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CWEN

Clearway Energy, Inc.

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1796
SEC CIK
0001567683
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655

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2025 Filed Apr 2, 2025 20:30 UTC
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
OtherClass C Common Stock 124,151 $30.47 $3,782,880.97
Disclosure

SEC source: 0001104659-25-031205 · tm2511169-1_4seq1.xml · nonDerivative · entry 2

TotalEnergies SE · CIK 0000879764 · Director · 10% owner

TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner

TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner

TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner

TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 626,099

F4 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group, LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer.

F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group. GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") is the sole member of Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of Zephyr.

F3 · ownership.nature: TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr GP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. Each of the foregoing entities is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization".

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April 01, 2025 Filed Apr 2, 2025 20:30 UTC OtherClass C Common Stock 550,283 $30.47 $16,767,123.01
Disclosure

SEC source: 0001104659-25-031206 · tm2511166-1_4seq1.xml · nonDerivative · entry 3

BlackRock Portfolio Management LLC · CIK 0002052113 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 75,816

F3 · kind: Reflects grant of shares of restricted stock of the Issuer granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees.

F4 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors (the "GIP Entities") may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group.

F5 · ownership.nature: Adebayo Ogunlesi, Michael McGhee, Rajaram Rao, Deepak Agrawal, Julie Ashworth, Jonathan Bram, William Brilliant, Matthew Harris, Tom Horton, Robert O'Brien and Salim Samaha, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F6 · ownership.nature: BlackRock Portfolio Management LLC and the GIP Entities disclaim beneficial ownership of the securities reported herein, except to the extent of their respective pecuniary interest therein, if any, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, BlackRock Portfolio Management LLC and the GIP Entities state that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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April 01, 2025 Filed Apr 2, 2025 20:30 UTC OtherClass C Common Stock 124,151 $30.47 $3,782,880.97
Disclosure

SEC source: 0001104659-25-031206 · tm2511166-1_4seq1.xml · nonDerivative · entry 2

BlackRock Portfolio Management LLC · CIK 0002052113 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 626,099

F2 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees.

F4 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors (the "GIP Entities") may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group.

F5 · ownership.nature: Adebayo Ogunlesi, Michael McGhee, Rajaram Rao, Deepak Agrawal, Julie Ashworth, Jonathan Bram, William Brilliant, Matthew Harris, Tom Horton, Robert O'Brien and Salim Samaha, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F6 · ownership.nature: BlackRock Portfolio Management LLC and the GIP Entities disclaim beneficial ownership of the securities reported herein, except to the extent of their respective pecuniary interest therein, if any, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, BlackRock Portfolio Management LLC and the GIP Entities state that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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April 01, 2025 Filed Apr 3, 2025 21:50 UTC
Cornelius CraigDirector · President & CEO
OtherClass C Common Stock, par value $.01 per share 9,625 $30.47 $293,273.75
Disclosure

SEC source: 0001415889-25-010043 · form4-04032025_090413.xml · nonDerivative · entry 2

Cornelius Craig · CIK 0002026637 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,154

F2 · shares: Represents shares of the Issuer withheld to satisfy tax withholding in connection with the above transaction.

F3 · price: Mr. Cornelius elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 9,625 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

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April 01, 2025 Filed Apr 3, 2025 21:50 UTC
Cornelius CraigDirector · President & CEO
GrantClass C Common Stock, par value $.01 per share 18,953 $30.47 $577,497.91
Disclosure

SEC source: 0001415889-25-010043 · form4-04032025_090413.xml · nonDerivative · entry 1

Cornelius Craig · CIK 0002026637 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,779

F1 · price: Represents shares of Class C Common Stock issued to the Reporting Person in connection with his election to receive a portion of his 2024 bonus in the form of stock units rather than cash.

