Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 09, 2022 Filed Dec 12, 2022 21:21 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 38,701 | $2.89 | $111,911.68 |
DisclosureSEC source: 0001656472-22-000191 · wf-form4_167088007091534.xml · nonDerivative · entry 3 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III, LP Disclosed balance after: 336,507 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.8489 to $2.975. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 21:21 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 113,679 | $2.86 | $325,212.88 |
DisclosureSEC source: 0001656472-22-000191 · wf-form4_167088007091534.xml · nonDerivative · entry 2 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III (Q), LP Disclosed balance after: 694,854 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.78 to $2.905. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 21:21 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 48,721 | $2.86 | $139,381.04 |
DisclosureSEC source: 0001656472-22-000191 · wf-form4_167088007091534.xml · nonDerivative · entry 1 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III, LP Disclosed balance after: 297,806 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.78 to $2.905. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 21:17 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 83,299 | $2.93 | $244,290.98 |
DisclosureSEC source: 0001656472-22-000189 · wf-form4_167053420532531.xml · nonDerivative · entry 4 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III (Q), LP Disclosed balance after: 581,175 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.89 to $3.03. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 21:17 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 35,701 | $2.93 | $104,700.32 |
DisclosureSEC source: 0001656472-22-000189 · wf-form4_167053420532531.xml · nonDerivative · entry 3 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III, LP Disclosed balance after: 249,085 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.89 to $3.03. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| December 06, 2022 Filed Dec 8, 2022 21:17 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 25,900 | $3.03 | $78,593.55 |
DisclosureSEC source: 0001656472-22-000189 · wf-form4_167053420532531.xml · nonDerivative · entry 2 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III (Q), LP Disclosed balance after: 497,876 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.02 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| December 06, 2022 Filed Dec 8, 2022 21:17 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 11,100 | $3.03 | $33,682.95 |
DisclosureSEC source: 0001656472-22-000189 · wf-form4_167053420532531.xml · nonDerivative · entry 1 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III, LP Disclosed balance after: 213,384 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.02 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 21:03 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 4,760 | $3.05 | $14,501.34 |
DisclosureSEC source: 0001656472-22-000187 · wf-form4_167001498795159.xml · nonDerivative · entry 2 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III (Q), LP Disclosed balance after: 471,976 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.029 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 21:03 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 2,040 | $3.05 | $6,214.86 |
DisclosureSEC source: 0001656472-22-000187 · wf-form4_167001498795159.xml · nonDerivative · entry 1 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III, LP Disclosed balance after: 202,284 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.029 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 14:13 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 21,140 | $3.04 | $64,293.08 |
DisclosureSEC source: 0001656472-22-000185 · wf-form4_166990398684706.xml · nonDerivative · entry 4 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III (Q), LP Disclosed balance after: 467,216 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.0094 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 14:13 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 9,060 | $3.04 | $27,554.18 |
DisclosureSEC source: 0001656472-22-000185 · wf-form4_166990398684706.xml · nonDerivative · entry 3 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III, LP Disclosed balance after: 200,244 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.0094 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 16:39 UTC |
