Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2023 Filed Apr 18, 2023 22:58 UTC |
Murphy Michael TaftCHIEF INVESTMENT OFFICER
|
GrantRelative Performance Stock Units · Derivative | 10,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006651 · form4-04182023_100449.xml · derivative · entry 5 Murphy Michael Taft · CIK 0001932383 · CHIEF INVESTMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,649 Underlying: Class C Common Stock, par value $.01 per share · 15,973 shares Expires 2026-04-15 F10 · derivative.exercise_price: The Reporting Person was issued 10,649 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2023. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2026 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F10 · shares: The Reporting Person was issued 10,649 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2023. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2026 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F11 · balance_after: Reporting Person will receive (i) a maximum of 15,973 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 10,649 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,662 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:58 UTC |
Murphy Michael TaftCHIEF INVESTMENT OFFICER
|
GrantClass C Common Stock, par value $.01 per share | 5,234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006651 · form4-04182023_100449.xml · nonDerivative · entry 4 Murphy Michael Taft · CIK 0001932383 · CHIEF INVESTMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,163 F7 · shares: Represents RSUs issued to Mr. Murphy under the LTIP. F8 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. F9 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:58 UTC |
Murphy Michael TaftCHIEF INVESTMENT OFFICER
|
Tax withholdingClass C Common Stock, par value $.01 per share | 591 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006651 · form4-04182023_100449.xml · nonDerivative · entry 3 Murphy Michael Taft · CIK 0001932383 · CHIEF INVESTMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,929 F5 · price: On April 15, 2022, Mr. Murphy was issued 3,916 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2023, 1,360 shares vested. Mr. Murphy elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 591 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F6 · balance_after: In connection with the vesting of the RSUs described above, 56 DERs converted to Class C Common Stock, resulting in the reporting person holding 664 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:58 UTC |
Murphy Michael TaftCHIEF INVESTMENT OFFICER
|
Tax withholdingClass C Common Stock, par value $.01 per share | 1,164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006651 · form4-04182023_100449.xml · nonDerivative · entry 2 Murphy Michael Taft · CIK 0001932383 · CHIEF INVESTMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,520 F3 · price: On April 15, 2021, Mr. Murphy was issued 7,397 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2023, 2,680 shares vested. Mr. Murphy elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,164 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 217 DERs converted to Class C Common Stock, resulting in the reporting person holding 720 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:58 UTC |
Murphy Michael TaftCHIEF INVESTMENT OFFICER
|
Tax withholdingClass C Common Stock, par value $.01 per share | 1,790 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006651 · form4-04182023_100449.xml · nonDerivative · entry 1 Murphy Michael Taft · CIK 0001932383 · CHIEF INVESTMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,684 F1 · price: On April 15, 2020, Mr. Murphy was issued 10,856 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2023, 4,123 shares vested. Mr. Murphy elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,790 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 497 DERs converted to Class C Common Stock, resulting in the reporting person holding 937 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:58 UTC |
Rubenstein SarahEVP AND CFO
|
GrantRelative Performance Stock Units · Derivative | 10,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006650 · form4-04182023_100408.xml · derivative · entry 5 Rubenstein Sarah · CIK 0001829270 · EVP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,250 Underlying: Class C Common Stock, par value $.01 per share · 15,375 shares Expires 2026-04-15 F10 · derivative.exercise_price: The Reporting Person was issued 10,250 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2023. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2026 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F10 · shares: The Reporting Person was issued 10,250 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2023. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2026 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F11 · balance_after: Reporting Person will receive (i) a maximum of 15,375 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 10,250 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,562 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:58 UTC |
Rubenstein SarahEVP AND CFO
|
GrantClass C Common Stock, par value $.01 per share | 5,037 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006650 · form4-04182023_100408.xml · nonDerivative · entry 4 Rubenstein Sarah · CIK 0001829270 · EVP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,703 F7 · shares: .Represents RSUs issued to Ms. Rubenstein under the LTIP. F8 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. F9 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:58 UTC |
Rubenstein SarahEVP AND CFO
|
