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NYSE · USD

CVSA

Covista Inc.

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3964
SEC CIK
0000730464
Parsed reports
633

Last 12 months

Inside the activity.

6 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202604
Jun 202602
Jul 202605
Aug 202604
Sep 202600
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2021 Filed Aug 27, 2021 23:06 UTC
Jennings DonnaSVP, Human Resources
Tax withholdingCommon Stock 652 $35.94 $23,432.88
Disclosure

SEC source: 0001127602-21-024471 · form4.xml · nonDerivative · entry 3

Jennings Donna · CIK 0001376769 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,433.59

F3 · shares: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded performance stock units.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 23:06 UTC
Jennings DonnaSVP, Human Resources
GrantCommon Stock 1,642 $35.94 $59,013.48
Disclosure

SEC source: 0001127602-21-024471 · form4.xml · nonDerivative · entry 2

Jennings Donna · CIK 0001376769 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,085.59

F2 · security: Common stock issued in payout of performance share units awarded on August 22, 2018.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 23:06 UTC
Jennings DonnaSVP, Human Resources
GrantCommon Stock 3,290 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024471 · form4.xml · nonDerivative · entry 1

Jennings Donna · CIK 0001376769 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,443.59

F1 · shares: Consists of restricted stock units which convert into a share of common stock on a one-for-one basis. The restricted stock units vest in four equal annual installments beginning on August 25, 2022.

Read SEC document
August 25, 2021 Filed Aug 28, 2021 00:05 UTC
WARDELL LISA WDirector · Chairman, President and CEO
GrantNon-qualified Stock Option (Right to Buy) · Derivative 68,900 $0.00 Strike: $36.46 $0.00
Disclosure

SEC source: 0001127602-21-024476 · form4.xml · derivative · entry 2

WARDELL LISA W · CIK 0001450092 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,900

Underlying: Common Stock · 68,900 shares

Expires 2031-08-25

F2 · security: The option vests in four equal annual installments beginning on August 25, 2022.

Read SEC document
August 25, 2021 Filed Aug 28, 2021 00:05 UTC
WARDELL LISA WDirector · Chairman, President and CEO
GrantCommon Stock 41,140 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024476 · form4.xml · nonDerivative · entry 1

WARDELL LISA W · CIK 0001450092 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,184

F1 · shares: Consists of restricted stock units which convert into a share of common stock on a one-for-one basis. The restricted stock units vest in four equal annual installments beginning on August 25, 2022.

Read SEC document
August 25, 2021 Filed Aug 28, 2021 00:00 UTC
Beard, Stephen W.Chief Operating Officer
GrantCommon Stock 2,017 $35.94 $72,490.98
Disclosure

SEC source: 0001127602-21-024474 · form4.xml · nonDerivative · entry 1

Beard, Stephen W. · CIK 0001508595 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,840

F1 · shares: Common stock issued in payout of performance share units awarded on August 22, 2018.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 22:53 UTC
BECK DOUGLAS G.SVP, GC & Corp. Secretary
GrantIncentive Stock Option (Right to Buy) · Derivative 8,275 $0.00 Strike: $36.46 $0.00
Disclosure

SEC source: 0001127602-21-024461 · form4.xml · derivative · entry 2

BECK DOUGLAS G. · CIK 0001646763 · SVP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,275

Underlying: Common Stock · 8,275 shares

Expires 2031-08-25

F2 · shares: The options vest in four equal annual statements beginning August 25, 2022.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 22:53 UTC
BECK DOUGLAS G.SVP, GC & Corp. Secretary
GrantCommon Stock 4,940 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024461 · form4.xml · nonDerivative · entry 1

BECK DOUGLAS G. · CIK 0001646763 · SVP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,080

F1 · shares: Consist of restricted stock units which convert into shares of common stock on a one-for-one basis. The restricted stock units vest in four equal annual installments beginning on August 25, 2022.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 22:42 UTC
Cox Karen SuePresident, Chamberlain Univ.
GrantNon-qualified Stock Option (Right to Buy) · Derivative 2,137 $0.00 Strike: $36.46 $0.00
Disclosure