Holm JamesChief Financial Officer
|
GrantRESTRICTED STOCK UNITS · Derivative | 15,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001656472-22-000182 · wf-form4_166975796516730.xml · derivative · entry 2 Holm James · CIK 0001954410 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,974 Underlying: COMMON SHARES · 15,974 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. F3 · derivative.exercise_date: The RSUs vest on November 28, 2025, subject to continued employment through such date. F3 · derivative.expiration_date: The RSUs vest on November 28, 2025, subject to continued employment through such date. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 16:39 UTC |
Holm JamesChief Financial Officer
|
GrantCOMMON SHARE OPTION (right to buy) · Derivative | 113,947 | $0.00 Strike: $3.13 | $0.00 |
DisclosureSEC source: 0001656472-22-000182 · wf-form4_166975796516730.xml · derivative · entry 1 Holm James · CIK 0001954410 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,947 Underlying: COMMON SHARES · 113,947 shares Expires 2029-11-28 F1 · derivative.exercise_date: The options vest in quarterly equal installments over a four-year period beginning on February 28, 2022, subject to continued employment through each applicable vesting date. Read SEC document |
| November 28, 2022 Filed Dec 1, 2022 14:13 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 15,890 | $3.03 | $48,095.85 |
DisclosureSEC source: 0001656472-22-000185 · wf-form4_166990398684706.xml · nonDerivative · entry 2 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III (Q), LP Disclosed balance after: 446,076 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.0088 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 28, 2022 Filed Dec 1, 2022 14:13 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 6,810 | $3.03 | $20,612.51 |
DisclosureSEC source: 0001656472-22-000185 · wf-form4_166990398684706.xml · nonDerivative · entry 1 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III, LP Disclosed balance after: 191,184 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.0088 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 23, 2022 Filed Nov 26, 2022 00:46 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 2,450 | $3.04 | $7,455.11 |
DisclosureSEC source: 0001656472-22-000180 · wf-form4_166942357426063.xml · nonDerivative · entry 4 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III (Q), LP Disclosed balance after: 430,186 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.03 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F4 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 23, 2022 Filed Nov 26, 2022 00:46 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 1,050 | $3.04 | $3,195.05 |
DisclosureSEC source: 0001656472-22-000180 · wf-form4_166942357426063.xml · nonDerivative · entry 3 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III, LP Disclosed balance after: 184,374 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.03 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F4 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 22, 2022 Filed Nov 26, 2022 00:46 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 34,860 | $3.04 | $105,824.50 |
DisclosureSEC source: 0001656472-22-000180 · wf-form4_166942357426063.xml · nonDerivative · entry 2 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III (Q), LP Disclosed balance after: 427,736 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.01 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 22, 2022 Filed Nov 26, 2022 00:46 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 14,940 | $3.04 | $45,353.36 |
DisclosureSEC source: 0001656472-22-000180 · wf-form4_166942357426063.xml · nonDerivative · entry 1 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III, LP Disclosed balance after: 183,324 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.01 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 21:34 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 20,580 | $3.04 | $62,655.81 |
DisclosureSEC source: 0001656472-22-000178 · wf-form4_166906645240898.xml · nonDerivative · entry 4 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III (Q), LP Disclosed balance after: 392,876 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.02 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 21:34 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 8,820 | $3.04 | $26,852.49 |
