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Cytek Biosciences, Inc.

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5345
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0001831915
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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2024 Filed May 22, 2024 22:32 UTC
Jiang WenbinDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Units · Derivative 7,854 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014146 · form4-05222024_100540.xml · derivative · entry 8

Jiang Wenbin · CIK 0001872873 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,523

Underlying: Common Stock · 7,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

F4 · derivative.expiration_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

Read SEC document
May 20, 2024 Filed May 22, 2024 22:32 UTC
Jiang WenbinDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Units · Derivative 6,758 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014146 · form4-05222024_100540.xml · derivative · entry 7

Jiang Wenbin · CIK 0001872873 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,062

Underlying: Common Stock · 6,758 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

Read SEC document
May 20, 2024 Filed May 22, 2024 22:32 UTC
Jiang WenbinDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 3,588 $5.96 $21,384.48
Disclosure

SEC source: 0001415889-24-014146 · form4-05222024_100540.xml · nonDerivative · entry 6

Jiang Wenbin · CIK 0001872873 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,326,154

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on May 20, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
May 20, 2024 Filed May 22, 2024 22:32 UTC
Jiang WenbinDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 14,733 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-014146 · form4-05222024_100540.xml · nonDerivative · entry 5

Jiang Wenbin · CIK 0001872873 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,329,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 20, 2024 Filed May 22, 2024 22:32 UTC
Jiang WenbinDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 1,913 $5.96 $11,401.48
Disclosure

SEC source: 0001415889-24-014146 · form4-05222024_100540.xml · nonDerivative · entry 4

Jiang Wenbin · CIK 0001872873 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,315,009

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on May 20, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
May 20, 2024 Filed May 22, 2024 22:32 UTC
Jiang WenbinDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 7,854 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-014146 · form4-05222024_100540.xml · nonDerivative · entry 3

Jiang Wenbin · CIK 0001872873 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,316,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 20, 2024 Filed May 22, 2024 22:32 UTC
Jiang WenbinDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 1,601 $5.96 $9,541.96
Disclosure

SEC source: 0001415889-24-014146 · form4-05222024_100540.xml · nonDerivative · entry 2

Jiang Wenbin · CIK 0001872873 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,309,068

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on May 20, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
May 20, 2024 Filed May 22, 2024 22:32 UTC
Jiang WenbinDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 6,758 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-014146 · form4-05222024_100540.xml · nonDerivative · entry 1

Jiang Wenbin · CIK 0001872873 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,310,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 20, 2024 Filed May 22, 2024 22:31 UTC
Barnett ValerieCHIEF LEGAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 5,156 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014145 · form4-05222024_100555.xml · derivative · entry 9

Barnett Valerie · CIK 0001873091 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,606

Underlying: Common Stock · 5,156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2024 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2024 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2024 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2025 and each March 10 thereafter.

F5 · derivative.expiration_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2024 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2024 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2024 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2025 and each March 10 thereafter.

Read SEC document
May 20, 2024 Filed May 22, 2024 22:31 UTC
Barnett ValerieCHIEF LEGAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 2,454 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014145 · form4-05222024_100555.xml · derivative · entry 8

Barnett Valerie · CIK 0001873091 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,728

Underlying: Common Stock · 2,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

F4 · derivative.expiration_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

Read SEC document
May 20, 2024 Filed May 22, 2024 22:31 UTC
Barnett ValerieCHIEF LEGAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 2,016 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014145 · form4-05222024_100555.xml · derivative · entry 7

Barnett Valerie · CIK 0001873091 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,442

Underlying: Common Stock · 2,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

Read SEC document
May 20, 2024 Filed May 22, 2024 22:31 UTC
Barnett ValerieCHIEF LEGAL OFFICER
Tax withholdingCommon Stock 2,009 $5.96 $11,973.64
Disclosure

SEC source: 0001415889-24-014145 · form4-05222024_100555.xml · nonDerivative · entry 6

Barnett Valerie · CIK 0001873091 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,044

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on May 20, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
May 20, 2024 Filed May 22, 2024 22:31 UTC
Barnett ValerieCHIEF LEGAL OFFICER
Exercise / conversionCommon Stock 5,156 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-014145 · form4-05222024_100555.xml · nonDerivative · entry 5

Barnett Valerie · CIK 0001873091 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 20, 2024 Filed May 22, 2024 22:31 UTC
Barnett ValerieCHIEF LEGAL OFFICER
Tax withholdingCommon Stock 956 $5.96 $5,697.76
Disclosure

