

Simon Lynn T · CIK 0001598823 · President and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,474

F2 · shares: The time-vesting restrictions on this award of restricted stock will lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:33 UTC
Simon Lynn TPresident and CMO
Exercise / conversionCommon Stock 52,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014701 · doc4.xml · nonDerivative · entry 1

Simon Lynn T · CIK 0001598823 · President and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:32 UTC
Pitt Justin DEVP and General Counsel
GrantStock Options (Right to Buy) · Derivative 30,000 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0001209191-23-014698 · doc4.xml · derivative · entry 8

Pitt Justin D · CIK 0001900988 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2033-02-28

F5 · derivative.exercise_date: Vesting occurs in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:32 UTC
Pitt Justin DEVP and General Counsel
GrantPerformance Based Restricted · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014698 · doc4.xml · derivative · entry 7

Pitt Justin D · CIK 0001900988 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F4 · derivative.exercise_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2023 and 12/31/2025 (the "2023-2025 Performance Period"), as follows: 50% to a Cumulative Consolidated Adjusted EBITDA Growth target; and 50% to a Cumulative Same-Store Net Revenue Growth target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2023-2025 Performance Period.

F4 · derivative.expiration_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2023 and 12/31/2025 (the "2023-2025 Performance Period"), as follows: 50% to a Cumulative Consolidated Adjusted EBITDA Growth target; and 50% to a Cumulative Same-Store Net Revenue Growth target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2023-2025 Performance Period.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:32 UTC
Pitt Justin DEVP and General Counsel
Exercise / conversionPerformance Based Restricted · Derivative 20,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014698 · doc4.xml · derivative · entry 6

Pitt Justin D · CIK 0001900988 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

F1 · derivative.expiration_date: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:32 UTC
Pitt Justin DEVP and General Counsel
Tax withholdingCommon Stock 1,484 $6.15 $9,126.60
Disclosure

SEC source: 0001209191-23-014698 · doc4.xml · nonDerivative · entry 5

Pitt Justin D · CIK 0001900988 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 19,069

F3 · ownership.nature: The Reporting Person's spouse is employed by an affiliate of the Issuer.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:32 UTC
Pitt Justin DEVP and General Counsel
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014698 · doc4.xml · nonDerivative · entry 4

Pitt Justin D · CIK 0001900988 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 20,553

F2 · shares: The time-vesting restrictions on this award of restricted stock will lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

F3 · ownership.nature: The Reporting Person's spouse is employed by an affiliate of the Issuer.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:32 UTC
Pitt Justin DEVP and General Counsel
Tax withholdingCommon Stock 15,319 $6.15 $94,211.85
Disclosure

SEC source: 0001209191-23-014698 · doc4.xml · nonDerivative · entry 3

Pitt Justin D · CIK 0001900988 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,613

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:32 UTC
Pitt Justin DEVP and General Counsel
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014698 · doc4.xml · nonDerivative · entry 2

Pitt Justin D · CIK 0001900988 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,932

F2 · shares: The time-vesting restrictions on this award of restricted stock will lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:32 UTC
Pitt Justin DEVP and General Counsel
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014698 · doc4.xml · nonDerivative · entry 1

Pitt Justin D · CIK 0001900988 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:31 UTC
MEDLEY MARK BRegional President
GrantStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0001209191-23-014691 · doc4.xml · derivative · entry 6

MEDLEY MARK B · CIK 0001863028 · Regional President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-02-28

F4 · derivative.exercise_date: Vesting occurs in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:31 UTC
MEDLEY MARK BRegional President
GrantPerformance Based Restricted · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014691 · doc4.xml · derivative · entry 5

MEDLEY MARK B · CIK 0001863028 · Regional President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F3 · derivative.exercise_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2023 and 12/31/2025 (the "2023-2025 Performance Period"), as follows: 50% to a Cumulative Consolidated Adjusted EBITDA Growth target; and 50% to a Cumulative Same-Store Net Revenue Growth target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2023-2025 Performance Period.