Tax withholdingClass C Common Stock, par value $.01 per share | 631 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006650 · form4-04182023_100408.xml · nonDerivative · entry 3 Rubenstein Sarah · CIK 0001829270 · EVP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,666 F5 · price: On April 15, 2022, Ms. Rubenstein was issued 3,916 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2023, 1,360 shares vested. Ms. Rubenstein elected to satisfy her tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 631 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F6 · balance_after: In connection with the vesting of the RSUs described above, 56 DERs converted to Class C Common Stock, resulting in the reporting person holding 858 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:58 UTC |
Rubenstein SarahEVP AND CFO
|
Tax withholdingClass C Common Stock, par value $.01 per share | 1,242 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006650 · form4-04182023_100408.xml · nonDerivative · entry 2 Rubenstein Sarah · CIK 0001829270 · EVP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,297 F3 · price: On April 15, 2021, Ms. Rubenstein was issued 7,397 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2023, 2,680 shares vested. Ms. Rubenstein elected to satisfy her tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,242 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 217 DERs converted to Class C Common Stock, resulting in the reporting person holding 914 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:58 UTC |
Rubenstein SarahEVP AND CFO
|
Tax withholdingClass C Common Stock, par value $.01 per share | 710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006650 · form4-04182023_100408.xml · nonDerivative · entry 1 Rubenstein Sarah · CIK 0001829270 · EVP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,539 F1 · price: On April 15, 2020, Ms. Rubenstein was issued 4,034 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2023, 1,532 shares vested. Ms. Rubenstein elected to satisfy her tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 710 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 184 DERs converted to Class C Common Stock, resulting in the reporting person holding 1,131 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:57 UTC |
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
|
Exercise / conversionDividend Equivalent Rights · Derivative | 742 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006649 · form4-04182023_100422.xml · derivative · entry 11 Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Stock, par value $.01 per share · 742 shares Expires 2023-04-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 1,485 dividend equivalent rights ("DERs") and an incremental 742 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 1,516 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F9 · price: In connection with the vesting of the RPSUs described above, a previously accrued 1,485 dividend equivalent rights ("DERs") and an incremental 742 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 1,516 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F9 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 1,485 dividend equivalent rights ("DERs") and an incremental 742 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 1,516 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:57 UTC |
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
|
Exercise / conversionDividend Equivalent Rights · Derivative | 742 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006649 · form4-04182023_100422.xml · derivative · entry 10 Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 742 Underlying: Class C Common Stock, par value $.01 per share · 742 shares Expires 2023-04-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 1,485 dividend equivalent rights ("DERs") and an incremental 742 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 1,516 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F9 · price: In connection with the vesting of the RPSUs described above, a previously accrued 1,485 dividend equivalent rights ("DERs") and an incremental 742 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 1,516 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F9 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 1,485 dividend equivalent rights ("DERs") and an incremental 742 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 1,516 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:57 UTC |
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
|
GrantRelative Performance Stock Units · Derivative | 10,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006649 · form4-04182023_100422.xml · derivative · entry 9 Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,968 Underlying: Class C Common Stock, par value $.01 per share · 16,542 shares Expires 2026-04-15 F15 · derivative.exercise_price: The Reporting Person was issued 10,968 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2023. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2026 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F15 · shares: The Reporting Person was issued 10,968 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2023. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2026 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F16 · balance_after: Reporting Person will receive (i) a maximum of 16,452 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 10,968 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,742 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:57 UTC |
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
|
GrantClass C Common Stock, par value $.01 per share | 5,391 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006649 · form4-04182023_100422.xml · nonDerivative · entry 8 Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,146 F12 · shares: Represents RSUs issued to Mr. Malcarney under the LTIP. F13 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. F14 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:57 UTC |
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
|