SEC source: 0001415889-24-014145 · form4-05222024_100555.xml · nonDerivative · entry 4

Barnett Valerie · CIK 0001873091 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,897

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on May 20, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
May 20, 2024 Filed May 22, 2024 22:31 UTC
Barnett ValerieCHIEF LEGAL OFFICER
Exercise / conversionCommon Stock 2,454 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-014145 · form4-05222024_100555.xml · nonDerivative · entry 3

Barnett Valerie · CIK 0001873091 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 20, 2024 Filed May 22, 2024 22:31 UTC
Barnett ValerieCHIEF LEGAL OFFICER
Tax withholdingCommon Stock 786 $5.96 $4,684.56
Disclosure

SEC source: 0001415889-24-014145 · form4-05222024_100555.xml · nonDerivative · entry 2

Barnett Valerie · CIK 0001873091 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,399

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on May 20, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
May 20, 2024 Filed May 22, 2024 22:31 UTC
Barnett ValerieCHIEF LEGAL OFFICER
Exercise / conversionCommon Stock 2,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-014145 · form4-05222024_100555.xml · nonDerivative · entry 1

Barnett Valerie · CIK 0001873091 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 20, 2024 Filed May 22, 2024 22:28 UTC
Busque PhilippeSVP, GLOBAL SALES AND SERVICES
Exercise / conversionRestricted Stock Units · Derivative 1,473 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014144 · form4-05222024_100536.xml · derivative · entry 6

Busque Philippe · CIK 0001991396 · SVP, GLOBAL SALES AND SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,887

Underlying: Common Stock · 1,473 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2024 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2024 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2024 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2025 and each March 10 thereafter.

F4 · derivative.expiration_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2024 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2024 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2024 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2025 and each March 10 thereafter.

Read SEC document
May 20, 2024 Filed May 22, 2024 22:28 UTC
Busque PhilippeSVP, GLOBAL SALES AND SERVICES
Exercise / conversionRestricted Stock Units · Derivative 6,659 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014144 · form4-05222024_100536.xml · derivative · entry 5

Busque Philippe · CIK 0001991396 · SVP, GLOBAL SALES AND SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,931

Underlying: Common Stock · 6,659 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the Restricted Stock Units (the "RSU Award") shall vest over four years with 13/48 of the total shares underlying the RSU Award vesting on May 18, 2024; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2024 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2024 and each November 18 thereafter; 4/48 of the total shares underlying the RSU Award vesting on March 10, 2025 and each March 10 thereafter; and 2/48 of the total shares underlying the RSU Award vesting on May 18, 2025 and each May 18 thereafter.

F3 · derivative.expiration_date: The shares subject to the Restricted Stock Units (the "RSU Award") shall vest over four years with 13/48 of the total shares underlying the RSU Award vesting on May 18, 2024; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2024 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2024 and each November 18 thereafter; 4/48 of the total shares underlying the RSU Award vesting on March 10, 2025 and each March 10 thereafter; and 2/48 of the total shares underlying the RSU Award vesting on May 18, 2025 and each May 18 thereafter.

Read SEC document
May 20, 2024 Filed May 22, 2024 22:28 UTC
Busque PhilippeSVP, GLOBAL SALES AND SERVICES
Tax withholdingCommon Stock 574 $5.96 $3,421.04
Disclosure

SEC source: 0001415889-24-014144 · form4-05222024_100536.xml · nonDerivative · entry 4

Busque Philippe · CIK 0001991396 · SVP, GLOBAL SALES AND SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,299

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on May 20, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
May 20, 2024 Filed May 22, 2024 22:28 UTC
Busque PhilippeSVP, GLOBAL SALES AND SERVICES
Exercise / conversionCommon Stock 1,473 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-014144 · form4-05222024_100536.xml · nonDerivative · entry 3

Busque Philippe · CIK 0001991396 · SVP, GLOBAL SALES AND SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 20, 2024 Filed May 22, 2024 22:28 UTC
Busque PhilippeSVP, GLOBAL SALES AND SERVICES
Tax withholdingCommon Stock 2,594 $5.96 $15,460.24
Disclosure

SEC source: 0001415889-24-014144 · form4-05222024_100536.xml · nonDerivative · entry 2

Busque Philippe · CIK 0001991396 · SVP, GLOBAL SALES AND SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,400

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on May 20, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
May 20, 2024 Filed May 22, 2024 22:28 UTC
Busque PhilippeSVP, GLOBAL SALES AND SERVICES
Exercise / conversionCommon Stock 6,659 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-014144 · form4-05222024_100536.xml · nonDerivative · entry 1

