Last 12 months
Inside the activity.
12 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 5 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 6 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2021 Filed Feb 18, 2021 21:05 UTC |
Foster Robert TDirector · CEO and Director
|
PurchaseCommon Stock | 20,000 | $2.00 | $40,000.00 |
DisclosureSEC source: 0001104659-21-025199 · tm217063-2_4seq1.xml · nonDerivative · entry 1 Foster Robert T · CIK 0001677370 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,259 Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 16:06 UTC |
Wijngaard PeterDirector
|
PurchaseCommon Stock | 10,000 | $2.20 | $22,000.00 |
DisclosureSEC source: 0001104659-21-025200 · tm217063-3_4seq1.xml · nonDerivative · entry 1 Wijngaard Peter · CIK 0001778501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 09:17 UTC |
Wijngaard PeterDirector
|
PurchaseCommon Stock | 20,000 | $1.91 | $38,200.00 |
DisclosureSEC source: 0001104659-20-137755 · tm2038991d1_4.xml · nonDerivative · entry 1 Wijngaard Peter · CIK 0001778501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| December 08, 2020 Filed Dec 8, 2020 18:56 UTC |
Foster Robert TDirector · CEO and Director
|
PurchaseCommon Stock | 25,000 | $1.58 | $39,417.50 |
DisclosureSEC source: 0001104659-20-133141 · tm2037967-1_4seq1.xml · nonDerivative · entry 1 Foster Robert T · CIK 0001677370 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,259 Read SEC document |
| December 02, 2020 Filed Dec 2, 2020 23:05 UTC |
BRANCACCIO JOHN PDirector
|
PurchaseCommon Stock | 7,000 | $1.53 | $10,710.00 |
DisclosureSEC source: 0001104659-20-131656 · a4.xml · nonDerivative · entry 1 BRANCACCIO JOHN P · CIK 0001276551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,008 Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 00:53 UTC |
JACOB GARY SDirector
|
PurchaseCommon Stock | 12,000 | $1.66 | $19,920.00 |
DisclosureSEC source: 0001104659-20-131213 · a4.xml · nonDerivative · entry 1 JACOB GARY S · CIK 0001266802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,059 Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 16:53 UTC |
Cavan John TChief Financial Officer
|
PurchaseCommon Stock | 4,500 | $1.62 | $7,290.00 |
DisclosureSEC source: 0001104659-20-130531 · a4.xml · nonDerivative · entry 1 Cavan John T · CIK 0001503738 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800 Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 16:15 UTC |
Wijngaard PeterDirector
|
GrantStock Options · Derivative | 30,000 | $0.00 Strike: $3.72 | $0.00 |
DisclosureSEC source: 0001104659-20-097592 · a4.xml · derivative · entry 1 Wijngaard Peter · CIK 0001778501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 30,000 shares Expires 2030-08-19 Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:15 UTC |
JACOB GARY SDirector
|
GrantStock Options · Derivative | 30,000 | $0.00 Strike: $3.72 | $0.00 |
DisclosureSEC source: 0001104659-20-097593 · a4.xml · derivative · entry 1 JACOB GARY S · CIK 0001266802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,785 Underlying: Common Stock · 30,000 shares Expires 2030-08-19 Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 16:16 UTC |
ADAMS THOMAS PHDDirector
|
GrantStock Options · Derivative | 30,000 | $0.00 Strike: $3.72 | $0.00 |
DisclosureSEC source: 0001104659-20-097598 · a4.xml · derivative · entry 1 ADAMS THOMAS PHD · CIK 0001234366 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,050 Underlying: Common Stock · 30,000 shares Expires 2030-08-19 Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:16 UTC |
BRANCACCIO JOHN PDirector
|
GrantStock Options · Derivative | 30,000 | $0.00 Strike: $3.72 | $0.00 |
DisclosureSEC source: 0001104659-20-097596 · a4.xml · derivative · entry 1 BRANCACCIO JOHN P · CIK 0001276551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,332 Underlying: Common Stock · 30,000 shares Expires 2030-08-19 Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 16:17 UTC |
Lippa ArnoldDirector
|
GrantStock Options · Derivative | 30,000 | $0.00 Strike: $3.72 | $0.00 |
