CUBB

SEC source: 0001140361-17-045480 · doc1.xml · nonDerivative · entry 1

Burkey Rick · CIK 0001678026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,919

SEC source: 0001140361-17-044166 · doc1.xml · nonDerivative · entry 2

Wahlman Robert E. · CIK 0001488174 · CFO&Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,430

F3 · price: This transaction was executed in multiple trades at prices ranging from $26.50 to $26.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 27,974 Restricted Stock Units.

SEC source: 0001140361-17-043844 · doc1.xml · nonDerivative · entry 1

Ehst Richard A · CIK 0001527855 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,372

F2 · price: This transaction was executed in multiple trades at prices ranging from $26.68 to $26.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 53,789 Restricted Stock Units.

SEC source: 0001140361-17-044166 · doc1.xml · nonDerivative · entry 1

Wahlman Robert E. · CIK 0001488174 · CFO&Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,745

F2 · price: This transaction was executed in multiple trades at prices ranging from $26.61 to $26.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 27,974 Restricted Stock Units.

SEC source: 0001140361-17-042197 · doc1.xml · nonDerivative · entry 1

SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848,472

F1 · kind: Grant of 75,745 Restricted Stock Units in connection with 2016 performance bonus, with shares vesting in accordance with the terms of the award. A portion of this grant was provided in lieu of a cash bonus payment.

F2 · balance_after: Includes 238,227 Restricted Stock Units.

F3 · balance_after: Includes 2,787 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan.

SEC source: 0001140361-17-042156 · doc1.xml · nonDerivative · entry 1

Ehst Richard A · CIK 0001527855 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,372

F1 · kind: Grant of 11,811 Restricted Stock Units in connection with 2016 performance bonus, with shares vesting in accordance with the terms of the award. A portion of this grant was provided in lieu of a cash bonus payment.

F2 · balance_after: Includes 53,789 Restricted Stock Units.

SEC source: 0001140361-17-036199 · doc1.xml · derivative · entry 6

Ehst Richard A · CIK 0001527855 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 109,489 shares

Expires 2022-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock Options exercised.

SEC source: 0001140361-17-036199 · doc1.xml · derivative · entry 5

Ehst Richard A · CIK 0001527855 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,489

Underlying: Common Stock · 7,856 shares

Expires 2022-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock Options exercised.

SEC source: 0001140361-17-036199 · doc1.xml · nonDerivative · entry 4

Ehst Richard A · CIK 0001527855 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,561

F4 · shares: Represents a "net exercise" of outstanding Stock Options. The reporting person received 32,372 shares of common stock on net exercise of Stock Options to purchase 109,489 shares of common stock. 46,398 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 30,719 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at September 20, 2017 of $30.04.

F4 · price: Represents a "net exercise" of outstanding Stock Options. The reporting person received 32,372 shares of common stock on net exercise of Stock Options to purchase 109,489 shares of common stock. 46,398 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 30,719 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at September 20, 2017 of $30.04.

F2 · balance_after: Includes 41,978 Restricted Stock Units.

SEC source: 0001140361-17-036199 · doc1.xml · nonDerivative · entry 3

Ehst Richard A · CIK 0001527855 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents a "net exercise" of outstanding Stock Options. The reporting person received 32,372 shares of common stock on net exercise of Stock Options to purchase 109,489 shares of common stock. 46,398 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 30,719 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at September 20, 2017 of $30.04.

F4 · price: Represents a "net exercise" of outstanding Stock Options. The reporting person received 32,372 shares of common stock on net exercise of Stock Options to purchase 109,489 shares of common stock. 46,398 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 30,719 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at September 20, 2017 of $30.04.

F2 · balance_after: Includes 41,978 Restricted Stock Units.

SEC source: 0001140361-17-036199 · doc1.xml · nonDerivative · entry 2

Ehst Richard A · CIK 0001527855 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,189

F3 · shares: Represents a "net exercise" of outstanding Stock Options. The reporting person received 3,228 shares of common stock on net exercise of Stock Options to purchase 7,856 shares of common stock. 3,329 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 1,299 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at September 20, 2017 of $30.04.

