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CYAN

CYANOTECH CORP

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0000768408
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2019 Filed Jul 31, 2019 16:35 UTC
Morton MawaeFormer CEO and Director
Exercise / conversionRestricted Stock Units · Derivative 1,993 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-015054 · rdgdoc.xml · derivative · entry 5

Morton Mawae · CIK 0001715607 · Former CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F4 · derivative.exercise_date: Pursuant to Separation Agreement, all restricted stock units are fully vested as of May 22, 2019.

F4 · derivative.expiration_date: Pursuant to Separation Agreement, all restricted stock units are fully vested as of May 22, 2019.

Read SEC document
May 22, 2019 Filed Jul 31, 2019 16:35 UTC
Morton MawaeFormer CEO and Director
Exercise / conversionCommon Stock 411 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-015054 · rdgdoc.xml · nonDerivative · entry 4

Morton Mawae · CIK 0001715607 · Former CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2019 Filed Jul 31, 2019 16:35 UTC
Morton MawaeFormer CEO and Director
Exercise / conversionCommon Stock 1,993 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-015054 · rdgdoc.xml · nonDerivative · entry 3

Morton Mawae · CIK 0001715607 · Former CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2019 Filed Apr 8, 2019 18:44 UTC
Cysewski Gerald RDirector · CSO
Exercise / conversionRestricted Stock Units · Derivative 167 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006761 · rdgdoc.xml · derivative · entry 3

Cysewski Gerald R · CIK 0001369133 · Director · CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,710

Underlying: Common Stock · 10,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest as to 737 shares on July 13, 2019; 8,334 shares on March 31, 2020; 166 shares on April 5, 2020; 737 shares on July 13, 2020; and 736 shares on July 2021, in each case subject to the reporting person's continued service with the Company on the vesting date.

F2 · derivative.expiration_date: The restricted stock units vest as to 737 shares on July 13, 2019; 8,334 shares on March 31, 2020; 166 shares on April 5, 2020; 737 shares on July 13, 2020; and 736 shares on July 2021, in each case subject to the reporting person's continued service with the Company on the vesting date.

Read SEC document
April 05, 2019 Filed Apr 8, 2019 18:44 UTC
Cysewski Gerald RDirector · CSO
Exercise / conversionCommon Stock 167 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006761 · rdgdoc.xml · nonDerivative · entry 1

Cysewski Gerald R · CIK 0001369133 · Director · CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2019 Filed Apr 8, 2019 18:33 UTC
Jensen GlennVP, Mfg & Infrastructure
Exercise / conversionRestricted Stock Units · Derivative 167 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006757 · rdgdoc.xml · derivative · entry 3

Jensen Glenn · CIK 0001369173 · VP, Mfg & Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,671

Underlying: Common Stock · 1,671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F2 · derivative.exercise_date: The restricted stock units shall vest as to 502 shares on July 13, 2019; 166 shares on April 5, 2020; 502 shares on July 13, 2020; 501 shares on July 13, 2021.

F2 · derivative.expiration_date: The restricted stock units shall vest as to 502 shares on July 13, 2019; 166 shares on April 5, 2020; 502 shares on July 13, 2020; 501 shares on July 13, 2021.

Read SEC document
April 05, 2019 Filed Apr 8, 2019 18:33 UTC
Jensen GlennVP, Mfg & Infrastructure
Exercise / conversionCommon Stock 167 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006757 · rdgdoc.xml · nonDerivative · entry 1

Jensen Glenn · CIK 0001369173 · VP, Mfg & Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2019 Filed Apr 8, 2019 18:36 UTC
Morton MawaeDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 33 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006759 · rdgdoc.xml · derivative · entry 2

Morton Mawae · CIK 0001715607 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,993

Underlying: Common Stock · 1,993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F1 · derivative.exercise_date: The restricted stock units vest as to 653 shares on July 13, 2019; 34 shares on April 5, 2020; 653 shares on July 13, 2020 and 653 shares on July 13, 2021.

F1 · derivative.expiration_date: The restricted stock units vest as to 653 shares on July 13, 2019; 34 shares on April 5, 2020; 653 shares on July 13, 2020 and 653 shares on July 13, 2021.

