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Cytek Biosciences, Inc.

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0001831915
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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2024 Filed Nov 20, 2024 23:18 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
Exercise / conversionRestricted Stock Units · Derivative 7,363 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027365 · form4-11202024_111112.xml · derivative · entry 8

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,728

Underlying: Common Stock · 7,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The shares subject to the RSU Award shall vest over four years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting on March 10, 2024 and each March 10 thereafter, until fully vested.

F4 · derivative.expiration_date: The shares subject to the RSU Award shall vest over four years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting on March 10, 2024 and each March 10 thereafter, until fully vested.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 23:18 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
Exercise / conversionRestricted Stock Units · Derivative 1,981 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027365 · form4-11202024_111112.xml · derivative · entry 7

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,256

Underlying: Common Stock · 1,981 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 23:18 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
Tax withholdingCommon Stock 1,346 $6.03 $8,116.38
Disclosure

SEC source: 0001415889-24-027365 · form4-11202024_111112.xml · nonDerivative · entry 6

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,018,322

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on November 18, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 23:18 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
Exercise / conversionCommon Stock 5,525 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-027365 · form4-11202024_111112.xml · nonDerivative · entry 5

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,019,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 23:18 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
Tax withholdingCommon Stock 1,793 $6.03 $10,811.79
Disclosure

SEC source: 0001415889-24-027365 · form4-11202024_111112.xml · nonDerivative · entry 4

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,014,143

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on November 18, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 23:18 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
Exercise / conversionCommon Stock 7,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-027365 · form4-11202024_111112.xml · nonDerivative · entry 3

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,015,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 23:18 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
Tax withholdingCommon Stock 483 $6.03 $2,912.49
Disclosure

SEC source: 0001415889-24-027365 · form4-11202024_111112.xml · nonDerivative · entry 2

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,008,573

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on November 18, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 23:18 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
Exercise / conversionCommon Stock 1,981 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-027365 · form4-11202024_111112.xml · nonDerivative · entry 1

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,009,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
September 14, 2024 Filed Sep 16, 2024 22:26 UTC
Jiang WenbinDirector · PRESIDENT AND CEO
GiftCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023460 · form4-09162024_100916.xml · nonDerivative · entry 1

Jiang Wenbin · CIK 0001872873 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,156,896

Read SEC document
August 19, 2024 Filed Aug 21, 2024 18:19 UTC
Poirson AllenSVP BUS. AND CORP. DEV.
Exercise / conversionRestricted Stock Units · Derivative 1,878 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021855 · form4-08212024_100840.xml · derivative · entry 9

Poirson Allen · CIK 0001874301 · SVP BUS. AND CORP. DEV.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,926

Underlying: Common Stock · 1,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2024 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2024 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2024 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting on March 10, 2025 and each March 10 thereafter.

F5 · derivative.expiration_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2024 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2024 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2024 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting on March 10, 2025 and each March 10 thereafter.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 18:19 UTC
Poirson AllenSVP BUS. AND CORP. DEV.
Exercise / conversionRestricted Stock Units · Derivative 2,503 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021855 · form4-08212024_100840.xml · derivative · entry 8

Poirson Allen · CIK 0001874301 · SVP BUS. AND CORP. DEV.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,871

Underlying: Common Stock · 2,503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting on March 10, 2024 and each March 10 thereafter, until fully vested.

F4 · derivative.expiration_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting on March 10, 2024 and each March 10 thereafter, until fully vested.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 18:19 UTC
Poirson AllenSVP BUS. AND CORP. DEV.
Exercise / conversionRestricted Stock Units · Derivative 790 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021855 · form4-08212024_100840.xml · derivative · entry 7

Poirson Allen · CIK 0001874301 · SVP BUS. AND CORP. DEV.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,483

Underlying: Common Stock · 790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 18:19 UTC
Poirson AllenSVP BUS. AND CORP. DEV.
Tax withholdingCommon Stock 732 $5.53 $4,047.96
Disclosure

SEC source: 0001415889-24-021855 · form4-08212024_100840.xml · nonDerivative · entry 6

Poirson Allen · CIK 0001874301 · SVP BUS. AND CORP. DEV.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,825

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 19, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 18:19 UTC
Poirson AllenSVP BUS. AND CORP. DEV.
Exercise / conversionCommon Stock 1,878 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-021855 · form4-08212024_100840.xml · nonDerivative · entry 5

