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CRVS

Corvus Pharmaceuticals, Inc.

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4839
SEC CIK
0001626971
Parsed reports
208

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202620
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2017 Filed Nov 22, 2017 21:06 UTC
MILLER RICHARD A MDDirector · President and CEO
PurchaseCommon Stock, $0.0001 par value 10,000 $10.79 $107,850.00
Disclosure

SEC source: 0000899243-17-027283 · doc4.xml · nonDerivative · entry 1

MILLER RICHARD A MD · CIK 0001031847 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,012,293

F1 · price: The price reported in Column 4 is a weighted price. These Shares were purchased in multiple transactions at prices ranging from $10.59 to $10.90 inclusive. Upon request, the Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC full information regarding the Shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: A portion of these shares is subject to a right of repurchase held by the Issuer.

F3 · ownership.nature: These shares are held by Richard A. Miller and Sandra J. Horning, Trustees of the Miller-Horning Family Trust u/a/d January 25, 1985 (the "Miller-Horning Trust"). Dr. Miller has shared voting, investment and dispositive power over the shares held by the Miller Horning Trust.

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June 23, 2017 Filed Jun 27, 2017 20:52 UTC PurchaseCOMMON STOCK 20,000 $10.95 $219,000.00
Disclosure

SEC source: 0001209191-17-041961 · doc4.xml · nonDerivative · entry 1

Novo Holdings A/S · CIK 0001388325 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,244,046

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June 13, 2017 Filed Jun 13, 2017 20:06 UTC
MILLER RICHARD A MDDirector · President and CEO
PurchaseCommon Stock, $0.0001 par value 2,500 $10.14 $25,350.00
Disclosure

SEC source: 0000899243-17-016220 · doc4.xml · nonDerivative · entry 5

MILLER RICHARD A MD · CIK 0001031847 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,002,293

F1 · balance_after: A portion of these shares is subject to a right of repurchase held by the Issuer.

F2 · ownership.nature: These shares are held by Richard A. Miller and Sandra J. Horning, Trustees of the Miller-Horning Family Trust u/a/d January 25, 1985 (the "Miller-Horning Trust"). Dr. Miller has shared voting, investment and dispositive power over the shares held by the Miller Horning Trust.

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June 13, 2017 Filed Jun 13, 2017 20:06 UTC
MILLER RICHARD A MDDirector · President and CEO
PurchaseCommon Stock, $0.0001 par value 2,500 $9.75 $24,375.00
Disclosure

SEC source: 0000899243-17-016220 · doc4.xml · nonDerivative · entry 4

MILLER RICHARD A MD · CIK 0001031847 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 999,793

F1 · balance_after: A portion of these shares is subject to a right of repurchase held by the Issuer.

F2 · ownership.nature: These shares are held by Richard A. Miller and Sandra J. Horning, Trustees of the Miller-Horning Family Trust u/a/d January 25, 1985 (the "Miller-Horning Trust"). Dr. Miller has shared voting, investment and dispositive power over the shares held by the Miller Horning Trust.

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June 12, 2017 Filed Jun 13, 2017 20:06 UTC
MILLER RICHARD A MDDirector · President and CEO
PurchaseCommon Stock, $0.0001 par value 11,216 $9.82 $110,184.86
Disclosure

SEC source: 0000899243-17-016220 · doc4.xml · nonDerivative · entry 3

MILLER RICHARD A MD · CIK 0001031847 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 997,293

F3 · price: The price reported in Column 4 is a weighted price. These Shares were purchased in multiple transactions at prices ranging from $9.69 to $9.94 inclusive. Upon request, the Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC full information regarding the Shares purchased at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares is subject to a right of repurchase held by the Issuer.

F2 · ownership.nature: These shares are held by Richard A. Miller and Sandra J. Horning, Trustees of the Miller-Horning Family Trust u/a/d January 25, 1985 (the "Miller-Horning Trust"). Dr. Miller has shared voting, investment and dispositive power over the shares held by the Miller Horning Trust.

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June 09, 2017 Filed Jun 13, 2017 20:06 UTC
MILLER RICHARD A MDDirector · President and CEO
PurchaseCommon Stock, $0.0001 par value 3,784 $9.89 $37,423.76
Disclosure

SEC source: 0000899243-17-016220 · doc4.xml · nonDerivative · entry 2

MILLER RICHARD A MD · CIK 0001031847 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 986,077

F1 · balance_after: A portion of these shares is subject to a right of repurchase held by the Issuer.

