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Nasdaq · USD

CURI

CuriosityStream Inc.

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Tapewire entity
6455
SEC CIK
0001776909
Parsed reports
338

Last 12 months

Inside the activity.

5 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202502
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202630
Jun 202602
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 20, 2023 Filed Oct 23, 2023 20:19 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Exercise / conversionCommon Stock 105 Not disclosed Not disclosed
Disclosure

SEC source: 0001827522-23-000011 · wk-form4_1698092383.xml · nonDerivative · entry 1

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On October 20, 2023, 105 restricted stock units previously granted to Ms. Cudahy on July 28, 2023 vested and converted into shares of the Company's common stock on a one-to-one basis.

Read SEC document
October 20, 2023 Filed Oct 24, 2023 17:49 UTC Amendment
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 105 $0.00 $0.00
Disclosure

SEC source: 0001827522-23-000014 · wk-form4a_1698169757.xml · derivative · entry 4

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,159

Underlying: Common Stock · 105 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On October 20, 2023, 105 restricted stock units previously granted to Ms. Cudahy on July 28, 2023 vested and converted into shares of the Company's common stock on a one-to-one basis.

F1 · date: The Exhibit 24 to the Form 4 previously filed was inadvertently omitted and is now attached hereto.

F2 · derivative.exercise_date: On October 20, 2023, 105 restricted stock units previously granted to Ms. Cudahy on July 28, 2023 vested and converted into shares of the Company's common stock on a one-to-one basis.

F2 · derivative.expiration_date: On October 20, 2023, 105 restricted stock units previously granted to Ms. Cudahy on July 28, 2023 vested and converted into shares of the Company's common stock on a one-to-one basis.

Read SEC document
October 20, 2023 Filed Oct 24, 2023 17:49 UTC Amendment
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Tax withholdingCommon Stock 37 $0.61 $22.57
Disclosure

SEC source: 0001827522-23-000014 · wk-form4a_1698169757.xml · nonDerivative · entry 3

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,796

F1 · date: The Exhibit 24 to the Form 4 previously filed was inadvertently omitted and is now attached hereto.

F3 · shares: Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of restricted stock units previously granted.

Read SEC document
October 20, 2023 Filed Oct 24, 2023 17:49 UTC Amendment
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Tax withholdingCommon Stock 19 $0.61 $11.59
Disclosure

SEC source: 0001827522-23-000014 · wk-form4a_1698169757.xml · nonDerivative · entry 2

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,833

F1 · date: The Exhibit 24 to the Form 4 previously filed was inadvertently omitted and is now attached hereto.

F3 · shares: Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of restricted stock units previously granted.

Read SEC document
October 20, 2023 Filed Oct 24, 2023 17:49 UTC Amendment
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Exercise / conversionCommon Stock 105 Not disclosed Not disclosed
Disclosure

SEC source: 0001827522-23-000014 · wk-form4a_1698169757.xml · nonDerivative · entry 1

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: The Exhibit 24 to the Form 4 previously filed was inadvertently omitted and is now attached hereto.

F2 · price: On October 20, 2023, 105 restricted stock units previously granted to Ms. Cudahy on July 28, 2023 vested and converted into shares of the Company's common stock on a one-to-one basis.

Read SEC document
September 27, 2023 Filed Sep 28, 2023 17:23 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Tax withholdingCommon Stock 71 $0.67 $47.57
Disclosure

SEC source: 0001827522-23-000008 · wk-form4_1695921818.xml · nonDerivative · entry 2

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,747

F1 · shares: Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of restricted stock units previously granted.

Read SEC document
September 27, 2023 Filed Sep 28, 2023 17:23 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Tax withholdingCommon Stock 45 $0.67 $30.15
Disclosure

SEC source: 0001827522-23-000008 · wk-form4_1695921818.xml · nonDerivative · entry 1

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,818

F1 · shares: Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of restricted stock units previously granted.

