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Nasdaq · USD

CRWD

CrowdStrike Holdings, Inc.

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1172
SEC CIK
0001535527
Parsed reports
929

Last 12 months

Inside the activity.

0 purchase rows · 2103 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025026
Dec 2025028
Jan 2026014
Feb 2026037
Mar 2026016
Apr 20260134
May 20260439
Jun 20260584
Jul 20260233
Aug 20260211
Sep 20260274
Oct 20260107

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2020 Filed Dec 4, 2020 01:25 UTC
Black ColinCHIEF OPERATING OFFICER
SaleClass A common stock 1,379 $152.02 $209,635.58
Disclosure

SEC source: 0000950103-20-023774 · dp142465_4-black.xml · nonDerivative · entry 2

Black Colin · CIK 0001778552 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,630

F3 · price: These transactions were executed in multiple trades at prices ranging from $151.80 to $152.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

Read SEC document
December 01, 2020 Filed Dec 4, 2020 01:25 UTC
Black ColinCHIEF OPERATING OFFICER
ConversionClass A common stock 3,836 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-20-023774 · dp142465_4-black.xml · nonDerivative · entry 1

Black Colin · CIK 0001778552 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Class B common stock convert into Class A common stock on a one-for-one basis.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

Read SEC document
November 30, 2020 Filed Dec 3, 2020 01:03 UTC GrantClass A common stock 1,190 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-023663 · dp142344_4-schumacher.xml · nonDerivative · entry 2

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,636

F3 · shares: The shares represent unvested RSUs with the RSUs vesting in full on the earlier of (i) July 6, 2021 or (ii) the date of the Issuer's next annual meeting of stockholders held after the date of grant.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more RSUs.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 01:03 UTC GrantClass A common stock 2,446 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-023663 · dp142344_4-schumacher.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,446

F1 · shares: The shares represent unvested restricted stock units ("RSUs"), with the RSUs vesting in equal installments on the first three anniversaries of the date of grant.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more RSUs.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 01:07 UTC
Kurtz GeorgeDirector · PRESIDENT AND CEO
ConversionClass B common stock · Derivative 1,642 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-20-023665 · dp142355_4-kurtz.xml · derivative · entry 13

Kurtz George · CIK 0001778564 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Alexander Kurtz Irrevocable Gift Trust

Disclosed balance after: 1,771,859

Underlying: Class A common stock · 1,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F6 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 01:07 UTC
Kurtz GeorgeDirector · PRESIDENT AND CEO
ConversionClass B common stock · Derivative 1,642 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-20-023665 · dp142355_4-kurtz.xml · derivative · entry 12

Kurtz George · CIK 0001778564 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Allegra Kurtz Irrevocable Gift Trust

Disclosed balance after: 1,771,859

Underlying: Class A common stock · 1,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F6 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 01:07 UTC
Kurtz GeorgeDirector · PRESIDENT AND CEO
ConversionClass B common stock · Derivative 21,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-20-023665 · dp142355_4-kurtz.xml · derivative · entry 11

Kurtz George · CIK 0001778564 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Kurtz 2009 Spendthrift Trust

Disclosed balance after: 11,040,670

Underlying: Class A common stock · 21,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F6 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 01:07 UTC
Kurtz GeorgeDirector · PRESIDENT AND CEO
SaleClass A common stock 394 $154.63 $60,924.22
Disclosure

SEC source: 0000950103-20-023665 · dp142355_4-kurtz.xml · nonDerivative · entry 9

Kurtz George · CIK 0001778564 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Alexander Kurtz Irrevocable Gift Trust

Disclosed balance after: 0

F4 · price: These transactions were executed in multiple trades at prices ranging from $154.52 to $154.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 01:07 UTC
Kurtz GeorgeDirector · PRESIDENT AND CEO
SaleClass A common stock 394 $154.63 $60,924.22
Disclosure

SEC source: 0000950103-20-023665 · dp142355_4-kurtz.xml · nonDerivative · entry 8

Kurtz George · CIK 0001778564 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Allegra Kurtz Irrevocable Gift Trust