F2 · ownership.nature: These shares are held by Richard A. Miller and Sandra J. Horning, Trustees of the Miller-Horning Family Trust u/a/d January 25, 1985 (the "Miller-Horning Trust"). Dr. Miller has shared voting, investment and dispositive power over the shares held by the Miller Horning Trust.

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June 09, 2017 Filed Jun 13, 2017 20:06 UTC
MILLER RICHARD A MDDirector · President and CEO
PurchaseCommon Stock, $0.0001 par value 5,000 $9.95 $49,750.00
Disclosure

SEC source: 0000899243-17-016220 · doc4.xml · nonDerivative · entry 1

MILLER RICHARD A MD · CIK 0001031847 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 982,293

F1 · balance_after: A portion of these shares is subject to a right of repurchase held by the Issuer.

F2 · ownership.nature: These shares are held by Richard A. Miller and Sandra J. Horning, Trustees of the Miller-Horning Family Trust u/a/d January 25, 1985 (the "Miller-Horning Trust"). Dr. Miller has shared voting, investment and dispositive power over the shares held by the Miller Horning Trust.

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June 08, 2017 Filed Jun 9, 2017 20:05 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0000899243-17-015931 · doc4.xml · derivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-06-08

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2018 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

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June 08, 2017 Filed Jun 9, 2017 16:06 UTC
Gould Terry PDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0000899243-17-015934 · doc4.xml · derivative · entry 5

Gould Terry P · CIK 0001553470 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-06-08

F5 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2018 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

F6 · ownership.direct: This option was granted to Elisha P. Gould, a director of Corvus Pharmaceuticals, Inc. who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of the general partners of each of Adams Street 2011 Direct Fund LP, Adams Street 2012 Direct Fund LP, Adams Street 2013 Direct Fund LP and Adams Street 2014 Direct Fund LP (such funds collectively, the "Funds"). By agreement with the Funds, Mr. Gould is deemed to hold the option for the benefit of the Funds. (Continued in Footnote 7)

F7 · ownership.direct: The option may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, Fred Wang and Michael R. Zappert, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the option except to the extent of their pecuniary interest therein.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 20:01 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0001144204-17-031953 · v468552_4.xml · derivative · entry 5

ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-06-08

F5 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2018 Annual Meeting of the issuer's stockholders, assuming continuous service as a director until such vesting date.

F6 · ownership.nature: This option was granted to Elisha P. Gould, a director of Corvus Pharmaceuticals, Inc., who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of the general partner of each of AS 2011, AS 2012, AS 2013 and AS 2014 (collectively, the "Funds"). By agreement with the Funds, Mr. Gould is deemed to hold the option for the benefit of the Funds.

F7 · ownership.nature: The option may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, Fred Wang and Michael R. Zappert, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the option except to the extent of the pecuniary interest therein.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 20:05 UTC
CLARK IAN TDirector
GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0000899243-17-015930 · doc4.xml · derivative · entry 1

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-06-08

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2018 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 20:06 UTC
Thompson Peter A.Director · 10% owner
GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0000899243-17-015932 · doc4.xml · derivative · entry 2

Thompson Peter A. · CIK 0001357522 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-06-08

F3 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2018 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

F4 · ownership.direct: The Reporting Person is an employee of OrbiMed Advisors LLC ("Advisors") and is obligated to transfer any shares issued pursuant to any equity grants made to him by the Issuer, or the economic benefits thereof, to Advisors and certain of its related entities. As such, the Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 20:05 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0000899243-17-015929 · doc4.xml · derivative · entry 1

Morrison Scott W · CIK 0001662426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-06-08

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2018 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:06 UTC
CLARK IAN TDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $14.43 $0.00
Disclosure

SEC source: 0000899243-17-000226 · doc4.xml · derivative · entry 1

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-01-03

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to one-third (1/3rd) of the shares subject to the option on each annual anniversary measured from January 3, 2017, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.