Read SEC document
September 25, 2023 Filed Sep 26, 2023 16:52 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 201 $0.00 $0.00
Disclosure

SEC source: 0001827522-23-000006 · wk-form4_1695747138.xml · derivative · entry 2

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,264

Underlying: Common Stock · 201 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On September 25, 2023, 201 restricted stock units previously granted to Ms. Cudahy on July 28, 2023 vested and converted into shares of the Company's common stock on a one-to-one basis.

F1 · derivative.exercise_date: On September 25, 2023, 201 restricted stock units previously granted to Ms. Cudahy on July 28, 2023 vested and converted into shares of the Company's common stock on a one-to-one basis.

F1 · derivative.expiration_date: On September 25, 2023, 201 restricted stock units previously granted to Ms. Cudahy on July 28, 2023 vested and converted into shares of the Company's common stock on a one-to-one basis.

Read SEC document
September 25, 2023 Filed Sep 26, 2023 16:52 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Exercise / conversionCommon Stock 201 Not disclosed Not disclosed
Disclosure

SEC source: 0001827522-23-000006 · wk-form4_1695747138.xml · nonDerivative · entry 1

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 25, 2023, 201 restricted stock units previously granted to Ms. Cudahy on July 28, 2023 vested and converted into shares of the Company's common stock on a one-to-one basis.

Read SEC document
September 21, 2023 Filed Sep 22, 2023 17:52 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Tax withholdingCommon Stock 19 $0.67 $12.77
Disclosure

SEC source: 0001827522-23-000003 · wk-form4_1695405162.xml · nonDerivative · entry 2

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,662

F1 · shares: Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of restricted stock units previously granted.

Read SEC document
September 21, 2023 Filed Sep 22, 2023 17:52 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Tax withholdingCommon Stock 37 $0.67 $24.86
Disclosure

SEC source: 0001827522-23-000003 · wk-form4_1695405162.xml · nonDerivative · entry 1

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,681

F1 · shares: Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of restricted stock units previously granted.

Read SEC document
September 20, 2023 Filed Sep 20, 2023 20:11 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 104 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-032650 · wk-form4_1695240700.xml · derivative · entry 2

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,465

Underlying: Common Stock · 104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On September 20, 2023, 104 restricted stock units previously granted to Ms. Cudahy on July 28, 2023 vested and converted into shares of the Company's common stock on a one-to-one basis.

F1 · derivative.exercise_date: On September 20, 2023, 104 restricted stock units previously granted to Ms. Cudahy on July 28, 2023 vested and converted into shares of the Company's common stock on a one-to-one basis.

F1 · derivative.expiration_date: On September 20, 2023, 104 restricted stock units previously granted to Ms. Cudahy on July 28, 2023 vested and converted into shares of the Company's common stock on a one-to-one basis.

Read SEC document
September 20, 2023 Filed Sep 20, 2023 20:11 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Exercise / conversionCommon Stock 104 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-032650 · wk-form4_1695240700.xml · nonDerivative · entry 1

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 20, 2023, 104 restricted stock units previously granted to Ms. Cudahy on July 28, 2023 vested and converted into shares of the Company's common stock on a one-to-one basis.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 23:05 UTC
Stinchcomb Clinton LarryDirector · President and CEO
Tax withholdingCommon Stock 7,698 $1.05 $8,082.90
Disclosure

SEC source: 0000950170-23-046133 · ownership.xml · nonDerivative · entry 1

Stinchcomb Clinton Larry · CIK 0001827441 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,809

Read SEC document
August 31, 2023 Filed Sep 1, 2023 19:00 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Tax withholdingCommon Stock 37 $0.84 $31.08
Disclosure

SEC source: 0000950170-23-046019 · ownership.xml · nonDerivative · entry 4

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,614

Read SEC document
August 31, 2023 Filed Sep 1, 2023 19:00 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Tax withholdingCommon Stock 19 $0.84 $15.96
Disclosure

SEC source: 0000950170-23-046019 · ownership.xml · nonDerivative · entry 3

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,651

Read SEC document
August 31, 2023 Filed Sep 1, 2023 19:00 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Tax withholdingCommon Stock 2,774 $1.05 $2,912.70
Disclosure