SEC source: 0001127602-21-024450 · form4.xml · derivative · entry 3

Cox Karen Sue · CIK 0001752237 · President, Chamberlain Univ.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,137

Underlying: Common Stock · 2,137 shares

Expires 2031-08-25

F2 · shares: The option vests in four equal annual installments beginning on August 25, 2022.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 22:42 UTC
Cox Karen SuePresident, Chamberlain Univ.
GrantIncentive Stock Option (Right to Buy) · Derivative 2,138 $0.00 Strike: $36.46 $0.00
Disclosure

SEC source: 0001127602-21-024450 · form4.xml · derivative · entry 2

Cox Karen Sue · CIK 0001752237 · President, Chamberlain Univ.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,138

Underlying: Common Stock · 2,138 shares

Expires 2031-08-25

F2 · shares: The option vests in four equal annual installments beginning on August 25, 2022.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 22:42 UTC
Cox Karen SuePresident, Chamberlain Univ.
GrantCommon Stock 2,550 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024450 · form4.xml · nonDerivative · entry 1

Cox Karen Sue · CIK 0001752237 · President, Chamberlain Univ.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,936

F1 · shares: Consists of restricted stock units which convert into a share of common stock on a one-for-one basis. The restricted stock units vest in four equal annual installments beginning on August 25, 2022.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 22:40 UTC
Phelan Robert J.Interim CFO
GrantIncentive Stock Option (Right to Buy) · Derivative 2,625 $0.00 Strike: $36.46 $0.00
Disclosure

SEC source: 0001127602-21-024447 · form4.xml · derivative · entry 2

Phelan Robert J. · CIK 0001802419 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

Underlying: Common Stock · 2,625 shares

Expires 2031-08-25

F2 · shares: The option vests in four equal annual installments beginning on August 25, 2022.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 22:40 UTC
Phelan Robert J.Interim CFO
GrantCommon Stock 1,560 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024447 · form4.xml · nonDerivative · entry 1

Phelan Robert J. · CIK 0001802419 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560

F1 · shares: Consists of restricted stock units which convert into a share of common stock on a one-for-one basis. The restricted stock units vest in four equal installments beginning on August 25, 2022.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 22:05 UTC
Lau FernandoSVP, Chief Marketing Officer
Tax withholdingCommon Stock 518 $35.94 $18,616.92
Disclosure

SEC source: 0001127602-21-024441 · form4.xml · nonDerivative · entry 2

Lau Fernando · CIK 0001690243 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,660

F2 · kind: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded performance stock units.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 22:05 UTC
Lau FernandoSVP, Chief Marketing Officer
GrantCommon Stock 1,301 $35.94 $46,757.94
Disclosure

SEC source: 0001127602-21-024441 · form4.xml · nonDerivative · entry 1

Lau Fernando · CIK 0001690243 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,178

F1 · security: Common stock issued in payout of performance share units awarded on August 22, 2018.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 22:11 UTC
Boden Holland Katherine AliceGroup Pres, Adtalem Health
Tax withholdingCommon Stock 1,384 $35.94 $49,740.96
Disclosure

SEC source: 0001127602-21-024443 · form4.xml · nonDerivative · entry 2

Boden Holland Katherine Alice · CIK 0001695948 · Group Pres, Adtalem Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,987

F2 · kind: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded performance stock units.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 22:11 UTC
Boden Holland Katherine AliceGroup Pres, Adtalem Health
GrantCommon Stock 3,455 $35.94 $124,172.70
Disclosure

SEC source: 0001127602-21-024443 · form4.xml · nonDerivative · entry 1

Boden Holland Katherine Alice · CIK 0001695948 · Group Pres, Adtalem Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,371

F1 · security: Common stock issued in payout of performance share units awarded on August 22, 2018.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 22:00 UTC
Nash Christopher CSVP, Chief Information Officer
Tax withholdingCommon Stock 549 $35.94 $19,731.06
Disclosure

SEC source: 0001127602-21-024439 · form4.xml · nonDerivative · entry 2

Nash Christopher C · CIK 0001580230 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,234

