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COMMUNITY HEALTH SYSTEMS INC

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5628
SEC CIK
0001108109
Parsed reports
301

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2017 Filed Mar 2, 2017 21:13 UTC
FRY JOHN ADirector
Exercise / conversionRestricted Stock Units · Derivative 1,474 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016537 · doc4.xml · derivative · entry 4

FRY JOHN A · CIK 0001255140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,474 shares

Expires 2024-02-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:13 UTC
FRY JOHN ADirector
Exercise / conversionCommon Stock 4,495 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016537 · doc4.xml · nonDerivative · entry 3

FRY JOHN A · CIK 0001255140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:13 UTC
FRY JOHN ADirector
Exercise / conversionCommon Stock 1,430 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016537 · doc4.xml · nonDerivative · entry 2

FRY JOHN A · CIK 0001255140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:13 UTC
FRY JOHN ADirector
Exercise / conversionCommon Stock 1,474 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016537 · doc4.xml · nonDerivative · entry 1

FRY JOHN A · CIK 0001255140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:12 UTC GrantRestricted Stock Units · Derivative 18,498 $9.19 Strike: $0.00 $169,996.62
Disclosure

SEC source: 0001209191-17-016532 · doc4.xml · derivative · entry 8

Ely James S. III · CIK 0001463791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,498

Underlying: Common Stock · 18,498 shares

Expires 2027-02-28

F1 · price: The security converts to common stock on a one-to-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:12 UTC Exercise / conversionRestricted Stock Units · Derivative 4,495 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016532 · doc4.xml · derivative · entry 7

Ely James S. III · CIK 0001463791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,989

Underlying: Common Stock · 4,495 shares

Expires 2026-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:12 UTC Exercise / conversionRestricted Stock Units · Derivative 1,430 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016532 · doc4.xml · derivative · entry 6

Ely James S. III · CIK 0001463791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,429

Underlying: Common Stock · 1,430 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:12 UTC Exercise / conversionRestricted Stock Units · Derivative 1,474 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016532 · doc4.xml · derivative · entry 5

Ely James S. III · CIK 0001463791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,474 shares

Expires 2024-02-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:12 UTC Exercise / conversionCommon Stock 4,495 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016532 · doc4.xml · nonDerivative · entry 3

Ely James S. III · CIK 0001463791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:12 UTC Exercise / conversionCommon Stock 1,430 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016532 · doc4.xml · nonDerivative · entry 2

Ely James S. III · CIK 0001463791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:12 UTC Exercise / conversionCommon Stock 1,474 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016532 · doc4.xml · nonDerivative · entry 1

Ely James S. III · CIK 0001463791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:11 UTC GrantRestricted Stock Units · Derivative 18,498 $9.19 Strike: $0.00 $169,996.62
Disclosure

SEC source: 0001209191-17-016531 · doc4.xml · derivative · entry 7

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,498

Underlying: Common Stock · 18,498 shares

Expires 2027-02-28

F1 · price: The security converts to common stock on a one-to-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:11 UTC Exercise / conversionRestricted Stock Units · Derivative 4,495 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016531 · doc4.xml · derivative · entry 6

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,989

Underlying: Common Stock · 4,495 shares

Expires 2026-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:11 UTC Exercise / conversionRestricted Stock Units · Derivative 1,430 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016531 · doc4.xml · derivative · entry 5

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,429

Underlying: Common Stock · 1,430 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:11 UTC Exercise / conversionRestricted Stock Units · Derivative 1,474 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016531 · doc4.xml · derivative · entry 4

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,474 shares

Expires 2024-02-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:11 UTC Exercise / conversionCommon Stock 4,495 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016531 · doc4.xml · nonDerivative · entry 3

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:11 UTC Exercise / conversionCommon Stock 1,430 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016531 · doc4.xml · nonDerivative · entry 2

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:11 UTC Exercise / conversionCommon Stock 1,474 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016531 · doc4.xml · nonDerivative · entry 1

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:11 UTC
CASH W LARRYDirector · President and CFO
GrantPerformance Based Restricted · Derivative 16,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016529 · doc4.xml · derivative · entry 5

CASH W LARRY · CIK 0001018653 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2027-02-28

F3 · derivative.exercise_date: The vesting of 80% of these performance-based restricted shares is subject to the attainment of a pre-determined level of Cumulative Same-Store Adjusted EBITDA Growth between January 1, 2017 and December 31, 2019 (the "Performance Period"). The vesting of the remaining 20% of these performance-based restricted shares is subject to the attainment of a pre-determined level of Cumulative Adjusted EPS for the Performance Period. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the target number of performance-based restricted shares subject to the attainment of the Cumulative Same-Store Adjusted EBITDA Growth and Cumulative Adjusted EPS criteria, as applicable, will ultimately vest on the third anniversary of the date of grant, with the vesting percentage to be determined based upon achievement with respect to the applicable criteria during the Performance Period.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:11 UTC
CASH W LARRYDirector · President and CFO
Exercise / conversionPerformance Based Restricted · Derivative 75,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016529 · doc4.xml · derivative · entry 4