DisclosureSEC source: 0001656472-22-000178 · wf-form4_166906645240898.xml · nonDerivative · entry 3 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III, LP Disclosed balance after: 168,384 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.02 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:34 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 56,699 | $2.94 | $166,411.57 |
DisclosureSEC source: 0001656472-22-000178 · wf-form4_166906645240898.xml · nonDerivative · entry 2 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III (Q), LP Disclosed balance after: 372,296 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.895 to $2.9777. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:34 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 24,301 | $2.94 | $71,323.44 |
DisclosureSEC source: 0001656472-22-000178 · wf-form4_166906645240898.xml · nonDerivative · entry 1 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III, LP Disclosed balance after: 159,564 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.895 to $2.9777. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 21:29 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 77,601 | $2.97 | $230,133.53 |
DisclosureSEC source: 0001656472-22-000176 · wf-form4_166872056146030.xml · nonDerivative · entry 4 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III (Q), LP Disclosed balance after: 315,597 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.9289 to $3.07. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 21:29 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 33,259 | $2.97 | $98,632.89 |
DisclosureSEC source: 0001656472-22-000176 · wf-form4_166872056146030.xml · nonDerivative · entry 3 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III, LP Disclosed balance after: 135,263 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.9289 to $3.07. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 21:28 UTC |
Gorelik RanGeneral Manager (Israel)
|
Exercise / conversionCOMMON SHARE OPTION (right to buy) · Derivative | 150,000 | $2.42 Strike: $2.42 | $363,000.00 |
DisclosureSEC source: 0001656472-22-000175 · wf-form4_166872047615210.xml · derivative · entry 3 Gorelik Ran · CIK 0001920435 · General Manager (Israel) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON SHARES · 150,000 shares Expires 2022-08-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The price is expressed in Canadian dollars. F1 · price: The price is expressed in Canadian dollars. F2 · derivative.exercise_date: The options were granted August 24, 2017 and vested in monthly installments over a four-year period. F3 · derivative.expiration_date: The expiration date was extended to November 21, 2022 under the terms of the applicable equity incentive plan. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 21:28 UTC |
Gorelik RanGeneral Manager (Israel)
|
Tax withholdingCOMMON SHARES | 89,190 | $4.07 | $363,003.30 |
DisclosureSEC source: 0001656472-22-000175 · wf-form4_166872047615210.xml · nonDerivative · entry 2 Gorelik Ran · CIK 0001920435 · General Manager (Israel) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,903 F1 · price: The price is expressed in Canadian dollars. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 21:28 UTC |
Gorelik RanGeneral Manager (Israel)
|
Exercise / conversionCOMMON SHARES | 150,000 | $2.42 | $363,000.00 |
DisclosureSEC source: 0001656472-22-000175 · wf-form4_166872047615210.xml · nonDerivative · entry 1 Gorelik Ran · CIK 0001920435 · General Manager (Israel) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price is expressed in Canadian dollars. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:29 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 118,998 | $3.10 | $368,453.51 |
DisclosureSEC source: 0001656472-22-000176 · wf-form4_166872056146030.xml · nonDerivative · entry 2 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III (Q), LP Disclosed balance after: 237,996 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.035 to $3.165. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:29 UTC |
ADLER JASON MARCDirector
|
PurchaseCOMMON SHARES | 51,002 | $3.10 | $157,917.49 |
DisclosureSEC source: 0001656472-22-000176 · wf-form4_166872056146030.xml · nonDerivative · entry 1 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III, LP Disclosed balance after: 102,004 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.035 to $3.165. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 20:10 UTC |
Ashton Kendrick Foster JRDirector
|
GrantDEFERRED SHARE UNITS · Derivative | 53,763.44 | $0.00 | $0.00 |
