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CRSP

CRISPR Therapeutics AG

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Tapewire entity
3852
SEC CIK
0001674416
Parsed reports
491

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202607
Feb 202602
Mar 2026010
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202602
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2020 Filed Mar 12, 2020 20:20 UTC
Kulkarni SamarthDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 142,000 $0.00 Strike: $44.67 $0.00
Disclosure

SEC source: 0001209191-20-018493 · doc4.xml · derivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,000

Underlying: Common Shares · 142,000 shares

Expires 2030-03-10

F1 · derivative.exercise_date: This option was granted on March 10, 2020 with respect to 142,000 Common Shares. 100% of the shares will vest in 48 equal monthly installments, with the first vesting date of April 10, 2020.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:20 UTC
KASINGER JAMES R.General Counsel and Secretary
GrantRestricted Stock Units · Derivative 8,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018492 · doc4.xml · derivative · entry 2

KASINGER JAMES R. · CIK 0001708172 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Shares · 8,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CRSP Common Shares.

F3 · derivative.exercise_date: This restricted stock unit award was granted on March 10, 2020 with respect to 8,500 Common Shares, with (i) one third of the shares vesting on March 10, 2021, (ii) one third of the shares vesting on March 10, 2022, and (iii) one third of the shares vesting on March 10, 2023.

F3 · derivative.expiration_date: This restricted stock unit award was granted on March 10, 2020 with respect to 8,500 Common Shares, with (i) one third of the shares vesting on March 10, 2021, (ii) one third of the shares vesting on March 10, 2022, and (iii) one third of the shares vesting on March 10, 2023.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:20 UTC
KASINGER JAMES R.General Counsel and Secretary
GrantStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $44.67 $0.00
Disclosure

SEC source: 0001209191-20-018492 · doc4.xml · derivative · entry 1

KASINGER JAMES R. · CIK 0001708172 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Shares · 35,000 shares

Expires 2030-03-10

F1 · derivative.exercise_date: This option was granted on March 10, 2020 with respect to 35,000 Common Shares. 100% of the shares will vest in 48 equal monthly installments, with the first vesting date of April 10, 2020.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:20 UTC
Ho Tony WExecutive VP, Head of R&D
GrantRestricted Stock Units · Derivative 13,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018491 · doc4.xml · derivative · entry 2

Ho Tony W · CIK 0001713637 · Executive VP, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Shares · 13,750 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CRSP Common Shares.

F3 · derivative.exercise_date: This restricted stock unit award was granted on March 10, 2020 with respect to 13,750 Common Shares, with (i) one third of the shares vesting on March 10, 2021, (ii) one third of the shares vesting on March 10, 2022, and (iii) one third of the shares vesting on March 10, 2023.

F3 · derivative.expiration_date: This restricted stock unit award was granted on March 10, 2020 with respect to 13,750 Common Shares, with (i) one third of the shares vesting on March 10, 2021, (ii) one third of the shares vesting on March 10, 2022, and (iii) one third of the shares vesting on March 10, 2023.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:20 UTC
Ho Tony WExecutive VP, Head of R&D
GrantStock Option (Right to Buy) · Derivative 55,000 $0.00 Strike: $44.67 $0.00
Disclosure

SEC source: 0001209191-20-018491 · doc4.xml · derivative · entry 1

Ho Tony W · CIK 0001713637 · Executive VP, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Shares · 55,000 shares

Expires 2030-03-10

F1 · derivative.exercise_date: This option was granted on March 10, 2020 with respect to 55,000 Common Shares. 100% of the shares will vest in 48 equal monthly installments, with the first vesting date of April 10, 2020.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:10 UTC GrantRestricted Stock Units · Derivative 13,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018468 · doc4.xml · derivative · entry 2

Klein Lawrence Otto · CIK 0001762583 · CBO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Shares · 13,750 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CRSP Common Shares.

F3 · derivative.exercise_date: This restricted stock unit award was granted on March 10, 2020 with respect to 13,750 Common Shares, with (i) one third of the shares vesting on March 10, 2021, (ii) one third of the shares vesting on March 10, 2022, and (iii) one third of the shares vesting on March 10, 2023.