Read SEC document
April 05, 2019 Filed Apr 8, 2019 18:36 UTC
Morton MawaeDirector · CEO
Exercise / conversionCommon Stock 33 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006759 · rdgdoc.xml · nonDerivative · entry 1

Morton Mawae · CIK 0001715607 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2019 Filed Apr 8, 2019 18:31 UTC
Johansen Jennifer M.VP, Quality & Regulatory
Exercise / conversionRestricted Stock Units · Derivative 167 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006755 · rdgdoc.xml · derivative · entry 3

Johansen Jennifer M. · CIK 0001725658 · VP, Quality & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,471

Underlying: Common Stock · 1,471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F1 · derivative.exercise_date: The restricted stock units shall vest as to 435 shares on July 13, 2019; 166 shares on April 5, 2020; 435 shares on July 13, 2020; 435 shares on July 13, 2021.

F1 · derivative.expiration_date: The restricted stock units shall vest as to 435 shares on July 13, 2019; 166 shares on April 5, 2020; 435 shares on July 13, 2020; 435 shares on July 13, 2021.

Read SEC document
April 05, 2019 Filed Apr 8, 2019 18:31 UTC
Johansen Jennifer M.VP, Quality & Regulatory
Tax withholdingCommon Stock 63 $3.22 $202.86
Disclosure

SEC source: 0001437749-19-006755 · rdgdoc.xml · nonDerivative · entry 2

Johansen Jennifer M. · CIK 0001725658 · VP, Quality & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,213

F4 · acquired: No stock was sold. In connection with the vesting of 167 shares of stock, the Company withheld a total of 63 shares to satisfy a payroll tax liability incident to such vesting.

Read SEC document
April 05, 2019 Filed Apr 8, 2019 18:31 UTC
Johansen Jennifer M.VP, Quality & Regulatory
Exercise / conversionCommon Stock 167 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006755 · rdgdoc.xml · nonDerivative · entry 1

Johansen Jennifer M. · CIK 0001725658 · VP, Quality & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2019 Filed Jul 10, 2019 16:52 UTC GrantRestricted Stock Units · Derivative 33 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-013768 · rdgdoc.xml · derivative · entry 1

ORLOPP BRIAN BRETT · CIK 0001764215 · CFO, VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F2 · derivative.exercise_date: The restricted stock units shall vest as to 33 shares on April 5, 2020, subject to the reporting person's continued service with Cyanotech on the vesting date.

F2 · derivative.expiration_date: The restricted stock units shall vest as to 33 shares on April 5, 2020, subject to the reporting person's continued service with Cyanotech on the vesting date.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 17:36 UTC
Cysewski Gerald RDirector · CSO
Tax withholdingCommon Stock 3,130 $3.24 $10,141.20
Disclosure

SEC source: 0001437749-19-006498 · rdgdoc.xml · nonDerivative · entry 2

Cysewski Gerald R · CIK 0001369133 · Director · CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,673

F2 · kind: No stock was sold. In connection with the vesting of 8,333 shares of stock, the Company withheld a total of 3,130 shares to satisfy a payroll tax liability incident to such vesting.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 17:36 UTC
Cysewski Gerald RDirector · CSO
Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006498 · rdgdoc.xml · nonDerivative · entry 1

Cysewski Gerald R · CIK 0001369133 · Director · CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:12 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 9,282 $4.02 $37,306.21
Disclosure

SEC source: 0001437749-19-004496 · rdgdoc.xml · nonDerivative · entry 1

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as director of Skywords Family Foundation Inc.(1)

Disclosed balance after: 424,621

Read SEC document
March 04, 2019 Filed Mar 5, 2019 19:47 UTC
Cysewski Gerald RDirector · CSO
Exercise / conversionCyanotech common stock options · Derivative 10,000 $0.00 Strike: $2.08 $0.00
Disclosure

SEC source: 0001437749-19-004129 · rdgdoc.xml · derivative · entry 4

Cysewski Gerald R · CIK 0001369133 · Director · CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Cyanotech common stock · 10,000 shares

Expires 2019-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully exercisable

Read SEC document
March 04, 2019 Filed Mar 5, 2019 19:47 UTC
Cysewski Gerald RDirector · CSO
Exercise / conversionCyanotech common stock 10,000 $2.08 $20,800.00
Disclosure

