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Custom Truck One Source, Inc.

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SEC CIK
0001709682
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290

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2022 Filed Mar 9, 2023 19:51 UTC Exercise / conversionCommon Stock 4,376 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-018951 · ownership.xml · nonDerivative · entry 1

Carlsen James · CIK 0001854934 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 31, 2022 Filed Mar 9, 2023 19:48 UTC
Haubenreich Adam G.VP and General Counsel
Exercise / conversionPerformance Stock Unit · Derivative 7,813 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-018948 · ownership.xml · derivative · entry 4

Haubenreich Adam G. · CIK 0001852510 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,687

Underlying: Common Stock · 7,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions.

F3 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions.

Read SEC document
December 31, 2022 Filed Mar 9, 2023 19:48 UTC
Haubenreich Adam G.VP and General Counsel
Exercise / conversionPerformance Stock Unit · Derivative 7,813 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-018948 · ownership.xml · derivative · entry 3

Haubenreich Adam G. · CIK 0001852510 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,687

Underlying: Common Stock · 7,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions.

F3 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions.

Read SEC document
December 31, 2022 Filed Mar 9, 2023 19:48 UTC
Haubenreich Adam G.VP and General Counsel
Tax withholdingCommon Stock 6,202 $6.32 $39,196.64
Disclosure

SEC source: 0001213900-23-018948 · ownership.xml · nonDerivative · entry 2

Haubenreich Adam G. · CIK 0001852510 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,726

F2 · shares: Shares withheld to satisfy tax obligations arising out of vesting of the Reporting Person's performance stock units.

Read SEC document
December 31, 2022 Filed Mar 9, 2023 19:48 UTC
Haubenreich Adam G.VP and General Counsel
Exercise / conversionCommon Stock 15,626 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-018948 · ownership.xml · nonDerivative · entry 1

Haubenreich Adam G. · CIK 0001852510 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 31, 2022 Filed Mar 10, 2023 00:52 UTC
Ross Joe P.President - Sales
Exercise / conversionPerformance Stock Unit · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-018952 · ownership.xml · derivative · entry 5

Ross Joe P. · CIK 0001852519 · President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions.

F3 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions.

Read SEC document
December 31, 2022 Filed Mar 10, 2023 00:52 UTC
Ross Joe P.President - Sales
Exercise / conversionPerformance Stock Unit · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-018952 · ownership.xml · derivative · entry 4

Ross Joe P. · CIK 0001852519 · President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions.

F3 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions.

Read SEC document
December 31, 2022 Filed Mar 10, 2023 00:52 UTC
Ross Joe P.President - Sales
Tax withholdingCommon Stock 10,384 $6.32 $65,626.88
Disclosure

SEC source: 0001213900-23-018952 · ownership.xml · nonDerivative · entry 2

Ross Joe P. · CIK 0001852519 · President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,116

F2 · shares: Shares withheld to satisfy tax obligations arising out of vesting of the Reporting Person's performance stock units.

Read SEC document
December 31, 2022 Filed Mar 10, 2023 00:52 UTC
Ross Joe P.President - Sales
Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-018952 · ownership.xml · nonDerivative · entry 1

Ross Joe P. · CIK 0001852519 · President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 31, 2022 Filed Mar 10, 2023 00:50 UTC
Ross Fredrick M. Jr.Director · Chief Executive Officer
Exercise / conversionPerformance Stock Unit · Derivative 21,875 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-018950 · ownership.xml · derivative · entry 5

Ross Fredrick M. Jr. · CIK 0001851369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,125

Underlying: Common Stock · 21,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions.

F3 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions.

Read SEC document
December 31, 2022 Filed Mar 10, 2023 00:50 UTC
Ross Fredrick M. Jr.Director · Chief Executive Officer
Exercise / conversionPerformance Stock Unit · Derivative 21,875 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-018950 · ownership.xml · derivative · entry 4

Ross Fredrick M. Jr. · CIK 0001851369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,125

Underlying: Common Stock · 21,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions.

F3 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions.

Read SEC document
December 31, 2022 Filed Mar 10, 2023 00:50 UTC
Ross Fredrick M. Jr.Director · Chief Executive Officer
Tax withholdingCommon Stock 19,108 $6.32 $120,762.56
Disclosure

SEC source: 0001213900-23-018950 · ownership.xml · nonDerivative · entry 2

Ross Fredrick M. Jr. · CIK 0001851369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,322

F2 · shares: Shares withheld to satisfy tax obligations arising out of vesting of the Reporting Person's performance stock units.

