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Creatd, Inc.

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8175
SEC CIK
0001357671
Parsed reports
198

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2020 Filed Nov 23, 2020 22:15 UTC PurchaseCommon Stock 100 $3.10 $310.00
Disclosure

SEC source: 0001213900-20-038831 · ownership.xml · nonDerivative · entry 8

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,092

Read SEC document
November 20, 2020 Filed Nov 23, 2020 22:15 UTC PurchaseCommon Stock 100 $3.10 $310.00
Disclosure

SEC source: 0001213900-20-038831 · ownership.xml · nonDerivative · entry 7

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,992

Read SEC document
November 20, 2020 Filed Nov 23, 2020 22:15 UTC PurchaseCommon Stock 100 $3.10 $310.00
Disclosure

SEC source: 0001213900-20-038831 · ownership.xml · nonDerivative · entry 6

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,892

Read SEC document
November 20, 2020 Filed Nov 23, 2020 22:15 UTC PurchaseCommon Stock 400 $3.10 $1,240.00
Disclosure

SEC source: 0001213900-20-038831 · ownership.xml · nonDerivative · entry 5

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,792

Read SEC document
November 20, 2020 Filed Nov 23, 2020 22:15 UTC PurchaseCommon Stock 4,300 $3.10 $13,330.00
Disclosure

SEC source: 0001213900-20-038831 · ownership.xml · nonDerivative · entry 4

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,392

Read SEC document
November 20, 2020 Filed Nov 23, 2020 22:15 UTC PurchaseCommon Stock 500 $3.10 $1,550.00
Disclosure

SEC source: 0001213900-20-038831 · ownership.xml · nonDerivative · entry 3

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,092

Read SEC document
November 20, 2020 Filed Nov 23, 2020 22:15 UTC PurchaseCommon Stock 100 $3.10 $310.00
Disclosure

SEC source: 0001213900-20-038831 · ownership.xml · nonDerivative · entry 2

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,592

Read SEC document
November 20, 2020 Filed Nov 23, 2020 22:15 UTC PurchaseCommon Stock 3,760 $3.10 $11,656.00
Disclosure

SEC source: 0001213900-20-038831 · ownership.xml · nonDerivative · entry 1

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,492

Read SEC document
November 19, 2020 Filed Nov 20, 2020 17:26 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseWarrant (right to buy) · Derivative 200 $0.90 Strike: $4.50 $180.00
Disclosure

SEC source: 0001213900-20-038573 · ownership.xml · derivative · entry 6

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

Underlying: Common Stock · 200 shares

Expires 2025-09-15

Read SEC document
November 19, 2020 Filed Nov 20, 2020 17:26 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 400 $3.00 $1,200.00
Disclosure

SEC source: 0001213900-20-038573 · ownership.xml · nonDerivative · entry 5

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,520

Read SEC document
November 19, 2020 Filed Nov 20, 2020 17:26 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 200 $3.04 $608.00
Disclosure

SEC source: 0001213900-20-038573 · ownership.xml · nonDerivative · entry 4

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,120

Read SEC document
November 19, 2020 Filed Nov 20, 2020 17:26 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 700 $3.05 $2,135.00
Disclosure

SEC source: 0001213900-20-038573 · ownership.xml · nonDerivative · entry 3

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,920

Read SEC document
November 19, 2020 Filed Nov 20, 2020 17:26 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 100 $3.08 $308.00
Disclosure

SEC source: 0001213900-20-038573 · ownership.xml · nonDerivative · entry 2

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,220

Read SEC document
November 19, 2020 Filed Nov 20, 2020 17:26 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 200 $3.09 $618.00
Disclosure

SEC source: 0001213900-20-038573 · ownership.xml · nonDerivative · entry 1

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,120

Read SEC document
November 17, 2020 Filed Nov 18, 2020 17:00 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 100 $2.75 $275.00
Disclosure

SEC source: 0001213900-20-038019 · ownership.xml · nonDerivative · entry 1

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,920

Read SEC document
November 17, 2020 Filed Nov 18, 2020 22:01 UTC PurchaseCommon Stock 300 $2.90 $870.00
Disclosure

SEC source: 0001213900-20-038022 · ownership.xml · nonDerivative · entry 2

Maury Justin Fontaine · CIK 0001764884 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,130