Tax withholdingClass C Common Stock, par value $.01 per share | 149 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006649 · form4-04182023_100422.xml · nonDerivative · entry 7 Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,755 F11 · price: Restricted Stock Unit (RSU) awards become eligible for continued vesting after a participant's Retirement, as defined in Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"), provided the award has been outstanding for one year. On April 15, 2023, Mr. Malcarney's RSUs granted on April 15, 2022 became eligible for continued vesting pursuant to the award agreement in the event Mr. Malcarney retires. Mr. Malcarney elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation associated with his eligibility for continued vesting of outstanding RSUs. This form reflects the surrender of 149 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:57 UTC |
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
|
Disposition to issuerClass C Common Stock, par value $.01 per share | 9,165 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006649 · form4-04182023_100422.xml · nonDerivative · entry 6 Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,904 F10 · price: Mr. Malcarney elected to satisfy his tax obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 9,165 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:57 UTC |
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
|
Exercise / conversionClass C Common Stock, par value $.01 per share | 742 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006649 · form4-04182023_100422.xml · nonDerivative · entry 5 Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · price: In connection with the vesting of the RPSUs described above, a previously accrued 1,485 dividend equivalent rights ("DERs") and an incremental 742 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 1,516 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:57 UTC |
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
|
Exercise / conversionClass C Common Stock, par value $.01 per share | 16,241 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006649 · form4-04182023_100422.xml · nonDerivative · entry 4 Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Mr. Malcarney was issued 10,827 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) (the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on April 15, 2020. Based on the Company reaching a certain level of total shareholder return ("TSR"), 16,241 RPSUs vested on April 15, 2023. F8 · price: Mr. Malcarney was entitled to receive (i) a maximum of 16,241 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 10,827 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,706 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:57 UTC |
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
|
Tax withholdingClass C Common Stock, par value $.01 per share | 801 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006649 · form4-04182023_100422.xml · nonDerivative · entry 3 Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,086 F5 · price: On April 15, 2022, Mr. Malcarney was issued 4,819 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2023, 1,673 shares vested. Mr. Malcarney elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 801 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F6 · balance_after: In connection with the vesting of the RSUs described above, 69 DERs converted to Class C Common Stock, resulting in the reporting person holding 3,001 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:57 UTC |
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
|
Tax withholdingClass C Common Stock, par value $.01 per share | 667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006649 · form4-04182023_100422.xml · nonDerivative · entry 2 Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,887 F3 · price: On April 15, 2021, Mr. Malcarney was issued 4,597 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2023, 1,512 shares vested. Mr. Malcarney elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 667 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 122 DERs converted to Class C Common Stock, resulting in the reporting person holding 3,070 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:57 UTC |
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
|
Tax withholdingClass C Common Stock, par value $.01 per share | 894 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006649 · form4-04182023_100422.xml · nonDerivative · entry 1 Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,554 F1 · price: On April 15, 2020, Mr. Malcarney was issued 5,341 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2023, 2,028 shares vested. Mr. Malcarney elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 894 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 244 DERs converted to Class C Common Stock, resulting in the reporting person holding 3,192 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:56 UTC |
Sotos Christopher SDirector · PRESIDENT AND CEO
|
Exercise / conversionDividend Equivalent Rights · Derivative | 3,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006647 · form4-04182023_100427.xml · derivative · entry 10 Sotos Christopher S · CIK 0001578991 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Stock, par value $.01 per share · 3,895 shares Expires 2023-04-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 7,790 dividend equivalent rights ("DERs") and an incremental 3,895 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 6,549 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F9 · date: In connection with the vesting of the RPSUs described above, a previously accrued 7,790 dividend equivalent rights ("DERs") and an incremental 3,895 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 6,549 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F9 · price: In connection with the vesting of the RPSUs described above, a previously accrued 7,790 dividend equivalent rights ("DERs") and an incremental 3,895 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 6,549 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F9 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 7,790 dividend equivalent rights ("DERs") and an incremental 3,895 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 6,549 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:56 UTC |