Read SEC document
December 31, 2022 Filed Mar 10, 2023 00:50 UTC
Ross Fredrick M. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-018950 · ownership.xml · nonDerivative · entry 1

Ross Fredrick M. Jr. · CIK 0001851369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 31, 2022 Filed Apr 5, 2023 00:43 UTC
BARRETT RAYMOND TODDChief Accounting Officer
Exercise / conversionPerformance Stock Unit · Derivative 938 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-027291 · ownership.xml · derivative · entry 12

BARRETT RAYMOND TODD · CIK 0001785100 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,562

Underlying: Common Stock · 938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions.

F5 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions.

Read SEC document
December 31, 2022 Filed Apr 5, 2023 00:43 UTC
BARRETT RAYMOND TODDChief Accounting Officer
Exercise / conversionPerformance Stock Unit · Derivative 2,188 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-027291 · ownership.xml · derivative · entry 11

BARRETT RAYMOND TODD · CIK 0001785100 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,312

Underlying: Common Stock · 2,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions.

F5 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions.

Read SEC document
December 31, 2022 Filed Apr 5, 2023 00:43 UTC
BARRETT RAYMOND TODDChief Accounting Officer
Tax withholdingCommon Stock 706 $6.32 $4,461.92
Disclosure

SEC source: 0001213900-23-027291 · ownership.xml · nonDerivative · entry 4

BARRETT RAYMOND TODD · CIK 0001785100 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,157

F3 · shares: Shares withheld to satisfy tax obligations arising out of vesting of the Reporting Person's performance stock units.

Read SEC document
December 31, 2022 Filed Apr 5, 2023 00:43 UTC
BARRETT RAYMOND TODDChief Accounting Officer
Exercise / conversionCommon Stock 3,126 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-027291 · ownership.xml · nonDerivative · entry 3

BARRETT RAYMOND TODD · CIK 0001785100 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 11:28 UTC
Eperjesy Christopher JChief Financial Officer
PurchaseCommon Stock 30,000 $6.45 $193,497.00
Disclosure

SEC source: 0001213900-22-071497 · ownership.xml · nonDerivative · entry 1

Eperjesy Christopher J · CIK 0001225634 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.435 to $6.45. The reporting person undertakes to provide Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:02 UTC
Eperjesy Christopher JChief Financial Officer
GrantPerformance Stock Unit · Derivative 45,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-049054 · ownership.xml · derivative · entry 2

Eperjesy Christopher J · CIK 0001225634 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions.

F3 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:02 UTC
Eperjesy Christopher JChief Financial Officer
GrantRestricted Stock Unit · Derivative 90,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-049054 · ownership.xml · derivative · entry 1

Eperjesy Christopher J · CIK 0001225634 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2023.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2023.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:01 UTC
Eperjesy Christopher JChief Financial Officer
GrantPerformance Stock Unit · Derivative 90,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-049052 · ownership.xml · derivative · entry 2

Eperjesy Christopher J · CIK 0001225634 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions.

F3 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:01 UTC
Eperjesy Christopher JChief Financial Officer
GrantRestricted Stock Unit · Derivative 180,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-049052 · ownership.xml · derivative · entry 1

Eperjesy Christopher J · CIK 0001225634 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2024.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 21:11 UTC
McMonagle RyanPresident, COO
GrantPerformance Stock Unit · Derivative 162,500 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-044814 · ownership.xml · derivative · entry 2

McMonagle Ryan · CIK 0001851380 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,500

Underlying: Common Stock · 162,500 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period.

F3 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 21:11 UTC
McMonagle RyanPresident, COO
GrantRestricted Stock Unit · Derivative 325,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-044814 · ownership.xml · derivative · entry 1

McMonagle Ryan · CIK 0001851380 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 325,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2024.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 21:23 UTC
Rich Thomas R.EVP - Rentals
GrantPerformance Stock Unit · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-044832 · ownership.xml · derivative · entry 2

Rich Thomas R. · CIK 0001854514 · EVP - Rentals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period.