Read SEC document
November 17, 2020 Filed Nov 18, 2020 22:01 UTC PurchaseCommon Stock 200 $2.75 $550.00
Disclosure

SEC source: 0001213900-20-038022 · ownership.xml · nonDerivative · entry 1

Maury Justin Fontaine · CIK 0001764884 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,830

Read SEC document
September 30, 2020 Filed Oct 1, 2020 21:53 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseWarrant (right to buy) · Derivative 400 $0.85 Strike: $4.50 $340.00
Disclosure

SEC source: 0001213900-20-029717 · ownership.xml · derivative · entry 6

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 400 shares

Expires 2025-09-15

Read SEC document
September 30, 2020 Filed Oct 1, 2020 21:53 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseWarrant (right to buy) · Derivative 600 $0.86 Strike: $4.50 $516.00
Disclosure

SEC source: 0001213900-20-029717 · ownership.xml · derivative · entry 5

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,600

Underlying: Common Stock · 600 shares

Expires 2025-09-15

Read SEC document
September 30, 2020 Filed Oct 1, 2020 21:53 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseWarrant (right to buy) · Derivative 800 $0.80 Strike: $4.50 $640.00
Disclosure

SEC source: 0001213900-20-029717 · ownership.xml · derivative · entry 4

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 800 shares

Expires 2025-09-15

Read SEC document
September 29, 2020 Filed Oct 1, 2020 21:53 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseWarrant (right to buy) · Derivative 1,000 $0.95 Strike: $4.50 $950.00
Disclosure

SEC source: 0001213900-20-029717 · ownership.xml · derivative · entry 3

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,200

Underlying: Common Stock · 1,000 shares

Expires 2025-09-15

Read SEC document
September 16, 2020 Filed Sep 21, 2020 17:33 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseWarrants (right to buy) · Derivative 1,000 $0.92 Strike: $4.50 $920.00
Disclosure

SEC source: 0001213900-20-027635 · ownership.xml · derivative · entry 1

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Stock · 1,000 shares

Expires 2025-09-16

Read SEC document
September 15, 2020 Filed Sep 16, 2020 17:22 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseWarrants (right to buy) · Derivative 500 $0.95 Strike: $4.50 $475.00
Disclosure

SEC source: 0001213900-20-026970 · ownership.xml · derivative · entry 3

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Underlying: Common Stock · 500 shares

Expires 2025-09-15

Read SEC document
September 15, 2020 Filed Sep 16, 2020 17:22 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseWarrants (right to buy) · Derivative 500 $0.95 Strike: $4.50 $475.00
Disclosure

SEC source: 0001213900-20-026970 · ownership.xml · derivative · entry 2

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

Underlying: Common Stock · 500 shares

Expires 2025-09-15

Read SEC document
September 15, 2020 Filed Sep 16, 2020 17:22 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseWarrants (right to buy) · Derivative 500 $0.95 Strike: $4.50 $475.00
Disclosure

SEC source: 0001213900-20-026970 · ownership.xml · derivative · entry 1

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 500 shares

Expires 2025-09-15

Read SEC document
September 15, 2020 Filed Oct 1, 2020 21:53 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
ConversionConvertible Notes · Derivative Not disclosed Not disclosed $10,000.00
Disclosure

SEC source: 0001213900-20-029717 · ownership.xml · derivative · entry 2

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,542 shares

Expires 2020-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The lesser of $15 or 80% of the Uplist Pricing.

F2 · price: The Convertible Note was converted into 3,542 shares of common stock, as reported in Table I.

Read SEC document
September 15, 2020 Filed Oct 1, 2020 21:53 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
ConversionCommon Stock 3,542 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-029717 · ownership.xml · nonDerivative · entry 1

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The lesser of $15 or 80% of the Uplist Pricing.

Read SEC document
September 15, 2020 Filed Oct 6, 2020 01:51 UTC ConversionConvertible Note · Derivative Not disclosed Not disclosed $175,005.00
Disclosure

SEC source: 0001213900-20-030193 · ownership.xml · derivative · entry 24

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,613 shares

Expires 2020-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The lesser of $15 or 80% of the Uplist Pricing.

F4 · price: This Note was converted into shares of common stock, as reported in Table I.