Sotos Christopher SDirector · PRESIDENT AND CEO
|
Exercise / conversionDividend Equivalent Rights · Derivative | 3,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006647 · form4-04182023_100427.xml · derivative · entry 9 Sotos Christopher S · CIK 0001578991 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,895 Underlying: Class C Common Stock, par value $.01 per share · 3,895 shares Expires 2023-04-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 7,790 dividend equivalent rights ("DERs") and an incremental 3,895 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 6,549 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F9 · price: In connection with the vesting of the RPSUs described above, a previously accrued 7,790 dividend equivalent rights ("DERs") and an incremental 3,895 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 6,549 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F9 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 7,790 dividend equivalent rights ("DERs") and an incremental 3,895 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 6,549 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:56 UTC |
Sotos Christopher SDirector · PRESIDENT AND CEO
|
GrantRelative Performance Stock Units · Derivative | 49,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006647 · form4-04182023_100427.xml · derivative · entry 8 Sotos Christopher S · CIK 0001578991 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,580 Underlying: Class C Common Stock, par value $.01 per share · 74,370 shares Expires 2026-04-15 F14 · derivative.exercise_price: The Reporting Person was issued 49,580 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2023. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2026 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F14 · shares: The Reporting Person was issued 49,580 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2023. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2026 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F15 · balance_after: Reporting Person will receive (i) a maximum of 74,370 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 49,580 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 12,395 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:56 UTC |
Sotos Christopher SDirector · PRESIDENT AND CEO
|
GrantClass C Common Stock, par value $.01 per share | 24,366 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006647 · form4-04182023_100427.xml · nonDerivative · entry 7 Sotos Christopher S · CIK 0001578991 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 332,850 F11 · shares: Represents RSUs issued to Mr. Sotos under the LTIP. F12 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. F13 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:56 UTC |
Sotos Christopher SDirector · PRESIDENT AND CEO
|
Disposition to issuerClass C Common Stock, par value $.01 per share | 41,094 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006647 · form4-04182023_100427.xml · nonDerivative · entry 6 Sotos Christopher S · CIK 0001578991 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 308,484 F10 · price: Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 41,094 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:56 UTC |
Sotos Christopher SDirector · PRESIDENT AND CEO
|
Exercise / conversionClass C Common Stock, par value $.01 per share | 3,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006647 · form4-04182023_100427.xml · nonDerivative · entry 5 Sotos Christopher S · CIK 0001578991 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 349,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · price: In connection with the vesting of the RPSUs described above, a previously accrued 7,790 dividend equivalent rights ("DERs") and an incremental 3,895 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 6,549 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:56 UTC |
Sotos Christopher SDirector · PRESIDENT AND CEO
|
Exercise / conversionClass C Common Stock, par value $.01 per share | 85,188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006647 · form4-04182023_100427.xml · nonDerivative · entry 4 Sotos Christopher S · CIK 0001578991 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Mr. Sotos was issued 56,792 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) (the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on April 15, 2020. Based on the Company reaching a certain level of total shareholder return ("TSR"), 85,188 RPSUs vested on April 15, 2023. F8 · price: Mr. Sotos was entitled to receive (i) a maximum of 85,188 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 56,792 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 14,198 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:56 UTC |
Sotos Christopher SDirector · PRESIDENT AND CEO
|
Tax withholdingClass C Common Stock, par value $.01 per share | 2,975 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006647 · form4-04182023_100427.xml · nonDerivative · entry 3 Sotos Christopher S · CIK 0001578991 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,495 F5 · price: On April 15, 2022, Mr. Sotos was issued 20,192 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2023, 7,013 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,975 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F6 · balance_after: In connection with the vesting of the RSUs described above, 290 DERs converted to Class C Common Stock, resulting in the reporting person holding 14,339 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:56 UTC |
Sotos Christopher SDirector · PRESIDENT AND CEO
|
