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CVSA

Covista Inc.

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3964
SEC CIK
0000730464
Parsed reports
633

Last 12 months

Inside the activity.

6 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202604
Jun 202602
Jul 202605
Aug 202604
Sep 202600
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2018 Filed Feb 21, 2018 16:47 UTC
Filgueiras CarlosGroup President, Tech/Business
Exercise / conversionCommon Stock 7,775 $46.80 $363,882.44
Disclosure

SEC source: 0001127602-18-007450 · form4.xml · nonDerivative · entry 5

Filgueiras Carlos · CIK 0001591932 · Group President, Tech/Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 16:47 UTC
Filgueiras CarlosGroup President, Tech/Business
Exercise / conversionCommon Stock 2,698 $46.80 $126,270.72
Disclosure

SEC source: 0001127602-18-007450 · form4.xml · nonDerivative · entry 4

Filgueiras Carlos · CIK 0001591932 · Group President, Tech/Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 16:47 UTC
Filgueiras CarlosGroup President, Tech/Business
Exercise / conversionCommon Stock 7,027 $46.80 $328,874.84
Disclosure

SEC source: 0001127602-18-007450 · form4.xml · nonDerivative · entry 3

Filgueiras Carlos · CIK 0001591932 · Group President, Tech/Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 16:47 UTC
Filgueiras CarlosGroup President, Tech/Business
Exercise / conversionCommon Stock 4,325 $46.80 $202,416.92
Disclosure

SEC source: 0001127602-18-007450 · form4.xml · nonDerivative · entry 2

Filgueiras Carlos · CIK 0001591932 · Group President, Tech/Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 16:47 UTC
Filgueiras CarlosGroup President, Tech/Business
Exercise / conversionCommon Stock 3,575 $46.80 $167,315.72
Disclosure

SEC source: 0001127602-18-007450 · form4.xml · nonDerivative · entry 1

Filgueiras Carlos · CIK 0001591932 · Group President, Tech/Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
February 15, 2018 Filed Feb 15, 2018 21:15 UTC
TAYLOR RONALD LSenior Advisor/Director
SaleCommon Stock 2,375 $47.14 $111,957.50
Disclosure

SEC source: 0001127602-18-006369 · form4.xml · nonDerivative · entry 1

TAYLOR RONALD L · CIK 0001239938 · Senior Advisor/Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,620

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 100% on the anniversary of the grant date.

Read SEC document
February 15, 2018 Filed Feb 15, 2018 21:07 UTC
Bartholomew James RaymondPresident, DeVry University
SaleCommon Stock 1,315 $47.23 $62,110.61
Disclosure

SEC source: 0001127602-18-006351 · form4.xml · nonDerivative · entry 1

Bartholomew James Raymond · CIK 0001722396 · President, DeVry University

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,837

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 15:15 UTC
TAYLOR RONALD LSenior Advisor/Director
SaleCommon Stock 58,731 $46.98 $2,759,188.25
Disclosure

SEC source: 0001127602-18-006242 · form4.xml · nonDerivative · entry 2

TAYLOR RONALD L · CIK 0001239938 · Senior Advisor/Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,995

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 100% on the first anniversary of the grant date.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 15:43 UTC
LORAINE DONNA MPresident, Carrington Colleges
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 2,150 $0.00 Strike: $38.71 $0.00
Disclosure

SEC source: 0001127602-18-006248 · form4.xml · derivative · entry 13

LORAINE DONNA M · CIK 0001239926 · President, Carrington Colleges

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,150 shares

Expires 2020-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 15:43 UTC
LORAINE DONNA MPresident, Carrington Colleges
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 2,150 $0.00 Strike: $38.71 $0.00
Disclosure

SEC source: 0001127602-18-006248 · form4.xml · derivative · entry 12

LORAINE DONNA M · CIK 0001239926 · President, Carrington Colleges

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,150 shares

Expires 2020-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 15:43 UTC
LORAINE DONNA MPresident, Carrington Colleges
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,063 $0.00 Strike: $41.87 $0.00
Disclosure

SEC source: 0001127602-18-006248 · form4.xml · derivative · entry 11

LORAINE DONNA M · CIK 0001239926 · President, Carrington Colleges

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,063 shares

Expires 2021-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 15:43 UTC
LORAINE DONNA MPresident, Carrington Colleges
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 2,987 $0.00 Strike: $41.87 $0.00
Disclosure