SEC source: 0001437749-19-004129 · rdgdoc.xml · nonDerivative · entry 2

Cysewski Gerald R · CIK 0001369133 · Director · CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 19:47 UTC
Cysewski Gerald RDirector · CSO
Tax withholdingCyanotech common stock 5,489 $4.00 $21,956.00
Disclosure

SEC source: 0001437749-19-004129 · rdgdoc.xml · nonDerivative · entry 1

Cysewski Gerald R · CIK 0001369133 · Director · CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,470

Read SEC document
March 04, 2019 Filed Mar 5, 2019 19:20 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 15,150 $3.90 $59,154.69
Disclosure

SEC source: 0001437749-19-004123 · rdgdoc.xml · nonDerivative · entry 1

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as director of Skywords Family Foundation Inc.(1)

Disclosed balance after: 415,339

Read SEC document
March 04, 2019 Filed Mar 6, 2019 10:37 UTC Exercise / conversionCyanotech common stock options · Derivative 10,000 $0.00 Strike: $2.08 $0.00
Disclosure

SEC source: 0001437749-19-004175 · rdgdoc.xml · derivative · entry 3

Johansen Jennifer M. · CIK 0001725658 · VP of Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Cyanotech common stock · 10,000 shares

Expires 2019-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Ms Johansen acquired 10,000 stock options on 4/30/2009, of which 1,000 options became exercisable on 4/30/2010, 2,000 options became exercisable on 4/30/2011, 3,000 options became exercisable on 4/30/2012 and 4,000 options became exercisable on 4/30/2013.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 10:37 UTC SaleCyanotech common stock 10,000 $3.72 $37,168.00
Disclosure

SEC source: 0001437749-19-004175 · rdgdoc.xml · nonDerivative · entry 2

Johansen Jennifer M. · CIK 0001725658 · VP of Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,109

Read SEC document
March 04, 2019 Filed Mar 6, 2019 10:37 UTC Exercise / conversionCyanotech common stock 10,000 $2.08 $20,800.00
Disclosure

SEC source: 0001437749-19-004175 · rdgdoc.xml · nonDerivative · entry 1

Johansen Jennifer M. · CIK 0001725658 · VP of Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Feb 28, 2019 18:04 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 36,556 $3.90 $142,553.78
Disclosure

SEC source: 0001437749-19-003650 · rdgdoc.xml · nonDerivative · entry 1

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as director of Skywords Family Foundation Inc.(1)

Disclosed balance after: 400,189

Read SEC document
February 28, 2019 Filed Mar 1, 2019 10:40 UTC
Jensen GlennVP of Manufacturing
Exercise / conversionCyanotech common stock options · Derivative 5,000 $0.00 Strike: $2.08 $0.00
Disclosure

SEC source: 0001437749-19-003712 · rdgdoc.xml · derivative · entry 4

Jensen Glenn · CIK 0001369173 · VP of Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Cyanotech common stock · 5,000 shares

Expires 2019-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Mr Jensen acquired 10,000 stock options on 4/30/2009, of which 1,000 options became exercisable on 4/30/2010, 2,000 options became exercisable on 4/30/2011, 3,000 options became exercisable on 4/30/2012 and 4,000 options became exercisable on 4/30/2013.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 10:40 UTC
Jensen GlennVP of Manufacturing
Exercise / conversionCyanotech common stock 5,000 $2.08 $10,400.00
Disclosure

SEC source: 0001437749-19-003712 · rdgdoc.xml · nonDerivative · entry 2

Jensen Glenn · CIK 0001369173 · VP of Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 10:40 UTC
Jensen GlennVP of Manufacturing
Tax withholdingCyanotech common stock 3,004 $3.51 $10,543.74
Disclosure

SEC source: 0001437749-19-003712 · rdgdoc.xml · nonDerivative · entry 1

Jensen Glenn · CIK 0001369173 · VP of Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,486

Read SEC document
February 27, 2019 Filed Feb 28, 2019 18:04 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 343 $3.69 $1,265.29
Disclosure

SEC source: 0001437749-19-003650 · rdgdoc.xml · nonDerivative · entry 2

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as director of Skywords Family Foundation Inc.(1)