DisclosureSEC source: 0001104659-20-097600 · a4.xml · derivative · entry 1 Lippa Arnold · CIK 0001363763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,110 Underlying: Common Stock · 30,000 shares Expires 2030-08-19 Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 16:15 UTC |
Cavan John TChief Financial Officer
|
GrantStock Options · Derivative | 160,000 | $0.00 Strike: $3.72 | $0.00 |
DisclosureSEC source: 0001104659-20-097591 · a4.xml · derivative · entry 1 Cavan John T · CIK 0001503738 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,060 Underlying: Common Stock · 160,000 shares Expires 2030-08-19 F1 · derivative.exercise_date: 53,333 of the stock options vest on 8/19/2021 and the remainder vests monthly in equal amounts over 24 months. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:17 UTC |
Foster Robert TDirector · CEO,CSO and Director
|
GrantStock Options · Derivative | 212,000 | $0.00 Strike: $3.72 | $0.00 |
DisclosureSEC source: 0001104659-20-097602 · a4.xml · derivative · entry 1 Foster Robert T · CIK 0001677370 · Director · CEO,CSO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,879 Underlying: Common Stock · 212,000 shares Expires 2030-08-19 F1 · derivative.exercise_date: 70,667 of the stock options vest on 8/19/2021 and the remainder vests monthly in equal amounts over 24 months. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:17 UTC |
Block Timothy M.Director
|
GrantStock Options · Derivative | 30,000 | $0.00 Strike: $3.72 | $0.00 |
DisclosureSEC source: 0001104659-20-097599 · a4.xml · derivative · entry 1 Block Timothy M. · CIK 0001593465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,276 Underlying: Common Stock · 30,000 shares Expires 2030-08-19 Read SEC document |
| June 25, 2020 Filed Jun 25, 2020 19:18 UTC |
Wijngaard PeterDirector
|
GrantStock Options · Derivative | 30,000 | $0.00 Strike: $2.73 | $0.00 |
DisclosureSEC source: 0001104659-20-076967 · a4.xml · derivative · entry 1 Wijngaard Peter · CIK 0001778501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2030-06-25 F1 · derivative.exercise_date: 10,000 of the options vest on each of 6/25/2021, 2022 and 2023. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:13 UTC |
JACOB GARY SDirector
|
GrantStock Options · Derivative | 60,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001104659-20-044169 · a4.xml · derivative · entry 1 JACOB GARY S · CIK 0001266802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,729 Underlying: Common Stock · 60,000 shares Expires 2030-04-03 Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 16:15 UTC |
ADAMS THOMAS PHDDirector
|
GrantStock Option · Derivative | 60,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001104659-20-044175 · a4.xml · derivative · entry 1 ADAMS THOMAS PHD · CIK 0001234366 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,051 Underlying: Common Stock · 60,000 shares Expires 2030-04-03 Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:14 UTC |
BRANCACCIO JOHN PDirector
|
GrantStock Options · Derivative | 60,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001104659-20-044171 · a4.xml · derivative · entry 1 BRANCACCIO JOHN P · CIK 0001276551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,275 Underlying: Common Stock · 60,000 shares Expires 2030-04-03 Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 16:14 UTC |
Lippa ArnoldDirector
|
GrantStock Options · Derivative | 60,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001104659-20-044173 · a4.xml · derivative · entry 1 Lippa Arnold · CIK 0001363763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,109 Underlying: Common Stock · 60,000 shares Expires 2030-04-03 Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:13 UTC |
Foster Robert TDirector · CEO and CSO
|
GrantStock Options · Derivative | 380,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001104659-20-044170 · a4.xml · derivative · entry 1 Foster Robert T · CIK 0001677370 · Director · CEO and CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,879 Underlying: Common Stock · 380,000 shares Expires 2030-04-03 F1 · derivative.exercise_date: 126,667 of the stock options vest on 4/3/2021 and the remainder vests monthly in equal amounts over 24 months. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 16:13 UTC |