F3 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 21:23 UTC
Rich Thomas R.EVP - Rentals
GrantRestricted Stock Unit · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-044832 · ownership.xml · derivative · entry 1

Rich Thomas R. · CIK 0001854514 · EVP - Rentals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2024.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 17:14 UTC GrantPerformance Stock Unit · Derivative 27,500 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-044818 · ownership.xml · derivative · entry 2

Carlsen James · CIK 0001854934 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Common Stock · 27,500 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period.

F3 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 17:14 UTC GrantRestricted Stock Unit · Derivative 55,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-044818 · ownership.xml · derivative · entry 1

Carlsen James · CIK 0001854934 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2024.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 17:08 UTC
Haubenreich Adam G.VP and General Counsel
GrantPerformance Stock Unit · Derivative 67,500 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-044812 · ownership.xml · derivative · entry 2

Haubenreich Adam G. · CIK 0001852510 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 67,500 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period.

F3 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 17:08 UTC
Haubenreich Adam G.VP and General Counsel
GrantRestricted Stock Unit · Derivative 135,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-044812 · ownership.xml · derivative · entry 1

Haubenreich Adam G. · CIK 0001852510 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2024.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 21:16 UTC
Ross Joe P.President Sales
GrantPerformance Stock Unit · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-044821 · ownership.xml · derivative · entry 2

Ross Joe P. · CIK 0001852519 · President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period.

F3 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period.

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August 02, 2022 Filed Aug 4, 2022 21:16 UTC
Ross Joe P.President Sales
GrantRestricted Stock Unit · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-044821 · ownership.xml · derivative · entry 1

Ross Joe P. · CIK 0001852519 · President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2024.

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August 02, 2022 Filed Aug 4, 2022 21:05 UTC
Ross Fredrick M. Jr.Director · Chief Executive Officer
GrantPerformance Stock Unit · Derivative 175,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-044810 · ownership.xml · derivative · entry 2

Ross Fredrick M. Jr. · CIK 0001851369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period.

F3 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period.

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August 02, 2022 Filed Aug 4, 2022 21:05 UTC
Ross Fredrick M. Jr.Director · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 350,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-044810 · ownership.xml · derivative · entry 1

Ross Fredrick M. Jr. · CIK 0001851369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2024.

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August 02, 2022 Filed Aug 4, 2022 21:18 UTC
BARRETT RAYMOND TODDChief Accounting Officer
GrantPerformance Stock Unit · Derivative 17,500 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-044824 · ownership.xml · derivative · entry 2

BARRETT RAYMOND TODD · CIK 0001785100 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period.

F3 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 21:18 UTC
BARRETT RAYMOND TODDChief Accounting Officer
GrantRestricted Stock Unit · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-044824 · ownership.xml · derivative · entry 1

BARRETT RAYMOND TODD · CIK 0001785100 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2024.

Read SEC document
May 16, 2022 Filed May 19, 2022 00:35 UTC
EIN MARKDirector
PurchaseCommon Stock 50,000 $5.79 $289,670.00
Disclosure

SEC source: 0001213900-22-028038 · ownership.xml · nonDerivative · entry 1

EIN MARK · CIK 0001246840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415,534

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.75 to $5.80. The reporting person undertakes to provide Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 13, 2022 Filed May 16, 2022 16:31 UTC PurchaseCommon Stock 20,000 $5.68 $113,600.00
Disclosure

SEC source: 0001213900-22-027166 · ownership.xml · nonDerivative · entry 2

Heinberg Marshall · CIK 0001481338 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Domestic Partner

Disclosed balance after: 85,000

Read SEC document
May 13, 2022 Filed May 16, 2022 16:31 UTC PurchaseCommon Stock 20,000 $5.68 $113,600.00
Disclosure

SEC source: 0001213900-22-027166 · ownership.xml · nonDerivative · entry 1

Heinberg Marshall · CIK 0001481338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,537

Read SEC document
May 13, 2022 Filed May 16, 2022 20:33 UTC
EIN MARKDirector
PurchaseCommon Stock 351,903 $5.91 $2,079,746.73
Disclosure

SEC source: 0001213900-22-027174 · ownership.xml · nonDerivative · entry 1

EIN MARK · CIK 0001246840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,365,534

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.73 to $6.10. The reporting person undertakes to provide Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 13, 2022 Filed May 16, 2022 20:32 UTC
BARRETT RAYMOND TODDChief Accounting Officer
PurchaseCommon Stock 5,000 $5.67 $28,350.00
Disclosure

SEC source: 0001213900-22-027171 · ownership.xml · nonDerivative · entry 1

BARRETT RAYMOND TODD · CIK 0001785100 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,403

Read SEC document
April 29, 2022 Filed May 3, 2022 17:05 UTC GrantRestricted Stock Unit · Derivative 14,315 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-023703 · ownership.xml · derivative · entry 1

NELSON GEORGIA R · CIK 0001141392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,315

Underlying: Common Stock · 14,315 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest on March 31, 2023 and have no expiration date.