Tax withholdingClass C Common Stock, par value $.01 per share | 3,112 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006647 · form4-04182023_100427.xml · nonDerivative · entry 2 Sotos Christopher S · CIK 0001578991 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263,470 F3 · price: On April 15, 2021, Mr. Sotos was issued 20,233 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2023, 7,334 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 3,112 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 596 DERs converted to Class C Common Stock, resulting in the reporting person holding 14,629 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 22:56 UTC |
Sotos Christopher SDirector · PRESIDENT AND CEO
|
Tax withholdingClass C Common Stock, par value $.01 per share | 4,514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006647 · form4-04182023_100427.xml · nonDerivative · entry 1 Sotos Christopher S · CIK 0001578991 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 266,582 F1 · price: On April 15, 2020, Mr. Sotos was issued 28,016 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2023, 10,641 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,514 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 1,283 DERs converted to Class C Common Stock, resulting in the reporting person holding 15,225 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 07, 2023 Filed Apr 7, 2023 21:00 UTC |
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Holdings USA, Inc.Director · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
TotalEnergies Renewables USA, LLCDirector · 10% owner
|
OtherClass C Common Stock | 852 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-043184 · tm2311468-2_4seq1.xml · nonDerivative · entry 2 TotalEnergies SE · CIK 0000879764 · Director · 10% owner TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 58,236 F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group, a wholly owned subsidiary of GIP III Zephyr Acquisition Partners, L.P. ("GIP"). TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr Holdings GP, LLC, which is the general partner of GIP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. As a result, each of the foregoing entities may be deemed to beneficially own the securities reported herein. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 07, 2023 Filed Apr 7, 2023 16:30 UTC |
Global Infrastructure Investors III, LLCDirector · 10% owner
Global Infrastructure GP III, L.P.Director · 10% owner
Zephyr Holdings GP, LLCDirector · 10% owner
GIP III Zephyr Midco Holdings, L.P.Director · 10% owner
GIP III Zephyr Acquisition Partners L.P.Director · 10% owner
Clearway Energy Group LLCDirector · 10% owner
|
OtherClass C Common Stock | 852 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-043166 · tm2311447-2_4seq1.xml · nonDerivative · entry 2 Global Infrastructure Investors III, LLC · CIK 0001747194 · Director · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · Director · 10% owner Zephyr Holdings GP, LLC · CIK 0001942977 · Director · 10% owner GIP III Zephyr Midco Holdings, L.P. · CIK 0001945888 · Director · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · Director · 10% owner Clearway Energy Group LLC · CIK 0001750994 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 58,236 F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees. F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors, may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group. F3 · ownership.nature: Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 05, 2023 Filed Apr 7, 2023 21:00 UTC |
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Holdings USA, Inc.Director · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
TotalEnergies Renewables USA, LLCDirector · 10% owner
|
OtherClass C Common Stock | 426 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-043184 · tm2311468-2_4seq1.xml · nonDerivative · entry 1 TotalEnergies SE · CIK 0000879764 · Director · 10% owner TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 57,384 F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group, a wholly owned subsidiary of GIP III Zephyr Acquisition Partners, L.P. ("GIP"). TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr Holdings GP, LLC, which is the general partner of GIP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. As a result, each of the foregoing entities may be deemed to beneficially own the securities reported herein. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 05, 2023 Filed Apr 7, 2023 16:30 UTC |
Global Infrastructure Investors III, LLCDirector · 10% owner
Global Infrastructure GP III, L.P.Director · 10% owner
Zephyr Holdings GP, LLCDirector · 10% owner
GIP III Zephyr Midco Holdings, L.P.Director · 10% owner
GIP III Zephyr Acquisition Partners L.P.Director · 10% owner
Clearway Energy Group LLCDirector · 10% owner
|
OtherClass C Common Stock | 426 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-043166 · tm2311447-2_4seq1.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · Director · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · Director · 10% owner Zephyr Holdings GP, LLC · CIK 0001942977 · Director · 10% owner GIP III Zephyr Midco Holdings, L.P. · CIK 0001945888 · Director · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · Director · 10% owner Clearway Energy Group LLC · CIK 0001750994 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 57,384 F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees. F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors, may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group. F3 · ownership.nature: Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 21:02 UTC |
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Holdings USA, Inc.Director · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
TotalEnergies Renewables USA, LLCDirector · 10% owner
|