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April 01, 2025 Filed May 23, 2025 20:30 UTC Amendment
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
OtherClass C Common Stock 567,594 $30.47 $17,294,589.18
Disclosure

SEC source: 0001104659-25-052455 · tm2515716-1_4aseq1.xml · nonDerivative · entry 1

TotalEnergies SE · CIK 0000879764 · Director · 10% owner

TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner

TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner

TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner

TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 58,505

F1 · kind: Reflects grant of shares of restricted stock of Clearway Energy, Inc. (the "Issuer") granted by Clearway Energy Group, LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees.

F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group. GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") is the sole member of Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of Zephyr.

F3 · ownership.nature: TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr GP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. Each of the foregoing entities is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization".

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April 01, 2025 Filed May 23, 2025 20:15 UTC Amendment OtherClass C Common Stock 567,594 $30.47 $17,294,589.18
Disclosure

SEC source: 0001104659-25-052440 · tm2515615-1_4aseq1.xml · nonDerivative · entry 1

BlackRock Portfolio Management LLC · CIK 0002052113 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 58,505

F1 · kind: Reflects grant of shares of restricted stock of the Issuer granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors (the "GIP Entities") may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group.

F3 · ownership.nature: Adebayo Ogunlesi, Michael McGhee, Rajaram Rao, Deepak Agrawal, Julie Ashworth, Jonathan Bram, William Brilliant, Matthew Harris, Tom Horton, Robert O'Brien and Salim Samaha, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F4 · ownership.nature: BlackRock Portfolio Management LLC and the GIP Entities disclaim beneficial ownership of the securities reported herein, except to the extent of their respective pecuniary interest therein, if any, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, BlackRock Portfolio Management LLC and the GIP Entities state that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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March 31, 2025 Filed Apr 2, 2025 20:30 UTC
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
ConversionClass D Units of Clearway Energy LLC · Derivative 385,608 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-031205 · tm2511169-1_4seq1.xml · derivative · entry 4

TotalEnergies SE · CIK 0000879764 · Director · 10% owner

TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner

TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner

TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner

TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 41,576,142

Underlying: Class C Common Stock · 385,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among Clearway Energy, Inc. (the "Issuer"), Clearway Energy LLC, and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway Energy LLC are exchangeable at any time for the Issuer's shares of Class C Common Stock on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled.

F1 · derivative.exercise_date: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among Clearway Energy, Inc. (the "Issuer"), Clearway Energy LLC, and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway Energy LLC are exchangeable at any time for the Issuer's shares of Class C Common Stock on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled.

F1 · derivative.expiration_date: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among Clearway Energy, Inc. (the "Issuer"), Clearway Energy LLC, and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway Energy LLC are exchangeable at any time for the Issuer's shares of Class C Common Stock on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled.

F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group. GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") is the sole member of Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of Zephyr.

F3 · ownership.nature: TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr GP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. Each of the foregoing entities is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization".

Read SEC document
March 31, 2025 Filed Apr 2, 2025 20:30 UTC
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
ConversionClass C Common Stock 385,608 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-031205 · tm2511169-1_4seq1.xml · nonDerivative · entry 1

TotalEnergies SE · CIK 0000879764 · Director · 10% owner

TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner

TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner

TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner

TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 501,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among Clearway Energy, Inc. (the "Issuer"), Clearway Energy LLC, and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway Energy LLC are exchangeable at any time for the Issuer's shares of Class C Common Stock on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled.

F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group. GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") is the sole member of Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of Zephyr.

F3 · ownership.nature: TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr GP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. Each of the foregoing entities is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization".

Read SEC document
March 31, 2025 Filed Apr 2, 2025 20:30 UTC ConversionClass D Units of Clearway Energy LLC · Derivative 385,608 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-031206 · tm2511166-1_4seq1.xml · derivative · entry 4

BlackRock Portfolio Management LLC · CIK 0002052113 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 41,576,142

Underlying: Class C Common stock · 385,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among the Issuer, Clearway Energy LLC and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway Energy LLC are exchangeable at any time for shares of Class C Common Stock on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled.