Disclosed balance after: 0

F4 · price: These transactions were executed in multiple trades at prices ranging from $154.52 to $154.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 01:07 UTC
Kurtz GeorgeDirector · PRESIDENT AND CEO
SaleClass A common stock 5,202 $154.63 $804,385.26
Disclosure

SEC source: 0000950103-20-023665 · dp142355_4-kurtz.xml · nonDerivative · entry 7

Kurtz George · CIK 0001778564 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Kurtz 2009 Spendthrift Trust

Disclosed balance after: 0

F4 · price: These transactions were executed in multiple trades at prices ranging from $154.52 to $154.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 01:07 UTC
Kurtz GeorgeDirector · PRESIDENT AND CEO
SaleClass A common stock 1,248 $154.02 $192,216.96
Disclosure

SEC source: 0000950103-20-023665 · dp142355_4-kurtz.xml · nonDerivative · entry 6

Kurtz George · CIK 0001778564 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Alexander Kurtz Irrevocable Gift Trust

Disclosed balance after: 394

F3 · price: These transactions were executed in multiple trades at prices ranging from $153.50 to $154.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 01:07 UTC
Kurtz GeorgeDirector · PRESIDENT AND CEO
SaleClass A common stock 1,248 $154.02 $192,216.96
Disclosure

SEC source: 0000950103-20-023665 · dp142355_4-kurtz.xml · nonDerivative · entry 5

Kurtz George · CIK 0001778564 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Allegra Kurtz Irrevocable Gift Trust

Disclosed balance after: 394

F3 · price: These transactions were executed in multiple trades at prices ranging from $153.50 to $154.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 01:07 UTC
Kurtz GeorgeDirector · PRESIDENT AND CEO
SaleClass A common stock 16,465 $154.02 $2,535,939.30
Disclosure

SEC source: 0000950103-20-023665 · dp142355_4-kurtz.xml · nonDerivative · entry 4

Kurtz George · CIK 0001778564 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Kurtz 2009 Spendthrift Trust

Disclosed balance after: 5,202

F3 · price: These transactions were executed in multiple trades at prices ranging from $153.50 to $154.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 01:07 UTC
Kurtz GeorgeDirector · PRESIDENT AND CEO
ConversionClass A common stock 1,642 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-20-023665 · dp142355_4-kurtz.xml · nonDerivative · entry 3

Kurtz George · CIK 0001778564 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Alexander Kurtz Irrevocable Gift Trust

Disclosed balance after: 1,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Class B common stock convert into Class A common stock on a one-for-one basis.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 01:07 UTC
Kurtz GeorgeDirector · PRESIDENT AND CEO
ConversionClass A common stock 1,642 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-20-023665 · dp142355_4-kurtz.xml · nonDerivative · entry 2

Kurtz George · CIK 0001778564 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Allegra Kurtz Irrevocable Gift Trust

Disclosed balance after: 1,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Class B common stock convert into Class A common stock on a one-for-one basis.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 01:07 UTC
Kurtz GeorgeDirector · PRESIDENT AND CEO
ConversionClass A common stock 21,667 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-20-023665 · dp142355_4-kurtz.xml · nonDerivative · entry 1

Kurtz George · CIK 0001778564 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Kurtz 2009 Spendthrift Trust

Disclosed balance after: 21,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Class B common stock convert into Class A common stock on a one-for-one basis.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
November 27, 2020 Filed Dec 1, 2020 01:49 UTC
Black ColinCHIEF OPERATING OFFICER
ConversionClass B common stock · Derivative 19,856 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-20-023399 · dp142077_4-black.xml · derivative · entry 12

Black Colin · CIK 0001778552 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,890

Underlying: Class A common stock · 19,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F4 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F6 · balance_after: All or a portion of the Class B common stock was issued in connection with the exercise of an unvested stock option subject to an early exercise provision, and as such, the unvested portion may be repurchased by the Company at the original exercise price paid by the Reporting Person for the shares.