OtherClass C Common Stock | 3,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-041595 · tm2311468-1_4seq1.xml · nonDerivative · entry 4 TotalEnergies SE · CIK 0000879764 · Director · 10% owner TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 56,958 F6 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees. F6 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees. F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group, a wholly owned subsidiary of GIP III Zephyr Acquisition Partners, L.P. ("GIP"). TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr Holdings GP, LLC, which is the general partner of GIP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. As a result, each of the foregoing entities may be deemed to beneficially own the securities reported herein. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 16:31 UTC |
Global Infrastructure Investors III, LLCDirector · 10% owner
Global Infrastructure GP III, L.P.Director · 10% owner
Zephyr Holdings GP, LLCDirector · 10% owner
GIP III Zephyr Midco Holdings, L.P.Director · 10% owner
GIP III Zephyr Acquisition Partners L.P.Director · 10% owner
Clearway Energy Group LLCDirector · 10% owner
|
OtherClass C Common Stock | 3,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-041542 · tm2311447-1_4seq1.xml · nonDerivative · entry 4 Global Infrastructure Investors III, LLC · CIK 0001747194 · Director · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · Director · 10% owner Zephyr Holdings GP, LLC · CIK 0001942977 · Director · 10% owner GIP III Zephyr Midco Holdings, L.P. · CIK 0001945888 · Director · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · Director · 10% owner Clearway Energy Group LLC · CIK 0001750994 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 56,958 F4 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees. F4 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees. F5 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors, may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group. F6 · ownership.nature: Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 21:02 UTC |
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Holdings USA, Inc.Director · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
TotalEnergies Renewables USA, LLCDirector · 10% owner
|
OtherClass C Common Stock | 184,091 | $31.33 | $5,767,571.03 |
DisclosureSEC source: 0001104659-23-041595 · tm2311468-1_4seq1.xml · nonDerivative · entry 3 TotalEnergies SE · CIK 0000879764 · Director · 10% owner TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 53,083 F5 · kind: Reflects grant of shares of restricted stock of the Issuer granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer. F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group, a wholly owned subsidiary of GIP III Zephyr Acquisition Partners, L.P. ("GIP"). TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr Holdings GP, LLC, which is the general partner of GIP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. As a result, each of the foregoing entities may be deemed to beneficially own the securities reported herein. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 21:02 UTC |
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Holdings USA, Inc.Director · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
TotalEnergies Renewables USA, LLCDirector · 10% owner
|
OtherClass C Common Stock | 64,573 | $31.33 | $2,023,072.09 |
DisclosureSEC source: 0001104659-23-041595 · tm2311468-1_4seq1.xml · nonDerivative · entry 2 TotalEnergies SE · CIK 0000879764 · Director · 10% owner TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 237,174 F4 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to certain of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer. F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group, a wholly owned subsidiary of GIP III Zephyr Acquisition Partners, L.P. ("GIP"). TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr Holdings GP, LLC, which is the general partner of GIP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. As a result, each of the foregoing entities may be deemed to beneficially own the securities reported herein. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 16:31 UTC |
Global Infrastructure Investors III, LLCDirector · 10% owner
Global Infrastructure GP III, L.P.Director · 10% owner
Zephyr Holdings GP, LLCDirector · 10% owner
GIP III Zephyr Midco Holdings, L.P.Director · 10% owner
GIP III Zephyr Acquisition Partners L.P.Director · 10% owner
Clearway Energy Group LLCDirector · 10% owner
|
OtherClass C Common Stock | 184,091 | $31.33 | $5,767,571.03 |
DisclosureSEC source: 0001104659-23-041542 · tm2311447-1_4seq1.xml · nonDerivative · entry 3 Global Infrastructure Investors III, LLC · CIK 0001747194 · Director · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · Director · 10% owner Zephyr Holdings GP, LLC · CIK 0001942977 · Director · 10% owner GIP III Zephyr Midco Holdings, L.P. · CIK 0001945888 · Director · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · Director · 10% owner Clearway Energy Group LLC · CIK 0001750994 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 53,083 F3 · kind: Reflects grant of shares of restricted stock of the Issuer granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer. F5 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors, may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group. F6 · ownership.nature: Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 16:31 UTC |
Global Infrastructure Investors III, LLCDirector · 10% owner
Global Infrastructure GP III, L.P.Director · 10% owner
Zephyr Holdings GP, LLCDirector · 10% owner
GIP III Zephyr Midco Holdings, L.P.Director · 10% owner
GIP III Zephyr Acquisition Partners L.P.Director · 10% owner
Clearway Energy Group LLCDirector · 10% owner
|
OtherClass C Common Stock | 64,573 | $31.33 | $2,023,072.09 |
