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CTRE

CareTrust REIT, Inc.

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0001590717
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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2019 Filed Feb 5, 2019 20:39 UTC
Sedgwick David M.Chief Operating Officer
GrantCommon Stock 22,840 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-001001 · wf-form4_154941717406592.xml · nonDerivative · entry 2

Sedgwick David M. · CIK 0001417554 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,469

F2 · shares: Represents restricted shares of common stock granted to the Reporting Person. 50% of the grant vests in four equal installments beginning on the first anniversary of the grant date and the other 50% vests over four years based on the Issuer's satisfaction of certain performance criteria during such period.

Read SEC document
February 05, 2019 Filed Feb 5, 2019 20:41 UTC
Stapley Gregory K.Director · President, Chairman and CEO
GrantCommon Stock 65,400 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-001003 · wf-form4_154941724810392.xml · nonDerivative · entry 2

Stapley Gregory K. · CIK 0001417559 · Director · President, Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,325

F2 · shares: Represents restricted shares of common stock granted to the Reporting Person. 50% of the grant vests in four equal installments beginning on the first anniversary of the grant date and the other 50% vests over four years based on the Issuer's satisfaction of certain performance criteria during such period.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 01:40 UTC
Lamb Mark DChief Investment Officer
GrantCommon Stock 22,840 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-001002 · wf-form4_154941721113417.xml · nonDerivative · entry 2

Lamb Mark D · CIK 0001749088 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,754

F2 · shares: Represents restricted shares of common stock granted to the Reporting Person. 50% of the grant vests in four equal installments beginning on the first anniversary of the grant date and the other 50% vests over four years based on the Issuer's satisfaction of certain performance criteria during such period.

Read SEC document
February 03, 2019 Filed Feb 5, 2019 20:41 UTC
Wagner William MCFO, Treasurer and Secretrary
Tax withholdingCommon Stock 7,790 $21.72 $169,198.80
Disclosure

SEC source: 0001628280-19-001004 · wf-form4_154941728417835.xml · nonDerivative · entry 1

Wagner William M · CIK 0001097097 · CFO, Treasurer and Secretrary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,050

F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock granted to the Reporting Person on February 3, 2017.

Read SEC document
February 03, 2019 Filed Feb 5, 2019 20:39 UTC
Sedgwick David M.Chief Operating Officer
Tax withholdingCommon Stock 5,005 $21.72 $108,708.60
Disclosure

SEC source: 0001628280-19-001001 · wf-form4_154941717406592.xml · nonDerivative · entry 1

Sedgwick David M. · CIK 0001417554 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,629

F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock granted to the Reporting Person on February 3, 2017.

Read SEC document
February 03, 2019 Filed Feb 5, 2019 20:41 UTC
Stapley Gregory K.Director · President, Chairman and CEO
Tax withholdingCommon Stock 17,172 $21.72 $372,975.84
Disclosure

SEC source: 0001628280-19-001003 · wf-form4_154941724810392.xml · nonDerivative · entry 1

Stapley Gregory K. · CIK 0001417559 · Director · President, Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,925

F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock granted to the Reporting Person on February 3, 2017.

Read SEC document
February 03, 2019 Filed Feb 6, 2019 01:40 UTC
Lamb Mark DChief Investment Officer
Tax withholdingCommon Stock 5,094 $21.72 $110,641.68
Disclosure

SEC source: 0001628280-19-001002 · wf-form4_154941721113417.xml · nonDerivative · entry 1

Lamb Mark D · CIK 0001749088 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,914

F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock granted to the Reporting Person on February 3, 2017.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 16:45 UTC
Wagner William MCFO, Treasurer and Secretrary
Tax withholdingCommon Stock 5,839 $16.69 $97,452.91
Disclosure

SEC source: 0001628280-18-009082 · wf-form4_153065073162459.xml · nonDerivative · entry 1

Wagner William M · CIK 0001097097 · CFO, Treasurer and Secretrary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,840

F1 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock granted to the Reporting Person on June 29, 2015.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 16:46 UTC
Sedgwick David M.Vice President of Operations
Tax withholdingCommon Stock 5,128 $16.69 $85,586.32
Disclosure

SEC source: 0001628280-18-009083 · wf-form4_153065078680195.xml · nonDerivative · entry 1

Sedgwick David M. · CIK 0001417554 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,634

F1 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock granted to the Reporting Person on June 29, 2015.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 16:47 UTC
Stapley Gregory K.Director · President, Chairman and CEO
Tax withholdingCommon Stock, par value $0.01 12,650 $16.69 $211,128.50
Disclosure