Read SEC document
November 27, 2020 Filed Dec 1, 2020 01:49 UTC
Black ColinCHIEF OPERATING OFFICER
Exercise / conversionClass B common stock · Derivative 1,608 $1.76 Strike: $0.00 $2,830.08
Disclosure

SEC source: 0000950103-20-023399 · dp142077_4-black.xml · derivative · entry 11

Black Colin · CIK 0001778552 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,746

Underlying: Class A common stock · 1,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F4 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F6 · balance_after: All or a portion of the Class B common stock was issued in connection with the exercise of an unvested stock option subject to an early exercise provision, and as such, the unvested portion may be repurchased by the Company at the original exercise price paid by the Reporting Person for the shares.

Read SEC document
November 27, 2020 Filed Dec 1, 2020 01:49 UTC
Black ColinCHIEF OPERATING OFFICER
Exercise / conversionStock Options (Right to Buy) · Derivative 1,608 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0000950103-20-023399 · dp142077_4-black.xml · derivative · entry 10

Black Colin · CIK 0001778552 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,152

Underlying: Class B common stock · 1,608 shares

Expires 2027-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and 25% vested on December 26, 2017, with 1/48 of the remaining stock options vesting monthly thereafter for the following 36 months.

Read SEC document
November 27, 2020 Filed Dec 1, 2020 01:49 UTC
Black ColinCHIEF OPERATING OFFICER
Exercise / conversionClass B common stock · Derivative 18,248 $1.67 Strike: $0.00 $30,474.16
Disclosure

SEC source: 0000950103-20-023399 · dp142077_4-black.xml · derivative · entry 9

Black Colin · CIK 0001778552 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,138

Underlying: Class A common stock · 18,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F4 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F6 · balance_after: All or a portion of the Class B common stock was issued in connection with the exercise of an unvested stock option subject to an early exercise provision, and as such, the unvested portion may be repurchased by the Company at the original exercise price paid by the Reporting Person for the shares.

Read SEC document
November 27, 2020 Filed Dec 1, 2020 01:49 UTC
Black ColinCHIEF OPERATING OFFICER
Exercise / conversionStock Options (Right to Buy) · Derivative 18,248 $0.00 Strike: $1.67 $0.00
Disclosure

SEC source: 0000950103-20-023399 · dp142077_4-black.xml · derivative · entry 8

Black Colin · CIK 0001778552 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B common stock · 18,248 shares

Expires 2025-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options were granted on November 19, 2015 and 25% vested on November 9, 2016, with 1/48 of the remaining stock options vesting monthly thereafter for the following 36 months.

Read SEC document
November 27, 2020 Filed Dec 1, 2020 01:49 UTC
Black ColinCHIEF OPERATING OFFICER
SaleClass A common stock 19,856 $151.70 $3,012,155.20
Disclosure

SEC source: 0000950103-20-023399 · dp142077_4-black.xml · nonDerivative · entry 4

Black Colin · CIK 0001778552 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,173

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

Read SEC document
November 27, 2020 Filed Dec 1, 2020 01:49 UTC
Black ColinCHIEF OPERATING OFFICER
ConversionClass A common stock 19,856 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-20-023399 · dp142077_4-black.xml · nonDerivative · entry 3

Black Colin · CIK 0001778552 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Class B common stock convert into Class A common stock on a one-for-one basis.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

Read SEC document
November 25, 2020 Filed Dec 1, 2020 01:49 UTC
Black ColinCHIEF OPERATING OFFICER
ConversionClass B common stock · Derivative 144 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-20-023399 · dp142077_4-black.xml · derivative · entry 7

Black Colin · CIK 0001778552 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,890

Underlying: Class A common stock · 144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F4 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F6 · balance_after: All or a portion of the Class B common stock was issued in connection with the exercise of an unvested stock option subject to an early exercise provision, and as such, the unvested portion may be repurchased by the Company at the original exercise price paid by the Reporting Person for the shares.

Read SEC document
November 25, 2020 Filed Dec 1, 2020 01:49 UTC
Black ColinCHIEF OPERATING OFFICER
Exercise / conversionClass B common stock · Derivative 144 $1.67 Strike: $0.00 $240.48
Disclosure

SEC source: 0000950103-20-023399 · dp142077_4-black.xml · derivative · entry 6

Black Colin · CIK 0001778552 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,034

Underlying: Class A common stock · 144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F4 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F6 · balance_after: All or a portion of the Class B common stock was issued in connection with the exercise of an unvested stock option subject to an early exercise provision, and as such, the unvested portion may be repurchased by the Company at the original exercise price paid by the Reporting Person for the shares.