Poirson Allen · CIK 0001874301 · SVP BUS. AND CORP. DEV.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 18:19 UTC
Poirson AllenSVP BUS. AND CORP. DEV.
Tax withholdingCommon Stock 975 $5.53 $5,391.75
Disclosure

SEC source: 0001415889-24-021855 · form4-08212024_100840.xml · nonDerivative · entry 4

Poirson Allen · CIK 0001874301 · SVP BUS. AND CORP. DEV.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,679

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 19, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 18:19 UTC
Poirson AllenSVP BUS. AND CORP. DEV.
Exercise / conversionCommon Stock 2,503 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-021855 · form4-08212024_100840.xml · nonDerivative · entry 3

Poirson Allen · CIK 0001874301 · SVP BUS. AND CORP. DEV.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 18:19 UTC
Poirson AllenSVP BUS. AND CORP. DEV.
Tax withholdingCommon Stock 308 $5.53 $1,703.24
Disclosure

SEC source: 0001415889-24-021855 · form4-08212024_100840.xml · nonDerivative · entry 2

Poirson Allen · CIK 0001874301 · SVP BUS. AND CORP. DEV.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,151

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 19, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 18:19 UTC
Poirson AllenSVP BUS. AND CORP. DEV.
Exercise / conversionCommon Stock 790 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-021855 · form4-08212024_100840.xml · nonDerivative · entry 1

Poirson Allen · CIK 0001874301 · SVP BUS. AND CORP. DEV.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:28 UTC Exercise / conversionRestricted Stock Units · Derivative 1,454 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021864 · form4-08212024_100824.xml · derivative · entry 2

Holder Michael · CIK 0001515140 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,724

Underlying: Common Stock · 1,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 2/36 of the total shares subject to the RSU Award shall vest on August 18, 2024; 3/36 of the total shares subject to the RSU Award shall vest on November 18, 2024 and each November 18 thereafter; 4/36 of the total shares underlying the RSU Award shall vest on March 10, 2025 and each March 10 thereafter; 2/36 of the total shares underlying the RSU Award vesting shall vest on May 18, 2025 and each May 18 thereafter; and 3/36 of the total shares underlying the RSU Award shall vest on August 18, 2025 and each August 18 thereafter, until fully vested.

F2 · derivative.expiration_date: 2/36 of the total shares subject to the RSU Award shall vest on August 18, 2024; 3/36 of the total shares subject to the RSU Award shall vest on November 18, 2024 and each November 18 thereafter; 4/36 of the total shares underlying the RSU Award shall vest on March 10, 2025 and each March 10 thereafter; 2/36 of the total shares underlying the RSU Award vesting shall vest on May 18, 2025 and each May 18 thereafter; and 3/36 of the total shares underlying the RSU Award shall vest on August 18, 2025 and each August 18 thereafter, until fully vested.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:28 UTC Exercise / conversionCommon Stock 1,454 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-021864 · form4-08212024_100824.xml · nonDerivative · entry 1

Holder Michael · CIK 0001515140 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:26 UTC
Barnett ValerieCHIEF LEGAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 7,735 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021860 · form4-08212024_100843.xml · derivative · entry 9

Barnett Valerie · CIK 0001873091 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,871

Underlying: Common Stock · 7,735 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2024 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2024 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2024 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting on March 10, 2025 and each March 10 thereafter.

F6 · derivative.expiration_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2024 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2024 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2024 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting on March 10, 2025 and each March 10 thereafter.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:26 UTC
Barnett ValerieCHIEF LEGAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 3,681 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021860 · form4-08212024_100843.xml · derivative · entry 8

Barnett Valerie · CIK 0001873091 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,047

Underlying: Common Stock · 3,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting on March 10, 2024 and each March 10 thereafter, until fully vested.

F5 · derivative.expiration_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting on March 10, 2024 and each March 10 thereafter, until fully vested.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:26 UTC
Barnett ValerieCHIEF LEGAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 2,016 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021860 · form4-08212024_100843.xml · derivative · entry 7

Barnett Valerie · CIK 0001873091 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,426

Underlying: Common Stock · 2,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

F4 · derivative.expiration_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:26 UTC
Barnett ValerieCHIEF LEGAL OFFICER
Tax withholdingCommon Stock 2,826 $5.53 $15,627.78
Disclosure

SEC source: 0001415889-24-021860 · form4-08212024_100843.xml · nonDerivative · entry 6

Barnett Valerie · CIK 0001873091 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,917