F1 · derivative.exercise_date: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among the Issuer, Clearway Energy LLC and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway Energy LLC are exchangeable at any time for shares of Class C Common Stock on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled.

F1 · derivative.expiration_date: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among the Issuer, Clearway Energy LLC and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway Energy LLC are exchangeable at any time for shares of Class C Common Stock on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled.

F4 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors (the "GIP Entities") may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group.

F5 · ownership.nature: Adebayo Ogunlesi, Michael McGhee, Rajaram Rao, Deepak Agrawal, Julie Ashworth, Jonathan Bram, William Brilliant, Matthew Harris, Tom Horton, Robert O'Brien and Salim Samaha, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F6 · ownership.nature: BlackRock Portfolio Management LLC and the GIP Entities disclaim beneficial ownership of the securities reported herein, except to the extent of their respective pecuniary interest therein, if any, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, BlackRock Portfolio Management LLC and the GIP Entities state that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 20:30 UTC ConversionClass C Common Stock 385,608 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-031206 · tm2511166-1_4seq1.xml · nonDerivative · entry 1

BlackRock Portfolio Management LLC · CIK 0002052113 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 501,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among the Issuer, Clearway Energy LLC and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway Energy LLC are exchangeable at any time for shares of Class C Common Stock on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled.

F4 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors (the "GIP Entities") may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group.

F5 · ownership.nature: Adebayo Ogunlesi, Michael McGhee, Rajaram Rao, Deepak Agrawal, Julie Ashworth, Jonathan Bram, William Brilliant, Matthew Harris, Tom Horton, Robert O'Brien and Salim Samaha, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F6 · ownership.nature: BlackRock Portfolio Management LLC and the GIP Entities disclaim beneficial ownership of the securities reported herein, except to the extent of their respective pecuniary interest therein, if any, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, BlackRock Portfolio Management LLC and the GIP Entities state that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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March 03, 2025 Filed Mar 5, 2025 21:25 UTC
Cornelius CraigDirector · President & CEO
GrantClass C Common Stock, par value $.01 per share 1,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006952 · form4-03052025_090345.xml · nonDerivative · entry 1

Cornelius Craig · CIK 0002026637 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,826

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 5,231 dividend equivalent rights that may only be settled in Class C Common Stock.

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March 03, 2025 Filed Mar 5, 2025 21:24 UTC GrantClass C Common Stock, par value $.01 per share 227 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006947 · form4-03052025_090311.xml · nonDerivative · entry 1

Lowry Jennifer Elaine · CIK 0001748373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,423

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc.

F2 · balance_after: Includes 1,544 dividend equivalent rights that may only be settled in Class C Common Stock.

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March 03, 2025 Filed Mar 5, 2025 21:23 UTC GrantClass C Common Stock, par value $.01 per share 1,233 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006946 · form4-03052025_090320.xml · nonDerivative · entry 2

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,116

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F3 · balance_after: Includes 21,606 dividend equivalent rights that may only be settled in Class C Common Stock.

F4 · balance_after: The 1,000 Class C Shares that were sold and reported on the Form 4 filed 12/13/2024 were held indirectly and sold by the Reporting Person's spouse. The Amount of Securities Beneficially Owned in column 5 has been updated accordingly.

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March 03, 2025 Filed Mar 5, 2025 21:23 UTC GrantClass A Common Stock, par value $.01 per share 136 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006946 · form4-03052025_090320.xml · nonDerivative · entry 1

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,289

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F2 · balance_after: Includes 3,742 dividend equivalent rights that may only be settled in Class A Common Stock.

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March 03, 2025 Filed Mar 5, 2025 21:25 UTC GrantClass C Common Stock, par value $.01 per share 943 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006951 · form4-03052025_090314.xml · nonDerivative · entry 1

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,502

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc.

F2 · balance_after: Includes 10,716 dividend equivalent rights that may only be settled in Class C Common Stock.