F3 · derivative.expiration_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2023 and 12/31/2025 (the "2023-2025 Performance Period"), as follows: 50% to a Cumulative Consolidated Adjusted EBITDA Growth target; and 50% to a Cumulative Same-Store Net Revenue Growth target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2023-2025 Performance Period.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:31 UTC
MEDLEY MARK BRegional President
Exercise / conversionPerformance Based Restricted · Derivative 15,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014691 · doc4.xml · derivative · entry 4

MEDLEY MARK B · CIK 0001863028 · Regional President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

F1 · derivative.expiration_date: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:31 UTC
MEDLEY MARK BRegional President
Tax withholdingCommon Stock 13,119 $6.15 $80,681.85
Disclosure

SEC source: 0001209191-23-014691 · doc4.xml · nonDerivative · entry 3

MEDLEY MARK B · CIK 0001863028 · Regional President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,016

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:31 UTC
MEDLEY MARK BRegional President
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014691 · doc4.xml · nonDerivative · entry 2

MEDLEY MARK B · CIK 0001863028 · Regional President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,135

F2 · shares: The time-vesting restrictions on this award of restricted stock will lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:31 UTC
MEDLEY MARK BRegional President
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014691 · doc4.xml · nonDerivative · entry 1

MEDLEY MARK B · CIK 0001863028 · Regional President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:29 UTC
MASON AUSTEN DRegional President
GrantStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0001209191-23-014684 · doc4.xml · derivative · entry 3

MASON AUSTEN D · CIK 0001863033 · Regional President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-02-28

F3 · derivative.exercise_date: Vesting occurs in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:29 UTC
MASON AUSTEN DRegional President
GrantPerformance Based Restricted · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014684 · doc4.xml · derivative · entry 2

MASON AUSTEN D · CIK 0001863033 · Regional President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2023 and 12/31/2025 (the "2023-2025 Performance Period"), as follows: 50% to a Cumulative Consolidated Adjusted EBITDA Growth target; and 50% to a Cumulative Same-Store Net Revenue Growth target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2023-2025 Performance Period.

F2 · derivative.expiration_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2023 and 12/31/2025 (the "2023-2025 Performance Period"), as follows: 50% to a Cumulative Consolidated Adjusted EBITDA Growth target; and 50% to a Cumulative Same-Store Net Revenue Growth target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2023-2025 Performance Period.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:29 UTC
MASON AUSTEN DRegional President
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014684 · doc4.xml · nonDerivative · entry 1

MASON AUSTEN D · CIK 0001863033 · Regional President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,000

F1 · shares: The time-vesting restrictions on this award of restricted stock will lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:28 UTC GrantStock Options (Right to Buy) · Derivative 30,000 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0001209191-23-014678 · doc4.xml · derivative · entry 6

Johnson Jason K · CIK 0001798438 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2033-02-28

F4 · derivative.exercise_date: Vesting occurs in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:28 UTC GrantPerformance Based Restricted · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014678 · doc4.xml · derivative · entry 5

Johnson Jason K · CIK 0001798438 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F3 · derivative.exercise_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2023 and 12/31/2025 (the "2023-2025 Performance Period"), as follows: 50% to a Cumulative Consolidated Adjusted EBITDA Growth target; and 50% to a Cumulative Same-Store Net Revenue Growth target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2023-2025 Performance Period.

F3 · derivative.expiration_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2023 and 12/31/2025 (the "2023-2025 Performance Period"), as follows: 50% to a Cumulative Consolidated Adjusted EBITDA Growth target; and 50% to a Cumulative Same-Store Net Revenue Growth target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2023-2025 Performance Period.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:28 UTC Exercise / conversionPerformance Based Restricted · Derivative 15,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014678 · doc4.xml · derivative · entry 4

Johnson Jason K · CIK 0001798438 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

F1 · derivative.expiration_date: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:28 UTC Tax withholdingCommon Stock 12,790 $6.15 $78,658.50
Disclosure

SEC source: 0001209191-23-014678 · doc4.xml · nonDerivative · entry 3

Johnson Jason K · CIK 0001798438 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,155

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:28 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014678 · doc4.xml · nonDerivative · entry 2

Johnson Jason K · CIK 0001798438 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,945