F3 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 19, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:26 UTC
Barnett ValerieCHIEF LEGAL OFFICER
Exercise / conversionCommon Stock 7,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-021860 · form4-08212024_100843.xml · nonDerivative · entry 5

Barnett Valerie · CIK 0001873091 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:26 UTC
Barnett ValerieCHIEF LEGAL OFFICER
Tax withholdingCommon Stock 1,434 $5.53 $7,930.02
Disclosure

SEC source: 0001415889-24-021860 · form4-08212024_100843.xml · nonDerivative · entry 4

Barnett Valerie · CIK 0001873091 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,008

F3 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 19, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:26 UTC
Barnett ValerieCHIEF LEGAL OFFICER
Exercise / conversionCommon Stock 3,681 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-021860 · form4-08212024_100843.xml · nonDerivative · entry 3

Barnett Valerie · CIK 0001873091 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

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August 19, 2024 Filed Aug 21, 2024 22:26 UTC
Barnett ValerieCHIEF LEGAL OFFICER
Tax withholdingCommon Stock 786 $5.53 $4,346.58
Disclosure

SEC source: 0001415889-24-021860 · form4-08212024_100843.xml · nonDerivative · entry 2

Barnett Valerie · CIK 0001873091 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,761

F3 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 19, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

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August 19, 2024 Filed Aug 21, 2024 22:26 UTC
Barnett ValerieCHIEF LEGAL OFFICER
Exercise / conversionCommon Stock 2,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-021860 · form4-08212024_100843.xml · nonDerivative · entry 1

Barnett Valerie · CIK 0001873091 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 3,487 shares acquired by the Reporting Person under the Issuer's 2021 Employee Stock Purchase Plan on May 31, 2024.

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August 19, 2024 Filed Aug 21, 2024 22:24 UTC
Jiang WenbinDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Units · Derivative 22,100 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021858 · form4-08212024_100843.xml · derivative · entry 9

Jiang Wenbin · CIK 0001872873 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,773

Underlying: Common Stock · 22,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2024 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2024 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2024 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting on March 10, 2025 and each March 10 thereafter.

F5 · derivative.expiration_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2024 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2024 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2024 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting on March 10, 2025 and each March 10 thereafter.

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August 19, 2024 Filed Aug 21, 2024 22:24 UTC
Jiang WenbinDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Units · Derivative 11,781 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021858 · form4-08212024_100843.xml · derivative · entry 8

Jiang Wenbin · CIK 0001872873 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,742

Underlying: Common Stock · 11,781 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting on March 10, 2024 and each March 10 thereafter, until fully vested.

F4 · derivative.expiration_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting on March 10, 2024 and each March 10 thereafter, until fully vested.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:24 UTC
Jiang WenbinDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Units · Derivative 6,758 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021858 · form4-08212024_100843.xml · derivative · entry 7

Jiang Wenbin · CIK 0001872873 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,304

Underlying: Common Stock · 6,758 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:24 UTC
Jiang WenbinDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 5,382 $5.53 $29,762.46
Disclosure

SEC source: 0001415889-24-021858 · form4-08212024_100843.xml · nonDerivative · entry 6

Jiang Wenbin · CIK 0001872873 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,356,896

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 19, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:24 UTC
Jiang WenbinDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 22,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-021858 · form4-08212024_100843.xml · nonDerivative · entry 5

Jiang Wenbin · CIK 0001872873 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,362,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:24 UTC
Jiang WenbinDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 2,869 $5.53 $15,865.57
Disclosure

SEC source: 0001415889-24-021858 · form4-08212024_100843.xml · nonDerivative · entry 4

Jiang Wenbin · CIK 0001872873 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,340,178

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 19, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:24 UTC
Jiang WenbinDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 11,781 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-021858 · form4-08212024_100843.xml · nonDerivative · entry 3

Jiang Wenbin · CIK 0001872873 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,343,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:24 UTC
Jiang WenbinDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 1,646 $5.53 $9,102.38
Disclosure

SEC source: 0001415889-24-021858 · form4-08212024_100843.xml · nonDerivative · entry 2

Jiang Wenbin · CIK 0001872873 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,331,266

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 19, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:24 UTC
Jiang WenbinDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 6,758 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-021858 · form4-08212024_100843.xml · nonDerivative · entry 1

Jiang Wenbin · CIK 0001872873 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,332,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:22 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
Exercise / conversionRestricted Stock Units · Derivative 5,525 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021857 · form4-08212024_100846.xml · derivative · entry 9

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,193

Underlying: Common Stock · 5,525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2024 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2024 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2024 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting on March 10, 2025 and each March 10 thereafter.

