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Nasdaq · USD

CRVL

CORVEL CORP

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Tapewire entity
1444
SEC CIK
0000874866
Parsed reports
847

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202500
Jan 202600
Feb 202602
Mar 202602
Apr 202600
May 202603
Jun 202607
Jul 202600
Aug 202603
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 07, 2018 Filed Jun 11, 2018 23:02 UTC
Saverien MichaelExec. VP, Risk Mgmt. Services
Exercise / conversionCommon Stock 1,500 $34.77 $52,155.00
Disclosure

SEC source: 0001702523-18-000006 · edgardoc.xml · nonDerivative · entry 1

Saverien Michael · CIK 0001702523 · Exec. VP, Risk Mgmt. Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 00:29 UTC SaleCommon Stock 1,309 $52.14 $68,248.77
Disclosure

SEC source: 0001256520-18-000002 · edgardoc.xml · nonDerivative · entry 2

CORSTAR HOLDINGS INC · CIK 0001256520 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,172,815

Read SEC document
June 06, 2018 Filed Jun 8, 2018 21:03 UTC
CLEMONS V GORDONDirector · Chairman of the Board
SaleCommon Stock 5,000 $51.59 $257,943.00
Disclosure

SEC source: 0000899243-18-015778 · doc4.xml · nonDerivative · entry 1

CLEMONS V GORDON · CIK 0000946724 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,965,546

F1 · balance_after: The reported transaction was made by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 purposes.

Read SEC document
June 05, 2018 Filed Jun 8, 2018 00:56 UTC SaleCommon Stock 5,700 $51.50 $293,572.80
Disclosure

SEC source: 0001204612-18-000005 · edgardoc.xml · nonDerivative · entry 2

JESSUP R JUDD · CIK 0001204612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,446

Read SEC document
June 05, 2018 Filed Jun 8, 2018 00:29 UTC SaleCommon Stock 10 $52.00 $520.00
Disclosure

SEC source: 0001256520-18-000002 · edgardoc.xml · nonDerivative · entry 1

CORSTAR HOLDINGS INC · CIK 0001256520 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,174,124

Read SEC document
June 05, 2018 Filed Jun 7, 2018 13:11 UTC
Macino JeanDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,500 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001426232-18-000002 · edgardoc.xml · derivative · entry 2

Macino Jean · CIK 0001426232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,500 shares

Expires 2018-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable in a series of 4 equal and successive annual installments commencing 12 months following the date of grant.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 13:11 UTC
Macino JeanDirector
Exercise / conversionCommon Stock 4,500 $15.00 $67,500.00
Disclosure

SEC source: 0001426232-18-000002 · edgardoc.xml · nonDerivative · entry 1

Macino Jean · CIK 0001426232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2018 Filed Jun 8, 2018 00:56 UTC SaleCommon Stock 300 $52.33 $15,699.33
Disclosure

SEC source: 0001204612-18-000005 · edgardoc.xml · nonDerivative · entry 1

JESSUP R JUDD · CIK 0001204612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,146

Read SEC document
May 17, 2018 Filed May 21, 2018 21:31 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001204612-18-000003 · edgardoc.xml · derivative · entry 2

JESSUP R JUDD · CIK 0001204612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2018-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable in a series of 4 equal and successive annual installments commencing 12 months following the date of grant.

Read SEC document
May 17, 2018 Filed May 21, 2018 21:31 UTC Exercise / conversionCommon Stock 6,000 $15.00 $90,000.00
Disclosure

SEC source: 0001204612-18-000003 · edgardoc.xml · nonDerivative · entry 1

JESSUP R JUDD · CIK 0001204612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2018 Filed May 7, 2018 22:45 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 500 $49.85 Strike: $40.24 $24,925.00
Disclosure

SEC source: 0001641248-18-000006 · edgardoc.xml · derivative · entry 8

Combs Michael G · CIK 0001641248 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,720

Underlying: Common Stock · 500 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable as to 25% of shares one year following grant date with the remaining shares exercisable in 36 equal monthly installments thereafter.