F2 · shares: The time-vesting restrictions on this award of restricted stock will lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:28 UTC Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014678 · doc4.xml · nonDerivative · entry 1

Johnson Jason K · CIK 0001798438 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:28 UTC
HAMMONS KEVIN JPresident and CFO
GrantStock Options (Right to Buy) · Derivative 90,000 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0001209191-23-014674 · doc4.xml · derivative · entry 6

HAMMONS KEVIN J · CIK 0001542264 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2033-02-28

F4 · derivative.exercise_date: Vesting occurs in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:28 UTC
HAMMONS KEVIN JPresident and CFO
GrantPerformance Based Restricted · Derivative 180,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014674 · doc4.xml · derivative · entry 5

HAMMONS KEVIN J · CIK 0001542264 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires not disclosed

F3 · derivative.exercise_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2023 and 12/31/2025 (the "2023-2025 Performance Period"), as follows: 40% to a Cumulative Consolidated Adjusted EBITDA Growth target; 40% to a Cumulative Same-Store Net Revenue Growth target; and 20% to a Total Shareholder Return ("TSR") Percentile Rank target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2023-2025 Performance Period.

F3 · derivative.expiration_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2023 and 12/31/2025 (the "2023-2025 Performance Period"), as follows: 40% to a Cumulative Consolidated Adjusted EBITDA Growth target; 40% to a Cumulative Same-Store Net Revenue Growth target; and 20% to a Total Shareholder Return ("TSR") Percentile Rank target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2023-2025 Performance Period.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:28 UTC
HAMMONS KEVIN JPresident and CFO
Exercise / conversionPerformance Based Restricted · Derivative 95,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014674 · doc4.xml · derivative · entry 4

HAMMONS KEVIN J · CIK 0001542264 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 95,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

F1 · derivative.expiration_date: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:28 UTC
HAMMONS KEVIN JPresident and CFO
Tax withholdingCommon Stock 63,290 $6.15 $389,233.50
Disclosure

SEC source: 0001209191-23-014674 · doc4.xml · nonDerivative · entry 3

HAMMONS KEVIN J · CIK 0001542264 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,067

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:28 UTC
HAMMONS KEVIN JPresident and CFO
GrantCommon Stock 90,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014674 · doc4.xml · nonDerivative · entry 2

HAMMONS KEVIN J · CIK 0001542264 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,357

F2 · shares: The time-vesting restrictions on this award of restricted stock will lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:28 UTC
HAMMONS KEVIN JPresident and CFO
Exercise / conversionCommon Stock 95,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014674 · doc4.xml · nonDerivative · entry 1

HAMMONS KEVIN J · CIK 0001542264 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:26 UTC
CAMPBELL CHAD ARegional President
GrantStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0001209191-23-014669 · doc4.xml · derivative · entry 6

CAMPBELL CHAD A · CIK 0001862053 · Regional President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-02-28

F4 · derivative.exercise_date: Vesting occurs in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:26 UTC
CAMPBELL CHAD ARegional President
GrantPerformance Based Restricted · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014669 · doc4.xml · derivative · entry 5

CAMPBELL CHAD A · CIK 0001862053 · Regional President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F3 · derivative.exercise_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2023 and 12/31/2025 (the "2023-2025 Performance Period"), as follows: 50% to a Cumulative Consolidated Adjusted EBITDA Growth target; and 50% to a Cumulative Same-Store Net Revenue Growth target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2023-2025 Performance Period.

F3 · derivative.expiration_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2023 and 12/31/2025 (the "2023-2025 Performance Period"), as follows: 50% to a Cumulative Consolidated Adjusted EBITDA Growth target; and 50% to a Cumulative Same-Store Net Revenue Growth target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2023-2025 Performance Period.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:26 UTC
CAMPBELL CHAD ARegional President
Exercise / conversionPerformance Based Restricted · Derivative 15,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014669 · doc4.xml · derivative · entry 4

CAMPBELL CHAD A · CIK 0001862053 · Regional President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

F1 · derivative.expiration_date: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:26 UTC
CAMPBELL CHAD ARegional President
Tax withholdingCommon Stock 13,119 $6.15 $80,681.85
Disclosure