F2 · kind: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded performance stock units.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 22:00 UTC
Nash Christopher CSVP, Chief Information Officer
GrantCommon Stock 1,381 $35.94 $49,633.14
Disclosure

SEC source: 0001127602-21-024439 · form4.xml · nonDerivative · entry 1

Nash Christopher C · CIK 0001580230 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,783

F1 · security: Common stock issued in payout of performance share units awarded on August 22, 2018.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:10 UTC PurchaseCommon Stock 9,000 $35.99 $323,910.00
Disclosure

SEC source: 0001127602-21-024306 · form4.xml · nonDerivative · entry 1

MALAFRONTE MICHAEL W · CIK 0001209162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,200

Read SEC document
August 23, 2021 Filed Aug 24, 2021 20:42 UTC
Jennings DonnaSVP, Human Resources
Tax withholdingCommon Stock 283 $36.85 $10,428.55
Disclosure

SEC source: 0001127602-21-024247 · form4.xml · nonDerivative · entry 2

Jennings Donna · CIK 0001376769 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,153.59

F1 · shares: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded restricted stock units.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 20:38 UTC
Lau FernandoSVP, Chief Marketing Officer
Tax withholdingCommon Stock 221 $36.85 $8,143.85
Disclosure

SEC source: 0001127602-21-024243 · form4.xml · nonDerivative · entry 2

Lau Fernando · CIK 0001690243 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,877

F1 · shares: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded restricted stock units.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 20:26 UTC
Nash Christopher CSVP, Chief Information Officer
Tax withholdingCommon Stock 208 $36.85 $7,664.80
Disclosure

SEC source: 0001127602-21-024233 · form4.xml · nonDerivative · entry 2

Nash Christopher C · CIK 0001580230 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,402

F1 · shares: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded restricted stock units.

Read SEC document
August 22, 2021 Filed Aug 24, 2021 20:47 UTC
Boden Holland Katherine AliceGroup Pres, Adtalem Health
Tax withholdingCommon Stock 215 $35.94 $7,727.10
Disclosure

SEC source: 0001127602-21-024250 · form4.xml · nonDerivative · entry 1

Boden Holland Katherine Alice · CIK 0001695948 · Group Pres, Adtalem Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,916

F1 · shares: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded restricted stock units.

Read SEC document
August 22, 2021 Filed Aug 24, 2021 20:42 UTC
Jennings DonnaSVP, Human Resources
Tax withholdingCommon Stock 207 $35.94 $7,439.58
Disclosure

SEC source: 0001127602-21-024247 · form4.xml · nonDerivative · entry 1

Jennings Donna · CIK 0001376769 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,436.59

F1 · shares: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded restricted stock units.

Read SEC document
August 22, 2021 Filed Aug 24, 2021 20:38 UTC
Lau FernandoSVP, Chief Marketing Officer
Tax withholdingCommon Stock 163 $35.94 $5,858.22
Disclosure

SEC source: 0001127602-21-024243 · form4.xml · nonDerivative · entry 1

Lau Fernando · CIK 0001690243 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,098

F1 · shares: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded restricted stock units.

Read SEC document
August 22, 2021 Filed Aug 24, 2021 20:26 UTC
Nash Christopher CSVP, Chief Information Officer
Tax withholdingCommon Stock 174 $35.94 $6,253.56
Disclosure

SEC source: 0001127602-21-024233 · form4.xml · nonDerivative · entry 1

Nash Christopher C · CIK 0001580230 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,610

F1 · shares: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded restricted stock units.