SEC source: 0001127602-18-006248 · form4.xml · derivative · entry 10

LORAINE DONNA M · CIK 0001239926 · President, Carrington Colleges

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,987 shares

Expires 2021-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 15:43 UTC
LORAINE DONNA MPresident, Carrington Colleges
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 6,475 $0.00 Strike: $28.32 $0.00
Disclosure

SEC source: 0001127602-18-006248 · form4.xml · derivative · entry 9

LORAINE DONNA M · CIK 0001239926 · President, Carrington Colleges

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,475 shares

Expires 2023-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests at 25% per year. This option will be fully vested at the end of the 4th year.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 15:43 UTC
LORAINE DONNA MPresident, Carrington Colleges
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 2,025 $0.00 Strike: $23.78 $0.00
Disclosure

SEC source: 0001127602-18-006248 · form4.xml · derivative · entry 8

LORAINE DONNA M · CIK 0001239926 · President, Carrington Colleges

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,075

Underlying: Common Stock · 2,025 shares

Expires 2026-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests at 25% per year. This option will be fully vested at the end of the 4th year.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 15:43 UTC
LORAINE DONNA MPresident, Carrington Colleges
SaleCommon Stock 16,850 $45.55 $767,517.50
Disclosure

SEC source: 0001127602-18-006248 · form4.xml · nonDerivative · entry 7

LORAINE DONNA M · CIK 0001239926 · President, Carrington Colleges

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,213

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 15:43 UTC
LORAINE DONNA MPresident, Carrington Colleges
Exercise / conversionCommon Stock 2,150 $45.55 $97,932.50
Disclosure

SEC source: 0001127602-18-006248 · form4.xml · nonDerivative · entry 6

LORAINE DONNA M · CIK 0001239926 · President, Carrington Colleges

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 15:43 UTC
LORAINE DONNA MPresident, Carrington Colleges
Exercise / conversionCommon Stock 2,150 $45.55 $97,932.50
Disclosure

SEC source: 0001127602-18-006248 · form4.xml · nonDerivative · entry 5

LORAINE DONNA M · CIK 0001239926 · President, Carrington Colleges

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 15:43 UTC
LORAINE DONNA MPresident, Carrington Colleges
Exercise / conversionCommon Stock 1,063 $45.55 $48,419.65
Disclosure

SEC source: 0001127602-18-006248 · form4.xml · nonDerivative · entry 4

LORAINE DONNA M · CIK 0001239926 · President, Carrington Colleges

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 15:43 UTC
LORAINE DONNA MPresident, Carrington Colleges
Exercise / conversionCommon Stock 2,987 $45.55 $136,057.85
Disclosure

SEC source: 0001127602-18-006248 · form4.xml · nonDerivative · entry 3

LORAINE DONNA M · CIK 0001239926 · President, Carrington Colleges

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 15:43 UTC
LORAINE DONNA MPresident, Carrington Colleges
Exercise / conversionCommon Stock 6,475 $45.55 $294,936.25
Disclosure

SEC source: 0001127602-18-006248 · form4.xml · nonDerivative · entry 2

LORAINE DONNA M · CIK 0001239926 · President, Carrington Colleges

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 15:43 UTC
LORAINE DONNA MPresident, Carrington Colleges
Exercise / conversionCommon Stock 2,025 $45.55 $92,238.75
Disclosure

SEC source: 0001127602-18-006248 · form4.xml · nonDerivative · entry 1

LORAINE DONNA M · CIK 0001239926 · President, Carrington Colleges

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 15:15 UTC
TAYLOR RONALD LSenior Advisor/Director
SaleCommon Stock 38,894 $46.43 $1,805,727.85
Disclosure

SEC source: 0001127602-18-006242 · form4.xml · nonDerivative · entry 1

TAYLOR RONALD L · CIK 0001239938 · Senior Advisor/Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,726

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 100% on the first anniversary of the grant date.