Read SEC document
September 15, 2020 Filed Oct 6, 2020 01:51 UTC ConversionWarrants (right to buy) · Derivative 12,897 Not disclosed Strike: $4.50 Not disclosed
Disclosure

SEC source: 0001213900-20-030193 · ownership.xml · derivative · entry 23

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,115

Underlying: Common Stock · 12,897 shares

Expires 2025-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: These warrants were obtained as a result of the conversion of the Convertible Notes listed in Table II.

Read SEC document
September 15, 2020 Filed Oct 6, 2020 01:51 UTC ConversionConvertible Note · Derivative Not disclosed Not disclosed $50,000.00
Disclosure

SEC source: 0001213900-20-030193 · ownership.xml · derivative · entry 22

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Warrants (right to buy) · 12,897 shares

Expires 2020-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Equal to the Uplist Pricing.

F5 · price: This Note was converted into warrants.

Read SEC document
September 15, 2020 Filed Oct 6, 2020 01:51 UTC ConversionConvertible Note · Derivative Not disclosed Not disclosed $50,000.00
Disclosure

SEC source: 0001213900-20-030193 · ownership.xml · derivative · entry 21

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,813 shares

Expires 2020-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: The transactions reported in Table II, Rows 4 through 6 reflect the conversion of a single Convertible Note into 12,813 shares of Common Stock and 12,897 warrants.

F1 · derivative.exercise_price: Equal to the Uplist Pricing.

F4 · price: This Note was converted into shares of common stock, as reported in Table I.

Read SEC document
September 15, 2020 Filed Oct 6, 2020 01:51 UTC ConversionWarrants (right to buy) · Derivative 13,218 Not disclosed Strike: $4.50 Not disclosed
Disclosure

SEC source: 0001213900-20-030193 · ownership.xml · derivative · entry 20

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,218

Underlying: Common Stock · 13,218 shares

Expires 2025-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: These warrants were obtained as a result of the conversion of the Convertible Notes listed in Table II.

Read SEC document
September 15, 2020 Filed Oct 6, 2020 01:51 UTC ConversionConvertible Note · Derivative Not disclosed Not disclosed $50,000.00
Disclosure

SEC source: 0001213900-20-030193 · ownership.xml · derivative · entry 19

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Warrants (right to buy) · 13,218 shares

Expires 2020-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Equal to the Uplist Pricing.

F5 · price: This Note was converted into warrants.

Read SEC document
September 15, 2020 Filed Oct 6, 2020 01:51 UTC ConversionConvertible Note · Derivative Not disclosed Not disclosed $50,000.00
Disclosure

SEC source: 0001213900-20-030193 · ownership.xml · derivative · entry 18

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,139 shares

Expires 2020-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: The transactions reported in Table II, Rows 1 through 3 reflect the conversion of a single Convertible Note into 13,139 shares of Common Stock and 13,218 warrants.

F1 · derivative.exercise_price: Equal to the Uplist Pricing.

F4 · price: This Note was converted into shares of common stock, as reported in Table I.

Read SEC document
September 15, 2020 Filed Oct 6, 2020 01:51 UTC ConversionCommon Stock 55,613 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-030193 · ownership.xml · nonDerivative · entry 17

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The lesser of $15 or 80% of the Uplist Pricing.

Read SEC document
September 15, 2020 Filed Oct 6, 2020 01:51 UTC ConversionCommon Stock 12,813 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-030193 · ownership.xml · nonDerivative · entry 16

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Equal to the Uplist Pricing.

Read SEC document
September 15, 2020 Filed Oct 6, 2020 01:51 UTC ConversionCommon Stock 13,139 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-030193 · ownership.xml · nonDerivative · entry 15

Patterson Mark Richard · CIK 0001822807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Equal to the Uplist Pricing.

F3 · balance_after: On August 17, 2020, a 1:3 reverse stock split was effectuated, resulting in a reduction of shares from 12,500 to 4,167. The shares resulting from conversion of the convertible notes have been added to the 4,167 shares owned after the reverse stock split.

Read SEC document
September 15, 2020 Filed Oct 6, 2020 01:50 UTC ConversionConvertible Note · Derivative Not disclosed Not disclosed $50,000.00
Disclosure

SEC source: 0001213900-20-030192 · ownership.xml · derivative · entry 3

Weisberg Laurie · CIK 0001820954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,064 shares

Expires 2021-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The lesser of $15 or 80% of the Uplist Pricing.