CASH W LARRY · CIK 0001018653 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2026-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The performance objectives governing these shares of Performance Based Restricted Stock have been met, and, accordingly, these shares will now be reported in Table 1 as directly owned shares of Restricted Stock. The time-vesting restrictions lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:11 UTC
CASH W LARRYDirector · President and CFO
Tax withholdingCommon Stock 52,439 $9.19 $481,914.41
Disclosure

SEC source: 0001209191-17-016529 · doc4.xml · nonDerivative · entry 3

CASH W LARRY · CIK 0001018653 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,152

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:11 UTC
CASH W LARRYDirector · President and CFO
GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016529 · doc4.xml · nonDerivative · entry 2

CASH W LARRY · CIK 0001018653 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,591

F1 · shares: The time-vesting restrictions on this award of restricted stock will lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:11 UTC
CASH W LARRYDirector · President and CFO
Exercise / conversionCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016529 · doc4.xml · nonDerivative · entry 1

CASH W LARRY · CIK 0001018653 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:10 UTC
Bonick MartinDivision President
GrantPerformance Based Restricted · Derivative 20,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016527 · doc4.xml · derivative · entry 5

Bonick Martin · CIK 0001598595 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-02-28

F3 · derivative.exercise_date: The vesting of 80% of these performance-based restricted shares is subject to the attainment of a pre-determined level of Cumulative Same-Store Adjusted EBITDA Growth between January 1, 2017 and December 31, 2019 (the "Performance Period"). The vesting of the remaining 20% of these performance-based restricted shares is subject to the attainment of a pre-determined level of Cumulative Adjusted EPS for the Performance Period. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the target number of performance-based restricted shares subject to the attainment of the Cumulative Same-Store Adjusted EBITDA Growth and Cumulative Adjusted EPS criteria, as applicable, will ultimately vest on the third anniversary of the date of grant, with the vesting percentage to be determined based upon achievement with respect to the applicable criteria during the Performance Period.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:10 UTC
Bonick MartinDivision President
Exercise / conversionPerformance Based Restricted · Derivative 35,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016527 · doc4.xml · derivative · entry 4

Bonick Martin · CIK 0001598595 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2026-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The performance objectives governing these shares of Performance Based Restricted Stock have been met, and, accordingly, these shares will now be reported in Table 1 as directly owned shares of Restricted Stock. The time-vesting restrictions lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:10 UTC
Bonick MartinDivision President
Tax withholdingCommon Stock 14,685 $9.19 $134,955.15
Disclosure

SEC source: 0001209191-17-016527 · doc4.xml · nonDerivative · entry 3

Bonick Martin · CIK 0001598595 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,458

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:10 UTC
Bonick MartinDivision President
Exercise / conversionCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016527 · doc4.xml · nonDerivative · entry 2

Bonick Martin · CIK 0001598595 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:10 UTC
Bonick MartinDivision President
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016527 · doc4.xml · nonDerivative · entry 1

Bonick Martin · CIK 0001598595 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,143

F1 · shares: The time-vesting restrictions on this award of restricted stock will lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 21:13 UTC SaleCommon Stock 1,732 $9.24 $15,996.75
Disclosure

SEC source: 0001209191-17-014720 · doc4.xml · nonDerivative · entry 1

WATSON H MITCHELL JR · CIK 0001190774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,777

F1 · price: These shares were sold in a series of transactions at an average sales price of $9.236 per share.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 21:13 UTC GrantStock Units (SU) · Derivative 5,366.726 $5.59 Strike: $0.00 $30,000.00
Disclosure

SEC source: 0001209191-17-000190 · doc4.xml · derivative · entry 3

Ely James S. III · CIK 0001463791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,967.943

Underlying: Common Stock · 5,366.726 shares

Expires not disclosed

F1 · derivative.exercise_date: The Stock Units were accrued under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees and are settled 100% in the Company's common stock upon cessation as a director or upon a date specified by the director.

F1 · derivative.expiration_date: The Stock Units were accrued under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees and are settled 100% in the Company's common stock upon cessation as a director or upon a date specified by the director.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 21:15 UTC GrantStock Units (SU) · Derivative 894.454 $5.59 Strike: $0.00 $5,000.00
Disclosure

SEC source: 0001209191-17-000196 · doc4.xml · derivative · entry 2

WATSON H MITCHELL JR · CIK 0001190774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,072.169

Underlying: Common Stock · 894.454 shares

Expires not disclosed

F1 · derivative.exercise_date: The Stock Units were accrued under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees and are settled 100% in the Company's common stock upon cessation as a director or upon a date specified by the director.