Read SEC document
May 04, 2018 Filed May 7, 2018 22:45 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 400 $49.85 Strike: $34.77 $19,940.00
Disclosure

SEC source: 0001641248-18-000006 · edgardoc.xml · derivative · entry 7

Combs Michael G · CIK 0001641248 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires 2018-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable as to 25% of shares one year following grant date with the remaining shares exercisable in 36 equal monthly installments thereafter.

Read SEC document
May 04, 2018 Filed May 7, 2018 22:45 UTC Tax withholdingCommon Stock 40 $49.85 $1,994.00
Disclosure

SEC source: 0001641248-18-000006 · edgardoc.xml · nonDerivative · entry 6

Combs Michael G · CIK 0001641248 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,523

F1 · kind: Shares delivered in payment of the option exercise price and/or tax liability incident to the option exercise.

Read SEC document
May 04, 2018 Filed May 7, 2018 22:45 UTC Tax withholdingCommon Stock 278 $49.85 $13,858.30
Disclosure

SEC source: 0001641248-18-000006 · edgardoc.xml · nonDerivative · entry 5

Combs Michael G · CIK 0001641248 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,563

F1 · kind: Shares delivered in payment of the option exercise price and/or tax liability incident to the option exercise.

Read SEC document
May 04, 2018 Filed May 7, 2018 22:45 UTC Exercise / conversionCommon Stock 400 $34.77 $13,908.00
Disclosure

SEC source: 0001641248-18-000006 · edgardoc.xml · nonDerivative · entry 4

Combs Michael G · CIK 0001641248 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2018 Filed May 7, 2018 22:45 UTC Tax withholdingCommon Stock 32 $49.85 $1,595.20
Disclosure

SEC source: 0001641248-18-000006 · edgardoc.xml · nonDerivative · entry 3

Combs Michael G · CIK 0001641248 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,441

F1 · kind: Shares delivered in payment of the option exercise price and/or tax liability incident to the option exercise.

Read SEC document
May 04, 2018 Filed May 7, 2018 22:45 UTC Tax withholdingCommon Stock 403 $49.85 $20,089.55
Disclosure

SEC source: 0001641248-18-000006 · edgardoc.xml · nonDerivative · entry 2

Combs Michael G · CIK 0001641248 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,473

F1 · kind: Shares delivered in payment of the option exercise price and/or tax liability incident to the option exercise.

Read SEC document
May 04, 2018 Filed May 7, 2018 22:45 UTC Exercise / conversionCommon Stock 500 $40.24 $20,120.00
Disclosure

SEC source: 0001641248-18-000006 · edgardoc.xml · nonDerivative · entry 1

Combs Michael G · CIK 0001641248 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2018 Filed May 7, 2018 22:45 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $49.40 $0.00
Disclosure

SEC source: 0001641248-18-000006 · edgardoc.xml · derivative · entry 9

Combs Michael G · CIK 0001641248 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2023-05-03

F2 · derivative.exercise_date: Exercisable as to 25% of shares one year following grant date with the remaining shares exercisable in 36 equal monthly installments thereafter.

Read SEC document
May 03, 2018 Filed May 7, 2018 21:53 UTC
BLAHA DIANEChief Marketing Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $49.40 $0.00
Disclosure

SEC source: 0001450607-18-000008 · edgardoc.xml · derivative · entry 1

BLAHA DIANE · CIK 0001450607 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2023-05-03

F1 · derivative.exercise_date: Exercisable as to 25% of shares one year following grant date with the remaining shares exercisable in 36 equal monthly installments thereafter.

Read SEC document
May 03, 2018 Filed May 7, 2018 21:42 UTC
Saverien MichaelExec. VP, Risk Mgmt. Services
GrantNon-Qualified Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $49.40 $0.00
Disclosure

SEC source: 0001702523-18-000004 · edgardoc.xml · derivative · entry 1

Saverien Michael · CIK 0001702523 · Exec. VP, Risk Mgmt. Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2023-05-03

F1 · derivative.exercise_date: Exercisable as to 25% of shares one year following grant date with the remaining shares exercisable in 36 equal monthly installments thereafter.