DisclosureSEC source: 0001656472-22-000166 · wf-form4_166812902014133.xml · derivative · entry 1 Ashton Kendrick Foster JR · CIK 0001870844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,067.78 Underlying: COMMON SHARES · 53,763.44 shares Expires not disclosed F1 · derivative.exercise_price: Upon redemption, Deferred Share Units entitle Mr. Ashton to receive a lump sum cash payment in an amount equal to the fair market value of Company common shares on the date of redemption. F2 · derivative.exercise_date: Vested Deferred Share Units are mandatorily redeemable by Cronos Group Inc. (the "Company") on the first trading day after Mr. Ashton ceases to be a director of the Company. F2 · derivative.expiration_date: Vested Deferred Share Units are mandatorily redeemable by Cronos Group Inc. (the "Company") on the first trading day after Mr. Ashton ceases to be a director of the Company. Read SEC document |
| November 08, 2022 Filed Nov 11, 2022 01:22 UTC |
RUDYK JAMES DANIELDirector
|
GrantDEFERRED SHARE UNITS · Derivative | 53,763.44 | $0.00 | $0.00 |
DisclosureSEC source: 0001656472-22-000168 · wf-form4_166812973123654.xml · derivative · entry 1 RUDYK JAMES DANIEL · CIK 0001796640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,832.14 Underlying: COMMON SHARES · 53,763.44 shares Expires not disclosed F1 · derivative.exercise_price: Upon redemption, Deferred Share Units entitle Mr. Rudyk to receive a lump sum cash payment in an amount equal to the fair market value of Company common shares on the date of redemption. F2 · derivative.exercise_date: Vested Deferred Share Units are mandatorily redeemable by Cronos Group Inc. (the "Company") on the first trading day after Mr. Rudyk ceases to be a director of the Company. F2 · derivative.expiration_date: Vested Deferred Share Units are mandatorily redeemable by Cronos Group Inc. (the "Company") on the first trading day after Mr. Rudyk ceases to be a director of the Company. F2 · derivative.underlying: Vested Deferred Share Units are mandatorily redeemable by Cronos Group Inc. (the "Company") on the first trading day after Mr. Rudyk ceases to be a director of the Company. Read SEC document |
| November 08, 2022 Filed Nov 11, 2022 00:46 UTC |
ADLER JASON MARCDirector
|
GrantDEFERRED SHARE UNITS · Derivative | 53,763.44 | $0.00 | $0.00 |
DisclosureSEC source: 0001656472-22-000164 · wf-form4_166812759702029.xml · derivative · entry 3 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,832.14 Underlying: COMMON SHARES · 53,763.44 shares Expires not disclosed F4 · derivative.exercise_price: Upon redemption, Deferred Share Units entitle Mr. Adler to receive a lump sum cash payment in an amount equal to the fair market value of Company common shares on the date of redemption. F5 · derivative.exercise_date: Vested Deferred Share Units are mandatorily redeemed by Cronos Group Inc. (the "Company") on the first trading day after Mr. Adler ceases to be a director of the Company. F5 · derivative.expiration_date: Vested Deferred Share Units are mandatorily redeemed by Cronos Group Inc. (the "Company") on the first trading day after Mr. Adler ceases to be a director of the Company. Read SEC document |
| November 08, 2022 Filed Nov 11, 2022 00:46 UTC |
ADLER JASON MARCDirector
|
GrantCOMMON SHARES | 118,998 | $2.74 | $326,304.42 |
DisclosureSEC source: 0001656472-22-000164 · wf-form4_166812759702029.xml · nonDerivative · entry 2 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III (Q), LP Disclosed balance after: 118,998 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.715 to $2.795. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 08, 2022 Filed Nov 11, 2022 00:46 UTC |
ADLER JASON MARCDirector
|
GrantCOMMON SHARES | 51,002 | $2.74 | $139,852.58 |
DisclosureSEC source: 0001656472-22-000164 · wf-form4_166812759702029.xml · nonDerivative · entry 1 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III, LP Disclosed balance after: 51,002 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.715 to $2.795. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| October 24, 2022 Filed Oct 26, 2022 21:29 UTC |
GORENSTEIN MICHAEL RYANDirector · See remarks below
|
GrantRESTRICTED STOCK UNITS · Derivative | 94,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001656472-22-000152 · wf-form4_166683412618726.xml · derivative · entry 5 GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,282,061 Underlying: COMMON SHARES · 94,084 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one common share of Cronos Group Inc. F1 · date: The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020, March 1, 2021, and March 15, 2022. F6 · derivative.exercise_date: The RSUs vest in three substantially equal installments on each of March 15, 2023, March 15, 2024, and March 15, 2025. F6 · derivative.expiration_date: The RSUs vest in three substantially equal installments on each of March 15, 2023, March 15, 2024, and March 15, 2025. Read SEC document |