F3 · derivative.expiration_date: This restricted stock unit award was granted on March 10, 2020 with respect to 13,750 Common Shares, with (i) one third of the shares vesting on March 10, 2021, (ii) one third of the shares vesting on March 10, 2022, and (iii) one third of the shares vesting on March 10, 2023.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:10 UTC GrantStock Option (Right to Buy) · Derivative 55,000 $0.00 Strike: $44.67 $0.00
Disclosure

SEC source: 0001209191-20-018468 · doc4.xml · derivative · entry 1

Klein Lawrence Otto · CIK 0001762583 · CBO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Shares · 55,000 shares

Expires 2030-03-10

F1 · derivative.exercise_date: This option was granted on March 10, 2020 with respect to 55,000 Common Shares. 100% of the shares will vest in 48 equal monthly installments, with the first vesting date of April 10, 2020.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:13 UTC
Ho Tony WExecutive VP, Head of R&D
Tax withholdingCommon Shares 1,563 $52.64 $82,276.32
Disclosure

SEC source: 0001209191-20-017240 · doc4.xml · nonDerivative · entry 2

Ho Tony W · CIK 0001713637 · Executive VP, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,605

F3 · shares: Amount reported represents the number of shares required to be sold by the reporting person to cover the tax withholding obligation in connection with the vesting of these restricted stock units. This sale is mandated by the Company's RSU Settlement Policy to fund the tax withholding obligation and does not represent a discretionary trade by the reporting person.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:13 UTC
Ho Tony WExecutive VP, Head of R&D
Exercise / conversionCommon Shares 3,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-017240 · doc4.xml · nonDerivative · entry 1

Ho Tony W · CIK 0001713637 · Executive VP, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 5, 2019, the reporting person was granted 10,000 restricted stock units. On March 5, 2020, 3,333 restricted stock units vested.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of CRSP Common Shares.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:26 UTC
Kulkarni SamarthDirector · Chief Executive Officer
Tax withholdingCommon Shares 794 $52.74 $41,875.56
Disclosure

SEC source: 0001209191-20-016085 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,526

F1 · kind: On December 1, 2017, the reporting person was granted 26,667 restricted stock units. On March 1, 2020, 1,667 restricted stock units vested. Amount reported represents the number of shares required to be sold by the reporting person to cover the tax withholding obligation in connection with the vesting of these restricted stock units. This sale is mandated by the Company's RSU Settlement Policy to fund the tax withholding obligation and does not represent a discretionary trade by the reporting person.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:05 UTC
Kulkarni SamarthDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $1.81 $0.00
Disclosure

SEC source: 0001209191-19-061091 · doc4.xml · derivative · entry 2

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,058

Underlying: Common Shares · 8,000 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option was granted on September 10, 2015 with respect to 321,712 Common Shares with 120,640 of the shares vested on August 1, 2016, the first anniversary of employment commencement, and the remainder vest in equal 36 monthly installments thereafter.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:05 UTC
Kulkarni SamarthDirector · Chief Executive Officer
Exercise / conversionCommon Shares 8,000 $1.81 $14,480.00
Disclosure

SEC source: 0001209191-19-061091 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:05 UTC
TOMSICEK MICHAEL JOHNChief Financial Officer
GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059280 · doc4.xml · derivative · entry 1

TOMSICEK MICHAEL JOHN · CIK 0001570392 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Shares · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CRSP Common Shares.

F2 · derivative.exercise_date: The restricted stock units shall vest as follows: two-thirds of the grant shall vest on December 3, 2021 and the remaining one-third shall vest on December 3, 2022.

F2 · derivative.expiration_date: The restricted stock units shall vest as follows: two-thirds of the grant shall vest on December 3, 2021 and the remaining one-third shall vest on December 3, 2022.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:05 UTC
Klein Lawrence OttoChief Business Officer
GrantRestricted Stock Units · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059281 · doc4.xml · derivative · entry 1

Klein Lawrence Otto · CIK 0001762583 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Shares · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CRSP Common Shares.