F1 · derivative.expiration_date: The Stock Units were accrued under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees and are settled 100% in the Company's common stock upon cessation as a director or upon a date specified by the director.

Read SEC document
October 01, 2016 Filed Oct 3, 2016 20:18 UTC
Hingtgen TimPresident and COO
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-143597 · doc4.xml · nonDerivative · entry 1

Hingtgen Tim · CIK 0001598637 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,074

F1 · kind: These restricted shares were granted to the Reporting Person in conjunction with his promotion to President and Chief Operating Officer of the Issuer. The restrictions will lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
September 30, 2016 Filed Sep 30, 2016 22:13 UTC GrantStock Units (SU) · Derivative 2,599.653 $11.54 Strike: $0.00 $30,000.00
Disclosure

SEC source: 0001209191-16-143404 · doc4.xml · derivative · entry 3

Ely James S. III · CIK 0001463791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,601.217

Underlying: Common Stock · 2,599.653 shares

Expires not disclosed

F1 · derivative.exercise_date: The Stock Units were accrued under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees and are settled 100% in the Company's common stock upon cessation as a director or upon a date specified by the director.

F1 · derivative.expiration_date: The Stock Units were accrued under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees and are settled 100% in the Company's common stock upon cessation as a director or upon a date specified by the director.

Read SEC document
September 30, 2016 Filed Sep 30, 2016 22:11 UTC GrantStock Units (SU) · Derivative 433.276 $11.54 Strike: $0.00 $5,000.01
Disclosure

SEC source: 0001209191-16-143403 · doc4.xml · derivative · entry 2

WATSON H MITCHELL JR · CIK 0001190774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,177.715

Underlying: Common Stock · 433.276 shares

Expires not disclosed

F1 · derivative.exercise_date: The Stock Units were accrued under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees and are settled 100% in the Company's common stock upon cessation as a director or upon a date specified by the director.

F1 · derivative.expiration_date: The Stock Units were accrued under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees and are settled 100% in the Company's common stock upon cessation as a director or upon a date specified by the director.

Read SEC document
September 26, 2016 Filed Sep 28, 2016 17:18 UTC PurchaseCommon Stock 929,813 $10.27 $9,549,179.51
Disclosure

SEC source: 0000947871-16-001517 · ss12069_4.xml · nonDerivative · entry 1

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,640,785

F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 10:50 UTC OtherPut Option (obligation to buy) · Derivative 20,000 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · derivative · entry 13

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 2,000,000 shares

Expires 2016-09-16

F3 · ownership.nature: The put options set forth in Table II represented an obligation on the part of Shanda Asset Management Holdings Limited to buy the underlying common stock from the holders of such options, at such holders' discretion and were sold by Shanda Asset Management Holdings Limited before the reporting persons became subject to Section 16.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 10:50 UTC OtherCall Option (right to buy) · Derivative 219 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · derivative · entry 12

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 21,900 shares

Expires 2016-09-16

F2 · ownership.nature: The call options disclosed in this Table II were directly held by Shanda Asset Management Holdings Limited.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 10:50 UTC OtherCall Option (right to buy) · Derivative 3,000 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · derivative · entry 11

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 219

Underlying: Common Stock · 300,000 shares

Expires 2016-09-16

F2 · ownership.nature: The call options disclosed in this Table II were directly held by Shanda Asset Management Holdings Limited.

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September 16, 2016 Filed Sep 20, 2016 10:50 UTC OtherCall Option (right to buy) · Derivative 7,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · derivative · entry 10

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 700,000 shares

Expires 2016-09-16

F2 · ownership.nature: The call options disclosed in this Table II were directly held by Shanda Asset Management Holdings Limited.

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September 16, 2016 Filed Sep 20, 2016 10:50 UTC OtherCall Option (right to buy) · Derivative 10,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · derivative · entry 9

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,000

Underlying: Common Stock · 1,000,000 shares

Expires 2016-09-16

F2 · ownership.nature: The call options disclosed in this Table II were directly held by Shanda Asset Management Holdings Limited.

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September 16, 2016 Filed Sep 20, 2016 10:50 UTC OtherCall Option (right to buy) · Derivative 1,143 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · derivative · entry 8

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 114,300 shares

Expires 2016-09-16

F2 · ownership.nature: The call options disclosed in this Table II were directly held by Shanda Asset Management Holdings Limited.

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September 16, 2016 Filed Sep 20, 2016 10:50 UTC OtherCall Option (right to buy) · Derivative 13,100 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · derivative · entry 7

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,143

Underlying: Common Stock · 1,310,000 shares

Expires 2016-09-16

F2 · ownership.nature: The call options disclosed in this Table II were directly held by Shanda Asset Management Holdings Limited.