F5 · derivative.expiration_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2024 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2024 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2024 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting on March 10, 2025 and each March 10 thereafter.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:22 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
Exercise / conversionRestricted Stock Units · Derivative 7,363 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021857 · form4-08212024_100846.xml · derivative · entry 8

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,091

Underlying: Common Stock · 7,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The shares subject to the RSU Award shall vest over four years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting on March 10, 2024 and each March 10 thereafter, until fully vested.

F4 · derivative.expiration_date: The shares subject to the RSU Award shall vest over four years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting on March 10, 2024 and each March 10 thereafter, until fully vested.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:22 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
Exercise / conversionRestricted Stock Units · Derivative 1,981 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021857 · form4-08212024_100846.xml · derivative · entry 7

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,237

Underlying: Common Stock · 1,981 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest quarterly over four years, with 4/48th of the total shares underlying the RSU Award vesting on May 18, 2022 and 3/48th of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on August 18, November 18, February 18 and May 18.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:22 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
Tax withholdingCommon Stock 1,346 $5.53 $7,443.38
Disclosure

SEC source: 0001415889-24-021857 · form4-08212024_100846.xml · nonDerivative · entry 6

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,007,075

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 19, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:22 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
Exercise / conversionCommon Stock 5,525 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-021857 · form4-08212024_100846.xml · nonDerivative · entry 5

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,008,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:22 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
Tax withholdingCommon Stock 1,797 $5.53 $9,937.41
Disclosure

SEC source: 0001415889-24-021857 · form4-08212024_100846.xml · nonDerivative · entry 4

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,002,896

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 19, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:22 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
Exercise / conversionCommon Stock 7,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-021857 · form4-08212024_100846.xml · nonDerivative · entry 3

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,004,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:22 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
Tax withholdingCommon Stock 588 $5.53 $3,251.64
Disclosure

SEC source: 0001415889-24-021857 · form4-08212024_100846.xml · nonDerivative · entry 2

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,997,330

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer on August 19, 2024, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU Award.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:22 UTC
Yan MingDirector · CHIEF TECHNOLOGY OFFICER
Exercise / conversionCommon Stock 1,981 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-021857 · form4-08212024_100846.xml · nonDerivative · entry 1

Yan Ming · CIK 0001874041 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,997,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:21 UTC
Williams Paul ChristopherCHIEF OPERATING OFFICER
Exercise / conversionRestricted Stock Units · Derivative 8,840 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021856 · form4-08212024_100816.xml · derivative · entry 9

Williams Paul Christopher · CIK 0001951234 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,709

Underlying: Common Stock · 8,840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2024 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2024 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2024 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting on March 10, 2025 and each March 10 thereafter.

F5 · derivative.expiration_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2024 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2024 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2024 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting on March 10, 2025 and each March 10 thereafter.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:21 UTC
Williams Paul ChristopherCHIEF OPERATING OFFICER
Exercise / conversionRestricted Stock Units · Derivative 920 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021856 · form4-08212024_100816.xml · derivative · entry 8

Williams Paul Christopher · CIK 0001951234 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,513

Underlying: Common Stock · 920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting on March 10, 2024 and each March 10 thereafter, until fully vested.

F4 · derivative.expiration_date: The shares subject to the RSU Award shall vest over 4 years with 2/48 of the total shares underlying the RSU Award vesting on May 18, 2023 and each May 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on August 18, 2023 and each August 18 thereafter; 3/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and each November 18 thereafter; and 4/48 of the total shares underlying the RSU Award vesting on March 10, 2024 and each March 10 thereafter, until fully vested.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:21 UTC
Williams Paul ChristopherCHIEF OPERATING OFFICER
Exercise / conversionRestricted Stock Units · Derivative 1,006 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021856 · form4-08212024_100816.xml · derivative · entry 7

Williams Paul Christopher · CIK 0001951234 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,063

Underlying: Common Stock · 1,006 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (the "RSU Award") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares subject to the RSU Award shall vest over 4 years with 12/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and 3/48 of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on February 18, May 18, August 18 and November 18.

F3 · derivative.expiration_date: The shares subject to the RSU Award shall vest over 4 years with 12/48 of the total shares underlying the RSU Award vesting on November 18, 2023 and 3/48 of the total shares underlying the RSU Award vesting each subsequent quarter thereafter on February 18, May 18, August 18 and November 18.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.