Cavan John TChief Financial Officer
|
GrantStock Options · Derivative | 215,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001104659-20-044168 · a4.xml · derivative · entry 1 Cavan John T · CIK 0001503738 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,059 Underlying: Common Stock · 215,000 shares Expires 2030-04-03 F1 · derivative.exercise_date: 71,667 of the stock options vest on 4/3/2021 and the remainder vests monthly in equal amounts over 24 months. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:14 UTC |
Block Timothy M.Director
|
GrantStock Options · Derivative | 60,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001104659-20-044174 · a4.xml · derivative · entry 1 Block Timothy M. · CIK 0001593465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,220 Underlying: Common Stock · 60,000 shares Expires 2030-04-03 Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:16 UTC |
JACOB GARY SDirector
|
GrantStock Options · Derivative | 970 | $0.00 Strike: $3.24 | $0.00 |
DisclosureSEC source: 0001104659-19-041850 · a4.xml · derivative · entry 1 JACOB GARY S · CIK 0001266802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,729 Underlying: Common Stock · 970 shares Expires 2029-07-24 Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 16:15 UTC |
ADAMS THOMAS PHDDirector
|
GrantStock Options · Derivative | 970 | $0.00 Strike: $3.24 | $0.00 |
DisclosureSEC source: 0001104659-19-041845 · a4.xml · derivative · entry 1 ADAMS THOMAS PHD · CIK 0001234366 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,051 Underlying: Common Stock · 970 shares Expires 2029-07-24 Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:16 UTC |
BRANCACCIO JOHN PDirector
|
GrantStock Options · Derivative | 970 | $0.00 Strike: $3.24 | $0.00 |
DisclosureSEC source: 0001104659-19-041849 · a4.xml · derivative · entry 1 BRANCACCIO JOHN P · CIK 0001276551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,275 Underlying: Common Stock · 970 shares Expires 2029-07-24 Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 16:15 UTC |
Lippa ArnoldDirector
|
GrantStock Options · Derivative | 970 | $0.00 Strike: $3.24 | $0.00 |
DisclosureSEC source: 0001104659-19-041843 · a4.xml · derivative · entry 1 Lippa Arnold · CIK 0001363763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,109 Underlying: Common Stock · 970 shares Expires 2029-07-24 Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 16:16 UTC |
Cavan John TChief Financial Officer
|
GrantStock Options · Derivative | 5,820 | $0.00 Strike: $3.24 | $0.00 |
DisclosureSEC source: 0001104659-19-041851 · a4.xml · derivative · entry 1 Cavan John T · CIK 0001503738 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,059 Underlying: Common Stock · 5,820 shares Expires 2029-07-24 F1 · derivative.exercise_date: Options vest in three installments as follows: 1,940 options shall vest on each of July 24, 2020, 2021 and 2022. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:15 UTC |
Block Timothy M.Director
|
GrantStock Options · Derivative | 970 | $0.00 Strike: $3.24 | $0.00 |
DisclosureSEC source: 0001104659-19-041847 · a4.xml · derivative · entry 1 Block Timothy M. · CIK 0001593465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,220 Underlying: Common Stock · 970 shares Expires 2029-07-24 Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:15 UTC |
Foster Robert TDirector · CEO and CSO
|
GrantStock Options · Derivative | 9,700 | $0.00 Strike: $3.24 | $0.00 |
DisclosureSEC source: 0001104659-19-041844 · a4.xml · derivative · entry 1 Foster Robert T · CIK 0001677370 · Director · CEO and CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,879 Underlying: Common Stock · 9,700 shares Expires 2029-07-24 F1 · derivative.exercise_date: Options vest in three installments as follows: 3,233 vest on each of July 24, 2020 and 2021 and 3,234 vest on July 24, 2022. Read SEC document |