F2 · derivative.exercise_date: The restricted stock units shall vest as follows: two-thirds of the grant shall vest on December 3, 2021 and the remaining one-third shall vest on December 3, 2022.

F2 · derivative.expiration_date: The restricted stock units shall vest as follows: two-thirds of the grant shall vest on December 3, 2021 and the remaining one-third shall vest on December 3, 2022.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:05 UTC
Kulkarni SamarthDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 120,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059279 · doc4.xml · derivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Shares · 120,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CRSP Common Shares.

F2 · derivative.exercise_date: The restricted stock units shall vest as follows: two-thirds of the grant shall vest on December 3, 2021 and the remaining one-third shall vest on December 3, 2022.

F2 · derivative.expiration_date: The restricted stock units shall vest as follows: two-thirds of the grant shall vest on December 3, 2021 and the remaining one-third shall vest on December 3, 2022.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:00 UTC
Ho Tony WExecutive VP, Head of R&D
GrantRestricted Stock Units · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059277 · doc4.xml · derivative · entry 1

Ho Tony W · CIK 0001713637 · Executive VP, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Shares · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CRSP Common Shares.

F2 · derivative.exercise_date: The restricted stock units shall vest as follows: two-thirds of the grant shall vest on December 3, 2021 and the remaining one-third shall vest on December 3, 2022

F2 · derivative.expiration_date: The restricted stock units shall vest as follows: two-thirds of the grant shall vest on December 3, 2021 and the remaining one-third shall vest on December 3, 2022

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:00 UTC
KASINGER JAMES R.General Counsel and Secretary
GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059276 · doc4.xml · derivative · entry 1

KASINGER JAMES R. · CIK 0001708172 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Shares · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CRSP Common Shares.

F2 · derivative.exercise_date: The restricted stock units shall vest as follows: two-thirds of the grant shall vest on December 3, 2021 and the remaining one-third shall vest on December 3, 2022.

F2 · derivative.expiration_date: The restricted stock units shall vest as follows: two-thirds of the grant shall vest on December 3, 2021 and the remaining one-third shall vest on December 3, 2022.

Read SEC document
December 01, 2019 Filed Dec 2, 2019 22:12 UTC
Kulkarni SamarthDirector · Chief Executive Officer
Tax withholdingCommon Shares 741 $71.65 $53,092.65
Disclosure

SEC source: 0001209191-19-058570 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,320

F1 · kind: On December 1, 2017, the reporting person was granted 26,667 restricted stock units. On December 1, 2019, 1,667 restricted stock units vested, and the reporting person forfeited 741 common shares to the issuer to satisfy tax withholding obligations.

Read SEC document
November 19, 2019 Filed Nov 22, 2019 00:53 UTC SaleCommon Shares 28,255 $67.41 $1,904,782.57
Disclosure

SEC source: 0001209191-19-057685 · doc4.xml · nonDerivative · entry 2

Bolzon Bradley J PhD · CIK 0001354345 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 596,741

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.35 to $73.75, inclusive. The reporting person undertakes to provide to CRISPR Therapeutics AG, any security holder of CRISPR Therapeutics AG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: These securities are held of record by Versant Venture Management, LLC ("VVM LLC"). The Reporting Person is a managing member of VVM LLC and pursuant to agreement with VVM LLC, the Reporting Person is deemed to hold these securities for the benefit of VVM LLC. Accordingly, VVM LLC may be deemed to be the indirect beneficial owner of these securities, and the Reporting Person may be deemed to indirectly beneficially own the securities through his interest in VVM LLC. The Reporting Person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
November 19, 2019 Filed Nov 22, 2019 00:53 UTC SaleCommon Shares 13,745 $67.41 $926,605.43
Disclosure