F2 · price: This Note was converted into shares of common stock, as reported in Table I.

Read SEC document
September 15, 2020 Filed Oct 6, 2020 01:50 UTC ConversionCommon Stock 14,064 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-030192 · ownership.xml · nonDerivative · entry 1

Weisberg Laurie · CIK 0001820954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The lesser of $15 or 80% of the Uplist Pricing.

Read SEC document
September 15, 2020 Filed Feb 16, 2021 21:22 UTC
Rosen ArthurNo longer subject to Sec. 16
OtherWarrants to Purchase Common Stock · Derivative 52,564 $4.50 Strike: $4.50 $236,538.00
Disclosure

SEC source: 0001213900-21-009622 · ownership.xml · derivative · entry 5

Rosen Arthur · CIK 0001336989 · No longer subject to Sec. 16

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,564

Underlying: Common Stock · 52,564 shares

Expires 2025-09-15

F4 · shares: On September 15, 2020, Reporting Person was issued a common stock purchase warrant to acquire 52,564 shares of common stock at $4.50 per share in consideration of converting the Principal under the Convertible Note.

F6 · shares: On August 17, 2020, the Issuer effected a 1:3 reverse stock split of its issued and outstanding shares of common stock.

F4 · derivative.underlying_shares: On September 15, 2020, Reporting Person was issued a common stock purchase warrant to acquire 52,564 shares of common stock at $4.50 per share in consideration of converting the Principal under the Convertible Note.

F6 · derivative.underlying_shares: On August 17, 2020, the Issuer effected a 1:3 reverse stock split of its issued and outstanding shares of common stock.

F4 · balance_after: On September 15, 2020, Reporting Person was issued a common stock purchase warrant to acquire 52,564 shares of common stock at $4.50 per share in consideration of converting the Principal under the Convertible Note.

F6 · balance_after: On August 17, 2020, the Issuer effected a 1:3 reverse stock split of its issued and outstanding shares of common stock.

F4 · ownership.direct: On September 15, 2020, Reporting Person was issued a common stock purchase warrant to acquire 52,564 shares of common stock at $4.50 per share in consideration of converting the Principal under the Convertible Note.

Read SEC document
September 15, 2020 Filed Feb 16, 2021 21:22 UTC
Rosen ArthurNo longer subject to Sec. 16
OtherWarrants to Purchase Common Stock · Derivative 12,798 $4.50 Strike: $4.50 $57,591.00
Disclosure

SEC source: 0001213900-21-009622 · ownership.xml · derivative · entry 4

Rosen Arthur · CIK 0001336989 · No longer subject to Sec. 16

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,798

Underlying: Common Stock · 12,798 shares

Expires 2025-09-15

F5 · shares: On September 15, 2020, Reporting Person was issued a common stock purchase warrant to acquire 12,798 shares of common stock at $4.50 per share in consideration of converting the Interest under the Convertible Note.

F6 · shares: On August 17, 2020, the Issuer effected a 1:3 reverse stock split of its issued and outstanding shares of common stock.

F5 · derivative.underlying_shares: On September 15, 2020, Reporting Person was issued a common stock purchase warrant to acquire 12,798 shares of common stock at $4.50 per share in consideration of converting the Interest under the Convertible Note.

F6 · derivative.underlying_shares: On August 17, 2020, the Issuer effected a 1:3 reverse stock split of its issued and outstanding shares of common stock.

F5 · balance_after: On September 15, 2020, Reporting Person was issued a common stock purchase warrant to acquire 12,798 shares of common stock at $4.50 per share in consideration of converting the Interest under the Convertible Note.

F6 · balance_after: On August 17, 2020, the Issuer effected a 1:3 reverse stock split of its issued and outstanding shares of common stock.

F5 · ownership.direct: On September 15, 2020, Reporting Person was issued a common stock purchase warrant to acquire 12,798 shares of common stock at $4.50 per share in consideration of converting the Interest under the Convertible Note.