| July 03, 2018 Filed Jul 3, 2018 18:17 UTC |
JACOB GARY SDirector
|
PurchaseWarrants · Derivative | 8,625 | $1,000.00 Strike: $1.55 | $8,625,000.00 |
DisclosureSEC source: 0001104659-18-043798 · a4.xml · derivative · entry 2 JACOB GARY S · CIK 0001266802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,625 Underlying: Common Stock · 8,625 shares Expires 2023-07-03 F3 · price: Shares of Series C Convertible Preferred Stock and Warrants were issued as part of a unit, with each unit consisting of one share of Series C Convertible Preferred Stock and 575 Warrants Read SEC document |
| July 03, 2018 Filed Jul 3, 2018 18:17 UTC |
JACOB GARY SDirector
|
PurchaseSeries C Convertible Preferred Stock · Derivative | 15 | $1,000.00 Strike: $1.55 | $15,000.00 |
DisclosureSEC source: 0001104659-18-043798 · a4.xml · derivative · entry 1 JACOB GARY S · CIK 0001266802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15 Underlying: Common Stock · 9,678 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock is convertible into the number of shares of Common Stock equal to the stated value of $1,000 divided by $1.55. F3 · price: Shares of Series C Convertible Preferred Stock and Warrants were issued as part of a unit, with each unit consisting of one share of Series C Convertible Preferred Stock and 575 Warrants F2 · derivative.expiration_date: Shares of Series C Convertible Preferred Stock do not expire. Read SEC document |
| July 03, 2018 Filed Jul 3, 2018 18:16 UTC |
BRANCACCIO JOHN PDirector
|
PurchaseWarrants · Derivative | 1,725 | $1,000.00 Strike: $1.55 | $1,725,000.00 |
DisclosureSEC source: 0001104659-18-043792 · a4.xml · derivative · entry 2 BRANCACCIO JOHN P · CIK 0001276551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,725 Underlying: Common Stock · 1,725 shares Expires 2023-07-03 F3 · price: Shares of Series C Convertible Preferred Stock and Warrants were issued as part of a unit, with each unit consisting of one share of Series C Convertible Preferred Stock and 575 Warrants Read SEC document |
| July 03, 2018 Filed Jul 3, 2018 18:16 UTC |
BRANCACCIO JOHN PDirector
|
PurchaseSeries C Convertible Preferred Stock · Derivative | 3 | $1,000.00 Strike: $1.55 | $3,000.00 |
DisclosureSEC source: 0001104659-18-043792 · a4.xml · derivative · entry 1 BRANCACCIO JOHN P · CIK 0001276551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3 Underlying: Common Stock · 1,936 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock is convertible into the number of shares of Common Stock equal to the stated value of $1,000 divided by $1.55. F3 · price: Shares of Series C Convertible Preferred Stock and Warrants were issued as part of a unit, with each unit consisting of one share of Series C Convertible Preferred Stock and 575 Warrants F2 · derivative.expiration_date: Shares of Series C Convertible Preferred Stock do not expire. Read SEC document |
| July 03, 2018 Filed Jul 3, 2018 14:16 UTC |
Lippa ArnoldDirector
|
PurchaseWarrants · Derivative | 8,625 | $1,000.00 Strike: $1.55 | $8,625,000.00 |
DisclosureSEC source: 0001104659-18-043794 · a4.xml · derivative · entry 2 Lippa Arnold · CIK 0001363763 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Linda Lippa Family Trust of 2007 Disclosed balance after: 8,625 Underlying: Common Stock · 8,625 shares Expires 2023-07-03 F3 · price: Shares of Series C Convertible Preferred Stock and Warrants were issued as part of a unit, with each unit consisting of one share of Series C Convertible Preferred Stock and 575 Warrants Read SEC document |
| July 03, 2018 Filed Jul 3, 2018 14:16 UTC |
Lippa ArnoldDirector
|
PurchaseSeries C Convertible Preferred Stock · Derivative | 15 | $1,000.00 Strike: $1.55 | $15,000.00 |