SEC source: 0001209191-19-057685 · doc4.xml · nonDerivative · entry 1

Bolzon Bradley J PhD · CIK 0001354345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.35 to $73.75, inclusive. The reporting person undertakes to provide to CRISPR Therapeutics AG, any security holder of CRISPR Therapeutics AG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:09 UTC
Novak RodgerDirector · President
Exercise / conversionStock Option (Right to Buy) · Derivative 33,618 $0.00 Strike: $14.43 $0.00
Disclosure

SEC source: 0001209191-19-057604 · doc4.xml · derivative · entry 3

Novak Rodger · CIK 0001682017 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,382

Underlying: Common Shares · 33,618 shares

Expires 2024-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 270,000 options to purchase common shares were granted on June 15, 2017 and originally vested in 48 equal monthly installments commencing upon the grant date. Pursuant to Dr. Novak's amended and restated employment agreement with the Company, subject to his continued employment, beginning November 30, 2018, the remaining unvested options from this grant vest in equal monthly installments at the rate of 50% of the amounts originally scheduled to vest on any one vesting date, and the original vesting schedule was extended to reflect the amended schedule.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:09 UTC
Novak RodgerDirector · President
SaleCommon Shares 33,618 $70.00 $2,353,260.00
Disclosure

SEC source: 0001209191-19-057604 · doc4.xml · nonDerivative · entry 2

Novak Rodger · CIK 0001682017 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:09 UTC
Novak RodgerDirector · President
Exercise / conversionCommon Shares 33,618 $14.43 $485,107.74
Disclosure

SEC source: 0001209191-19-057604 · doc4.xml · nonDerivative · entry 1

Novak Rodger · CIK 0001682017 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:07 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $5.59 $0.00
Disclosure

SEC source: 0001209191-19-057596 · doc4.xml · derivative · entry 3

CAGNONI PABLO J · CIK 0001205703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,833

Underlying: Common Shares · 7,500 shares

Expires 2025-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option was granted on November 4, 2015 with respect to 93,833 Common Shares with 100% of the shares vesting in 48 equal monthly installments thereafter.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:07 UTC SaleCommon Shares 7,500 $62.00 $465,000.00
Disclosure

SEC source: 0001209191-19-057596 · doc4.xml · nonDerivative · entry 2

CAGNONI PABLO J · CIK 0001205703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:07 UTC Exercise / conversionCommon Shares 7,500 $5.59 $41,925.00
Disclosure

SEC source: 0001209191-19-057596 · doc4.xml · nonDerivative · entry 1

CAGNONI PABLO J · CIK 0001205703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 21:30 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $5.59 $0.00
Disclosure

SEC source: 0001209191-19-056372 · doc4.xml · derivative · entry 3

CAGNONI PABLO J · CIK 0001205703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,333

Underlying: Common Shares · 7,500 shares

Expires 2025-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option was granted on November 4, 2015 with respect to 93,833 Common Shares with 100% of the shares vesting in 48 equal monthly installments thereafter.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 21:30 UTC SaleCommon Shares 7,500 $55.00 $412,500.00
Disclosure

SEC source: 0001209191-19-056372 · doc4.xml · nonDerivative · entry 2

CAGNONI PABLO J · CIK 0001205703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 21:30 UTC Exercise / conversionCommon Shares 7,500 $5.59 $41,925.00
Disclosure

SEC source: 0001209191-19-056372 · doc4.xml · nonDerivative · entry 1

CAGNONI PABLO J · CIK 0001205703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 22:34 UTC SaleCommon Shares 21,000 $51.89 $1,089,675.30
Disclosure

SEC source: 0001209191-19-054773 · doc4.xml · nonDerivative · entry 1

Bolzon Bradley J PhD · CIK 0001354345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,745

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.73 to $52.11, inclusive. The reporting person undertakes to provide to CRISPR Therapeutics AG, any security holder of CRISPR Therapeutics AG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 22:35 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $5.59 $0.00
Disclosure

SEC source: 0001209191-19-054774 · doc4.xml · derivative · entry 3

CAGNONI PABLO J · CIK 0001205703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,833