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March 03, 2025 Filed Mar 5, 2025 21:26 UTC
Rubenstein SarahEVP AND CFO
GrantClass C Common Stock, par value $.01 per share 785 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006954 · form4-03052025_090355.xml · nonDerivative · entry 1

Rubenstein Sarah · CIK 0001829270 · EVP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,531

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 4,790 dividend equivalent rights that may only be settled in Class C Common Stock.

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March 03, 2025 Filed Mar 5, 2025 21:26 UTC
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
GrantClass C Common Stock, par value $.01 per share 840 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006953 · form4-03052025_090325.xml · nonDerivative · entry 1

Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,068

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 5,278 dividend equivalent rights that may only be settled in Class C Common Stock.

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March 03, 2025 Filed Mar 5, 2025 21:24 UTC GrantClass C Common Stock, par value $.01 per share 890 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006948 · form4-03052025_090339.xml · nonDerivative · entry 1

More Daniel B. · CIK 0001639398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,146

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc.

F2 · balance_after: Includes 11,152 dividend equivalent rights that may only be settled in Class C Common Stock.

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February 18, 2025 Filed Feb 19, 2025 21:30 UTC
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
OtherClass C Common Stock 1,183 $26.13 $30,911.79
Disclosure

SEC source: 0001104659-25-015183 · tm257013-1_4seq1.xml · nonDerivative · entry 2

TotalEnergies SE · CIK 0000879764 · Director · 10% owner

TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner

TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner

TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner

TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 116,340

F2 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer.

F3 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group. GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") is the sole member of Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of Zephyr.

F4 · ownership.nature: TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr GP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. Each of the foregoing entities is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization".

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February 18, 2025 Filed Feb 19, 2025 21:30 UTC OtherClass C Common Stock 1,183 $26.13 $30,911.79
Disclosure

SEC source: 0001104659-25-015186 · tm256983-1_4seq1.xml · nonDerivative · entry 2

BlackRock Portfolio Management LLC · CIK 0002052113 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 116,340

F2 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer.

F3 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group.

F4 · ownership.nature: Adebayo Ogunlesi, Michael McGhee, Rajaram Rao, Deepak Agrawal, Julie Ashworth, Jonathan Bram, William Brilliant, Matthew Harris, Tom Horton, Robert O'Brien and Salim Samaha, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F5 · ownership.nature: BlackRock Portfolio Management LLC and the GIP Entities disclaim beneficial ownership of the securities reported herein, except to the extent of their respective pecuniary interest therein, if any, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, BlackRock Portfolio Management LLC and the GIP Entities state that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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February 14, 2025 Filed Feb 19, 2025 21:30 UTC
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
OtherClass C Common Stock 958 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-015183 · tm257013-1_4seq1.xml · nonDerivative · entry 1

TotalEnergies SE · CIK 0000879764 · Director · 10% owner

TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner

TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner

TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner

TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 115,157

F1 · kind: Reflects the forfeiture of shares of restricted stock of Clearway Energy, Inc. (the "Issuer") previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of Clearway Energy, Inc. (the "Issuer") previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees.

F3 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group. GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") is the sole member of Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of Zephyr.

F4 · ownership.nature: TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr GP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. Each of the foregoing entities is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization".

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February 14, 2025 Filed Feb 19, 2025 21:30 UTC OtherClass C Common Stock 958 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-015186 · tm256983-1_4seq1.xml · nonDerivative · entry 1

BlackRock Portfolio Management LLC · CIK 0002052113 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 115,157

F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees.

F3 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group.

F4 · ownership.nature: Adebayo Ogunlesi, Michael McGhee, Rajaram Rao, Deepak Agrawal, Julie Ashworth, Jonathan Bram, William Brilliant, Matthew Harris, Tom Horton, Robert O'Brien and Salim Samaha, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F5 · ownership.nature: BlackRock Portfolio Management LLC and the GIP Entities disclaim beneficial ownership of the securities reported herein, except to the extent of their respective pecuniary interest therein, if any, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, BlackRock Portfolio Management LLC and the GIP Entities state that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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January 15, 2025 Filed Jan 17, 2025 21:30 UTC
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
OtherClass C Common Stock 831 $25.25 $20,982.75
Disclosure

SEC source: 0001104659-25-004496 · tm253508-1_4seq1.xml · nonDerivative · entry 1

TotalEnergies SE · CIK 0000879764 · Director · 10% owner

TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner

TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner

TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner

TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 114,199

F1 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of Clearway Energy, Inc. (the "Issuer") previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer.