DisclosureSEC source: 0001104659-18-043794 · a4.xml · derivative · entry 1 Lippa Arnold · CIK 0001363763 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Linda Lippa Family Trust of 2007 Disclosed balance after: 15 Underlying: Common Stock · 9,678 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock is convertible into the number of shares of Common Stock equal to the stated value of $1,000 divided by $1.55. F3 · price: Shares of Series C Convertible Preferred Stock and Warrants were issued as part of a unit, with each unit consisting of one share of Series C Convertible Preferred Stock and 575 Warrants F2 · derivative.expiration_date: Shares of Series C Convertible Preferred Stock do not expire. Read SEC document |
| July 03, 2018 Filed Jul 3, 2018 14:17 UTC |
Cavan John TCFO
|
PurchaseWarrants · Derivative | 8,625 | $1,000.00 Strike: $1.55 | $8,625,000.00 |
DisclosureSEC source: 0001104659-18-043797 · a4.xml · derivative · entry 2 Cavan John T · CIK 0001503738 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,625 Underlying: Common Stock · 8,625 shares Expires 2023-07-03 F3 · price: Shares of Series C Convertible Preferred Stock and Warrants were issued as part of a unit, with each unit consisting of one share of Series C Convertible Preferred Stock and 575 Warrants Read SEC document |
| July 03, 2018 Filed Jul 3, 2018 14:17 UTC |
Cavan John TCFO
|
PurchaseSeries C Convertible Preferred Stock · Derivative | 15 | $1,000.00 Strike: $1.55 | $15,000.00 |
DisclosureSEC source: 0001104659-18-043797 · a4.xml · derivative · entry 1 Cavan John T · CIK 0001503738 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15 Underlying: Common Stock · 9,678 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock is convertible into the number of shares of Common Stock equal to the stated value of $1,000 divided by $1.55. F3 · price: Shares of Series C Convertible Preferred Stock and Warrants were issued as part of a unit, with each unit consisting of one share of Series C Convertible Preferred Stock and 575 Warrants F2 · derivative.expiration_date: Shares of Series C Convertible Preferred Stock do not expire. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 13:09 UTC |
Cavan John TCFO
|
GrantCommon Stock | 101,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-000925 · a4.xml · nonDerivative · entry 1 Cavan John T · CIK 0001503738 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,947 F1 · price: The reported item represents an award of restricted stock pursuant to the Company's 2013 Equity Incentive Plan. All of the shares vested upon grant. Such shares were issued in lieu of a cash bonus to the reporting person. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 13:09 UTC |
SAPIRSTEIN JAMESDirector · Chief Executive Officer
|
GrantCommon Stock | 322,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-000924 · a4.xml · nonDerivative · entry 1 SAPIRSTEIN JAMES · CIK 0001559509 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,819 F1 · price: The reported item represents an award of restricted stock pursuant to the Company's 2013 Equity Incentive Plan. All of the shares vested upon grant. Such shares were issued in lieu of a cash bonus to the reporting person. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 18:08 UTC |
Foster Robert TChief Scientific Officer
|
GrantCommon Stock | 100,654 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-000922 · a4.xml · nonDerivative · entry 1 Foster Robert T · CIK 0001677370 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,736 F1 · price: The reported item represents an award of restricted stock pursuant to the Company's 2013 Equity Incentive Plan. All of the shares vested upon grant. Such shares were issued in lieu of a cash bonus to the reporting person. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 16:01 UTC |
Cavan John TChief Financial Officer
|
GrantStock Options · Derivative | 15,000 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001104659-17-046277 · a4.xml · derivative · entry 1 Cavan John T · CIK 0001503738 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,688 Underlying: Common Stock · 15,000 shares Expires 2027-07-20 F1 · derivative.exercise_date: Options vest in three installments as follows: 5,000 vest on each of July 20, 2018, 2019 and 2020. Read SEC document |
| July 06, 2017 Filed Jul 7, 2017 17:00 UTC |
Sullivan-Bolyai John ZChief Medical Officer
|