SEC source: 0001628280-18-009084 · wf-form4_153065081494534.xml · nonDerivative · entry 1

Stapley Gregory K. · CIK 0001417559 · Director · President, Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,097

F1 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock granted to the Reporting Person on June 29, 2015.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 18:04 UTC
Wagner William MCFO, Treasurer and Secretrary
Tax withholdingCommon Stock 2,960 $16.49 $48,810.40
Disclosure

SEC source: 0001628280-18-007519 · wf-form4_152789063638569.xml · nonDerivative · entry 1

Wagner William M · CIK 0001097097 · CFO, Treasurer and Secretrary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,679

F1 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock granted to the Reporting Person on December 17, 2014.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 18:04 UTC
Sedgwick David M.Vice President of Operations
Tax withholdingCommon Stock 1,596 $16.49 $26,318.04
Disclosure

SEC source: 0001628280-18-007521 · wf-form4_152789067186946.xml · nonDerivative · entry 1

Sedgwick David M. · CIK 0001417554 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,762

F1 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock granted to the Reporting Person on December 17, 2014.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 18:04 UTC
Stapley Gregory K.Director · President, Chairman and CEO
Tax withholdingCommon Stock, par value $0.01 5,679 $16.49 $93,646.71
Disclosure

SEC source: 0001628280-18-007520 · wf-form4_152789065289356.xml · nonDerivative · entry 1

Stapley Gregory K. · CIK 0001417559 · Director · President, Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,747

F1 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock granted to the Reporting Person on December 17, 2014.

Read SEC document
May 30, 2018 Filed May 31, 2018 20:31 UTC GrantCommon Stock 3,954 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007463 · wf-form4_152781303886246.xml · nonDerivative · entry 1

Plumb Spencer G · CIK 0001488560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,506

F1 · shares: Represents restricted shares of common stock granted to the Reporting Person under the Issuer's non-employee director compensation plan. The shares vest in full on the earlier of May 30, 2019 and the commencement of Issuer's 2019 Annual Meeting of Stockholders.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 00:30 UTC GrantCommon Stock 7,300 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007462 · wf-form4_152781301865915.xml · nonDerivative · entry 1

BARBIERI ALLEN · CIK 0001271102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,812

F1 · shares: Represents (i) 3,954 restricted shares of common stock granted to the Reporting Person under the Issuer's non-employee director compensation plan and (ii) 3,346 restricted shares of common stock granted to the Reporting Person in lieu of cash directors fees payable to such Reporting Person, pursuant to an election by the Reporting Person under the Issuer's non-employee director compensation plan. The 3,954 shares vest in full on the earlier of May 30, 2019 and the commencement of Issuer's 2019 Annual Meeting of Stockholders. The 3,346 shares vest in full on the earlier of May 30, 2019 and the commencement of Issuer's 2019 Annual Meeting of Stockholders, or on a pro rata basis upon the Reporting Person's earlier separation from service.

Read SEC document
May 30, 2018 Filed May 31, 2018 20:29 UTC
Kline Jon DDirector
GrantCommon Stock 7,908 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007460 · wf-form4_152781298535913.xml · nonDerivative · entry 1

Kline Jon D · CIK 0001306259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,822

F1 · shares: Represents (i) 3,954 restricted shares of common stock granted to the Reporting Person under the Issuer's non-employee director compensation plan and (ii) 3,954 restricted shares of common stock granted to the Reporting Person in lieu of cash directors fees payable to such Reporting Person, pursuant to an election by the Reporting Person under the Issuer's non-employee director compensation plan. The 3,954 shares vest in full on the earlier of May 30, 2019 and the commencement of Issuer's 2019 Annual Meeting of Stockholders. The 3,954 shares vest in full on the earlier of May 30, 2019 and the commencement of Issuer's 2019 Annual Meeting of Stockholders, or on a pro rata basis upon the Reporting Person's earlier separation from service.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 00:30 UTC GrantCommon Stock 7,300 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007461 · wf-form4_152781300201497.xml · nonDerivative · entry 1

Lindahl David G. · CIK 0001608688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,888

F1 · shares: Represents (i) 3,954 restricted shares of common stock granted to the Reporting Person under the Issuer's non-employee director compensation plan and (ii) 3,346 restricted shares of common stock granted to the Reporting Person in lieu of cash directors fees payable to such Reporting Person, pursuant to an election by the Reporting Person under the Issuer's non-employee director compensation plan. The 3,954 shares vest in full on the earlier of May 30, 2019 and the commencement of Issuer's 2019 Annual Meeting of Stockholders. The 3,346 shares vest in full on the earlier of May 30, 2019 and the commencement of Issuer's 2019 Annual Meeting of Stockholders, or on a pro rata basis upon the Reporting Person's earlier separation from service.