Underlying: Common Shares · 7,500 shares

Expires 2025-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option was granted on November 4, 2015 with respect to 93,833 Common Shares with 100% of the shares vesting in 48 equal monthly installments thereafter.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 22:35 UTC SaleCommon Shares 7,500 $52.00 $390,000.00
Disclosure

SEC source: 0001209191-19-054774 · doc4.xml · nonDerivative · entry 2

CAGNONI PABLO J · CIK 0001205703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 22:35 UTC Exercise / conversionCommon Shares 7,500 $5.59 $41,925.00
Disclosure

SEC source: 0001209191-19-054774 · doc4.xml · nonDerivative · entry 1

CAGNONI PABLO J · CIK 0001205703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:33 UTC
KASINGER JAMES R.General Counsel and Secretary
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049322 · doc4.xml · derivative · entry 1

KASINGER JAMES R. · CIK 0001708172 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Shares · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CRSP Common Shares.

F2 · derivative.exercise_date: The restricted stock units shall vest in full on September 10, 2021, subject to continued employment with the company.

F2 · derivative.expiration_date: The restricted stock units shall vest in full on September 10, 2021, subject to continued employment with the company.

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September 10, 2019 Filed Sep 12, 2019 20:32 UTC
Klein Lawrence OttoChief Business Officer
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049320 · doc4.xml · derivative · entry 1

Klein Lawrence Otto · CIK 0001762583 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Shares · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CRSP Common Shares.

F2 · derivative.exercise_date: The restricted stock units shall vest in full on September 10, 2021, subject to continued employment with the company.

F2 · derivative.expiration_date: The restricted stock units shall vest in full on September 10, 2021, subject to continued employment with the company.

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September 01, 2019 Filed Sep 3, 2019 20:23 UTC
Kulkarni SamarthDirector · Chief Executive Officer
Tax withholdingCommon Shares 740 $46.21 $34,195.40
Disclosure

SEC source: 0001209191-19-047962 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,061

F1 · kind: On December 1, 2017, the reporting person was granted 26,667 restricted stock units. On September 1, 2019, 1,666 restricted stock units vested, and the reporting person forfeited 740 common shares to the issuer to satisfy tax withholding obligations.

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August 02, 2019 Filed Aug 5, 2019 21:49 UTC
Ho Tony WExecutive VP, Head of R&D
Tax withholdingCommon Shares 14,534 $52.56 $763,907.04
Disclosure

SEC source: 0001209191-19-044652 · doc4.xml · nonDerivative · entry 2

Ho Tony W · CIK 0001713637 · Executive VP, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,835

Read SEC document
August 01, 2019 Filed Aug 5, 2019 21:49 UTC
Ho Tony WExecutive VP, Head of R&D
Exercise / conversionRestricted Stock Units · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044652 · doc4.xml · derivative · entry 3

Ho Tony W · CIK 0001713637 · Executive VP, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 37,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CRSP Common Shares.

F2 · derivative.exercise_date: On August 1, 2017, the reporting person was granted 75,000 restricted stock units that vested in two equal annual installments on 8/1/2018 and 8/1/2019.

F2 · derivative.expiration_date: On August 1, 2017, the reporting person was granted 75,000 restricted stock units that vested in two equal annual installments on 8/1/2018 and 8/1/2019.

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August 01, 2019 Filed Aug 5, 2019 21:49 UTC
Ho Tony WExecutive VP, Head of R&D
Exercise / conversionCommon Shares 37,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-044652 · doc4.xml · nonDerivative · entry 1

Ho Tony W · CIK 0001713637 · Executive VP, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of CRSP Common Shares.

Read SEC document
July 11, 2019 Filed Jul 12, 2019 20:13 UTC
Klein Lawrence OttoChief Business Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 8,421 $0.00 Strike: $5.86 $0.00
Disclosure

SEC source: 0000899243-19-019535 · doc4.xml · derivative · entry 6

Klein Lawrence Otto · CIK 0001762583 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,666

Underlying: Common Shares · 8,421 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Reporting Person was granted an option to purchase 106,666 shares on March 2, 2016. 23,000 of such options were previously exercised, and the shares underlying those options were sold. 25% of this option became vested and fully exercisable on February 1, 2017, and the remaining 75% of the shares shall vest in 36 equal monthly installments on the first day of each month thereafter.