SEC source: 0000950170-23-046019 · ownership.xml · nonDerivative · entry 2

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,670

Read SEC document
August 31, 2023 Filed Sep 1, 2023 19:00 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Tax withholdingCommon Stock 37 $1.02 $37.74
Disclosure

SEC source: 0000950170-23-046019 · ownership.xml · nonDerivative · entry 1

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,444

Read SEC document
August 20, 2023 Filed Aug 22, 2023 21:22 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 104 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-043963 · ownership.xml · derivative · entry 2

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,569

Underlying: Common Stock · 104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On August 20, 2023, 104 restricted stock units previously granted to Ms. Cudahy on July 28, 2023 vested and converted into shares of the Company's common stock on a one-to-one basis.

F1 · derivative.exercise_date: On August 20, 2023, 104 restricted stock units previously granted to Ms. Cudahy on July 28, 2023 vested and converted into shares of the Company's common stock on a one-to-one basis.

F1 · derivative.expiration_date: On August 20, 2023, 104 restricted stock units previously granted to Ms. Cudahy on July 28, 2023 vested and converted into shares of the Company's common stock on a one-to-one basis.

Read SEC document
August 20, 2023 Filed Aug 22, 2023 21:22 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Exercise / conversionCommon Stock 104 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-043963 · ownership.xml · nonDerivative · entry 1

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On August 20, 2023, 104 restricted stock units previously granted to Ms. Cudahy on July 28, 2023 vested and converted into shares of the Company's common stock on a one-to-one basis.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 18:00 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 1,400 $1.00 $1,400.00
Disclosure

SEC source: 0000950170-23-041162 · ownership.xml · nonDerivative · entry 1

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 416,473

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 19:07 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 2,100 $1.01 $2,121.00
Disclosure

SEC source: 0000950170-23-039705 · ownership.xml · nonDerivative · entry 2

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 417,873

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 19:07 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 9,200 $1.00 $9,200.00
Disclosure

SEC source: 0000950170-23-039705 · ownership.xml · nonDerivative · entry 1

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 419,973

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 20:42 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 1,800 $1.04 $1,872.00
Disclosure

SEC source: 0000950170-23-038610 · ownership.xml · nonDerivative · entry 2

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 429,173

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:42 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 6,800 $1.04 $7,072.00
Disclosure

SEC source: 0000950170-23-038610 · ownership.xml · nonDerivative · entry 1

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 430,973

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:31 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 7,902 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-038598 · ownership.xml · derivative · entry 2

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,777

Underlying: Common Stock · 7,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On August 2, 2023, 7,902 restricted stock units previously granted to Ms. Cudahy by the Compensation Committee of the Board of Directors of the Company, pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units, vested and converted into shares of the Company's common stock on a one-to-one basis.

F1 · derivative.exercise_date: On August 2, 2023, 7,902 restricted stock units previously granted to Ms. Cudahy by the Compensation Committee of the Board of Directors of the Company, pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units, vested and converted into shares of the Company's common stock on a one-to-one basis.

F1 · derivative.expiration_date: On August 2, 2023, 7,902 restricted stock units previously granted to Ms. Cudahy by the Compensation Committee of the Board of Directors of the Company, pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units, vested and converted into shares of the Company's common stock on a one-to-one basis.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:31 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Exercise / conversionCommon Stock 7,902 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-038598 · ownership.xml · nonDerivative · entry 1

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On August 2, 2023, 7,902 restricted stock units previously granted to Ms. Cudahy by the Compensation Committee of the Board of Directors of the Company, pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units, vested and converted into shares of the Company's common stock on a one-to-one basis.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:28 UTC
Stinchcomb Clinton LarryDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 31,610 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-038596 · ownership.xml · derivative · entry 2

Stinchcomb Clinton Larry · CIK 0001827441 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,487

Underlying: Common Stock · 31,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On August 2, 2023, 31,610 restricted stock units previously granted to Mr. Stinchcomb by the Compensation Committee of the Board of Directors of the Company, pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units, vested and converted into shares of the Company's common stock on a one-to-one basis.