DisclosureSEC source: 0001104659-23-041542 · tm2311447-1_4seq1.xml · nonDerivative · entry 2 Global Infrastructure Investors III, LLC · CIK 0001747194 · Director · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · Director · 10% owner Zephyr Holdings GP, LLC · CIK 0001942977 · Director · 10% owner GIP III Zephyr Midco Holdings, L.P. · CIK 0001945888 · Director · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · Director · 10% owner Clearway Energy Group LLC · CIK 0001750994 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 237,174 F2 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to certain of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer. F5 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors, may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group. F6 · ownership.nature: Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2023 Filed Apr 25, 2023 20:31 UTC Amendment |
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Holdings USA, Inc.Director · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
TotalEnergies Renewables USA, LLCDirector · 10% owner
|
OtherClass C Common Stock | 181,697 | $31.33 | $5,692,567.01 |
DisclosureSEC source: 0001104659-23-049657 · tm2311468-4_4aseq1.xml · nonDerivative · entry 1 TotalEnergies SE · CIK 0000879764 · Director · 10% owner TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 55,477 F1 · kind: Reflects grant of shares of restricted stock of the Issuer granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer. F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group, a wholly owned subsidiary of GIP III Zephyr Acquisition Partners, L.P. ("GIP"). TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr Holdings GP, LLC, which is the general partner of GIP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. As a result, each of the foregoing entities may be deemed to beneficially own the securities reported herein. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2023 Filed Apr 25, 2023 16:31 UTC Amendment |
Global Infrastructure Investors III, LLCDirector · 10% owner
Global Infrastructure GP III, L.P.Director · 10% owner
Zephyr Holdings GP, LLCDirector · 10% owner
GIP III Zephyr Midco Holdings, L.P.Director · 10% owner
GIP III Zephyr Acquisition Partners L.P.Director · 10% owner
Clearway Energy Group LLCDirector · 10% owner
|
OtherClass C Common Stock | 181,697 | $31.33 | $5,692,567.01 |
DisclosureSEC source: 0001104659-23-049653 · tm2311447-4_4aseq1.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · Director · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · Director · 10% owner Zephyr Holdings GP, LLC · CIK 0001942977 · Director · 10% owner GIP III Zephyr Midco Holdings, L.P. · CIK 0001945888 · Director · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · Director · 10% owner Clearway Energy Group LLC · CIK 0001750994 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 55,477 F1 · kind: Reflects grant of shares of restricted stock of the Issuer granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors, may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group. F3 · ownership.nature: Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2023 Filed May 17, 2023 20:31 UTC Amendment |
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Holdings USA, Inc.Director · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
TotalEnergies Renewables USA, LLCDirector · 10% owner
|
OtherClass C Common Stock | 181,218 | $31.33 | $5,677,559.94 |
DisclosureSEC source: 0001104659-23-061872 · tm2316081-2_4aseq1.xml · nonDerivative · entry 1 TotalEnergies SE · CIK 0000879764 · Director · 10% owner TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 55,956 F1 · kind: Reflects grant of shares of restricted stock of the Issuer granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer. F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group, a wholly owned subsidiary of GIP III Zephyr Acquisition Partners, L.P. ("GIP"). TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr Holdings GP, LLC, which is the general partner of GIP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. As a result, each of the foregoing entities may be deemed to beneficially own the securities reported herein. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2023 Filed May 17, 2023 17:03 UTC Amendment |
Global Infrastructure Investors III, LLCDirector · 10% owner
Global Infrastructure GP III, L.P.Director · 10% owner
Zephyr Holdings GP, LLCDirector · 10% owner
GIP III Zephyr Midco Holdings, L.P.Director · 10% owner
GIP III Zephyr Acquisition Partners L.P.Director · 10% owner
Clearway Energy Group LLCDirector · 10% owner
|
OtherClass C Common Stock | 181,218 | $31.33 | $5,677,559.94 |
DisclosureSEC source: 0001104659-23-061934 · tm2316023-2_4aseq1.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · Director · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · Director · 10% owner Zephyr Holdings GP, LLC · CIK 0001942977 · Director · 10% owner GIP III Zephyr Midco Holdings, L.P. · CIK 0001945888 · Director · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · Director · 10% owner Clearway Energy Group LLC · CIK 0001750994 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 55,956 F1 · kind: Reflects grant of shares of restricted stock of the Issuer granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors, may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group. F3 · ownership.nature: Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| March 31, 2023 Filed Mar 31, 2023 21:00 UTC |
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Holdings USA, Inc.Director · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
TotalEnergies Renewables USA, LLCDirector · 10% owner
|
OtherClass C Common Stock | 1,597 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-040276 · tm2311014-1_4seq1.xml · nonDerivative · entry 2 TotalEnergies SE · CIK 0000879764 · Director · 10% owner TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 100,621 F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group, a wholly owned subsidiary of GIP III Zephyr Acquisition Partners, L.P. ("GIP"). TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr Holdings GP, LLC, which is the general partner of GIP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. As a result, each of the foregoing entities may be deemed to beneficially own the securities reported herein. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| March 31, 2023 Filed Mar 31, 2023 16:16 UTC |