Read SEC document
February 06, 2018 Filed Feb 6, 2018 17:00 UTC
Wagner William MCFO, Treasurer and Secretrary
GrantCommon Stock 49,820 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-001140 · wf-form4_151795442368333.xml · nonDerivative · entry 2

Wagner William M · CIK 0001097097 · CFO, Treasurer and Secretrary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,639

F2 · shares: Represents restricted shares of common stock granted to the Reporting Person. 50% of the grant vests in four equal installments beginning on the first anniversary of the grant date and the other 50% vests over four years based on the Issuer's satisfaction of certain performance criteria during such period.

Read SEC document
February 06, 2018 Filed Feb 6, 2018 17:00 UTC
Sedgwick David M.Vice President of Operations
GrantCommon Stock 40,320 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-001141 · wf-form4_151795444095766.xml · nonDerivative · entry 2

Sedgwick David M. · CIK 0001417554 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,358

F2 · shares: Represents restricted shares of common stock granted to the Reporting Person. 50% of the grant vests in four equal installments beginning on the first anniversary of the grant date and the other 50% vests over four years based on the Issuer's satisfaction of certain performance criteria during such period.

Read SEC document
February 06, 2018 Filed Feb 6, 2018 17:01 UTC
Stapley Gregory K.Director · President, Chairman and CEO
GiftCommon Stock, par value $0.01 34,219 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-001142 · wf-form4_151795445839628.xml · nonDerivative · entry 4

Stapley Gregory K. · CIK 0001417559 · Director · President, Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Stapley Family Trust dated 4/25/2006

Disclosed balance after: 511,280

F4 · shares: Represents shares of common stock acquired in connection with the vesting of restricted stock that have been transferred by the Reporting Person to the Stapley Family Trust dated 4/25/2006.

F5 · ownership.nature: These shares are directly owned by the Stapley Family Trust dated 4/25/2006 and indirectly by Gregory K. Stapley as Trustee of the Trust. Gregory K. Stapley is an officer of the issuer.

Read SEC document
February 06, 2018 Filed Feb 6, 2018 17:01 UTC
Stapley Gregory K.Director · President, Chairman and CEO
GiftCommon Stock, par value $0.01 34,219 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-001142 · wf-form4_151795445839628.xml · nonDerivative · entry 3

Stapley Gregory K. · CIK 0001417559 · Director · President, Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,743

F4 · shares: Represents shares of common stock acquired in connection with the vesting of restricted stock that have been transferred by the Reporting Person to the Stapley Family Trust dated 4/25/2006.

Read SEC document
February 06, 2018 Filed Feb 6, 2018 17:01 UTC
Stapley Gregory K.Director · President, Chairman and CEO
GrantCommon Stock, par value $0.01 110,460 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-001142 · wf-form4_151795445839628.xml · nonDerivative · entry 2

Stapley Gregory K. · CIK 0001417559 · Director · President, Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,962

F3 · shares: Represents restricted shares of common stock granted to the Reporting Person. 50% of the grant vests in four equal installments beginning on the first anniversary of the grant date and the other 50% vests over four years based on the Issuer's satisfaction of certain performance criteria during such period.

Read SEC document
February 06, 2018 Filed Feb 14, 2018 19:08 UTC Amendment
Stapley Gregory K.Director · President, Chairman and CEO
GiftCommon Stock, par value $0.01 16,257 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-001723 · wf-form4a_151865330517814.xml · nonDerivative · entry 4

Stapley Gregory K. · CIK 0001417559 · Director · President, Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Stapley Family Trust dated 4/25/2006

Disclosed balance after: 527,537

F4 · shares: Represents shares of common stock acquired in connection with the vesting of restricted stock that have been transferred by the Reporting Person to the Stapley Family Trust dated 4/25/2006.

F5 · ownership.nature: These shares are directly owned by the Stapley Family Trust dated 4/25/2006 and indirectly by Gregory K. Stapley as Trustee of the Trust. Gregory K. Stapley is an officer of the issuer.