F1 · derivative.exercise_date: On August 2, 2023, 31,610 restricted stock units previously granted to Mr. Stinchcomb by the Compensation Committee of the Board of Directors of the Company, pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units, vested and converted into shares of the Company's common stock on a one-to-one basis.

F1 · derivative.expiration_date: On August 2, 2023, 31,610 restricted stock units previously granted to Mr. Stinchcomb by the Compensation Committee of the Board of Directors of the Company, pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units, vested and converted into shares of the Company's common stock on a one-to-one basis.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:28 UTC
Stinchcomb Clinton LarryDirector · President and CEO
Exercise / conversionCommon Stock 31,610 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-038596 · ownership.xml · nonDerivative · entry 1

Stinchcomb Clinton Larry · CIK 0001827441 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On August 2, 2023, 31,610 restricted stock units previously granted to Mr. Stinchcomb by the Compensation Committee of the Board of Directors of the Company, pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units, vested and converted into shares of the Company's common stock on a one-to-one basis.

Read SEC document
August 02, 2023 Filed Aug 10, 2023 01:09 UTC Amendment
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 7,902 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-040878 · ownership.xml · derivative · entry 2

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,673

Underlying: Common Stock · 7,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects an additional 104 shares of the Company's common stock inadvertently omitted from, and correspondingly 104 fewer RSUs remaining on, the Form 4 filed by Ms. Cudahy on August 4, 2023.

F1 · derivative.exercise_date: Reflects an additional 104 shares of the Company's common stock inadvertently omitted from, and correspondingly 104 fewer RSUs remaining on, the Form 4 filed by Ms. Cudahy on August 4, 2023.

F1 · derivative.expiration_date: Reflects an additional 104 shares of the Company's common stock inadvertently omitted from, and correspondingly 104 fewer RSUs remaining on, the Form 4 filed by Ms. Cudahy on August 4, 2023.

F1 · balance_after: Reflects an additional 104 shares of the Company's common stock inadvertently omitted from, and correspondingly 104 fewer RSUs remaining on, the Form 4 filed by Ms. Cudahy on August 4, 2023.

Read SEC document
August 02, 2023 Filed Aug 10, 2023 01:09 UTC Amendment
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Exercise / conversionCommon Stock 7,902 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-040878 · ownership.xml · nonDerivative · entry 1

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects an additional 104 shares of the Company's common stock inadvertently omitted from, and correspondingly 104 fewer RSUs remaining on, the Form 4 filed by Ms. Cudahy on August 4, 2023.

F1 · balance_after: Reflects an additional 104 shares of the Company's common stock inadvertently omitted from, and correspondingly 104 fewer RSUs remaining on, the Form 4 filed by Ms. Cudahy on August 4, 2023.

Read SEC document
August 01, 2023 Filed Aug 2, 2023 01:02 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 13,591 $1.09 $14,814.19
Disclosure

SEC source: 0000950170-23-036717 · ownership.xml · nonDerivative · entry 6

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 437,773

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 01:02 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 64,975 $1.07 $69,523.25
Disclosure

SEC source: 0000950170-23-036717 · ownership.xml · nonDerivative · entry 5

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 451,364

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
July 28, 2023 Filed Aug 2, 2023 01:02 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 12,265 $1.01 $12,387.65
Disclosure

SEC source: 0000950170-23-036717 · ownership.xml · nonDerivative · entry 4

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 516,339

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 19:49 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Disposition to issuerStock Options (right to buy) · Derivative 92,375 Not disclosed Strike: $5.93 Not disclosed
Disclosure

SEC source: 0000950170-23-036418 · ownership.xml · derivative · entry 9

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 92,375 shares

Expires not disclosed

F1 · price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Ms. Cudahy's options to purchase 608,676 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Ms. Cudahy RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F8 · derivative.exercise_date: Includes unvested option to purchase 92,375 shares of the Company's common stock, which would have vested on January 1, 2025.