Global Infrastructure Investors III, LLCDirector · 10% owner
Global Infrastructure GP III, L.P.Director · 10% owner
Zephyr Holdings GP, LLCDirector · 10% owner
GIP III Zephyr Midco Holdings, L.P.Director · 10% owner
GIP III Zephyr Acquisition Partners L.P.Director · 10% owner
Clearway Energy Group LLCDirector · 10% owner
|
OtherClass C Common Stock | 1,597 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-040194 · tm2310878-1_4seq1.xml · nonDerivative · entry 2 Global Infrastructure Investors III, LLC · CIK 0001747194 · Director · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · Director · 10% owner Zephyr Holdings GP, LLC · CIK 0001942977 · Director · 10% owner GIP III Zephyr Midco Holdings, L.P. · CIK 0001945888 · Director · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · Director · 10% owner Clearway Energy Group LLC · CIK 0001750994 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 100,621 F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors, may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group. F3 · ownership.nature: Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:02 UTC |
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Holdings USA, Inc.Director · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
TotalEnergies Renewables USA, LLCDirector · 10% owner
|
PurchaseClass C Common Stock | 71,980 | $31.15 | $2,242,349.75 |
DisclosureSEC source: 0001104659-23-041595 · tm2311468-1_4seq1.xml · nonDerivative · entry 1 TotalEnergies SE · CIK 0000879764 · Director · 10% owner TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 172,601 F1 · price: The price reported in Column 4 is a weighted average price. These units were purchased by Clearway Energy Group LLC ("Clearway Energy Group") in multiple transactions at prices ranging from $30.96 to $31.40. The Reporting Persons undertake to provide Clearway Energy, Inc., any security holder of Clearway Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the ranges set forth in this footnote. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer. F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group, a wholly owned subsidiary of GIP III Zephyr Acquisition Partners, L.P. ("GIP"). TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr Holdings GP, LLC, which is the general partner of GIP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. As a result, each of the foregoing entities may be deemed to beneficially own the securities reported herein. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 16:31 UTC |
Global Infrastructure Investors III, LLCDirector · 10% owner
Global Infrastructure GP III, L.P.Director · 10% owner
Zephyr Holdings GP, LLCDirector · 10% owner
GIP III Zephyr Midco Holdings, L.P.Director · 10% owner
GIP III Zephyr Acquisition Partners L.P.Director · 10% owner
Clearway Energy Group LLCDirector · 10% owner
|
PurchaseClass C Common Stock | 71,980 | $31.15 | $2,242,349.75 |
DisclosureSEC source: 0001104659-23-041542 · tm2311447-1_4seq1.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · Director · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · Director · 10% owner Zephyr Holdings GP, LLC · CIK 0001942977 · Director · 10% owner GIP III Zephyr Midco Holdings, L.P. · CIK 0001945888 · Director · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · Director · 10% owner Clearway Energy Group LLC · CIK 0001750994 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 172,601 F1 · price: The price reported in Column 4 is a weighted average price. These units were purchased by Clearway Energy Group LLC ("Clearway Energy Group") in multiple transactions at prices ranging from $30.96 to $31.40. The Reporting Persons undertake to provide Clearway Energy, Inc., any security holder of Clearway Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the ranges set forth in this footnote. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer. F5 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Zephyr Holdings GP, LLC ("Zephyr GP") is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("Zephyr") which is the sole member of Clearway Energy Group. Zephyr GP is owned by GIP III Zephyr Midco Holdings, L.P. ("Midco") and TotalEnergies Renewables USA, LLC. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of Midco. As a result, each of Zephyr GP, Zephyr, Midco, Global GP and Global Investors, may be deemed to share beneficial ownership of the securities owned by Clearway Energy Group. F6 · ownership.nature: Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:00 UTC |
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Holdings USA, Inc.Director · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
TotalEnergies Renewables USA, LLCDirector · 10% owner
|
OtherClass C Common Stock | 1,597 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-040276 · tm2311014-1_4seq1.xml · nonDerivative · entry 1 TotalEnergies SE · CIK 0000879764 · Director · 10% owner TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner TotalEnergies Renewables USA, LLC · CIK 0001942458 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 99,024 F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F2 · ownership.nature: The securities reported herein are held directly by Clearway Energy Group, a wholly owned subsidiary of GIP III Zephyr Acquisition Partners, L.P. ("GIP"). TotalEnergies Renewables USA, LLC holds 50% of the equity interests in Zephyr Holdings GP, LLC, which is the general partner of GIP. TotalEnergies Holdings USA, Inc. is the sole shareholder of TotalEnergies Delaware, Inc., which is the sole member of TotalEnergies Renewables USA, LLC. TotalEnergies Gestion USA SARL, which is a direct wholly owned subsidiary of TotalEnergies SE, is the sole shareholder of TotalEnergies Holdings USA, Inc. As a result, each of the foregoing entities may be deemed to beneficially own the securities reported herein. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.