F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group. GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") is the sole member of Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of Zephyr.

F3 · ownership.nature: TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr GP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. Each of the foregoing entities is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization".

Read SEC document
January 15, 2025 Filed Jan 17, 2025 16:30 UTC
Zephyr Holdings GP, LLCDirector · 10% owner
Clearway Energy Group LLCDirector · 10% owner
OtherClass C Common Stock 831 $25.25 $20,982.75
Disclosure

SEC source: 0001104659-25-004499 · tm253503-1_4seq1.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · Director · 10% owner

Zephyr Holdings GP, LLC · CIK 0001942977 · Director · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · Director · 10% owner

GIP III Zephyr Midco Holdings, L.P. · CIK 0001945888 · Director · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · Director · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 114,199

F1 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors, may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group.

F3 · ownership.nature: Adebayo Ogunlesi, Michael McGhee, Rajaram Rao, Deepak Agrawal, Julie Ashworth, Jonathan Bram, William Brilliant, Matthew Harris, Tom Horton, Robert O'Brien and Salim Samaha, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:30 UTC
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
OtherClass C Common Stock 1,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-000822 · tm251649-1_4seq1.xml · nonDerivative · entry 1

TotalEnergies SE · CIK 0000879764 · Director · 10% owner

TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner

TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner

TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner

TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 113,368

F1 · kind: Reflects the forfeiture of shares of restricted stock of Clearway Energy, Inc. (the "Issuer") previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of Clearway Energy, Inc. (the "Issuer") previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees.

F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group. GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") is the sole member of Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of Zephyr.

F3 · ownership.nature: TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr GP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. Each of the foregoing entities is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization".

Read SEC document
December 31, 2024 Filed Jan 3, 2025 16:30 UTC
Zephyr Holdings GP, LLCDirector · 10% owner
Clearway Energy Group LLCDirector · 10% owner
OtherClass C Common Stock 1,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-000824 · tm2432194-1_4seq1.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · Director · 10% owner

Zephyr Holdings GP, LLC · CIK 0001942977 · Director · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · Director · 10% owner

GIP III Zephyr Midco Holdings, L.P. · CIK 0001945888 · Director · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · Director · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 113,368

F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors, may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group.

F3 · ownership.nature: Adebayo Ogunlesi, Michael McGhee, Rajaram Rao, Deepak Agrawal, Julie Ashworth, Jonathan Bram, William Brilliant, Matthew Harris, Tom Horton, Robert O'Brien and Salim Samaha, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
December 11, 2024 Filed Dec 13, 2024 22:25 UTC SaleClass C Common Stock, par value $.01 per share 1,000 $27.59 $27,593.80
Disclosure

SEC source: 0001415889-24-029340 · form4-12132024_101253.xml · nonDerivative · entry 2

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,883

Read SEC document
December 11, 2024 Filed Dec 13, 2024 22:25 UTC SaleClass A Common Stock, par value $.01 per share 1,000 $25.89 $25,892.00
Disclosure

SEC source: 0001415889-24-029340 · form4-12132024_101253.xml · nonDerivative · entry 1

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,153

Read SEC document
December 02, 2024 Filed Dec 4, 2024 22:37 UTC
Cornelius CraigDirector · President & CEO
GrantClass C Common Stock, par value $.01 per share 1,684 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-028303 · form4-12042024_101235.xml · nonDerivative · entry 1

Cornelius Craig · CIK 0002026637 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352,970

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 3,375 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 1 share to the number of dividend equivalent rights as a result of rounding fractional shares.