Read SEC document
February 10, 2018 Filed Feb 12, 2018 18:18 UTC
Jennings DonnaSenior Vice President,
Tax withholdingCommon Stock 61 $45.35 $2,766.35
Disclosure

SEC source: 0001127602-18-005114 · form4.xml · nonDerivative · entry 1

Jennings Donna · CIK 0001376769 · Senior Vice President,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,733

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 18:11 UTC
Groenwald SusanPresident, Chamberlain
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,318 $0.00 Strike: $23.78 $0.00
Disclosure

SEC source: 0001127602-18-005107 · form4.xml · derivative · entry 14

Groenwald Susan · CIK 0001505374 · President, Chamberlain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,752

Underlying: Common Stock · 5,318 shares

Expires 2026-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 18:11 UTC
Groenwald SusanPresident, Chamberlain
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 9,650 $0.00 Strike: $26.23 $0.00
Disclosure

SEC source: 0001127602-18-005107 · form4.xml · derivative · entry 13

Groenwald Susan · CIK 0001505374 · President, Chamberlain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,838

Underlying: Common Stock · 9,650 shares

Expires 2025-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 18:11 UTC
Groenwald SusanPresident, Chamberlain
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 12,084 $0.00 Strike: $28.32 $0.00
Disclosure

SEC source: 0001127602-18-005107 · form4.xml · derivative · entry 12

Groenwald Susan · CIK 0001505374 · President, Chamberlain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,084 shares

Expires 2023-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 18:11 UTC
Groenwald SusanPresident, Chamberlain
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 11,643 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001127602-18-005107 · form4.xml · derivative · entry 11

Groenwald Susan · CIK 0001505374 · President, Chamberlain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,643 shares

Expires 2022-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 18:11 UTC
Groenwald SusanPresident, Chamberlain
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 4,316 $0.00 Strike: $28.32 $0.00
Disclosure

SEC source: 0001127602-18-005107 · form4.xml · derivative · entry 10

Groenwald Susan · CIK 0001505374 · President, Chamberlain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,316 shares

Expires 2023-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 18:11 UTC
Groenwald SusanPresident, Chamberlain
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 5,082 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001127602-18-005107 · form4.xml · derivative · entry 9

Groenwald Susan · CIK 0001505374 · President, Chamberlain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,082 shares

Expires 2022-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 18:11 UTC
Groenwald SusanPresident, Chamberlain
SaleCommon Stock 38,695 $45.25 $1,751,080.31
Disclosure

SEC source: 0001127602-18-005107 · form4.xml · nonDerivative · entry 8

Groenwald Susan · CIK 0001505374 · President, Chamberlain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,402

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 18:11 UTC
Groenwald SusanPresident, Chamberlain
Exercise / conversionCommon Stock 5,318 $45.25 $240,657.58
Disclosure

SEC source: 0001127602-18-005107 · form4.xml · nonDerivative · entry 7

Groenwald Susan · CIK 0001505374 · President, Chamberlain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 18:11 UTC
Groenwald SusanPresident, Chamberlain
Exercise / conversionCommon Stock 9,650 $45.25 $436,695.31
Disclosure

SEC source: 0001127602-18-005107 · form4.xml · nonDerivative · entry 6

Groenwald Susan · CIK 0001505374 · President, Chamberlain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 18:11 UTC
Groenwald SusanPresident, Chamberlain
Exercise / conversionCommon Stock 12,084 $45.25 $546,842.09
Disclosure

SEC source: 0001127602-18-005107 · form4.xml · nonDerivative · entry 5

Groenwald Susan · CIK 0001505374 · President, Chamberlain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 18:11 UTC
Groenwald SusanPresident, Chamberlain
Exercise / conversionCommon Stock 11,643 $45.25 $526,885.34
Disclosure

SEC source: 0001127602-18-005107 · form4.xml · nonDerivative · entry 4

Groenwald Susan · CIK 0001505374 · President, Chamberlain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

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February 09, 2018 Filed Feb 12, 2018 18:11 UTC
Groenwald SusanPresident, Chamberlain
Tax withholdingCommon Stock 4,790 $45.25 $216,763.79
Disclosure

SEC source: 0001127602-18-005107 · form4.xml · nonDerivative · entry 3

Groenwald Susan · CIK 0001505374 · President, Chamberlain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,402

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

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February 09, 2018 Filed Feb 12, 2018 18:11 UTC
Groenwald SusanPresident, Chamberlain
Exercise / conversionCommon Stock 4,316 $45.25 $195,313.67
Disclosure

SEC source: 0001127602-18-005107 · form4.xml · nonDerivative · entry 2

Groenwald Susan · CIK 0001505374 · President, Chamberlain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 18:11 UTC
Groenwald SusanPresident, Chamberlain
Exercise / conversionCommon Stock 5,082 $45.25 $229,977.78
Disclosure