Read SEC document
August 22, 2021 Filed Aug 28, 2021 00:00 UTC
Beard, Stephen W.Chief Operating Officer
Tax withholdingCommon Stock 1,605 $35.94 $57,683.70
Disclosure

SEC source: 0001127602-21-024474 · form4.xml · nonDerivative · entry 2

Beard, Stephen W. · CIK 0001508595 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,823

F2 · shares: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded performance stock units.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 00:20 UTC
WARDELL LISA WDirector · Chairman, President and CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 63,859 $0.00 Strike: $23.78 $0.00
Disclosure

SEC source: 0001127602-21-021695 · form4.xml · derivative · entry 18

WARDELL LISA W · CIK 0001450092 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 63,859 shares

Expires 2026-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 00:20 UTC
WARDELL LISA WDirector · Chairman, President and CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 61,057 $0.00 Strike: $17.54 $0.00
Disclosure

SEC source: 0001127602-21-021695 · form4.xml · derivative · entry 17

WARDELL LISA W · CIK 0001450092 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,057 shares

Expires 2026-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 00:20 UTC
WARDELL LISA WDirector · Chairman, President and CEO
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 3,800 $0.00 Strike: $17.54 $0.00
Disclosure

SEC source: 0001127602-21-021695 · form4.xml · derivative · entry 16

WARDELL LISA W · CIK 0001450092 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,008

Underlying: Common Stock · 3,800 shares

Expires 2026-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 00:20 UTC
WARDELL LISA WDirector · Chairman, President and CEO
SaleCommon Stock 63,859 $38.40 $2,452,057.88
Disclosure

SEC source: 0001127602-21-021695 · form4.xml · nonDerivative · entry 12

WARDELL LISA W · CIK 0001450092 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,044

Read SEC document
July 06, 2021 Filed Jul 8, 2021 00:20 UTC
WARDELL LISA WDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 63,859 $23.78 $1,518,567.02
Disclosure

SEC source: 0001127602-21-021695 · form4.xml · nonDerivative · entry 11

WARDELL LISA W · CIK 0001450092 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 00:20 UTC
WARDELL LISA WDirector · Chairman, President and CEO
SaleCommon Stock 61,057 $38.38 $2,343,190.59
Disclosure

SEC source: 0001127602-21-021695 · form4.xml · nonDerivative · entry 10

WARDELL LISA W · CIK 0001450092 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,044

Read SEC document
July 06, 2021 Filed Jul 8, 2021 00:20 UTC
WARDELL LISA WDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 61,057 $17.54 $1,070,939.78
Disclosure

SEC source: 0001127602-21-021695 · form4.xml · nonDerivative · entry 9

WARDELL LISA W · CIK 0001450092 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 00:20 UTC
WARDELL LISA WDirector · Chairman, President and CEO
SaleCommon Stock 3,800 $39.41 $149,758.00
Disclosure

SEC source: 0001127602-21-021695 · form4.xml · nonDerivative · entry 8

WARDELL LISA W · CIK 0001450092 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,044

Read SEC document
July 06, 2021 Filed Jul 8, 2021 00:20 UTC
WARDELL LISA WDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 3,800 $17.54 $66,652.00
Disclosure

SEC source: 0001127602-21-021695 · form4.xml · nonDerivative · entry 7

WARDELL LISA W · CIK 0001450092 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021.

Read SEC document
July 02, 2021 Filed Jul 8, 2021 00:20 UTC
WARDELL LISA WDirector · Chairman, President and CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 116,459 $0.00 Strike: $23.78 $0.00
Disclosure

SEC source: 0001127602-21-021695 · form4.xml · derivative · entry 15

WARDELL LISA W · CIK 0001450092 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,859

Underlying: Common Stock · 116,459 shares

Expires 2026-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2021 Filed Jul 8, 2021 00:20 UTC
WARDELL LISA WDirector · Chairman, President and CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 110,932 $0.00 Strike: $17.54 $0.00
Disclosure

SEC source: 0001127602-21-021695 · form4.xml · derivative · entry 14

WARDELL LISA W · CIK 0001450092 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,057

Underlying: Common Stock · 110,932 shares

Expires 2026-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2021 Filed Jul 8, 2021 00:20 UTC
WARDELL LISA WDirector · Chairman, President and CEO
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 3,800 $0.00 Strike: $17.54 $0.00
Disclosure

SEC source: 0001127602-21-021695 · form4.xml · derivative · entry 13

WARDELL LISA W · CIK 0001450092 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,808