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December 02, 2024 Filed Dec 4, 2024 22:34 UTC GrantClass C Common Stock, par value $.01 per share 206 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-028299 · form4-12042024_101213.xml · nonDerivative · entry 1

Lowry Jennifer Elaine · CIK 0001748373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,196

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc.

F2 · balance_after: Includes 1,317 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 2 share to the number of dividend equivalent rights as a result of rounding fractional shares.

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December 02, 2024 Filed Dec 4, 2024 22:33 UTC GrantClass C Common Stock, par value $.01 per share 1,119 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-028297 · form4-12042024_101231.xml · nonDerivative · entry 2

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,883

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F3 · balance_after: Includes 20,373 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 2 shares to the number of dividend equivalent rights as a result of rounding fractional shares.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 22:33 UTC GrantClass A Common Stock, par value $.01 per share 124 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-028297 · form4-12042024_101231.xml · nonDerivative · entry 1

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,153

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F2 · balance_after: Includes 3,606 dividend equivalent rights that may only be settled in Class A Common Stock. There has been a de minimus adjustment of 2 shares to the number of dividend equivalent rights as a result of rounding fractional shares.

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December 02, 2024 Filed Dec 4, 2024 22:37 UTC GrantClass C Common Stock, par value $.01 per share 855 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-028302 · form4-12042024_101256.xml · nonDerivative · entry 1

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,559

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc.

F2 · balance_after: Includes 9,773 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 3 shares to the number of dividend equivalent rights as a result of rounding fractional shares.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 22:38 UTC
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
GrantClass C Common Stock, par value $.01 per share 762 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-028305 · form4-12042024_101248.xml · nonDerivative · entry 1

Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,228

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 4,438 dividend equivalent rights that may only be settled in Class C Common Stock.

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December 02, 2024 Filed Dec 4, 2024 22:38 UTC
Rubenstein SarahEVP AND CFO
GrantClass C Common Stock, par value $.01 per share 712 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-028304 · form4-12042024_101204.xml · nonDerivative · entry 1

Rubenstein Sarah · CIK 0001829270 · EVP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,746

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 4,005 dividend equivalent rights that may only be settled in Class C Common Stock.

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December 02, 2024 Filed Dec 4, 2024 22:36 UTC GrantClass C Common Stock, par value $.01 per share 808 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-028301 · form4-12042024_101216.xml · nonDerivative · entry 1

More Daniel B. · CIK 0001639398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,256

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc.

F2 · balance_after: Includes 10,262 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 3 share to the number of dividend equivalent rights as a result of rounding fractional shares.

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November 22, 2024 Filed Nov 26, 2024 21:30 UTC
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
OtherClass C Common Stock 5,105 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-123108 · tm2429496-1_4seq1.xml · nonDerivative · entry 1

TotalEnergies SE · CIK 0000879764 · Director · 10% owner

TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner

TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner

TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner

TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 112,251

F1 · kind: Reflects the forfeiture of shares of restricted stock of Clearway Energy, Inc. (the "Issuer") previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of Clearway Energy, Inc. (the "Issuer") previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees.

F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group. GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") is the sole member of Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of Zephyr.

F3 · ownership.nature: TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr GP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. Each of the foregoing entities is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization".

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November 22, 2024 Filed Nov 26, 2024 16:30 UTC
Zephyr Holdings GP, LLCDirector · 10% owner
Clearway Energy Group LLCDirector · 10% owner
OtherClass C Common Stock 5,105 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-123107 · tm2428893-1_4seq1.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · Director · 10% owner

Zephyr Holdings GP, LLC · CIK 0001942977 · Director · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · Director · 10% owner

GIP III Zephyr Midco Holdings, L.P. · CIK 0001945888 · Director · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · Director · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 112,251

F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors, may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group.