| October 24, 2022 Filed Oct 26, 2022 21:29 UTC |
GORENSTEIN MICHAEL RYANDirector · See remarks below
|
GrantRESTRICTED STOCK UNITS · Derivative | 125,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001656472-22-000152 · wf-form4_166683412618726.xml · derivative · entry 4 GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,187,977 Underlying: COMMON SHARES · 125,318 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one common share of Cronos Group Inc. F1 · date: The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020, March 1, 2021, and March 15, 2022. F5 · derivative.exercise_date: The RSUs vest in two substantially equal installments on each of March 1, 2023 and March 1, 2024. F5 · derivative.expiration_date: The RSUs vest in two substantially equal installments on each of March 1, 2023 and March 1, 2024. Read SEC document |
| October 24, 2022 Filed Oct 26, 2022 21:29 UTC |
GORENSTEIN MICHAEL RYANDirector · See remarks below
|
GrantRESTRICTED STOCK UNITS · Derivative | 62,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001656472-22-000152 · wf-form4_166683412618726.xml · derivative · entry 3 GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,062,659 Underlying: COMMON SHARES · 62,659 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one common share of Cronos Group Inc. F1 · date: The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020, March 1, 2021, and March 15, 2022. F4 · derivative.exercise_date: The RSUs vest on May 11, 2023. F4 · derivative.expiration_date: The RSUs vest on May 11, 2023. Read SEC document |
| October 24, 2022 Filed Oct 26, 2022 21:29 UTC |
GORENSTEIN MICHAEL RYANDirector · See remarks below
|
Tax withholdingCOMMON SHARES | 81,932 | $2.94 | $240,880.08 |
DisclosureSEC source: 0001656472-22-000152 · wf-form4_166683412618726.xml · nonDerivative · entry 2 GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,571,313 F1 · date: The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020, March 1, 2021, and March 15, 2022. Read SEC document |
| October 24, 2022 Filed Oct 26, 2022 21:29 UTC |
GORENSTEIN MICHAEL RYANDirector · See remarks below
|
GrantCOMMON SHARES | 187,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001656472-22-000152 · wf-form4_166683412618726.xml · nonDerivative · entry 1 GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,653,245 F1 · date: The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020, March 1, 2021, and March 15, 2022. F2 · shares: The shares represent the shares that the reporting person would have received had certain awards of RSUs not been withheld and the RSUs had vested according to the corresponding vesting schedules for similarly-situated RSU awards in 2020 and 2021. Read SEC document |
| October 24, 2022 Filed Oct 27, 2022 01:24 UTC |
JACOBSON JEFFREY DAVIDSee Remarks
|
GrantRESTRICTED STOCK UNITS · Derivative | 14,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001656472-22-000150 · wf-form4_166683383895197.xml · derivative · entry 4 JACOBSON JEFFREY DAVID · CIK 0001796124 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,746 Underlying: COMMON SHARES · 14,035 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one common share of Cronos Group Inc. F1 · date: The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020 and March 1, 2021. F6 · derivative.exercise_date: The RSUs vest in two substantially equal installments on each of March 1, 2023 and March 1, 2024 F6 · derivative.expiration_date: The RSUs vest in two substantially equal installments on each of March 1, 2023 and March 1, 2024 Read SEC document |
| October 24, 2022 Filed Oct 27, 2022 01:24 UTC |
JACOBSON JEFFREY DAVIDSee Remarks
|
GrantRESTRICTED STOCK UNITS · Derivative | 12,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001656472-22-000150 · wf-form4_166683383895197.xml · derivative · entry 3 JACOBSON JEFFREY DAVID · CIK 0001796124 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,711 Underlying: COMMON SHARES · 12,411 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one common share of Cronos Group Inc. F1 · date: The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020 and March 1, 2021. F5 · derivative.exercise_date: The RSUs vest on May 11, 2023. F5 · derivative.expiration_date: The RSUs vest on May 11, 2023. Read SEC document |
| October 24, 2022 Filed Oct 27, 2022 01:24 UTC |