Read SEC document
May 03, 2018 Filed May 7, 2018 21:36 UTC
Shishin MaximChief Information Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $49.40 $0.00
Disclosure

SEC source: 0001703039-18-000002 · edgardoc.xml · derivative · entry 1

Shishin Maxim · CIK 0001703039 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2023-05-03

F1 · derivative.exercise_date: Exercisable as to 25% of shares one year following grant date with the remaining shares exercisable in 36 equal monthly installments thereafter.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:06 UTC
BLAHA DIANEChief Marketing Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 375 $51.85 Strike: $23.10 $19,443.75
Disclosure

SEC source: 0001450607-18-000006 · edgardoc.xml · derivative · entry 4

BLAHA DIANE · CIK 0001450607 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 375 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable as to 25% of shares one year following grant date with the remaining shares exercisable in 36 equal monthly installments thereafter.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:06 UTC
BLAHA DIANEChief Marketing Officer
Tax withholdingCommon Stock 60 $51.85 $3,111.00
Disclosure

SEC source: 0001450607-18-000006 · edgardoc.xml · nonDerivative · entry 3

BLAHA DIANE · CIK 0001450607 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,156

F1 · kind: Shares delivered in payment of the option exercise price and/or tax liability incident to the option exercise.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:06 UTC
BLAHA DIANEChief Marketing Officer
Tax withholdingCommon Stock 167 $51.85 $8,658.95
Disclosure

SEC source: 0001450607-18-000006 · edgardoc.xml · nonDerivative · entry 2

BLAHA DIANE · CIK 0001450607 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,216

F1 · kind: Shares delivered in payment of the option exercise price and/or tax liability incident to the option exercise.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:06 UTC
BLAHA DIANEChief Marketing Officer
Exercise / conversionCommon Stock 375 $23.10 $8,662.50
Disclosure

SEC source: 0001450607-18-000006 · edgardoc.xml · nonDerivative · entry 1

BLAHA DIANE · CIK 0001450607 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 21:28 UTC
Saverien MichaelExec. VP, Risk Mgmt. Services
GrantCommon Stock 37 $48.02 $1,776.83
Disclosure

SEC source: 0001450607-18-000004 · edgardoc.xml · nonDerivative · entry 1

Saverien Michael · CIK 0001702523 · Exec. VP, Risk Mgmt. Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,246

F1 · balance_after: Shares acquired under the Issuer's Employee Stock Purchase Plan in a transaction exempt under SEC Rule 16b-3 (c)

Read SEC document
March 29, 2018 Filed Apr 3, 2018 21:19 UTC
BLAHA DIANEChief Marketing Officer
GrantCommon Stock 224 $48.02 $10,757.04
Disclosure

SEC source: 0001450607-18-000002 · edgardoc.xml · nonDerivative · entry 1

BLAHA DIANE · CIK 0001450607 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,008

F1 · balance_after: Shares acquired under the Issuer's Employee Stock Purchase Plan in a transaction exempt under SEC Rule 16b-3 (c)

Read SEC document
March 29, 2018 Filed Apr 3, 2018 21:09 UTC GrantCommon Stock 62 $48.02 $2,977.40
Disclosure

SEC source: 0001641248-18-000004 · edgardoc.xml · nonDerivative · entry 1

Combs Michael G · CIK 0001641248 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,376

F1 · balance_after: Shares acquired under the Issuer's Employee Stock Purchase Plan in a transaction exempt under SEC Rule 16b-3 (c)

Read SEC document
March 16, 2018 Filed Mar 20, 2018 22:30 UTC
Saverien MichaelExec. VP, Risk Mgmt. Services
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,000 $53.00 Strike: $23.10 $212,000.00
Disclosure