Read SEC document
February 06, 2018 Filed Feb 14, 2018 19:08 UTC Amendment
Stapley Gregory K.Director · President, Chairman and CEO
GiftCommon Stock, par value $0.01 16,257 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-001723 · wf-form4a_151865330517814.xml · nonDerivative · entry 3

Stapley Gregory K. · CIK 0001417559 · Director · President, Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,426

F4 · shares: Represents shares of common stock acquired in connection with the vesting of restricted stock that have been transferred by the Reporting Person to the Stapley Family Trust dated 4/25/2006.

Read SEC document
February 06, 2018 Filed Feb 14, 2018 19:08 UTC Amendment
Stapley Gregory K.Director · President, Chairman and CEO
GrantCommon Stock, par value $0.01 110,460 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-001723 · wf-form4a_151865330517814.xml · nonDerivative · entry 2

Stapley Gregory K. · CIK 0001417559 · Director · President, Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,683

F3 · shares: Represents restricted shares of common stock granted to the Reporting Person. 50% of the grant vests in four equal installments beginning on the first anniversary of the grant date and the other 50% vests over four years based on the Issuer's satisfaction of certain performance criteria during such period.

Read SEC document
February 03, 2018 Filed Feb 6, 2018 17:00 UTC
Wagner William MCFO, Treasurer and Secretrary
Tax withholdingCommon Stock 7,861 $15.37 $120,823.57
Disclosure

SEC source: 0001628280-18-001140 · wf-form4_151795442368333.xml · nonDerivative · entry 1

Wagner William M · CIK 0001097097 · CFO, Treasurer and Secretrary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,819

F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock granted to the Reporting Person on February 3, 2017.

Read SEC document
February 03, 2018 Filed Feb 6, 2018 17:00 UTC
Sedgwick David M.Vice President of Operations
Tax withholdingCommon Stock 5,073 $15.37 $77,972.01
Disclosure

SEC source: 0001628280-18-001141 · wf-form4_151795444095766.xml · nonDerivative · entry 1

Sedgwick David M. · CIK 0001417554 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,038

F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock granted to the Reporting Person on February 3, 2017.

Read SEC document
February 03, 2018 Filed Feb 6, 2018 17:01 UTC
Stapley Gregory K.Director · President, Chairman and CEO
Tax withholdingCommon Stock, par value $0.01 17,199 $15.37 $264,348.63
Disclosure

SEC source: 0001628280-18-001142 · wf-form4_151795445839628.xml · nonDerivative · entry 1

Stapley Gregory K. · CIK 0001417559 · Director · President, Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,502

F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock granted to the Reporting Person on February 3, 2017.

F2 · balance_after: This Form 4 corrects the total shares of common stock directly and indirectly held by the Reporting Person, as applicable. On prior Form 4s, certain shares of common stock were reported as directly owned, but should have been reported as indirectly owned by the Reporting Person through the Stapley Family Trust dated 4/25/2006.

Read SEC document
February 03, 2018 Filed Feb 14, 2018 19:08 UTC Amendment
Stapley Gregory K.Director · President, Chairman and CEO
Tax withholdingCommon Stock, par value $0.01 18,259 $15.37 $280,640.83
Disclosure

SEC source: 0001628280-18-001723 · wf-form4a_151865330517814.xml · nonDerivative · entry 1

Stapley Gregory K. · CIK 0001417559 · Director · President, Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,223

F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock granted to the Reporting Person on February 3, 2017.

F2 · balance_after: This Amendment to Form 4 is being filed to correct the total shares of common stock as previously reported as directly and indirectly held by the Reporting Person, as applicable.

Read SEC document
July 20, 2017 Filed Jul 21, 2017 16:09 UTC GrantCommon Stock 3,552 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-007194 · wf-form4_150066776374746.xml · nonDerivative · entry 1

Plumb Spencer G · CIK 0001488560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,552

F1 · shares: Represents restricted shares of common stock granted to the Reporting Person under the Issuer's non-employee director compensation plan. The shares vest in full on the earlier of June 30, 2018 and the commencement of Issuer's 2018 Annual Meeting of Stockholders.

Read SEC document
July 20, 2017 Filed Jul 21, 2017 20:09 UTC GrantCommon Stock 3,552 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-007193 · wf-form4_150066774432598.xml · nonDerivative · entry 1

BARBIERI ALLEN · CIK 0001271102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,512

F1 · shares: Represents restricted shares of common stock granted to the Reporting Person under the Issuer's non-employee director compensation plan. The shares vest in full on the earlier of June 30, 2018 and the commencement of Issuer's 2018 Annual Meeting of Stockholders.