Read SEC document
November 25, 2020 Filed Dec 1, 2020 01:49 UTC
Black ColinCHIEF OPERATING OFFICER
Exercise / conversionStock Options (Right to Buy) · Derivative 144 $0.00 Strike: $1.67 $0.00
Disclosure

SEC source: 0000950103-20-023399 · dp142077_4-black.xml · derivative · entry 5

Black Colin · CIK 0001778552 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,248

Underlying: Class B common stock · 144 shares

Expires 2025-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options were granted on November 19, 2015 and 25% vested on November 9, 2016, with 1/48 of the remaining stock options vesting monthly thereafter for the following 36 months.

Read SEC document
November 25, 2020 Filed Dec 1, 2020 01:49 UTC
Black ColinCHIEF OPERATING OFFICER
SaleClass A common stock 144 $151.70 $21,844.80
Disclosure

SEC source: 0000950103-20-023399 · dp142077_4-black.xml · nonDerivative · entry 2

Black Colin · CIK 0001778552 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,173

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

Read SEC document
November 25, 2020 Filed Dec 1, 2020 01:49 UTC
Black ColinCHIEF OPERATING OFFICER
ConversionClass A common stock 144 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-20-023399 · dp142077_4-black.xml · nonDerivative · entry 1

Black Colin · CIK 0001778552 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Class B common stock convert into Class A common stock on a one-for-one basis.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

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November 24, 2020 Filed Nov 27, 2020 21:37 UTC
Podbere Burt W.CHIEF FINANCIAL OFFICER
Exercise / conversionClass B common stock · Derivative 30,859 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-20-023177 · dp141837_4-podbere.xml · derivative · entry 3

Podbere Burt W. · CIK 0001778610 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,969

Underlying: Class A common stock · 30,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F3 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F4 · balance_after: All or a portion of the Class B common stock was issued in connection with the exercise of an unvested stock option subject to an early exercise provision, and as such, the unvested portion may be repurchased by the Company at the original exercise price paid by the Reporting Person for the shares.

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November 24, 2020 Filed Nov 27, 2020 21:37 UTC
Podbere Burt W.CHIEF FINANCIAL OFFICER
Exercise / conversionStock Options (Right to Buy) · Derivative 5,859 $0.00 Strike: $11.13 $0.00
Disclosure

SEC source: 0000950103-20-023177 · dp141837_4-podbere.xml · derivative · entry 2

Podbere Burt W. · CIK 0001778610 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,907

Underlying: Class B common stock · 5,859 shares

Expires 2028-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options were granted on September 25, 2018 and vest in 48 equal monthly installments beginning on October 25, 2018.

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November 24, 2020 Filed Nov 27, 2020 21:37 UTC
Podbere Burt W.CHIEF FINANCIAL OFFICER
Exercise / conversionStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $1.67 $0.00
Disclosure

SEC source: 0000950103-20-023177 · dp141837_4-podbere.xml · derivative · entry 1

Podbere Burt W. · CIK 0001778610 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B common stock · 25,000 shares

Expires 2025-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options were granted on November 19, 2015 and include (i) 37,500 stock options that vest in equal installments over nine months beginning on January 16, 2020 until all the shares vest on September 16, 2020 and (ii) 33,368 stock options issued as part of a larger grant in which 25% of the stock options vested on September 16, 2016, and 1/48 of the stock options vested monthly thereafter for the following 36 months.

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November 23, 2020 Filed Nov 25, 2020 22:11 UTC ConversionClass B common stock · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-20-023038 · dp141738_4-watzinger.xml · derivative · entry 6

Watzinger Gerhard · CIK 0001445832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A common stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F7 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F8 · balance_after: All or a portion of the Class B common stock was issued in connection with the exercise of an unvested stock option subject to an early exercise provision, and as such, the unvested portion may be repurchased by the Company at the original exercise price paid by the Reporting Person for the shares.

