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COMMUNITY HEALTH SYSTEMS INC

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5628
SEC CIK
0001108109
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301

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2018 Filed Mar 2, 2018 21:25 UTC Exercise / conversionRestricted Stock Units · Derivative 4,495 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015639 · doc4.xml · derivative · entry 5

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,494

Underlying: Common Stock · 4,495 shares

Expires 2026-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 21:25 UTC Exercise / conversionRestricted Stock Units · Derivative 1,429 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015639 · doc4.xml · derivative · entry 4

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,429 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 21:25 UTC Exercise / conversionCommon Stock 1,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015639 · doc4.xml · nonDerivative · entry 3

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 21:25 UTC Exercise / conversionCommon Stock 4,495 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015639 · doc4.xml · nonDerivative · entry 2

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 21:25 UTC Exercise / conversionCommon Stock 6,166 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015639 · doc4.xml · nonDerivative · entry 1

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2018 Filed Oct 1, 2018 21:45 UTC
Ramsey BerylDivision President
GrantPerformance Based Restricted · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-052865 · doc4.xml · derivative · entry 2

Ramsey Beryl · CIK 0001730465 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2028-02-28

F1 · derivative.exercise_date: The vesting of these performance-based restricted shares is subject to the attainment of certain performance objectives between January 1, 2018 and December 31, 2020 (the "2018-2020 Performance Period"). The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the target number of performance-based restricted shares subject to the attainment of the applicable performance measures will ultimately vest on the third anniversary of the date of grant, with the vesting percentage to be determined based upon achievement with respect to the applicable criteria during the 2018-2020 Performance Period.

Read SEC document
January 10, 2018 Filed Jan 11, 2018 21:51 UTC PurchaseCommon Stock 195,551 $3.98 $778,312.54
Disclosure

SEC source: 0001318400-18-000002 · primary_doc.xml · nonDerivative · entry 2

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 27,484,473

F3 · price: This transaction was executed in multiple trades at prices ranging from $3.94 to $4. The price reported above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
January 09, 2018 Filed Jan 11, 2018 21:51 UTC PurchaseCommon Stock 800,000 $3.97 $3,173,760.00
Disclosure

SEC source: 0001318400-18-000002 · primary_doc.xml · nonDerivative · entry 1

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 27,288,922

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.9 to $4. The price reported above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
January 08, 2018 Filed Jan 10, 2018 22:52 UTC PurchaseCommon Stock 478,700 $3.98 $1,905,561.09
Disclosure

SEC source: 0001318400-18-000001 · primary_doc.xml · nonDerivative · entry 1

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,488,922

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.95 to $4. The price reported above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
December 22, 2017 Filed Dec 27, 2017 21:09 UTC PurchaseCommon Stock 96,307 $3.99 $384,264.93
Disclosure

SEC source: 0001318400-17-000008 · primary_doc.xml · nonDerivative · entry 1

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,010,222

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.93 to $4. The price reported above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 21:25 UTC PurchaseCommon Stock 274,578 $4.00 $1,098,147.25
Disclosure

SEC source: 0001318400-17-000007 · primary_doc.xml · nonDerivative · entry 2

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,913,915

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.98 to $4. The price reported above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 21:25 UTC PurchaseCommon Stock 131,491 $4.00 $525,438.04
Disclosure

SEC source: 0001318400-17-000007 · primary_doc.xml · nonDerivative · entry 1

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,639,337

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.98 to $4. The price reported above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
December 07, 2017 Filed Dec 8, 2017 21:11 UTC
Aaron Thomas JEVP and CFO
Tax withholdingCommon Stock 18,329 $4.21 $77,165.09
Disclosure

SEC source: 0001209191-17-064689 · doc4.xml · nonDerivative · entry 1

Aaron Thomas J · CIK 0001705224 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,220

Read SEC document
December 07, 2017 Filed Dec 8, 2017 13:52 UTC PurchaseCommon Stock 17,900 $3.97 $71,077.32
Disclosure

SEC source: 0001318400-17-000003 · primary_doc.xml · nonDerivative · entry 2

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,507,846

F3 · price: This transaction was executed in multiple trades at prices ranging from $3.95 to $3.99. The price reported above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 13:52 UTC PurchaseCommon Stock 82,264 $3.96 $325,790.12
Disclosure

SEC source: 0001318400-17-000003 · primary_doc.xml · nonDerivative · entry 1

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,489,946

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.93 to $3.99. The price reported above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 20:10 UTC
Hingtgen TimDirector · President and COO
Tax withholdingCommon Stock 6,992 $7.68 $53,698.56
Disclosure

SEC source: 0001209191-17-055018 · doc4.xml · nonDerivative · entry 1

Hingtgen Tim · CIK 0001598637 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,197

Read SEC document
August 14, 2017 Filed Aug 15, 2017 15:27 UTC PurchaseCommon Stock 150,000 $7.30 $1,095,000.00
Disclosure