F8 · derivative.expiration_date: Includes unvested option to purchase 92,375 shares of the Company's common stock, which would have vested on January 1, 2025.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 19:49 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Disposition to issuerStock Options (right to buy) · Derivative 13,824 Not disclosed Strike: $11.60 Not disclosed
Disclosure

SEC source: 0000950170-23-036418 · ownership.xml · derivative · entry 8

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,824 shares

Expires not disclosed

F1 · price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Ms. Cudahy's options to purchase 608,676 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Ms. Cudahy RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F7 · derivative.exercise_date: Includes unvested option to purchase 7,488 shares of the Company's common stock, which would have vested ratably every three months until July 20, 2025.

F7 · derivative.expiration_date: Includes unvested option to purchase 7,488 shares of the Company's common stock, which would have vested ratably every three months until July 20, 2025.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 19:49 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Disposition to issuerStock Options (right to buy) · Derivative 6,122 Not disclosed Strike: $14.70 Not disclosed
Disclosure

SEC source: 0000950170-23-036418 · ownership.xml · derivative · entry 7

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,122 shares

Expires not disclosed

F1 · price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Ms. Cudahy's options to purchase 608,676 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Ms. Cudahy RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F6 · derivative.exercise_date: Includes unvested option to purchase 2,678 shares of the Company's common stock, which would have vested ratably every three months until April 30, 2025.

F6 · derivative.expiration_date: Includes unvested option to purchase 2,678 shares of the Company's common stock, which would have vested ratably every three months until April 30, 2025.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 19:49 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Disposition to issuerStock Options (right to buy) · Derivative 152,358 Not disclosed Strike: $16.42 Not disclosed
Disclosure

SEC source: 0000950170-23-036418 · ownership.xml · derivative · entry 6

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 152,358 shares

Expires not disclosed

F1 · price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Ms. Cudahy's options to purchase 608,676 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Ms. Cudahy RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F5 · derivative.exercise_date: Represents a fully vested option award.

F5 · derivative.expiration_date: Represents a fully vested option award.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 19:49 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Disposition to issuerStock Options (right to buy) · Derivative 265,098 Not disclosed Strike: $4.04 Not disclosed
Disclosure

SEC source: 0000950170-23-036418 · ownership.xml · derivative · entry 5

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 265,098 shares

Expires not disclosed

F1 · price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Ms. Cudahy's options to purchase 608,676 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Ms. Cudahy RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F5 · derivative.exercise_date: Represents a fully vested option award.

F5 · derivative.expiration_date: Represents a fully vested option award.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 19:49 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Disposition to issuerStock Options (right to buy) · Derivative 78,899 Not disclosed Strike: $4.20 Not disclosed
Disclosure

SEC source: 0000950170-23-036418 · ownership.xml · derivative · entry 4

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 78,899 shares

Expires not disclosed

F1 · price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Ms. Cudahy's options to purchase 608,676 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Ms. Cudahy RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F4 · derivative.exercise_date: Includes unvested option to purchase 19,725 shares of the Company's common stock, which would have vested on August 2, 2023.

F4 · derivative.expiration_date: Includes unvested option to purchase 19,725 shares of the Company's common stock, which would have vested on August 2, 2023.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 19:49 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
GrantRestricted Stock Units · Derivative 56,679 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-036418 · ownership.xml · derivative · entry 3

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,679

Underlying: Common Stock · 56,679 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Ms. Cudahy's options to purchase 608,676 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Ms. Cudahy RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F3 · derivative.exercise_price: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Ms. Cudahy's unvested cancelled stock options, the Company granted Ms. Cudahy 56,679 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest as follows: 7,902 shares on August 2, 2023; 1,406 shares in equal increments every third month beginning September 25, 2023 through March 25, 2025; 2,815 shares in equal increments every month beginning July 20, 2023 through September 20, 2025; and 44,556 shares on January 1, 2025.