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November 23, 2020 Filed Nov 25, 2020 22:11 UTC SaleClass A common stock 7,322 $146.94 $1,075,894.68
Disclosure

SEC source: 0000950103-20-023038 · dp141738_4-watzinger.xml · nonDerivative · entry 5

Watzinger Gerhard · CIK 0001445832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,785

F6 · price: This transaction was executed in multiple trades at prices ranging from $146.75 to $147.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

Read SEC document
November 23, 2020 Filed Nov 25, 2020 22:11 UTC SaleClass A common stock 10,200 $146.52 $1,494,504.00
Disclosure

SEC source: 0000950103-20-023038 · dp141738_4-watzinger.xml · nonDerivative · entry 4

Watzinger Gerhard · CIK 0001445832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,107

F5 · price: This transaction was executed in multiple trades at prices ranging from $145.72 to $146.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

Read SEC document
November 23, 2020 Filed Nov 25, 2020 22:11 UTC SaleClass A common stock 4,494 $145.19 $652,483.86
Disclosure

SEC source: 0000950103-20-023038 · dp141738_4-watzinger.xml · nonDerivative · entry 3

Watzinger Gerhard · CIK 0001445832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,307

F4 · price: This transaction was executed in multiple trades at prices ranging from $144.55 to $145.51. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

Read SEC document
November 23, 2020 Filed Nov 25, 2020 22:11 UTC SaleClass A common stock 7,984 $144.10 $1,150,494.40
Disclosure

SEC source: 0000950103-20-023038 · dp141738_4-watzinger.xml · nonDerivative · entry 2

Watzinger Gerhard · CIK 0001445832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,801

F3 · price: This transaction was executed in multiple trades at prices ranging from $143.53 to $144.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

Read SEC document
November 23, 2020 Filed Nov 25, 2020 22:11 UTC ConversionClass A common stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-20-023038 · dp141738_4-watzinger.xml · nonDerivative · entry 1

Watzinger Gerhard · CIK 0001445832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Class B common stock convert into Class A common stock on a one-for-one basis.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

Read SEC document
November 19, 2020 Filed Nov 24, 2020 00:06 UTC
Kurtz GeorgeDirector · PRESIDENT AND CEO
ConversionClass B common stock · Derivative 821 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-20-022777 · dp141459_4-kurtz.xml · derivative · entry 10

Kurtz George · CIK 0001778564 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Alexander Kurtz Irrevocable Gift Trust

Disclosed balance after: 1,773,501

Underlying: Class A common stock · 821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F5 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
November 19, 2020 Filed Nov 24, 2020 00:06 UTC
Kurtz GeorgeDirector · PRESIDENT AND CEO
ConversionClass B common stock · Derivative 821 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-20-022777 · dp141459_4-kurtz.xml · derivative · entry 9

Kurtz George · CIK 0001778564 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Allegra Kurtz Irrevocable Gift Trust

Disclosed balance after: 1,773,501

Underlying: Class A common stock · 821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F5 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
November 19, 2020 Filed Nov 24, 2020 00:06 UTC
Kurtz GeorgeDirector · PRESIDENT AND CEO
ConversionClass B common stock · Derivative 10,833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-20-022777 · dp141459_4-kurtz.xml · derivative · entry 8

Kurtz George · CIK 0001778564 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Kurtz 2009 Spendthrift Trust

Disclosed balance after: 11,062,337

Underlying: Class A common stock · 10,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F5 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
November 19, 2020 Filed Nov 24, 2020 00:06 UTC
Kurtz GeorgeDirector · PRESIDENT AND CEO
SaleClass A common stock 821 $143.75 $118,018.75
Disclosure

SEC source: 0000950103-20-022777 · dp141459_4-kurtz.xml · nonDerivative · entry 6

Kurtz George · CIK 0001778564 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Alexander Kurtz Irrevocable Gift Trust

Disclosed balance after: 0

F3 · price: These transactions were executed in multiple trades at prices ranging from $143.70 to $143.945. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
November 19, 2020 Filed Nov 24, 2020 00:06 UTC
Kurtz GeorgeDirector · PRESIDENT AND CEO
SaleClass A common stock 821 $143.75 $118,018.75
Disclosure