Disclosed balance after: 363,633

Read SEC document
February 26, 2019 Filed Feb 26, 2019 17:53 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 111 $3.65 $405.15
Disclosure

SEC source: 0001437749-19-003431 · rdgdoc.xml · nonDerivative · entry 1

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as director of Skywords Family Foundation Inc.(1)

Disclosed balance after: 363,290

Read SEC document
February 26, 2019 Filed Feb 27, 2019 12:27 UTC
Jensen GlennVP of Manufacturing
Exercise / conversionCyanotech common stock options · Derivative 3,900 $0.00 Strike: $2.08 $0.00
Disclosure

SEC source: 0001437749-19-003475 · rdgdoc.xml · derivative · entry 4

Jensen Glenn · CIK 0001369173 · VP of Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Cyanotech common stock · 3,900 shares

Expires 2019-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Mr Jensen acquired 10,000 stock options on 4/30/2009, of which 1,000 options became exercisable on 4/30/2010, 2,000 options became exercisable on 4/30/2011, 3,000 options became exercisable on 4/30/2012 and 4,000 options became exercisable on 4/30/2013.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 12:27 UTC
Jensen GlennVP of Manufacturing
Exercise / conversionCyanotech common stock 3,900 $2.08 $8,112.00
Disclosure

SEC source: 0001437749-19-003475 · rdgdoc.xml · nonDerivative · entry 2

Jensen Glenn · CIK 0001369173 · VP of Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 12:27 UTC
Jensen GlennVP of Manufacturing
Tax withholdingCyanotech common stock 2,263 $3.65 $8,253.61
Disclosure

SEC source: 0001437749-19-003475 · rdgdoc.xml · nonDerivative · entry 1

Jensen Glenn · CIK 0001369173 · VP of Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,490

Read SEC document
February 25, 2019 Filed Feb 26, 2019 17:53 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 2,272 $3.69 $8,380.50
Disclosure

SEC source: 0001437749-19-003431 · rdgdoc.xml · nonDerivative · entry 2

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as director of Skywords Family Foundation Inc.(1)

Disclosed balance after: 363,179

Read SEC document
February 22, 2019 Filed Feb 22, 2019 17:40 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 503 $3.64 $1,830.92
Disclosure

SEC source: 0001437749-19-003173 · rdgdoc.xml · nonDerivative · entry 1

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as director of Skywords Family Foundation Inc.(1)

Disclosed balance after: 360,907

Read SEC document
February 21, 2019 Filed Feb 22, 2019 17:40 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 1,000 $3.50 $3,500.00
Disclosure

SEC source: 0001437749-19-003173 · rdgdoc.xml · nonDerivative · entry 2

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as director of Skywords Family Foundation Inc.(1)

Disclosed balance after: 360,404

Read SEC document
February 21, 2019 Filed Feb 25, 2019 17:04 UTC
Jensen GlennVP of Manufacturing
Exercise / conversionCyanotech common stock options · Derivative 1,100 $0.00 Strike: $2.08 $0.00
Disclosure

SEC source: 0001437749-19-003286 · rdgdoc.xml · derivative · entry 4

Jensen Glenn · CIK 0001369173 · VP of Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,900

Underlying: Cyanotech common stock · 10,000 shares

Expires 2019-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Mr Jensen acquired 10,000 stock options on 4/30/2009, of which 1,000 options became exercisable on 4/30/2010, 2,000 options became exercisable on 4/30/2011, 3,000 options became exercisable on 4/30/2012 and 4,000 options became exercisable on 4/30/2013.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 17:04 UTC
Jensen GlennVP of Manufacturing
Tax withholdingCyanotech common stock 684 $3.01 $2,058.84
Disclosure

SEC source: 0001437749-19-003286 · rdgdoc.xml · nonDerivative · entry 2

Jensen Glenn · CIK 0001369173 · VP of Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,853

Read SEC document
February 21, 2019 Filed Feb 25, 2019 17:04 UTC
Jensen GlennVP of Manufacturing
Exercise / conversionCyanotech common stock 1,100 $2.08 $2,288.00
Disclosure

SEC source: 0001437749-19-003286 · rdgdoc.xml · nonDerivative · entry 1

Jensen Glenn · CIK 0001369173 · VP of Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 20, 2019 18:51 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 1,849 $3.49 $6,453.01
Disclosure