Read SEC document
July 20, 2017 Filed Jul 21, 2017 16:09 UTC
Kline Jon DDirector
GrantCommon Stock 7,104 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-007195 · wf-form4_150066778123718.xml · nonDerivative · entry 1

Kline Jon D · CIK 0001306259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,914

F1 · shares: Represents (i) 3,552 restricted shares of common stock granted to the Reporting Person under the Issuer's non-employee director compensation plan and (ii) 3,552 restricted shares of common stock granted to the Reporting Person in lieu of cash directors fees payable to such Reporting Period, pursuant to an election by the Reporting Period under the Issuer's non-employee director compensation plan. The first 3,552 shares vest in full on the earlier of June 30, 2018 and the commencement of Issuer's 2018 Annual Meeting of Stockholders. The second 3,552 shares vest in full on the earlier of June 30, 2018 and the commencement of Issuer's 2018 Annual Meeting of Stockholders, or on a pro rata basis upon the Reporting Person's earlier separation from service.

Read SEC document
July 20, 2017 Filed Jul 21, 2017 20:10 UTC GrantCommon Stock 6,558 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-007196 · wf-form4_150066780133605.xml · nonDerivative · entry 1

Lindahl David G. · CIK 0001608688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,588

F1 · shares: Represents (i) 3,552 restricted shares of common stock granted to the Reporting Person under the Issuer's non-employee director compensation plan and (ii) 3,006 restricted shares of common stock granted to the Reporting Person in lieu of cash directors fees payable to such Reporting Period, pursuant to an election by the Reporting Period under the Issuer's non-employee director compensation plan. The 3,552 shares vest in full on the earlier of June 30, 2018 and the commencement of Issuer's 2018 Annual Meeting of Stockholders. The 3,006 shares vest in full on the earlier of June 30, 2018 and the commencement of Issuer's 2018 Annual Meeting of Stockholders, or on a pro rata basis upon the Reporting Person's earlier separation from service.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 16:22 UTC
Wagner William MCFO and Treasurer
Tax withholdingCommon Stock 6,128 $18.54 $113,613.12
Disclosure

SEC source: 0001628280-17-006885 · wf-form4_149911333348812.xml · nonDerivative · entry 1

Wagner William M · CIK 0001097097 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,680

F1 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock granted to the Reporting Person on June 29, 2015.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 16:23 UTC
Sedgwick David M.Vice President of Operations
Tax withholdingCommon Stock 5,101 $18.54 $94,572.54
Disclosure

SEC source: 0001628280-17-006887 · wf-form4_149911337589112.xml · nonDerivative · entry 1

Sedgwick David M. · CIK 0001417554 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,111

F1 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock granted to the Reporting Person on June 29, 2015.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 16:22 UTC
Stapley Gregory K.Director · President, Chairman and CEO
Tax withholdingCommon Stock, par value $0.01 14,096 $18.54 $261,339.84
Disclosure

SEC source: 0001628280-17-006886 · wf-form4_149911335883122.xml · nonDerivative · entry 1

Stapley Gregory K. · CIK 0001417559 · Director · President, Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,701

F1 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock granted to the Reporting Person on June 29, 2015.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 16:47 UTC
Wagner William MCFO and Treasurer
Tax withholdingCommon Stock 3,976 $18.25 $72,562.00
Disclosure

SEC source: 0001628280-17-006172 · wf-form4_149643643458898.xml · nonDerivative · entry 1

Wagner William M · CIK 0001097097 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,808

F1 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock granted to the Reporting person on December 17, 2014.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 16:46 UTC
Sedgwick David M.Vice President of Operations
Tax withholdingCommon Stock 2,310 $18.25 $42,157.50
Disclosure

SEC source: 0001628280-17-006169 · wf-form4_149643638872532.xml · nonDerivative · entry 1

Sedgwick David M. · CIK 0001417554 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,212

F1 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock granted to the Reporting person on December 17, 2014.

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May 31, 2017 Filed Jun 2, 2017 16:47 UTC
Stapley Gregory K.Director · President, Chairman and CEO
Tax withholdingCommon Stock, par value $0.01 6,329 $18.25 $115,504.25
Disclosure

SEC source: 0001628280-17-006170 · wf-form4_149643640971235.xml · nonDerivative · entry 1

Stapley Gregory K. · CIK 0001417559 · Director · President, Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,797

F1 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock granted to the Reporting person on December 17, 2014.