SEC source: 0001127602-18-005107 · form4.xml · nonDerivative · entry 1

Groenwald Susan · CIK 0001505374 · President, Chamberlain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 14:45 UTC
TAYLOR RONALD LSenior Advisor/Director
SaleCommon Stock 100,000 $45.33 $4,532,880.00
Disclosure

SEC source: 0001127602-18-004745 · form4.xml · nonDerivative · entry 1

TAYLOR RONALD L · CIK 0001239938 · Senior Advisor/Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,620

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

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December 14, 2017 Filed Dec 15, 2017 15:23 UTC
Jennings DonnaSenior Vice President,
SaleCommon Stock 4,582 $45.00 $206,190.00
Disclosure

SEC source: 0001127602-17-034745 · form4.xml · nonDerivative · entry 1

Jennings Donna · CIK 0001376769 · Senior Vice President,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,794

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.

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November 10, 2017 Filed Nov 13, 2017 21:33 UTC Tax withholdingCommon Stock 1,283 $38.15 $48,946.45
Disclosure

SEC source: 0001127602-17-031921 · form4.xml · nonDerivative · entry 1

WHITE JAMES D · CIK 0001280940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,293

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November 10, 2017 Filed Nov 13, 2017 21:29 UTC
TAYLOR RONALD LSenior Advisor/Director
Tax withholdingCommon Stock 1,242 $38.15 $47,382.30
Disclosure

SEC source: 0001127602-17-031915 · form4.xml · nonDerivative · entry 1

TAYLOR RONALD L · CIK 0001239938 · Senior Advisor/Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,620

Read SEC document
November 10, 2017 Filed Nov 13, 2017 21:26 UTC
Logan LyleDirector
Tax withholdingCommon Stock 1,092 $38.15 $41,659.80
Disclosure

SEC source: 0001127602-17-031910 · form4.xml · nonDerivative · entry 1

Logan Lyle · CIK 0001418122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,050

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November 10, 2017 Filed Nov 13, 2017 21:21 UTC
Hart AnnDirector
Tax withholdingCommon Stock 1,162 $38.15 $44,330.30
Disclosure

SEC source: 0001127602-17-031906 · form4.xml · nonDerivative · entry 1

Hart Ann · CIK 0001667635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,778

Read SEC document
November 07, 2017 Filed Nov 7, 2017 22:42 UTC
Filgueiras CarlosGroup President, Tech/Business
SaleCommon Stock 2,325 $36.92 $85,834.35
Disclosure

SEC source: 0001127602-17-031515 · form4.xml · nonDerivative · entry 1

Filgueiras Carlos · CIK 0001591932 · Group President, Tech/Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,832

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

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November 07, 2017 Filed Nov 9, 2017 21:29 UTC GrantCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031748 · form4.xml · nonDerivative · entry 1

Boden Holland Katherine Alice · CIK 0001695948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,300

F1 · shares: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest 100% on the one year anniversary of the transaction date.

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November 07, 2017 Filed Nov 9, 2017 21:26 UTC GrantCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031745 · form4.xml · nonDerivative · entry 1

BURKE WILLIAM W · CIK 0001200612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,300

F1 · shares: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest 100% on the one year anniversary of the transaction date.

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November 07, 2017 Filed Nov 9, 2017 21:22 UTC GrantCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031741 · form4.xml · nonDerivative · entry 1

WHITE JAMES D · CIK 0001280940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,576

F1 · shares: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest 100% on the one year anniversary of the transaction date.

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November 07, 2017 Filed Nov 9, 2017 21:15 UTC
TAYLOR RONALD LSenior Advisor/Director
GrantCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031734 · form4.xml · nonDerivative · entry 1

TAYLOR RONALD L · CIK 0001239938 · Senior Advisor/Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744,862

F1 · shares: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest 100% on the one year anniversary of the transaction date.

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November 07, 2017 Filed Nov 9, 2017 21:11 UTC
Hart AnnDirector
GrantCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031728 · form4.xml · nonDerivative · entry 1

Hart Ann · CIK 0001667635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,940

F1 · shares: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest 100% on the one year anniversary of the transaction date.

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November 07, 2017 Filed Nov 9, 2017 21:07 UTC
Logan LyleDirector
GrantCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031722 · form4.xml · nonDerivative · entry 1

Logan Lyle · CIK 0001418122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,142

F1 · shares: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest 100% on the one year anniversary of the transaction date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.