GrantCommon Stock | 58,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-044099 · a4.xml · nonDerivative · entry 1 Sullivan-Bolyai John Z · CIK 0001668462 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,681 F1 · price: The reported item represents an award of restricted stock pursuant to the Company's 2013 Equity Incentive Plan. All of the shares vested upon grant. Such shares were issued in lieu of a cash bonus to the reporting person. Read SEC document |
| July 06, 2017 Filed Jul 7, 2017 17:01 UTC |
Cavan John TCFO
|
GrantCommon Stock | 46,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-044101 · a4.xml · nonDerivative · entry 1 Cavan John T · CIK 0001503738 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,726 F1 · price: The reported item represents an award of restricted stock pursuant to the Company's 2013 Equity Incentive Plan. All of the shares vested upon grant. Such shares were issued in lieu of a cash bonus to the reporting person. Read SEC document |
| July 06, 2017 Filed Jul 7, 2017 17:01 UTC |
SAPIRSTEIN JAMESDirector · Chief Executive Officer
|
GrantCommon Stock | 141,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-044100 · a4.xml · nonDerivative · entry 1 SAPIRSTEIN JAMES · CIK 0001559509 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,727 F1 · price: The reported item represents an award of restricted stock pursuant to the Company's 2013 Equity Incentive Plan. All of the shares vested upon grant. Such shares were issued in lieu of a cash bonus to the reporting person. Read SEC document |
| July 06, 2017 Filed Jul 7, 2017 21:00 UTC |
Foster Robert TChief Scientific Officer
|
GrantCommon Stock | 44,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-044097 · a4.xml · nonDerivative · entry 1 Foster Robert T · CIK 0001677370 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,082 F1 · price: The reported item represents an award of restricted stock pursuant to the Company's 2013 Equity Incentive Plan. All of the shares vested upon grant. Such shares were issued in lieu of a cash bonus to the reporting person. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 09:00 UTC |
Cavan John TCFO
|
PurchaseCommon Stock | 20,000 | $0.65 | $13,000.00 |
DisclosureSEC source: 0001104659-17-040822 · a4.xml · nonDerivative · entry 1 Cavan John T · CIK 0001503738 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 20:02 UTC |
HOWSON TAMAR DDirector
|
GrantStock Options · Derivative | 35,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001104659-17-022871 · a4.xml · derivative · entry 1 HOWSON TAMAR D · CIK 0001202286 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 35,000 shares Expires 2027-04-10 F1 · derivative.exercise_date: Options vest in three installments as follows: 11,667 of the options vest on each of April 10, 2018 and 2019 and 11,666 vest on April 10, 2020. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 16:00 UTC |
SAPIRSTEIN JAMESDirector · Chief Executive Officer
|
GrantStock Options · Derivative | 313,898 | $0.00 Strike: $1.48 | $0.00 |
DisclosureSEC source: 0001104659-17-014835 · a4.xml · derivative · entry 2 SAPIRSTEIN JAMES · CIK 0001559509 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,761,129 Underlying: Common Stock · 313,898 shares Expires 2027-03-06 F2 · derivative.exercise_date: Options vest in three installments as follows: 104,632 of the options vest on each of March 6, 2018 and 2019 and 104,634 vest on March 6, 2020. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 16:00 UTC |
SAPIRSTEIN JAMESDirector · Chief Executive Officer
|
GrantStock Options · Derivative | 313,898 | $0.00 Strike: $1.43 | $0.00 |
DisclosureSEC source: 0001104659-17-014835 · a4.xml · derivative · entry 1 SAPIRSTEIN JAMES · CIK 0001559509 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,447,231 Underlying: Common Stock · 313,898 shares Expires 2027-03-03 F1 · derivative.exercise_date: Options vest in three installments as follows: 104,632 of the options vest on each of March 3, 2018 and 2019 and 104,634 vest on March 3, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.