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December 07, 2016 Filed Dec 8, 2016 19:03 UTC
LEA LEIVChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $16.37 $0.00
Disclosure

SEC source: 0001140361-16-089146 · doc1.xml · derivative · entry 1

LEA LEIV · CIK 0000939012 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-12-07

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to one-forty-eighth (1/48th) of the shares subject to the option in successive, equal monthly installments measured from December 7, 2016, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 00:07 UTC
MILLER RICHARD A MDDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 160,000 $0.00 Strike: $16.37 $0.00
Disclosure

SEC source: 0001140361-16-089150 · doc1.xml · derivative · entry 1

MILLER RICHARD A MD · CIK 0001031847 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2026-12-07

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to one-forty-eighth (1/48th) of the shares subject to the option in successive, equal monthly installments measured from December 7, 2016, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 19:06 UTC
Verner Erik J.V.P., Chemistry Research
GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $16.37 $0.00
Disclosure

SEC source: 0001140361-16-089148 · doc1.xml · derivative · entry 1

Verner Erik J. · CIK 0001664488 · V.P., Chemistry Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-12-07

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to one-forty-eighth (1/48th) of the shares subject to the option in successive, equal monthly installments measured from December 7, 2016, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 00:05 UTC
Jones William BentonVP Pharmaceutical Development
GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $16.37 $0.00
Disclosure

SEC source: 0001140361-16-089147 · doc1.xml · derivative · entry 1

Jones William Benton · CIK 0001664506 · VP Pharmaceutical Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-12-07

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to one-forty-eighth (1/48th) of the shares subject to the option in successive, equal monthly installments measured from December 7, 2016, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.

Read SEC document
October 28, 2016 Filed Feb 10, 2017 21:17 UTC
MILLER RICHARD A MDDirector · President and CEO
GiftCommon Stock, $0.0001 par value 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-003460 · doc5.xml · nonDerivative · entry 2

MILLER RICHARD A MD · CIK 0001031847 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 977,293

F1 · balance_after: A portion of these shares is subject to a right of repurchase held by the Issuer.

F2 · ownership.nature: These shares are held by Richard A. Miller and Sandra J. Horning, Trustees of the Miller-Horning Family Trust u/a/d January 25, 1985 (the "Miller-Horning Trust"). Dr. Miller has shared voting, investment and dispositive power over the shares held by the Miller Horning Trust.

Read SEC document
October 28, 2016 Filed Feb 10, 2017 21:17 UTC
MILLER RICHARD A MDDirector · President and CEO
GiftCommon Stock, $0.0001 par value 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-003460 · doc5.xml · nonDerivative · entry 1

MILLER RICHARD A MD · CIK 0001031847 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,027,293

F1 · balance_after: A portion of these shares is subject to a right of repurchase held by the Issuer.

F2 · ownership.nature: These shares are held by Richard A. Miller and Sandra J. Horning, Trustees of the Miller-Horning Family Trust u/a/d January 25, 1985 (the "Miller-Horning Trust"). Dr. Miller has shared voting, investment and dispositive power over the shares held by the Miller Horning Trust.

Read SEC document
August 25, 2016 Filed Feb 10, 2017 16:18 UTC
LEA LEIVChief Financial Officer
GiftCommon Stock, $0.0001 par value 2,047 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-003462 · doc5.xml · nonDerivative · entry 2

LEA LEIV · CIK 0000939012 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 149,206

F1 · balance_after: A portion of these shares is subject to a right of repurchase held by the Issuer.

F2 · ownership.nature: These shares are held by Leiv Lea and Deborah Karlson, Trustees of the Karlson Lea Family Trust UTA dated February 11, 1998 (the "Karlson Lea Trust"). Mr. Lea has shared voting, investment and dispositive power over the shares held by the Karlson Lea Trust.

Read SEC document
August 25, 2016 Filed Feb 10, 2017 16:18 UTC
LEA LEIVChief Financial Officer
GiftCommon Stock, $0.0001 par value 48,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-003462 · doc5.xml · nonDerivative · entry 1

LEA LEIV · CIK 0000939012 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 151,253

F1 · balance_after: A portion of these shares is subject to a right of repurchase held by the Issuer.

F2 · ownership.nature: These shares are held by Leiv Lea and Deborah Karlson, Trustees of the Karlson Lea Family Trust UTA dated February 11, 1998 (the "Karlson Lea Trust"). Mr. Lea has shared voting, investment and dispositive power over the shares held by the Karlson Lea Trust.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.