SEC source: 0001702523-18-000002 · edgardoc.xml · derivative · entry 4

Saverien Michael · CIK 0001702523 · Exec. VP, Risk Mgmt. Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable as to 25% of shares one year following grant date with the remaining shares exercisable in 36 equal monthly installments thereafter.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 22:30 UTC
Saverien MichaelExec. VP, Risk Mgmt. Services
Tax withholdingCommon Stock 856 $53.00 $45,368.00
Disclosure

SEC source: 0001702523-18-000002 · edgardoc.xml · nonDerivative · entry 3

Saverien Michael · CIK 0001702523 · Exec. VP, Risk Mgmt. Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,209

F1 · kind: Shares delivered in payment of the option exercise price and/or tax liability incident to the option exercise.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 22:30 UTC
Saverien MichaelExec. VP, Risk Mgmt. Services
Tax withholdingCommon Stock 1,743 $53.00 $92,379.00
Disclosure

SEC source: 0001702523-18-000002 · edgardoc.xml · nonDerivative · entry 2

Saverien Michael · CIK 0001702523 · Exec. VP, Risk Mgmt. Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,065

F1 · kind: Shares delivered in payment of the option exercise price and/or tax liability incident to the option exercise.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 22:30 UTC
Saverien MichaelExec. VP, Risk Mgmt. Services
Exercise / conversionCommon Stock 4,000 $23.10 $92,400.00
Disclosure

SEC source: 0001702523-18-000002 · edgardoc.xml · nonDerivative · entry 1

Saverien Michael · CIK 0001702523 · Exec. VP, Risk Mgmt. Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:28 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,600 $50.80 Strike: $23.10 $81,280.00
Disclosure

SEC source: 0001641248-18-000002 · edgardoc.xml · derivative · entry 4

Combs Michael G · CIK 0001641248 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,600 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable as to 25% of shares one year following grant date with the remaining shares exercisable in 36 equal monthly installments thereafter.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:28 UTC Tax withholdingCommon Stock 337 $50.80 $17,119.60
Disclosure

SEC source: 0001641248-18-000002 · edgardoc.xml · nonDerivative · entry 3

Combs Michael G · CIK 0001641248 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,314

F1 · kind: Shares delivered in payment of the option exercise price and/or tax liability incident to the option exercise.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:28 UTC Tax withholdingCommon Stock 727 $50.80 $36,931.60
Disclosure

SEC source: 0001641248-18-000002 · edgardoc.xml · nonDerivative · entry 2

Combs Michael G · CIK 0001641248 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,651

F1 · kind: Shares delivered in payment of the option exercise price and/or tax liability incident to the option exercise.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:28 UTC Exercise / conversionCommon Stock 1,600 $23.10 $36,960.00
Disclosure

SEC source: 0001641248-18-000002 · edgardoc.xml · nonDerivative · entry 1

Combs Michael G · CIK 0001641248 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 20:30 UTC
SCHWEPPE RICHARD JChief Financial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,200 $53.55 Strike: $24.24 $64,260.00
Disclosure

SEC source: 0000899243-17-029721 · doc4.xml · derivative · entry 10

SCHWEPPE RICHARD J · CIK 0001230879 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option will vest based on achievement of certain performance criteria relating to earnings growth.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 20:30 UTC
SCHWEPPE RICHARD JChief Financial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $53.55 Strike: $23.10 $53,550.00
Disclosure

SEC source: 0000899243-17-029721 · doc4.xml · derivative · entry 9

SCHWEPPE RICHARD J · CIK 0001230879 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable as to 25% of shares one year following grant date with the remaining shares exercisable in 36 equal monthly installments thereafter.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 20:30 UTC
SCHWEPPE RICHARD JChief Financial Officer
Tax withholdingCommon Stock 214 $53.55 $11,459.70
Disclosure

SEC source: 0000899243-17-029721 · doc4.xml · nonDerivative · entry 6

SCHWEPPE RICHARD J · CIK 0001230879 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206