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July 11, 2019 Filed Jul 12, 2019 20:13 UTC
Klein Lawrence OttoChief Business Officer
SaleCommon Shares 8,421 $50.01 $421,171.26
Disclosure

SEC source: 0000899243-19-019535 · doc4.xml · nonDerivative · entry 4

Klein Lawrence Otto · CIK 0001762583 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.1525, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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July 11, 2019 Filed Jul 12, 2019 20:13 UTC
Klein Lawrence OttoChief Business Officer
Exercise / conversionCommon Shares 8,421 $5.86 $49,347.06
Disclosure

SEC source: 0000899243-19-019535 · doc4.xml · nonDerivative · entry 3

Klein Lawrence Otto · CIK 0001762583 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2019 Filed Jul 12, 2019 20:13 UTC
Klein Lawrence OttoChief Business Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 11,579 $0.00 Strike: $5.86 $0.00
Disclosure

SEC source: 0000899243-19-019535 · doc4.xml · derivative · entry 5

Klein Lawrence Otto · CIK 0001762583 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,087

Underlying: Common Shares · 11,579 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Reporting Person was granted an option to purchase 106,666 shares on March 2, 2016. 23,000 of such options were previously exercised, and the shares underlying those options were sold. 25% of this option became vested and fully exercisable on February 1, 2017, and the remaining 75% of the shares shall vest in 36 equal monthly installments on the first day of each month thereafter.

Read SEC document
July 10, 2019 Filed Jul 12, 2019 20:13 UTC
Klein Lawrence OttoChief Business Officer
SaleCommon Shares 11,579 $50.02 $579,181.58
Disclosure

SEC source: 0000899243-19-019535 · doc4.xml · nonDerivative · entry 2

Klein Lawrence Otto · CIK 0001762583 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.075, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 10, 2019 Filed Jul 12, 2019 20:13 UTC
Klein Lawrence OttoChief Business Officer
Exercise / conversionCommon Shares 11,579 $5.86 $67,852.94
Disclosure

SEC source: 0000899243-19-019535 · doc4.xml · nonDerivative · entry 1

Klein Lawrence Otto · CIK 0001762583 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2019 Filed Jul 12, 2019 20:10 UTC
Novak RodgerDirector · President
SaleCommon Shares 50,000 $50.00 $2,500,065.00
Disclosure

SEC source: 0000899243-19-019531 · doc4.xml · nonDerivative · entry 1

Novak Rodger · CIK 0001682017 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848,007

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 20:15 UTC
Kulkarni SamarthDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $1.81 $0.00
Disclosure

SEC source: 0000899243-19-017420 · doc4.xml · derivative · entry 3

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,058

Underlying: Common Shares · 20,000 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option was granted on September 10, 2015 with respect to 321,712 Common Shares with 120,640 of the shares vested on August 1, 2016, the first anniversary of employment commencement, and the remainder vest in equal 36 monthly installments thereafter.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 20:15 UTC
Kulkarni SamarthDirector · Chief Executive Officer
SaleCommon Shares 20,000 $46.00 $920,000.00
Disclosure

SEC source: 0000899243-19-017420 · doc4.xml · nonDerivative · entry 2

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,801

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.045, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 20:15 UTC
Kulkarni SamarthDirector · Chief Executive Officer
Exercise / conversionCommon Shares 20,000 $1.81 $36,200.00
Disclosure

SEC source: 0000899243-19-017420 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 21:05 UTC
Greene JohnDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $43.52 $0.00
Disclosure

SEC source: 0000899243-19-016846 · doc4.xml · derivative · entry 1

Greene John · CIK 0001610732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-06-11

F1 · derivative.exercise_date: This option was granted on June 11, 2019 with respect to 30,000 Common Shares with 100% of the shares vesting in 36 equal monthly installments.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.