F1 · price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Ms. Cudahy's options to purchase 608,676 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Ms. Cudahy RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F3 · derivative.exercise_date: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Ms. Cudahy's unvested cancelled stock options, the Company granted Ms. Cudahy 56,679 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest as follows: 7,902 shares on August 2, 2023; 1,406 shares in equal increments every third month beginning September 25, 2023 through March 25, 2025; 2,815 shares in equal increments every month beginning July 20, 2023 through September 20, 2025; and 44,556 shares on January 1, 2025.

F3 · derivative.expiration_date: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Ms. Cudahy's unvested cancelled stock options, the Company granted Ms. Cudahy 56,679 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest as follows: 7,902 shares on August 2, 2023; 1,406 shares in equal increments every third month beginning September 25, 2023 through March 25, 2025; 2,815 shares in equal increments every month beginning July 20, 2023 through September 20, 2025; and 44,556 shares on January 1, 2025.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 19:49 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
GrantRestricted Stock Units · Derivative 125,778 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-036418 · ownership.xml · derivative · entry 2

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,778

Underlying: Common Stock · 125,778 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Ms. Cudahy's options to purchase 608,676 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Ms. Cudahy RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F2 · derivative.exercise_price: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Ms. Cudahy's fully vested cancelled stock options, the Company granted Ms. Cudahy 125,778 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest on July 28, 2024.

F1 · price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Ms. Cudahy's options to purchase 608,676 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Ms. Cudahy RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F2 · derivative.exercise_date: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Ms. Cudahy's fully vested cancelled stock options, the Company granted Ms. Cudahy 125,778 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest on July 28, 2024.

F2 · derivative.expiration_date: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Ms. Cudahy's fully vested cancelled stock options, the Company granted Ms. Cudahy 125,778 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest on July 28, 2024.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 19:49 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Tax withholdingCommon Stock 19 $1.05 $19.95
Disclosure

SEC source: 0000950170-23-036418 · ownership.xml · nonDerivative · entry 1

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,371

Read SEC document
July 28, 2023 Filed Aug 1, 2023 19:59 UTC
Stinchcomb Clinton LarryDirector · President and CEO
Disposition to issuerStock Options (right to buy) · Derivative 355,500 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0000950170-23-036433 · ownership.xml · derivative · entry 7

Stinchcomb Clinton Larry · CIK 0001827441 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 355,500 shares

Expires not disclosed

F1 · price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Mr. Stinchcomb's options to purchase 3,344,291 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Mr. Stinchcomb RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F5 · derivative.exercise_date: Represents a fully vested option award.

F5 · derivative.expiration_date: Represents a fully vested option award.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 19:59 UTC
Stinchcomb Clinton LarryDirector · President and CEO
Disposition to issuerStock Options (right to buy) · Derivative 2,038,570 Not disclosed Strike: $8.77 Not disclosed
Disclosure

SEC source: 0000950170-23-036433 · ownership.xml · derivative · entry 6

Stinchcomb Clinton Larry · CIK 0001827441 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,038,570 shares

Expires not disclosed

F1 · price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Mr. Stinchcomb's options to purchase 3,344,291 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Mr. Stinchcomb RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F6 · derivative.exercise_date: Includes unvested option to purchase 1,019,285 shares of the Company's common stock, which would have vested ratably on November 2, 2023 and November 2, 2024.

F6 · derivative.expiration_date: Includes unvested option to purchase 1,019,285 shares of the Company's common stock, which would have vested ratably on November 2, 2023 and November 2, 2024.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 19:59 UTC
Stinchcomb Clinton LarryDirector · President and CEO
Disposition to issuerStock Options (right to buy) · Derivative 618,561 Not disclosed Strike: $4.04 Not disclosed
Disclosure

SEC source: 0000950170-23-036433 · ownership.xml · derivative · entry 5

Stinchcomb Clinton Larry · CIK 0001827441 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 618,561 shares

Expires not disclosed

F1 · price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Mr. Stinchcomb's options to purchase 3,344,291 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Mr. Stinchcomb RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F5 · derivative.exercise_date: Represents a fully vested option award.