JACOBSON JEFFREY DAVIDSee Remarks
|
Tax withholdingCOMMON SHARES | 16,043 | $3.99 | $64,011.57 |
DisclosureSEC source: 0001656472-22-000150 · wf-form4_166683383895197.xml · nonDerivative · entry 2 JACOBSON JEFFREY DAVID · CIK 0001796124 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,767 F1 · date: The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020 and March 1, 2021. F3 · price: Price is in Canadian dollars. Read SEC document |
| October 24, 2022 Filed Oct 27, 2022 01:24 UTC |
JACOBSON JEFFREY DAVIDSee Remarks
|
GrantCOMMON SHARES | 31,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001656472-22-000150 · wf-form4_166683383895197.xml · nonDerivative · entry 1 JACOBSON JEFFREY DAVID · CIK 0001796124 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,810 F1 · date: The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020 and March 1, 2021. F2 · shares: The shares represent the shares that Mr. Jacobson would have received had certain awards of RSUs not been withheld and the RSUs had vested according to the corresponding vesting schedules for similarly-situated RSU awards in 2020 and 2021. Read SEC document |
| October 24, 2022 Filed Oct 31, 2022 21:25 UTC Amendment |
GORENSTEIN MICHAEL RYANDirector · See remarks below
|
Tax withholdingCOMMON SHARES | 82,168 | $2.94 | $241,573.92 |
DisclosureSEC source: 0001656472-22-000154 · wf-form4a_166726589733923.xml · nonDerivative · entry 1 GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,571,077 F1 · security: The amount of securities withheld to cover tax obligations was misreported on the reporting person's Form 4 filed on October 26, 2022. The reporting person is filing this amended Form 4 to reflect the correct amount of securities withheld following the October 24, 2022 transaction date. F2 · date: The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020, March 1, 2021, and March 15, 2022. Read SEC document |
| September 01, 2022 Filed Sep 16, 2022 00:00 UTC |
Buggy ShannonSVP, Global Head of People
|
Exercise / conversionRESTRICTED STOCK UNITS · Derivative | 17,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001656472-22-000130 · wf-form4_166328643734158.xml · derivative · entry 3 Buggy Shannon · CIK 0001830967 · SVP, Global Head of People 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,816 Underlying: COMMON SHARES · 17,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one common share of the Company. F2 · derivative.exercise_date: On September 1, 2020, the reporting person was granted 51,526 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On September 1, 2020, the reporting person was granted 51,526 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| September 01, 2022 Filed Sep 16, 2022 00:00 UTC |
Buggy ShannonSVP, Global Head of People
|
Tax withholdingCOMMON SHARES | 5,382 | $3.05 | $16,415.10 |
DisclosureSEC source: 0001656472-22-000130 · wf-form4_166328643734158.xml · nonDerivative · entry 2 Buggy Shannon · CIK 0001830967 · SVP, Global Head of People 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,587 Read SEC document |
| September 01, 2022 Filed Sep 16, 2022 00:00 UTC |
Buggy ShannonSVP, Global Head of People
|
Exercise / conversionCOMMON SHARES | 17,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001656472-22-000130 · wf-form4_166328643734158.xml · nonDerivative · entry 1 Buggy Shannon · CIK 0001830967 · SVP, Global Head of People 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one common share of the Company. Read SEC document |
| August 22, 2022 Filed Aug 26, 2022 20:12 UTC |
GORENSTEIN MICHAEL RYANDirector · See remarks below
|
Exercise / conversionCOMMON SHARE OPTION (right to buy) · Derivative | 62,500 | $0.00 Strike: $2.42 | $0.00 |
DisclosureSEC source: 0001656472-22-000128 · wf-form4_166155914643162.xml · derivative · entry 3 GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON SHARES · 62,500 shares Expires 2022-08-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Prices are expressed in Canadian dollars. F2 · derivative.exercise_date: The options were granted August 24, 2017 and vested in monthly instalments over a four-year period. Read SEC document |
| August 22, 2022 Filed Aug 26, 2022 20:12 UTC |
GORENSTEIN MICHAEL RYANDirector · See remarks below
|
Tax withholdingCOMMON SHARES | 41,544 | $3.82 | $158,698.08 |
DisclosureSEC source: 0001656472-22-000128 · wf-form4_166155914643162.xml · nonDerivative · entry 2 GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,465,268 F1 · price: Prices are expressed in Canadian dollars. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.