F1 · kind: Shares delivered in payment of the option exercise price and/or tax liability incident to the option exercise.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 20:30 UTC
SCHWEPPE RICHARD JChief Financial Officer
Tax withholdingCommon Stock 431 $53.55 $23,080.05
Disclosure

SEC source: 0000899243-17-029721 · doc4.xml · nonDerivative · entry 5

SCHWEPPE RICHARD J · CIK 0001230879 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,420

F1 · kind: Shares delivered in payment of the option exercise price and/or tax liability incident to the option exercise.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 20:30 UTC
SCHWEPPE RICHARD JChief Financial Officer
Exercise / conversionCommon Stock 1,000 $23.10 $23,100.00
Disclosure

SEC source: 0000899243-17-029721 · doc4.xml · nonDerivative · entry 4

SCHWEPPE RICHARD J · CIK 0001230879 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 20:30 UTC
SCHWEPPE RICHARD JChief Financial Officer
Tax withholdingCommon Stock 246 $53.55 $13,173.30
Disclosure

SEC source: 0000899243-17-029721 · doc4.xml · nonDerivative · entry 3

SCHWEPPE RICHARD J · CIK 0001230879 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851

F1 · kind: Shares delivered in payment of the option exercise price and/or tax liability incident to the option exercise.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 20:30 UTC
SCHWEPPE RICHARD JChief Financial Officer
Tax withholdingCommon Stock 543 $53.55 $29,077.65
Disclosure

SEC source: 0000899243-17-029721 · doc4.xml · nonDerivative · entry 2

SCHWEPPE RICHARD J · CIK 0001230879 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,097

F1 · kind: Shares delivered in payment of the option exercise price and/or tax liability incident to the option exercise.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 20:30 UTC
SCHWEPPE RICHARD JChief Financial Officer
Exercise / conversionCommon Stock 1,200 $24.24 $29,088.00
Disclosure

SEC source: 0000899243-17-029721 · doc4.xml · nonDerivative · entry 1

SCHWEPPE RICHARD J · CIK 0001230879 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 22:15 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 800 $54.50 Strike: $22.98 $43,600.00
Disclosure

SEC source: 0001641248-17-000010 · edgardoc.xml · derivative · entry 4

Combs Michael G · CIK 0001641248 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 800 shares

Expires 2018-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable as to 25% of shares one year following grant date with the remaining shares exercisable in 36 equal monthly installments thereafter.

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December 19, 2017 Filed Dec 20, 2017 22:15 UTC Tax withholdingCommon Stock 168 $54.50 $9,156.00
Disclosure

SEC source: 0001641248-17-000010 · edgardoc.xml · nonDerivative · entry 3

Combs Michael G · CIK 0001641248 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 778

F1 · kind: Shares delivered in payment of the option exercise price and/or tax liability incident to the option exercise.

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December 19, 2017 Filed Dec 20, 2017 22:15 UTC Tax withholdingCommon Stock 337 $54.50 $18,366.50
Disclosure

SEC source: 0001641248-17-000010 · edgardoc.xml · nonDerivative · entry 2

Combs Michael G · CIK 0001641248 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946

F1 · kind: Shares delivered in payment of the option exercise price and/or tax liability incident to the option exercise.

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December 19, 2017 Filed Dec 20, 2017 22:15 UTC Exercise / conversionCommon Stock 800 $22.98 $18,384.00
Disclosure

SEC source: 0001641248-17-000010 · edgardoc.xml · nonDerivative · entry 1

Combs Michael G · CIK 0001641248 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 28, 2017 Filed Nov 30, 2017 23:41 UTC
Saverien MichaelExec. VP, Risk Mgmt. Services
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,000 $57.40 Strike: $24.24 $172,200.00
Disclosure

SEC source: 0001702523-17-000014 · edgardoc.xml · derivative · entry 4

Saverien Michael · CIK 0001702523 · Exec. VP, Risk Mgmt. Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option will vest based on achievement of certain performance criteria relating to earnings growth.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.