SEC source: 0001437749-19-002982 · rdgdoc.xml · nonDerivative · entry 2

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as director of Skywords Family Foundation Inc.(1)

Disclosed balance after: 349,404

Read SEC document
February 20, 2019 Filed Feb 20, 2019 18:51 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 10,000 $3.43 $34,300.00
Disclosure

SEC source: 0001437749-19-002982 · rdgdoc.xml · nonDerivative · entry 1

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as director of Skywords Family Foundation Inc.(1)

Disclosed balance after: 359,404

Read SEC document
February 19, 2019 Filed Feb 20, 2019 18:51 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 10,900 $3.34 $36,406.00
Disclosure

SEC source: 0001437749-19-002982 · rdgdoc.xml · nonDerivative · entry 5

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as director of Skywords Family Foundation Inc.(1)

Disclosed balance after: 338,455

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February 19, 2019 Filed Feb 20, 2019 18:51 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 6,600 $3.35 $22,110.00
Disclosure

SEC source: 0001437749-19-002982 · rdgdoc.xml · nonDerivative · entry 4

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as director of Skywords Family Foundation Inc.(1)

Disclosed balance after: 345,055

Read SEC document
February 19, 2019 Filed Feb 20, 2019 18:51 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 2,500 $3.32 $8,300.00
Disclosure

SEC source: 0001437749-19-002982 · rdgdoc.xml · nonDerivative · entry 3

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as director of Skywords Family Foundation Inc.(1)

Disclosed balance after: 347,555

Read SEC document
January 03, 2019 Filed Jan 11, 2019 15:06 UTC
ORLOPP BRIAN BRETTCFO, VP, Treasurer, Secretary
GrantCyanotech common stock options · Derivative 50,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001437749-19-000717 · rdgdoc.xml · derivative · entry 1

ORLOPP BRIAN BRETT · CIK 0001764215 · CFO, VP, Treasurer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Cyanotech common stock · 50,000 shares

Expires 2029-01-03

F1 · derivative.exercise_date: The stock options shall vest as to 12,500 shares on January 3, 2020, 12,500 shares on January 3, 2021, 12,500 shares on January 3, 2022 and 12,500 shares on January 3, 2023, in each case subject to continued service with Cyanotech on the vesting date.

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December 12, 2018 Filed Dec 12, 2018 17:53 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 3,748 $3.69 $13,845.49
Disclosure

SEC source: 0001437749-18-021946 · rdgdoc.xml · nonDerivative · entry 1

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as director of Skywords Family Foundation Inc.(1)

Disclosed balance after: 327,555

Read SEC document
December 11, 2018 Filed Dec 12, 2018 17:53 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 2,395 $3.68 $8,815.28
Disclosure

SEC source: 0001437749-18-021946 · rdgdoc.xml · nonDerivative · entry 2

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as director of Skywords Family Foundation Inc.(1)

Disclosed balance after: 323,807

Read SEC document
December 07, 2018 Filed Dec 7, 2018 16:48 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 5,390 $3.72 $20,026.55
Disclosure

SEC source: 0001437749-18-021756 · rdgdoc.xml · nonDerivative · entry 2

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as director of Skywords Family Foundation Inc.(1)

Disclosed balance after: 321,412

Read SEC document
December 06, 2018 Filed Dec 7, 2018 16:48 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 1,835 $3.56 $6,541.04
Disclosure

SEC source: 0001437749-18-021756 · rdgdoc.xml · nonDerivative · entry 1

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as director of Skywords Family Foundation Inc.(1)

Disclosed balance after: 316,022

Read SEC document
December 03, 2018 Filed Dec 3, 2018 20:27 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 618 $3.61 $2,232.90
Disclosure

SEC source: 0001437749-18-021514 · rdgdoc.xml · nonDerivative · entry 2

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as director of Skywords Family Foundation Inc.(1)

Disclosed balance after: 314,187

Read SEC document
November 30, 2018 Filed Dec 3, 2018 20:27 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 3,488 $3.59 $12,524.71
Disclosure

SEC source: 0001437749-18-021514 · rdgdoc.xml · nonDerivative · entry 1

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as director of Skywords Family Foundation Inc.(1)

Disclosed balance after: 313,569

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.