Busque Philippe · CIK 0001991396 · SVP, GLOBAL SALES AND SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 13, 2024 Filed May 15, 2024 23:19 UTC
McCombe William D.Chief Financial Officer
GrantRestricted Stock Units · Derivative 101,132 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013281 · form4-05152024_110545.xml · derivative · entry 2

McCombe William D. · CIK 0001878824 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,132

Underlying: Common Stock · 101,132 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest over 4 years with 12/48 of the total shares underlying the RSU Award vesting on May 18, 2025; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2025 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2025 and each November 18 thereafter; and 3/48 of the total shares underlying the RSU Award vesting each March 10, 2026 and each March 10 thereafter; and 3/48 of the total shares underlying the RSU Award vesting on May 18, 2026 and each May 18 thereafter.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest over 4 years with 12/48 of the total shares underlying the RSU Award vesting on May 18, 2025; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2025 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2025 and each November 18 thereafter; and 3/48 of the total shares underlying the RSU Award vesting each March 10, 2026 and each March 10 thereafter; and 3/48 of the total shares underlying the RSU Award vesting on May 18, 2026 and each May 18 thereafter.

Read SEC document
May 13, 2024 Filed May 15, 2024 23:19 UTC
McCombe William D.Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 150,602 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001415889-24-013281 · form4-05152024_110545.xml · derivative · entry 1

McCombe William D. · CIK 0001878824 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,602

Underlying: Common Stock · 150,602 shares

Expires 2034-05-13

F1 · derivative.exercise_date: The shares subject to the option shall vest over 4 years with 25% of the total shares underlying the option vesting on May 13, 2025 and 1/48th of the total shares subject to the option vesting each month thereafter.

Read SEC document
April 19, 2024 Filed Apr 23, 2024 22:07 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
SaleCommon Stock 20,000 $5.87 $117,400.00
Disclosure

SEC source: 0001415889-24-011390 · form4-04232024_100439.xml · nonDerivative · entry 1

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,988,502

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.75 to $5.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 22:17 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
SaleCommon Stock 400 $7.01 $2,804.00
Disclosure

SEC source: 0001415889-24-010714 · form4-04112024_100410.xml · nonDerivative · entry 2

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,008,502

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2023.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 22:17 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
SaleCommon Stock 1,500 $7.00 $10,500.00
Disclosure

SEC source: 0001415889-24-010714 · form4-04112024_100410.xml · nonDerivative · entry 1

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,008,902

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2023.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 22:19 UTC
Busque PhilippeSVP, GLOBAL SALES AND SERVICES
Exercise / conversionRestricted Stock Units · Derivative 5,464 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008881 · form4-03212024_100334.xml · derivative · entry 3

Busque Philippe · CIK 0001991396 · SVP, GLOBAL SALES AND SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,464 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award vested on March 20, 2024.

F3 · derivative.expiration_date: The shares subject to the RSU Award vested on March 20, 2024.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 22:19 UTC
Busque PhilippeSVP, GLOBAL SALES AND SERVICES
Tax withholdingCommon Stock 2,129 $6.70 $14,264.30
Disclosure

SEC source: 0001415889-24-008881 · form4-03212024_100334.xml · nonDerivative · entry 2

Busque Philippe · CIK 0001991396 · SVP, GLOBAL SALES AND SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,335

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on March 20, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

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March 20, 2024 Filed Mar 21, 2024 22:19 UTC
Busque PhilippeSVP, GLOBAL SALES AND SERVICES
Exercise / conversionCommon Stock 5,464 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-008881 · form4-03212024_100334.xml · nonDerivative · entry 1

Busque Philippe · CIK 0001991396 · SVP, GLOBAL SALES AND SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

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March 19, 2024 Filed Mar 19, 2024 22:25 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
SaleCommon Stock 20,000 $6.71 $134,200.00
Disclosure

SEC source: 0001415889-24-008641 · form4-03192024_100347.xml · nonDerivative · entry 2

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,010,402

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.56 to $6.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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March 18, 2024 Filed Mar 19, 2024 22:25 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
SaleCommon Stock 20,000 $6.77 $135,400.00
Disclosure

SEC source: 0001415889-24-008641 · form4-03192024_100347.xml · nonDerivative · entry 1

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,030,402

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.55 to $6.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 18:50 UTC
Poirson AllenSVP BUS. AND CORP. DEV.
Exercise / conversionRestricted Stock Units · Derivative 3,338 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007868 · form4-03132024_100332.xml · derivative · entry 3