F3 · price: Represents a "net exercise" of outstanding Stock Options. The reporting person received 3,228 shares of common stock on net exercise of Stock Options to purchase 7,856 shares of common stock. 3,329 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 1,299 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at September 20, 2017 of $30.04.

F2 · balance_after: Includes 41,978 Restricted Stock Units.

SEC source: 0001140361-17-036199 · doc1.xml · nonDerivative · entry 1

Ehst Richard A · CIK 0001527855 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents a "net exercise" of outstanding Stock Options. The reporting person received 3,228 shares of common stock on net exercise of Stock Options to purchase 7,856 shares of common stock. 3,329 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 1,299 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at September 20, 2017 of $30.04.

F3 · price: Represents a "net exercise" of outstanding Stock Options. The reporting person received 3,228 shares of common stock on net exercise of Stock Options to purchase 7,856 shares of common stock. 3,329 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 1,299 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at September 20, 2017 of $30.04.

F2 · balance_after: Includes 41,978 Restricted Stock Units.

SEC source: 0001140361-17-035837 · doc1.xml · nonDerivative · entry 1

Zuckerman Steven J · CIK 0001528088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,575

F1 · shares: This stock was issued to the reporting person in lieu of cash for director compensation for Q3 2017.

SEC source: 0001140361-17-035835 · doc1.xml · nonDerivative · entry 1

Way T Lawrence · CIK 0001527821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,594

F1 · shares: This stock was issued to the reporting person in lieu of cash for director compensation for Q3 2017.

SEC source: 0001140361-17-035833 · doc1.xml · nonDerivative · entry 1

ROTHERMEL DANIEL K · CIK 0001222650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,367

F1 · shares: This stock was issued to the reporting person in lieu of cash for director compensation for Q3 2017.

SEC source: 0001140361-17-035830 · doc1.xml · nonDerivative · entry 1

Burkey Rick · CIK 0001678026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,919

F1 · shares: This stock was issued to the reporting person in lieu of cash for director compensation for Q3 2017.

SEC source: 0001140361-17-035828 · doc1.xml · nonDerivative · entry 1

Allon Andrea R. · CIK 0001678725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,761

F1 · shares: This stock was issued to the reporting person in lieu of cash for director compensation for Q3 2017.

SEC source: 0001140361-17-035901 · doc1.xml · nonDerivative · entry 1

Choudhrie Bhanu · CIK 0001497036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,482

F1 · shares: This stock was issued to the reporting person in lieu of cash for director compensation for Q3 2017.

SEC source: 0001140361-17-029137 · doc1.xml · derivative · entry 2

SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2027-07-26

F1 · balance_after: Under the terms of the Customers Bancorp, Inc. 2010 Stock Option Plan, these Stock Options will vest and become exercisable on the fifth anniversary of date of grant.

SEC source: 0001140361-17-026863 · doc1.xml · derivative · entry 3

SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,629

Underlying: Common Stock · 200,000 shares

Expires 2020-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Stock Options exercised.

F1 · balance_after: Under the terms of the Customers Bancorp, Inc. 2010 Stock Option Plan, these Stock Options will vest and become exercisable on the fifth anniversary of date of grant, subject to a 50% increase in the trading price of the company's voting common stock on the NYSE (or other national stock market or securities quotation system).

SEC source: 0001140361-17-026863 · doc1.xml · nonDerivative · entry 2

SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772,445

F5 · shares: Represents a "net exercise" of outstanding Stock Options. The reporting person received 73,836 shares of common stock on net exercise of Stock Options to purchase 200,000 shares of common stock. 63,038 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 63,126 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at June 28, 2017 of $28.11.

F5 · price: Represents a "net exercise" of outstanding Stock Options. The reporting person received 73,836 shares of common stock on net exercise of Stock Options to purchase 200,000 shares of common stock. 63,038 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 63,126 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at June 28, 2017 of $28.11.

F3 · balance_after: Includes 162,482 Restricted Stock Units.

F4 · balance_after: Includes 2,505 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan.

SEC source: 0001140361-17-026863 · doc1.xml · nonDerivative · entry 1

SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents a "net exercise" of outstanding Stock Options. The reporting person received 73,836 shares of common stock on net exercise of Stock Options to purchase 200,000 shares of common stock. 63,038 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 63,126 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at June 28, 2017 of $28.11.