SEC source: 0000950103-20-022777 · dp141459_4-kurtz.xml · nonDerivative · entry 5

Kurtz George · CIK 0001778564 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Allegra Kurtz Irrevocable Gift Trust

Disclosed balance after: 0

F3 · price: These transactions were executed in multiple trades at prices ranging from $143.70 to $143.945. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
November 19, 2020 Filed Nov 24, 2020 00:06 UTC
Kurtz GeorgeDirector · PRESIDENT AND CEO
SaleClass A common stock 10,833 $143.75 $1,557,243.75
Disclosure

SEC source: 0000950103-20-022777 · dp141459_4-kurtz.xml · nonDerivative · entry 4

Kurtz George · CIK 0001778564 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Kurtz 2009 Spendthrift Trust

Disclosed balance after: 0

F3 · price: These transactions were executed in multiple trades at prices ranging from $143.70 to $143.945. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
November 19, 2020 Filed Nov 24, 2020 00:06 UTC
Kurtz GeorgeDirector · PRESIDENT AND CEO
ConversionClass A common stock 821 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-20-022777 · dp141459_4-kurtz.xml · nonDerivative · entry 3

Kurtz George · CIK 0001778564 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Alexander Kurtz Irrevocable Gift Trust

Disclosed balance after: 821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Class B common stock convert into Class A common stock on a one-for-one basis.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
November 19, 2020 Filed Nov 24, 2020 00:06 UTC
Kurtz GeorgeDirector · PRESIDENT AND CEO
ConversionClass A common stock 821 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-20-022777 · dp141459_4-kurtz.xml · nonDerivative · entry 2

Kurtz George · CIK 0001778564 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Allegra Kurtz Irrevocable Gift Trust

Disclosed balance after: 821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Class B common stock convert into Class A common stock on a one-for-one basis.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
November 19, 2020 Filed Nov 24, 2020 00:06 UTC
Kurtz GeorgeDirector · PRESIDENT AND CEO
ConversionClass A common stock 10,833 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-20-022777 · dp141459_4-kurtz.xml · nonDerivative · entry 1

Kurtz George · CIK 0001778564 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Kurtz 2009 Spendthrift Trust

Disclosed balance after: 10,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Class B common stock convert into Class A common stock on a one-for-one basis.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 19:09 UTC
Carpenter Michael J.PRES., GLBAL SALES & FLD OPS
ConversionClass B common stock · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-20-022778 · dp141405_4-carpenter.xml · derivative · entry 11

Carpenter Michael J. · CIK 0001808921 · PRES., GLBAL SALES & FLD OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F11 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 19:09 UTC
Carpenter Michael J.PRES., GLBAL SALES & FLD OPS
Exercise / conversionClass B common stock · Derivative 100,000 $1.76 Strike: $0.00 $176,000.00
Disclosure

SEC source: 0000950103-20-022778 · dp141405_4-carpenter.xml · derivative · entry 10

Carpenter Michael J. · CIK 0001808921 · PRES., GLBAL SALES & FLD OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A common stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F11 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 19:09 UTC
Carpenter Michael J.PRES., GLBAL SALES & FLD OPS
Exercise / conversionStock Options (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0000950103-20-022778 · dp141405_4-carpenter.xml · derivative · entry 9

Carpenter Michael J. · CIK 0001808921 · PRES., GLBAL SALES & FLD OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,027

Underlying: Class B common stock · 100,000 shares

Expires 2027-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and 25% vested on November 21, 2017, with 1/48 of the remaining stock options vesting monthly thereafter.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 19:09 UTC
Carpenter Michael J.PRES., GLBAL SALES & FLD OPS
SaleClass A common stock 5,300 $146.36 $775,708.00
Disclosure

SEC source: 0000950103-20-022778 · dp141405_4-carpenter.xml · nonDerivative · entry 8

Carpenter Michael J. · CIK 0001808921 · PRES., GLBAL SALES & FLD OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,652

F9 · price: These transactions were executed in multiple trades at prices ranging from $146.08 to $146.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.