F5 · derivative.expiration_date: Represents a fully vested option award.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 19:59 UTC
Stinchcomb Clinton LarryDirector · President and CEO
Disposition to issuerStock Options (right to buy) · Derivative 16,067 Not disclosed Strike: $4.04 Not disclosed
Disclosure

SEC source: 0000950170-23-036433 · ownership.xml · derivative · entry 4

Stinchcomb Clinton Larry · CIK 0001827441 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,067 shares

Expires not disclosed

F1 · price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Mr. Stinchcomb's options to purchase 3,344,291 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Mr. Stinchcomb RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F5 · derivative.exercise_date: Represents a fully vested option award.

F5 · derivative.expiration_date: Represents a fully vested option award.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 19:59 UTC
Stinchcomb Clinton LarryDirector · President and CEO
Disposition to issuerStock Options (right to buy) · Derivative 315,593 Not disclosed Strike: $4.20 Not disclosed
Disclosure

SEC source: 0000950170-23-036433 · ownership.xml · derivative · entry 3

Stinchcomb Clinton Larry · CIK 0001827441 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 315,593 shares

Expires not disclosed

F1 · price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Mr. Stinchcomb's options to purchase 3,344,291 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Mr. Stinchcomb RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F4 · derivative.exercise_date: Includes unvested option to purchase 78,898 shares of the Company's common stock, which would have vested on August 2, 2023.

F4 · derivative.expiration_date: Includes unvested option to purchase 78,898 shares of the Company's common stock, which would have vested on August 2, 2023.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 19:59 UTC
Stinchcomb Clinton LarryDirector · President and CEO
GrantRestricted Stock Units · Derivative 392,097 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-036433 · ownership.xml · derivative · entry 2

Stinchcomb Clinton Larry · CIK 0001827441 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,097

Underlying: Common Stock · 392,097 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Mr. Stinchcomb's options to purchase 3,344,291 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Mr. Stinchcomb RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F3 · derivative.exercise_price: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Mr. Stinchcomb's unvested cancelled stock options, the Company granted Mr. Stinchcomb 392,097 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest as follows: 31,610 shares on August 2, 2023; and 360,487 shares in equal increments on November 2, 2023 and November 2, 2024.

F1 · price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Mr. Stinchcomb's options to purchase 3,344,291 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Mr. Stinchcomb RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F3 · derivative.exercise_date: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Mr. Stinchcomb's unvested cancelled stock options, the Company granted Mr. Stinchcomb 392,097 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest as follows: 31,610 shares on August 2, 2023; and 360,487 shares in equal increments on November 2, 2023 and November 2, 2024.

F3 · derivative.expiration_date: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Mr. Stinchcomb's unvested cancelled stock options, the Company granted Mr. Stinchcomb 392,097 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest as follows: 31,610 shares on August 2, 2023; and 360,487 shares in equal increments on November 2, 2023 and November 2, 2024.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 19:59 UTC
Stinchcomb Clinton LarryDirector · President and CEO
GrantRestricted Stock Units · Derivative 692,887 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-036433 · ownership.xml · derivative · entry 1

Stinchcomb Clinton Larry · CIK 0001827441 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 692,887

Underlying: Common Stock · 692,887 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Mr. Stinchcomb's options to purchase 3,344,291 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Mr. Stinchcomb RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F2 · derivative.exercise_price: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Mr. Stinchcomb's fully vested cancelled stock options, the Company granted Mr. Stinchcomb 692,887 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest on July 28, 2024.

F1 · price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Mr. Stinchcomb's options to purchase 3,344,291 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Mr. Stinchcomb RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F2 · derivative.exercise_date: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Mr. Stinchcomb's fully vested cancelled stock options, the Company granted Mr. Stinchcomb 692,887 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest on July 28, 2024.

F2 · derivative.expiration_date: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Mr. Stinchcomb's fully vested cancelled stock options, the Company granted Mr. Stinchcomb 692,887 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest on July 28, 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.