Poirson Allen · CIK 0001874301 · SVP BUS. AND CORP. DEV.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,043

Underlying: Common Stock · 3,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest over four years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest over four years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 18:50 UTC
Poirson AllenSVP BUS. AND CORP. DEV.
Tax withholdingCommon Stock 1,301 $7.22 $9,393.22
Disclosure

SEC source: 0001415889-24-007868 · form4-03132024_100332.xml · nonDerivative · entry 2

Poirson Allen · CIK 0001874301 · SVP BUS. AND CORP. DEV.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,055

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on March 11, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 18:50 UTC
Poirson AllenSVP BUS. AND CORP. DEV.
Exercise / conversionCommon Stock 3,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-007868 · form4-03132024_100332.xml · nonDerivative · entry 1

Poirson Allen · CIK 0001874301 · SVP BUS. AND CORP. DEV.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:55 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
Exercise / conversionRestricted Stock Units · Derivative 9,817 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007872 · form4-03132024_100322.xml · derivative · entry 3

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,362

Underlying: Common Stock · 9,817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest over four years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest over four years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:55 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
Tax withholdingCommon Stock 2,911 $7.22 $21,017.42
Disclosure

SEC source: 0001415889-24-007872 · form4-03132024_100322.xml · nonDerivative · entry 2

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,050,402

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on March 11, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:55 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
Exercise / conversionCommon Stock 9,817 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-007872 · form4-03132024_100322.xml · nonDerivative · entry 1

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,053,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:53 UTC
Williams Paul ChristopherCHIEF OPERATING OFFICER
Exercise / conversionRestricted Stock Units · Derivative 1,227 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007870 · form4-03132024_100335.xml · derivative · entry 3

Williams Paul Christopher · CIK 0001951234 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,046

Underlying: Common Stock · 1,227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest over four years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest over four years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:53 UTC
Williams Paul ChristopherCHIEF OPERATING OFFICER
Tax withholdingCommon Stock 478 $7.22 $3,451.16
Disclosure

SEC source: 0001415889-24-007870 · form4-03132024_100335.xml · nonDerivative · entry 2

Williams Paul Christopher · CIK 0001951234 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,317

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on March 11, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:53 UTC
Williams Paul ChristopherCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 1,227 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-007870 · form4-03132024_100335.xml · nonDerivative · entry 1

Williams Paul Christopher · CIK 0001951234 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:48 UTC
Jiang WenbinDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Units · Derivative 15,708 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007865 · form4-03132024_100343.xml · derivative · entry 3

Jiang Wenbin · CIK 0001872873 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,377

Underlying: Common Stock · 15,708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest over four years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest over four years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:48 UTC
Jiang WenbinDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 4,646 $7.22 $33,544.12
Disclosure

SEC source: 0001415889-24-007865 · form4-03132024_100343.xml · nonDerivative · entry 2

Jiang Wenbin · CIK 0001872873 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,303,911

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on March 11, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:48 UTC
Jiang WenbinDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 15,708 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-007865 · form4-03132024_100343.xml · nonDerivative · entry 1

Jiang Wenbin · CIK 0001872873 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,308,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:39 UTC
Barnett ValerieCHIEF LEGAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 4,908 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007861 · form4-03132024_100333.xml · derivative · entry 3

Barnett Valerie · CIK 0001873091 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,182

Underlying: Common Stock · 4,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest over four years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest over four years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:39 UTC
Barnett ValerieCHIEF LEGAL OFFICER
Tax withholdingCommon Stock 1,912 $7.22 $13,804.64
Disclosure

SEC source: 0001415889-24-007861 · form4-03132024_100333.xml · nonDerivative · entry 2

Barnett Valerie · CIK 0001873091 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,169

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on March 11, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:39 UTC
Barnett ValerieCHIEF LEGAL OFFICER
Exercise / conversionCommon Stock 4,908 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-007861 · form4-03132024_100333.xml · nonDerivative · entry 1

Barnett Valerie · CIK 0001873091 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:44 UTC
Jeanmonod PatrikCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 4,908 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007863 · form4-03132024_100341.xml · derivative · entry 3

Jeanmonod Patrik · CIK 0001873085 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,182

Underlying: Common Stock · 4,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting each March 10, 2024 and each March 10 thereafter, until fully vested.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:44 UTC
Jeanmonod PatrikCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 1,912 $7.22 $13,804.64
Disclosure

SEC source: 0001415889-24-007863 · form4-03132024_100341.xml · nonDerivative · entry 2

Jeanmonod Patrik · CIK 0001873085 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,465

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on March 11, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.