F5 · price: Represents a "net exercise" of outstanding Stock Options. The reporting person received 73,836 shares of common stock on net exercise of Stock Options to purchase 200,000 shares of common stock. 63,038 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 63,126 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at June 28, 2017 of $28.11.

F3 · balance_after: Includes 162,482 Restricted Stock Units.

F4 · balance_after: Includes 2,505 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan.

SEC source: 0001140361-17-025324 · doc1.xml · nonDerivative · entry 1

Choudhrie Bhanu · CIK 0001497036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,608

F1 · shares: This stock was issued to the reporting person in lieu of cash for director compensation for Q2 2017.

SEC source: 0001140361-17-025322 · doc1.xml · nonDerivative · entry 1

ROTHERMEL DANIEL K · CIK 0001222650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,493

F1 · shares: This stock was issued to the reporting person in lieu of cash for director compensation for Q2 2017.

SEC source: 0001140361-17-025318 · doc1.xml · nonDerivative · entry 1

Zuckerman Steven J · CIK 0001528088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,701

F1 · shares: This stock was issued to the reporting person in lieu of cash for director compensation for Q2 2017.

SEC source: 0001140361-17-025320 · doc1.xml · nonDerivative · entry 1

Way T Lawrence · CIK 0001527821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,720

F1 · shares: This stock was issued to the reporting person in lieu of cash for director compensation for Q2 2017.

SEC source: 0001140361-17-025316 · doc1.xml · nonDerivative · entry 1

Burkey Rick · CIK 0001678026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,045

F1 · shares: This stock was issued to the reporting person in lieu of cash for director compensation for Q2 2017.

SEC source: 0001140361-17-025314 · doc1.xml · nonDerivative · entry 1

Allon Andrea R. · CIK 0001678725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,887

F1 · shares: This stock was issued to the reporting person in lieu of cash for director compensation for Q2 2017.

SEC source: 0001140361-17-023735 · doc1.xml · nonDerivative · entry 2

Issa Steven · CIK 0001512474 · Executive VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,977

F2 · kind: Grant of 1,785 Restricted Stock Units.

F3 · balance_after: Includes 18,003 Restricted Stock Units.

SEC source: 0001140361-17-023737 · doc1.xml · nonDerivative · entry 1

Ehst Richard A · CIK 0001527855 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,961

F1 · kind: Grant of 15,168 Restricted Stock Units.

F2 · balance_after: Includes 41,978 Restricted Stock Units.

SEC source: 0001140361-17-023735 · doc1.xml · nonDerivative · entry 1

Issa Steven · CIK 0001512474 · Executive VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,192

F1 · kind: Shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan.

SEC source: 0001140361-17-012851 · doc1.xml · nonDerivative · entry 1

Ehst Richard A · CIK 0001527855 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,793

F1 · kind: Shares sold for applicable tax withholding obligations.

F4 · price: This transaction was executed in multiple trades at prices ranging from $31.05 to $31.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: On May 15, 2014, Customers Bancorp, Inc. declared a 10% stock dividend payable to all holders of record of common stock on May 27, 2014 (the "Stock Dividend"). As a result, the reporting person received additional shares of common stock as of June 30, 2014.

F3 · balance_after: Includes 26,810 Restricted Stock Units

SEC source: 0001140361-17-012172 · doc1.xml · nonDerivative · entry 4

Choudhrie Bhanu · CIK 0001497036 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lewisburg LLC

Disclosed balance after: 646,764

F4 · price: This transaction was executed in multiple trades at prices ranging from $35.85 to $35.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001140361-17-012172 · doc1.xml · nonDerivative · entry 1

Choudhrie Bhanu · CIK 0001497036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,734

F1 · kind: This stock was issued to the reporting person in lieu of cash for director compensation for Q1 2017.

SEC source: 0001140361-17-012159 · doc1.xml · nonDerivative · entry 2

Zuckerman Steven J · CIK 0001528088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,827

F1 · shares: This stock was issued to the reporting person in lieu of cash for director compensation for Q1 2017.