Underlying: Common Stock · 3,800 shares

Expires 2026-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2021 Filed Jul 8, 2021 00:20 UTC
WARDELL LISA WDirector · Chairman, President and CEO
SaleCommon Stock 116,459 $38.94 $4,535,216.25
Disclosure

SEC source: 0001127602-21-021695 · form4.xml · nonDerivative · entry 6

WARDELL LISA W · CIK 0001450092 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,044

Read SEC document
July 02, 2021 Filed Jul 8, 2021 00:20 UTC
WARDELL LISA WDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 116,459 $23.78 $2,769,395.02
Disclosure

SEC source: 0001127602-21-021695 · form4.xml · nonDerivative · entry 5

WARDELL LISA W · CIK 0001450092 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021.

Read SEC document
July 02, 2021 Filed Jul 8, 2021 00:20 UTC
WARDELL LISA WDirector · Chairman, President and CEO
SaleCommon Stock 110,932 $38.90 $4,315,554.32
Disclosure

SEC source: 0001127602-21-021695 · form4.xml · nonDerivative · entry 4

WARDELL LISA W · CIK 0001450092 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,044

Read SEC document
July 02, 2021 Filed Jul 8, 2021 00:20 UTC
WARDELL LISA WDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 110,932 $17.54 $1,945,747.28
Disclosure

SEC source: 0001127602-21-021695 · form4.xml · nonDerivative · entry 3

WARDELL LISA W · CIK 0001450092 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021.

Read SEC document
July 02, 2021 Filed Jul 8, 2021 00:20 UTC
WARDELL LISA WDirector · Chairman, President and CEO
SaleCommon Stock 3,800 $39.43 $149,834.00
Disclosure

SEC source: 0001127602-21-021695 · form4.xml · nonDerivative · entry 2

WARDELL LISA W · CIK 0001450092 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,044

Read SEC document
July 02, 2021 Filed Jul 8, 2021 00:20 UTC
WARDELL LISA WDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 3,800 $17.54 $66,652.00
Disclosure

SEC source: 0001127602-21-021695 · form4.xml · nonDerivative · entry 1

WARDELL LISA W · CIK 0001450092 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021.

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June 30, 2021 Filed Jul 12, 2021 20:23 UTC
Logan LyleDirector
OtherPhantom Stock Units · Derivative 187.298 $35.64 $6,675.30
Disclosure

SEC source: 0001127602-21-021801 · form4.xml · derivative · entry 2

Logan Lyle · CIK 0001418122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,460.017

Underlying: Common Stock · 187.298 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock entitled the reporting person to receive, on June 30, 2021, one share of Adtalem Global Education Inc.'s common stock or the cash value thereof. Prior to payment, the reporting person had the right to transfer the value of their phantom stock account into an alternative investment account.

F2 · derivative.exercise_date: Each share of phantom stock entitles the reporting person to receive one share of Adtalem Global Education Inc.'s common stock or the cash value thereof.

F2 · derivative.expiration_date: Each share of phantom stock entitles the reporting person to receive one share of Adtalem Global Education Inc.'s common stock or the cash value thereof.

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June 25, 2021 Filed Jun 29, 2021 20:15 UTC
WARDELL LISA WDirector · Chairman, President and CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 400 $0.00 Strike: $23.78 $0.00
Disclosure

SEC source: 0001127602-21-020797 · form4.xml · derivative · entry 6

WARDELL LISA W · CIK 0001450092 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,318

Underlying: Common Stock · 400 shares

Expires 2026-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 20:15 UTC
WARDELL LISA WDirector · Chairman, President and CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 400 $0.00 Strike: $17.54 $0.00
Disclosure

SEC source: 0001127602-21-020797 · form4.xml · derivative · entry 5

WARDELL LISA W · CIK 0001450092 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,989

Underlying: Common Stock · 400 shares

Expires 2026-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 20:15 UTC
WARDELL LISA WDirector · Chairman, President and CEO
SaleCommon Stock 400 $37.07 $14,828.00
Disclosure

SEC source: 0001127602-21-020797 · form4.xml · nonDerivative · entry 4

WARDELL LISA W · CIK 0001450092 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,044

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.