SEC source: 0001209191-23-014669 · doc4.xml · nonDerivative · entry 3

CAMPBELL CHAD A · CIK 0001862053 · Regional President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,718

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:26 UTC
CAMPBELL CHAD ARegional President
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014669 · doc4.xml · nonDerivative · entry 2

CAMPBELL CHAD A · CIK 0001862053 · Regional President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,837

F2 · shares: The time-vesting restrictions on this award of restricted stock will lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:26 UTC
CAMPBELL CHAD ARegional President
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014669 · doc4.xml · nonDerivative · entry 1

CAMPBELL CHAD A · CIK 0001862053 · Regional President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:25 UTC
Hingtgen TimDirector · CEO
GrantStock Options (Right to Buy) · Derivative 200,000 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0001209191-23-014667 · doc4.xml · derivative · entry 6

Hingtgen Tim · CIK 0001598637 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2033-02-28

F4 · derivative.exercise_date: Vesting occurs in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:25 UTC
Hingtgen TimDirector · CEO
GrantPerformance Based Restricted · Derivative 400,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014667 · doc4.xml · derivative · entry 5

Hingtgen Tim · CIK 0001598637 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires not disclosed

F3 · derivative.exercise_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2023 and 12/31/2025 (the "2023-2025 Performance Period"), as follows: 40% to a Cumulative Consolidated Adjusted EBITDA Growth target; 40% to a Cumulative Same-Store Net Revenue Growth target; and 20% to a Total Shareholder Return ("TSR") Percentile Rank target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2023-2025 Performance Period.

F3 · derivative.expiration_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2023 and 12/31/2025 (the "2023-2025 Performance Period"), as follows: 40% to a Cumulative Consolidated Adjusted EBITDA Growth target; 40% to a Cumulative Same-Store Net Revenue Growth target; and 20% to a Total Shareholder Return ("TSR") Percentile Rank target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2023-2025 Performance Period.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:25 UTC
Hingtgen TimDirector · CEO
Exercise / conversionPerformance Based Restricted · Derivative 150,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014667 · doc4.xml · derivative · entry 4

Hingtgen Tim · CIK 0001598637 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

F1 · derivative.expiration_date: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:25 UTC
Hingtgen TimDirector · CEO
Tax withholdingCommon Stock 95,096 $6.15 $584,840.40
Disclosure

SEC source: 0001209191-23-014667 · doc4.xml · nonDerivative · entry 3

Hingtgen Tim · CIK 0001598637 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 989,416

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:25 UTC
Hingtgen TimDirector · CEO
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014667 · doc4.xml · nonDerivative · entry 2

Hingtgen Tim · CIK 0001598637 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084,512

F2 · shares: The time-vesting restrictions on this award of restricted stock will lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:25 UTC
Hingtgen TimDirector · CEO
Exercise / conversionCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014667 · doc4.xml · nonDerivative · entry 1

Hingtgen Tim · CIK 0001598637 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 884,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:24 UTC GrantRestricted Stock Units · Derivative 43,089 $6.15 Strike: $0.00 $264,997.35
Disclosure

SEC source: 0001209191-23-014666 · doc4.xml · derivative · entry 8

SMITH WAYNE T · CIK 0001018660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,357

Underlying: Common Stock · 43,089 shares

Expires not disclosed

F4 · derivative.exercise_date: The restricted stock units, which were granted as payment of the Reporting Person's additional annual stipend for serving as the Chair of the Board, vest in 1/3 increments on the first, second and third anniversary of the date of grant. Based on the Reporting Person's prior deferral election pursuant to the terms of the award agreement, the Reporting Person will be issued that number of shares of common stock of the Company upon the Reporting Person's cessation as a director or upon a date specified by the Reporting Person.

F4 · derivative.expiration_date: The restricted stock units, which were granted as payment of the Reporting Person's additional annual stipend for serving as the Chair of the Board, vest in 1/3 increments on the first, second and third anniversary of the date of grant. Based on the Reporting Person's prior deferral election pursuant to the terms of the award agreement, the Reporting Person will be issued that number of shares of common stock of the Company upon the Reporting Person's cessation as a director or upon a date specified by the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.