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September 16, 2016 Filed Sep 20, 2016 10:50 UTC OtherCommon Stock 21,900 $11.00 $240,900.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · nonDerivative · entry 6

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,710,972

F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

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September 16, 2016 Filed Sep 20, 2016 10:50 UTC OtherCommon Stock 300,000 $11.00 $3,300,000.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · nonDerivative · entry 5

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,689,072

F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

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September 16, 2016 Filed Sep 20, 2016 10:50 UTC OtherCommon Stock 700,000 $10.00 $7,000,000.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · nonDerivative · entry 4

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,389,072

F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

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September 16, 2016 Filed Sep 20, 2016 10:50 UTC OtherCommon Stock 1,000,000 $10.00 $10,000,000.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · nonDerivative · entry 3

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,689,072

F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

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September 16, 2016 Filed Sep 20, 2016 10:50 UTC OtherCommon Stock 114,300 $8.00 $914,400.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · nonDerivative · entry 2

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,689,072

F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

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September 16, 2016 Filed Sep 20, 2016 10:50 UTC OtherCommon Stock 1,310,000 $8.00 $10,480,000.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · nonDerivative · entry 1

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,574,772

F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

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August 05, 2014 Filed Nov 4, 2022 20:22 UTC Amendment
Hingtgen TimDirector · CEO
SaleCommon Stock 1,666 $48.39 $80,612.58
Disclosure

SEC source: 0001209191-22-055801 · doc4a.xml · nonDerivative · entry 1

Hingtgen Tim · CIK 0001598637 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,579

F1 · kind: This Amendment reports the sale by Reporting Person of 1,666 shares of Common Stock on 8/5/14 at a sale price of $48.3869 per share, which sale was inadvertently omitted from the Form 4 filed on behalf of Reporting Person on 8/5/14. This sale of 1,666 shares of Common Stock was associated with the cashless exercise of options. The Form 4 filed on 8/5/14 reported the exercise of 1,000 stock options at a strike price of $18.18 and the exercise of 666 stock options at a strike price of $21.07; however, the sale on that date of the 1,666 shares of Common Stock received upon the exercise of such options was inadvertently omitted from the Form 4. (The Form 4 filed on 8/5/14 correctly reported the separate sale of 2,369 shares of Common Stock that also occurred on that date.)

F1 · shares: This Amendment reports the sale by Reporting Person of 1,666 shares of Common Stock on 8/5/14 at a sale price of $48.3869 per share, which sale was inadvertently omitted from the Form 4 filed on behalf of Reporting Person on 8/5/14. This sale of 1,666 shares of Common Stock was associated with the cashless exercise of options. The Form 4 filed on 8/5/14 reported the exercise of 1,000 stock options at a strike price of $18.18 and the exercise of 666 stock options at a strike price of $21.07; however, the sale on that date of the 1,666 shares of Common Stock received upon the exercise of such options was inadvertently omitted from the Form 4. (The Form 4 filed on 8/5/14 correctly reported the separate sale of 2,369 shares of Common Stock that also occurred on that date.)

F1 · price: This Amendment reports the sale by Reporting Person of 1,666 shares of Common Stock on 8/5/14 at a sale price of $48.3869 per share, which sale was inadvertently omitted from the Form 4 filed on behalf of Reporting Person on 8/5/14. This sale of 1,666 shares of Common Stock was associated with the cashless exercise of options. The Form 4 filed on 8/5/14 reported the exercise of 1,000 stock options at a strike price of $18.18 and the exercise of 666 stock options at a strike price of $21.07; however, the sale on that date of the 1,666 shares of Common Stock received upon the exercise of such options was inadvertently omitted from the Form 4. (The Form 4 filed on 8/5/14 correctly reported the separate sale of 2,369 shares of Common Stock that also occurred on that date.)

F2 · balance_after: This Amendment also corrects the number of shares of Common Stock beneficially owned by Reporting Person on 8/5/14 to reflect the inadvertently omitted sale of 1,666 shares of Common Stock on that date. The correct number of shares of Common Stock beneficially owned by Reporting Person on 8/5/14 was 10,579. Thus, the shares of Common Stock beneficially owned as reported in Table I, Column 5 of all subsequent Forms 4 for Reporting Person is similarly overstated by 1,666 shares. As a result, on a Form 4 filed on 3/2/22, the number of shares of Common Stock beneficially owned by Reporting Person as of 3/1/22 was incorrectly reported in Table I, Column 5 as 736,178. The correct number of shares of Common Stock beneficially owned by Reporting Person on 3/1/22 is 734,512.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.