F2 · derivative.expiration_date: The restricted stock units will vest on March 31, 2023 and have no expiration date.

Read SEC document
April 29, 2022 Filed May 3, 2022 21:03 UTC GrantRestricted Stock Unit · Derivative 14,315 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-023696 · ownership.xml · derivative · entry 1

Jackson Mary M. · CIK 0001856953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,315

Underlying: Common Stock · 14,315 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest on March 31, 2023 and have no expiration date.

F2 · derivative.expiration_date: The restricted stock units will vest on March 31, 2023 and have no expiration date.

Read SEC document
April 29, 2022 Filed May 3, 2022 21:39 UTC
ECP ControlCo, LLCDirector · 10% owner
ECP Management GP, LLCDirector · 10% owner
GrantRestricted Stock Unit · Derivative 14,315 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-023732 · ownership.xml · derivative · entry 1

ECP ControlCo, LLC · CIK 0001707921 · Director · 10% owner

ECP Management GP, LLC · CIK 0001815147 · Director · 10% owner

Energy Capital Partners Management, LP · CIK 0001815150 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,315

Underlying: Common Stock · 14,315 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest on March 31, 2023 and have no expiration date.

F2 · derivative.expiration_date: The restricted stock units will vest on March 31, 2023 and have no expiration date.

F3 · ownership.nature: Represents securities held directly by Energy Capital Partners Management, LP ("ECP Management"). ECP Management GP, LLC is the general partner of ECP Management and may be deemed to share beneficial ownership of the securities held by ECP Management. ECP ControlCo, LLC ("ECP ControlCo") is the sole member of ECP Management GP, LLC. As a result, ECP ControlCo may be deemed to share beneficial ownership of the securities beneficially owned by ECP Management GP, LLC. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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April 29, 2022 Filed May 3, 2022 17:01 UTC GrantRestricted Stock Unit · Derivative 25,767 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-023692 · ownership.xml · derivative · entry 1

Heinberg Marshall · CIK 0001481338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,767

Underlying: Common Stock · 25,767 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest on March 31, 2023 and have no expiration date.

F2 · derivative.expiration_date: The restricted stock units will vest on March 31, 2023 and have no expiration date.

Read SEC document
April 29, 2022 Filed May 3, 2022 21:00 UTC
EIN MARKDirector
GrantRestricted Stock Unit · Derivative 14,315 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-023687 · ownership.xml · derivative · entry 1

EIN MARK · CIK 0001246840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,315

Underlying: Common Stock · 14,315 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest on March 31, 2023 and have no expiration date.

F2 · derivative.expiration_date: The restricted stock units will vest on March 31, 2023 and have no expiration date.

Read SEC document
April 29, 2022 Filed May 3, 2022 21:04 UTC
BADER PAUL TDirector
GrantRestricted Stock Unit · Derivative 14,315 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-023700 · ownership.xml · derivative · entry 1

BADER PAUL · CIK 0001776138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,315

Underlying: Common Stock · 14,315 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest on March 31, 2023 and have no expiration date.

F2 · derivative.expiration_date: The restricted stock units will vest on March 31, 2023 and have no expiration date.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 00:07 UTC
McMonagle RyanPresident, COO
Exercise / conversionRestricted Stock Unit · Derivative 81,250 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-018272 · ownership.xml · derivative · entry 3

McMonagle Ryan · CIK 0001851380 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,750

Underlying: Common Stock · 81,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2022.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 00:07 UTC
McMonagle RyanPresident, COO
Tax withholdingCommon Stock 24,092 $8.34 $200,927.28
Disclosure

SEC source: 0001213900-22-018272 · ownership.xml · nonDerivative · entry 2

McMonagle Ryan · CIK 0001851380 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,158

Read SEC document
April 01, 2022 Filed Apr 6, 2022 00:07 UTC
McMonagle RyanPresident, COO
Exercise / conversionCommon Stock 81,250 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-018272 · ownership.xml · nonDerivative · entry 1

McMonagle Ryan · CIK 0001851380 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.