F3 · ownership.nature: Adebayo Ogunlesi, Michael McGhee, Rajaram Rao, Deepak Agrawal, Julie Ashworth, Jonathan Bram, William Brilliant, Matthew Harris, Tom Horton, Robert O'Brien and Salim Samaha, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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November 08, 2024 Filed Nov 12, 2024 21:30 UTC
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
OtherClass C Common Stock 213 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-116824 · tm2428156-1_4seq1.xml · nonDerivative · entry 2

TotalEnergies SE · CIK 0000879764 · Director · 10% owner

TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner

TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner

TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner

TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 107,146

F1 · kind: Reflects the forfeiture of shares of restricted stock of Clearway Energy, Inc. (the "Issuer") previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of Clearway Energy, Inc. (the "Issuer") previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees.

F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group. GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") is the sole member of Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of Zephyr.

F3 · ownership.nature: TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr GP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. Each of the foregoing entities is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization".

Read SEC document
November 08, 2024 Filed Nov 12, 2024 16:30 UTC
Zephyr Holdings GP, LLCDirector · 10% owner
Clearway Energy Group LLCDirector · 10% owner
OtherClass C Common Stock 213 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-116823 · tm2427745-1_4seq1.xml · nonDerivative · entry 2

Global Infrastructure Investors III, LLC · CIK 0001747194 · Director · 10% owner

Zephyr Holdings GP, LLC · CIK 0001942977 · Director · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · Director · 10% owner

GIP III Zephyr Midco Holdings, L.P. · CIK 0001945888 · Director · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · Director · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 107,146

F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors, may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group.

F3 · ownership.nature: Adebayo Ogunlesi, Michael McGhee, Rajaram Rao, Deepak Agrawal, Julie Ashworth, Jonathan Bram, William Brilliant, Matthew Harris, Tom Horton, Robert O'Brien and Salim Samaha, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 21:30 UTC
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
OtherClass C Common Stock 213 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-116824 · tm2428156-1_4seq1.xml · nonDerivative · entry 1

TotalEnergies SE · CIK 0000879764 · Director · 10% owner

TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner

TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner

TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner

TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 106,933

F1 · kind: Reflects the forfeiture of shares of restricted stock of Clearway Energy, Inc. (the "Issuer") previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of Clearway Energy, Inc. (the "Issuer") previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees.

F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group. GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") is the sole member of Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of Zephyr.

F3 · ownership.nature: TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr GP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. Each of the foregoing entities is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization".

Read SEC document
November 07, 2024 Filed Nov 12, 2024 16:30 UTC
Zephyr Holdings GP, LLCDirector · 10% owner
Clearway Energy Group LLCDirector · 10% owner
OtherClass C Common Stock 213 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-116823 · tm2427745-1_4seq1.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · Director · 10% owner

Zephyr Holdings GP, LLC · CIK 0001942977 · Director · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · Director · 10% owner

GIP III Zephyr Midco Holdings, L.P. · CIK 0001945888 · Director · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · Director · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 106,933

F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors, may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group.

F3 · ownership.nature: Adebayo Ogunlesi, Michael McGhee, Rajaram Rao, Deepak Agrawal, Julie Ashworth, Jonathan Bram, William Brilliant, Matthew Harris, Tom Horton, Robert O'Brien and Salim Samaha, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 21:30 UTC
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
OtherClass C Common Stock 11,296 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-114344 · tm2427421-1_4seq1.xml · nonDerivative · entry 1

TotalEnergies SE · CIK 0000879764 · Director · 10% owner

TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner

TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner

TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner

TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 106,720

F1 · kind: Reflects the forfeiture of shares of restricted stock of Clearway Energy, Inc. (the "Issuer") previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of Clearway Energy, Inc. (the "Issuer") previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees.

F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group. GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") is the sole member of Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of Zephyr.

F3 · ownership.nature: TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr GP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. Each of the foregoing entities is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization".