Read SEC document
September 15, 2020 Filed Feb 16, 2021 21:22 UTC
Rosen ArthurNo longer subject to Sec. 16
ConversionCommon Stock, $0.001 par value per share 350,427 $2.93 $1,026,751.11
Disclosure

SEC source: 0001213900-21-009622 · ownership.xml · nonDerivative · entry 3

Rosen Arthur · CIK 0001336989 · No longer subject to Sec. 16

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 15, 2020, Reporting Person converted $1,026,751 in principal (the "Principal") under a 12.5% Convertible Note (the "Convertible Note") into 350,427 shares of common stock at $2.93 per share.

F1 · shares: On September 15, 2020, Reporting Person converted $1,026,751 in principal (the "Principal") under a 12.5% Convertible Note (the "Convertible Note") into 350,427 shares of common stock at $2.93 per share.

F6 · shares: On August 17, 2020, the Issuer effected a 1:3 reverse stock split of its issued and outstanding shares of common stock.

F6 · balance_after: On August 17, 2020, the Issuer effected a 1:3 reverse stock split of its issued and outstanding shares of common stock.

Read SEC document
September 15, 2020 Filed Feb 16, 2021 21:22 UTC
Rosen ArthurNo longer subject to Sec. 16
ConversionCommon Stock, $0.001 par value per share 85,318 $2.93 $249,981.74
Disclosure

SEC source: 0001213900-21-009622 · ownership.xml · nonDerivative · entry 2

Rosen Arthur · CIK 0001336989 · No longer subject to Sec. 16

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On September 15, 2020, Reporting Person converted $249,982 in interest (the "Interest") under the Convertible Note into 85,318 shares of common stock at $2.93 per share.

F2 · shares: On September 15, 2020, Reporting Person converted $249,982 in interest (the "Interest") under the Convertible Note into 85,318 shares of common stock at $2.93 per share.

F6 · shares: On August 17, 2020, the Issuer effected a 1:3 reverse stock split of its issued and outstanding shares of common stock.

F6 · balance_after: On August 17, 2020, the Issuer effected a 1:3 reverse stock split of its issued and outstanding shares of common stock.

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September 14, 2020 Filed Sep 15, 2020 21:37 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseWarrants (right to buy) · Derivative 1,000 $0.89 Strike: $4.50 $889.90
Disclosure

SEC source: 0001213900-20-026819 · ownership.xml · derivative · entry 5

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

Underlying: Common Stock · 1,000 shares

Expires 2025-09-14

Read SEC document
September 14, 2020 Filed Sep 15, 2020 21:37 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseWarrants (right to buy) · Derivative 1,000 $0.88 Strike: $4.50 $879.90
Disclosure

SEC source: 0001213900-20-026819 · ownership.xml · derivative · entry 4

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 1,000 shares

Expires 2025-09-14

Read SEC document
September 14, 2020 Filed Sep 15, 2020 21:37 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseWarrants (right to buy) · Derivative 229 $0.88 Strike: $4.50 $201.50
Disclosure

SEC source: 0001213900-20-026819 · ownership.xml · derivative · entry 3

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 229 shares

Expires 2025-09-14

Read SEC document
September 14, 2020 Filed Sep 15, 2020 21:37 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseWarrants (right to buy) · Derivative 471 $0.88 Strike: $4.50 $414.43
Disclosure

SEC source: 0001213900-20-026819 · ownership.xml · derivative · entry 2

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471

Underlying: Common Stock · 471 shares

Expires 2025-09-14

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September 14, 2020 Filed Sep 16, 2020 01:51 UTC PurchaseWarrants (right to buy) · Derivative 100 $0.88 Strike: $4.50 $87.99
Disclosure

SEC source: 0001213900-20-026822 · ownership.xml · derivative · entry 4

Maury Justin Fontaine · CIK 0001764884 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock · 100 shares

Expires 2025-09-14

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September 11, 2020 Filed Sep 15, 2020 21:37 UTC
Frommer JeremyDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 647 $3.66 $2,368.02
Disclosure

SEC source: 0001213900-20-026819 · ownership.xml · nonDerivative · entry 1

Frommer Jeremy · CIK 0001665669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,278

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September 11, 2020 Filed Sep 16, 2020 01:51 UTC PurchaseCommon Stock 742 $3.45 $2,559.90
Disclosure

SEC source: 0001213900-20-026822 · ownership.xml · nonDerivative · entry 3

Maury Justin Fontaine · CIK 0001764884 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,630

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.