SEC source: 0001677229-17-000006 · primary_doc.xml · nonDerivative · entry 16

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,407,682

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 15:27 UTC PurchaseCommon Stock 400,000 $7.30 $2,919,520.00
Disclosure

SEC source: 0001677229-17-000006 · primary_doc.xml · nonDerivative · entry 15

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,257,682

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 15:27 UTC PurchaseCommon Stock 450,000 $7.29 $3,280,500.00
Disclosure

SEC source: 0001677229-17-000006 · primary_doc.xml · nonDerivative · entry 14

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 24,857,682

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 15:27 UTC PurchaseCommon Stock 250,000 $6.90 $1,725,000.00
Disclosure

SEC source: 0001677229-17-000006 · primary_doc.xml · nonDerivative · entry 13

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 24,407,682

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 15:27 UTC PurchaseCommon Stock 1,016,897 $7.17 $7,292,575.15
Disclosure

SEC source: 0001677229-17-000006 · primary_doc.xml · nonDerivative · entry 12

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 24,157,682

F4 · price: This transaction was executed in multiple trades at prices ranging from $6.7700 to $7.3000. The price reported above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 15:27 UTC PurchaseCommon Stock 800,000 $8.00 $6,399,360.00
Disclosure

SEC source: 0001677229-17-000006 · primary_doc.xml · nonDerivative · entry 11

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 23,140,785

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 15:27 UTC PurchaseCommon Stock 350,000 $8.00 $2,800,000.00
Disclosure

SEC source: 0001677229-17-000006 · primary_doc.xml · nonDerivative · entry 10

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 22,340,785

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 15:27 UTC PurchaseCommon Stock 250,000 $7.60 $1,900,000.00
Disclosure

SEC source: 0001677229-17-000006 · primary_doc.xml · nonDerivative · entry 9

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,990,785

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 15:27 UTC PurchaseCommon Stock 250,000 $7.43 $1,857,500.00
Disclosure

SEC source: 0001677229-17-000006 · primary_doc.xml · nonDerivative · entry 8

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,740,785

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 15:27 UTC PurchaseCommon Stock 250,000 $7.36 $1,839,975.00
Disclosure

SEC source: 0001677229-17-000006 · primary_doc.xml · nonDerivative · entry 7

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,490,785

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 15:27 UTC PurchaseCommon Stock 250,000 $7.21 $1,802,500.00
Disclosure

SEC source: 0001677229-17-000006 · primary_doc.xml · nonDerivative · entry 6

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,240,785

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 15:27 UTC PurchaseCommon Stock 250,000 $6.99 $1,747,500.00
Disclosure

SEC source: 0001677229-17-000006 · primary_doc.xml · nonDerivative · entry 5

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,990,785

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 15:27 UTC PurchaseCommon Stock 250,000 $6.87 $1,717,500.00
Disclosure

SEC source: 0001677229-17-000006 · primary_doc.xml · nonDerivative · entry 4

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,740,785

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 15:27 UTC PurchaseCommon Stock 500,000 $6.40 $3,199,950.00
Disclosure

SEC source: 0001677229-17-000006 · primary_doc.xml · nonDerivative · entry 3

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,490,785

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 15:27 UTC PurchaseCommon Stock 2,761,305 $7.48 $20,660,912.40
Disclosure

SEC source: 0001677229-17-000006 · primary_doc.xml · nonDerivative · entry 2

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 19,990,785

F3 · price: This transaction was executed in multiple trades at prices ranging from $7.1000 to $8.0000. The price reported above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 15:27 UTC PurchaseCommon Stock 1,588,695 $6.77 $10,761,343.32
Disclosure

SEC source: 0001677229-17-000006 · primary_doc.xml · nonDerivative · entry 1

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 17,229,480

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.100 to $7.0975. The price reported above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:13 UTC
HAMMONS KEVIN JSenior VP and CAO
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-037201 · doc4.xml · nonDerivative · entry 1

HAMMONS KEVIN J · CIK 0001542264 · Senior VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,287

F1 · shares: The time-vesting restrictions on this award of restricted stock will lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:11 UTC
Fordham Benjamin CEVP and General Counsel
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-037187 · doc4.xml · nonDerivative · entry 1

Fordham Benjamin C · CIK 0001700942 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,125

F1 · shares: The time-vesting restrictions on this award of restricted stock will lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:10 UTC
Aaron Thomas JEVP and CFO
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-037182 · doc4.xml · nonDerivative · entry 1

Aaron Thomas J · CIK 0001705224 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,549

F1 · shares: The time-vesting restrictions on this award of restricted stock will lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
May 16, 2017 Filed May 17, 2017 21:15 UTC Exercise / conversionRestricted Stock Units · Derivative 8,989 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-033246 · doc4.xml · derivative · entry 4