Read SEC document
November 01, 2024 Filed Nov 5, 2024 16:30 UTC
Zephyr Holdings GP, LLCDirector · 10% owner
Clearway Energy Group LLCDirector · 10% owner
OtherClass C Common Stock 11,296 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-114347 · tm2427136-1_4seq1.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · Director · 10% owner

Zephyr Holdings GP, LLC · CIK 0001942977 · Director · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · Director · 10% owner

GIP III Zephyr Midco Holdings, L.P. · CIK 0001945888 · Director · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · Director · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 106,720

F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors, may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group.

F3 · ownership.nature: Adebayo Ogunlesi, Michael McGhee, Rajaram Rao, Deepak Agrawal, Julie Ashworth, Jonathan Bram, William Brilliant, Matthew Harris, Tom Horton, Robert O'Brien and Salim Samaha, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
October 25, 2024 Filed Oct 29, 2024 20:30 UTC
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
OtherClass C Common Stock 798 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-112250 · tm2426996-1_4seq1.xml · nonDerivative · entry 1

TotalEnergies SE · CIK 0000879764 · Director · 10% owner

TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner

TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner

TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner

TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 95,424

F1 · kind: Reflects the forfeiture of shares of restricted stock of Clearway Energy, Inc. (the "Issuer") previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of Clearway Energy, Inc. (the "Issuer") previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees.

F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group. GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") is the sole member of Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of Zephyr.

F3 · ownership.nature: TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr GP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. Each of the foregoing entities is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization".

Read SEC document
October 25, 2024 Filed Oct 29, 2024 16:30 UTC
Zephyr Holdings GP, LLCDirector · 10% owner
Clearway Energy Group LLCDirector · 10% owner
OtherClass C Common Stock 798 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-112252 · tm2426736-1_4seq1.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · Director · 10% owner

Zephyr Holdings GP, LLC · CIK 0001942977 · Director · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · Director · 10% owner

GIP III Zephyr Midco Holdings, L.P. · CIK 0001945888 · Director · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · Director · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 95,424

F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors, may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group.

F3 · ownership.nature: Adebayo Ogunlesi, Michael McGhee, Rajaram Rao, Deepak Agrawal, Julie Ashworth, Jonathan Bram, William Brilliant, Matthew Harris, Tom Horton, Robert O'Brien and Salim Samaha, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:30 UTC
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
OtherClass C Common Stock 44,328 $30.74 $1,362,642.72
Disclosure

SEC source: 0001104659-24-105867 · tm2425505d1_4seq1.xml · nonDerivative · entry 3

TotalEnergies SE · CIK 0000879764 · Director · 10% owner

TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner

TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner

TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner

TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 94,626

F3 · kind: Reflects grant of shares of restricted stock of the Issuer granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer.

F4 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group. GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") is the sole member of Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of Zephyr.

F5 · ownership.nature: TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr GP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. Each of the foregoing entities is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization".

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October 01, 2024 Filed Oct 3, 2024 20:30 UTC
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
OtherClass C Common Stock 4,652 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-105867 · tm2425505d1_4seq1.xml · nonDerivative · entry 2

TotalEnergies SE · CIK 0000879764 · Director · 10% owner

TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner

TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner

TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner

TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 138,954

F2 · kind: Reflects the forfeiture of shares of restricted stock of Clearway Energy, Inc. (the "Issuer") previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees.

F4 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group. GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") is the sole member of Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of Zephyr.

F5 · ownership.nature: TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr GP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. Each of the foregoing entities is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization".

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October 01, 2024 Filed Oct 3, 2024 20:30 UTC
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
OtherClass C Common Stock 63,350 $30.74 $1,947,379.00
Disclosure

SEC source: 0001104659-24-105867 · tm2425505d1_4seq1.xml · nonDerivative · entry 1

TotalEnergies SE · CIK 0000879764 · Director · 10% owner

TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner

TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner

TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner

TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 134,302

F1 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees.

F4 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group. GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") is the sole member of Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of Zephyr.

F5 · ownership.nature: TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr GP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. Each of the foregoing entities is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization".

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.