SEC source: 0001140361-17-012156 · doc1.xml · nonDerivative · entry 1

Way T Lawrence · CIK 0001527821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,846

F1 · shares: This stock was issued to the reporting person in lieu of cash for director compensation for Q1 2017

SEC source: 0001140361-17-012152 · doc1.xml · nonDerivative · entry 1

ROTHERMEL DANIEL K · CIK 0001222650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,619

F1 · shares: This stock was issued to the reporting person in lieu of cash for director compensation for Q1 2017

SEC source: 0001140361-17-012150 · doc1.xml · nonDerivative · entry 1

Burkey Rick · CIK 0001678026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,171

F1 · shares: This stock was issued to the reporting person in lieu of cash for director compensation for Q1 2017.

SEC source: 0001140361-17-012148 · doc1.xml · nonDerivative · entry 1

Allon Andrea R. · CIK 0001678725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,013

F1 · shares: This stock was issued to the reporting person in lieu of cash for director compensation for Q1 2017

SEC source: 0001140361-17-012226 · doc1.xml · nonDerivative · entry 2

SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,150

F4 · price: This transaction was executed in multiple trades at prices ranging from $32.08 to $32.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 162,482 Restricted Stock Units.

F3 · balance_after: Includes 2,046 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan.

SEC source: 0001140361-17-012172 · doc1.xml · nonDerivative · entry 3

Choudhrie Bhanu · CIK 0001497036 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lewisburg LLC

Disclosed balance after: 866,764

F3 · price: This transaction was executed in multiple trades at prices ranging from $32.84 to $33.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001140361-17-011997 · doc1.xml · derivative · entry 23

Ehst Richard A · CIK 0001527855 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,250 shares

Expires 2021-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Exercise price adjusted to account for Stock Dividend.

F4 · shares: Stock Options exercised.

SEC source: 0001140361-17-011997 · doc1.xml · derivative · entry 22

Ehst Richard A · CIK 0001527855 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,296 shares

Expires 2021-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Exercise price adjusted to account for Stock Dividend.

F4 · shares: Stock Options exercised.

SEC source: 0001140361-17-011997 · doc1.xml · derivative · entry 21

Ehst Richard A · CIK 0001527855 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,428 shares

Expires 2021-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Exercise price adjusted to account for Stock Dividend.

F4 · shares: Stock Options exercised.

SEC source: 0001140361-17-011997 · doc1.xml · derivative · entry 20

Ehst Richard A · CIK 0001527855 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,531 shares

Expires 2021-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Exercise price adjusted to account for Stock Dividend.

F4 · shares: Stock Options exercised.

SEC source: 0001140361-17-011997 · doc1.xml · derivative · entry 19

Ehst Richard A · CIK 0001527855 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,616 shares

Expires 2021-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Exercise price adjusted to account for Stock Dividend.

F4 · shares: Stock Options exercised.

SEC source: 0001140361-17-011997 · doc1.xml · derivative · entry 18

Ehst Richard A · CIK 0001527855 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,279 shares

Expires 2020-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Exercise price adjusted to account for Stock Dividend.

F4 · shares: Stock Options exercised.

SEC source: 0001140361-17-011997 · doc1.xml · derivative · entry 17

Ehst Richard A · CIK 0001527855 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,925 shares

Expires 2020-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Exercise price adjusted to account for Stock Dividend.

F4 · shares: Stock Options exercised.

SEC source: 0001140361-17-011997 · doc1.xml · derivative · entry 16

Ehst Richard A · CIK 0001527855 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,279

Underlying: Common Stock · 9,000 shares

Expires 2020-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Exercise price adjusted to account for Stock Dividend.

F4 · shares: Stock Options exercised.

F2 · balance_after: On May 15, 2014, Customers Bancorp, Inc. declared a 10% stock dividend payable to all holders of record of common stock on May 27, 2014 (the "Stock Dividend"). As a result, the reporting person received additional shares of common stock as of June 30, 2014.

F8 · balance_after: Under the terms of the Customers Bancorp, Inc. 2010 Stock Option Plan, these Stock Options will vest and become exercisable on the fifth anniversary of the date of grant, subject to a 50% increase in the trading price of the company's voting common stock.

SEC source: 0001140361-17-011997 · doc1.xml · derivative · entry 15

Ehst Richard A · CIK 0001527855 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,544 shares

Expires 2020-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Exercise price adjusted to account for Stock Dividend.

F4 · shares: Stock Options exercised.