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February 03, 2017 Filed Feb 7, 2017 21:01 UTC
Wagner William MCFO and Treasurer
GrantCommon Stock 46,022 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-000973 · wf-form4_148651926171459.xml · nonDerivative · entry 1

Wagner William M · CIK 0001097097 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,784

F1 · shares: Represents restricted shares of common stock granted to the Reporting Person. Such shares vest in three equal annual installments beginning on the first anniversary of the grant date.

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February 03, 2017 Filed Feb 7, 2017 21:00 UTC
Stapley Gregory K.Director · President, Chairman and CEO
GrantCommon Stock, par value $0.01 103,550 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-000972 · wf-form4_148651924369487.xml · nonDerivative · entry 1

Stapley Gregory K. · CIK 0001417559 · Director · President, Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,126

F1 · shares: Represents restricted shares of common stock granted to the Reporting Person. Such shares vest in three equal annual installments beginning on the first anniversary of the grant date.

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February 03, 2017 Filed Feb 7, 2017 21:00 UTC
Sedgwick David M.Vice President of Operations
GrantCommon Stock 30,243 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-000971 · wf-form4_148651922604588.xml · nonDerivative · entry 1

Sedgwick David M. · CIK 0001417554 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,522

F1 · shares: Represents restricted shares of common stock granted to the Reporting Person. Such shares vest in three equal annual installments beginning on the first anniversary of the grant date.

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December 01, 2016 Filed Jan 26, 2017 17:07 UTC
Stapley Gregory K.Director · President, Chairman and CEO
OtherCommon Stock, par value $0.01 1,541 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-000443 · wf-form5_148546842787138.xml · nonDerivative · entry 3

Stapley Gregory K. · CIK 0001417559 · Director · President, Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Stapley Family Trust dated 4/25/2006

Disclosed balance after: 477,061

F1 · balance_after: Reflects the settlement of the estate of Marian K. Stapley. In connection with the estate's settlement, Stapley Family Trust dated 4/25/2006 received 1,541 shares from the Marian K. Stapley Estate and the remainder of the shares, 181 from the Marian K. Stapley Estate and 53,819 from the Marian K. Stapley Revocable Trust dated 4/29/1965, were distributed to third parties. Gregory K. Stapley, as executor of the Marian K. Stapley Estate and trustee of the Marian K. Stapley Revocable Trust dated 4/29/1965, previously reported that he was the indirect beneficial owner of all of these shares.

F2 · ownership.nature: These shares are directly owned by the Stapley Family Trust dated 4/25/2006 and indirectly by Gregory K. Stapley as Trustee of the Trust. Gregory K. Stapley is an officer of the issuer.

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December 01, 2016 Filed Jan 26, 2017 17:07 UTC
Stapley Gregory K.Director · President, Chairman and CEO
OtherCommon Stock, par value $0.01 53,819 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-000443 · wf-form5_148546842787138.xml · nonDerivative · entry 2

Stapley Gregory K. · CIK 0001417559 · Director · President, Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Marian K. Stapley Revocable Trust dated 4/29/1965

Disclosed balance after: 0

F1 · balance_after: Reflects the settlement of the estate of Marian K. Stapley. In connection with the estate's settlement, Stapley Family Trust dated 4/25/2006 received 1,541 shares from the Marian K. Stapley Estate and the remainder of the shares, 181 from the Marian K. Stapley Estate and 53,819 from the Marian K. Stapley Revocable Trust dated 4/29/1965, were distributed to third parties. Gregory K. Stapley, as executor of the Marian K. Stapley Estate and trustee of the Marian K. Stapley Revocable Trust dated 4/29/1965, previously reported that he was the indirect beneficial owner of all of these shares.

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December 01, 2016 Filed Jan 26, 2017 17:07 UTC
Stapley Gregory K.Director · President, Chairman and CEO
OtherCommon Stock, par value $0.01 1,722 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-000443 · wf-form5_148546842787138.xml · nonDerivative · entry 1

Stapley Gregory K. · CIK 0001417559 · Director · President, Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Marian K. Stapley Estate

Disclosed balance after: 0

F1 · balance_after: Reflects the settlement of the estate of Marian K. Stapley. In connection with the estate's settlement, Stapley Family Trust dated 4/25/2006 received 1,541 shares from the Marian K. Stapley Estate and the remainder of the shares, 181 from the Marian K. Stapley Estate and 53,819 from the Marian K. Stapley Revocable Trust dated 4/29/1965, were distributed to third parties. Gregory K. Stapley, as executor of the Marian K. Stapley Estate and trustee of the Marian K. Stapley Revocable Trust dated 4/29/1965, previously reported that he was the indirect beneficial owner of all of these shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.