WATSON H MITCHELL JR · CIK 0001190774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,989 shares

Expires 2026-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 17, 2017 21:15 UTC Exercise / conversionRestricted Stock Units · Derivative 1,429 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-033246 · doc4.xml · derivative · entry 3

WATSON H MITCHELL JR · CIK 0001190774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,429 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 17, 2017 21:15 UTC Exercise / conversionCommon Stock 8,989 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-033246 · doc4.xml · nonDerivative · entry 2

WATSON H MITCHELL JR · CIK 0001190774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the terms of the Company's 2009 Stock Option and Award Plan, the Reporting Person's unvested Restricted Stock Units converted to common stock on a one-to-one basis upon the Reporting Person's cessation as a director, effective May 16, 2017.

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May 16, 2017 Filed May 17, 2017 21:15 UTC Exercise / conversionCommon Stock 1,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-033246 · doc4.xml · nonDerivative · entry 1

WATSON H MITCHELL JR · CIK 0001190774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the terms of the Company's 2009 Stock Option and Award Plan, the Reporting Person's unvested Restricted Stock Units converted to common stock on a one-to-one basis upon the Reporting Person's cessation as a director, effective May 16, 2017.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:24 UTC GrantRestricted Stock Units · Derivative 18,498 $9.19 Strike: $0.00 $169,996.62
Disclosure

SEC source: 0001209191-17-016587 · doc4.xml · derivative · entry 3

Williams Hubert James · CIK 0001659816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,498

Underlying: Common Stock · 18,498 shares

Expires 2027-02-28

F1 · price: The security converts to common stock on a one-to-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:24 UTC Exercise / conversionRestricted Stock Units · Derivative 4,495 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016587 · doc4.xml · derivative · entry 2

Williams Hubert James · CIK 0001659816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,989

Underlying: Common Stock · 4,495 shares

Expires 2026-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:24 UTC Exercise / conversionCommon Stock 4,495 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016587 · doc4.xml · nonDerivative · entry 1

Williams Hubert James · CIK 0001659816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:23 UTC Exercise / conversionRestricted Stock Units · Derivative 4,495 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016581 · doc4.xml · derivative · entry 6

WATSON H MITCHELL JR · CIK 0001190774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,989

Underlying: Common Stock · 4,495 shares

Expires 2026-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:23 UTC Exercise / conversionRestricted Stock Units · Derivative 1,430 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016581 · doc4.xml · derivative · entry 5

WATSON H MITCHELL JR · CIK 0001190774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,429

Underlying: Common Stock · 1,430 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:23 UTC Exercise / conversionRestricted Stock Units · Derivative 1,474 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016581 · doc4.xml · derivative · entry 4

WATSON H MITCHELL JR · CIK 0001190774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,474 shares

Expires 2024-02-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:23 UTC Exercise / conversionCommon Stock 4,495 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016581 · doc4.xml · nonDerivative · entry 3

WATSON H MITCHELL JR · CIK 0001190774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:23 UTC Exercise / conversionCommon Stock 1,430 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016581 · doc4.xml · nonDerivative · entry 2

WATSON H MITCHELL JR · CIK 0001190774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:23 UTC Exercise / conversionCommon Stock 1,474 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016581 · doc4.xml · nonDerivative · entry 1

WATSON H MITCHELL JR · CIK 0001190774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:23 UTC
SMITH WAYNE TDirector · Chairman & CEO
GrantPerformance Based Restricted · Derivative 75,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016576 · doc4.xml · derivative · entry 7

SMITH WAYNE T · CIK 0001018660 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-02-28

F3 · derivative.exercise_date: The vesting of 80% of these performance-based restricted shares is subject to the attainment of a pre-determined level of Cumulative Same-Store Adjusted EBITDA Growth between January 1, 2017 and December 31, 2019 (the "Performance Period"). The vesting of the remaining 20% of these performance-based restricted shares is subject to the attainment of a pre-determined level of Cumulative Adjusted EPS for the Performance Period. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the target number of performance-based restricted shares subject to the attainment of the Cumulative Same-Store Adjusted EBITDA Growth and Cumulative Adjusted EPS criteria, as applicable, will ultimately vest on the third anniversary of the date of grant, with the vesting percentage to be determined based upon achievement with respect to the applicable criteria during the Performance Period.

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March 01, 2017 Filed Mar 2, 2017 21:23 UTC
SMITH WAYNE TDirector · Chairman & CEO
Exercise / conversionPerformance Based Restricted · Derivative 150,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016576 · doc4.xml · derivative · entry 6

SMITH WAYNE T · CIK 0001018660 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2026-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The performance objectives governing these shares of Performance Based Restricted Stock have been met, and, accordingly, these shares will now be reported in Table 1 as directly owned shares of Restricted Stock. The time-vesting restrictions lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.