Tapewire

Nasdaq · USD

CRON

Cronos Group Inc.

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Tapewire entity
4811
SEC CIK
0001656472
Parsed reports
268

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2022 Filed Dec 12, 2022 21:21 UTC PurchaseCOMMON SHARES 38,701 $2.89 $111,911.68
Disclosure

SEC source: 0001656472-22-000191 · wf-form4_167088007091534.xml · nonDerivative · entry 3

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III, LP

Disclosed balance after: 336,507

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.8489 to $2.975. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

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December 08, 2022 Filed Dec 12, 2022 21:21 UTC PurchaseCOMMON SHARES 113,679 $2.86 $325,212.88
Disclosure

SEC source: 0001656472-22-000191 · wf-form4_167088007091534.xml · nonDerivative · entry 2

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III (Q), LP

Disclosed balance after: 694,854

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.78 to $2.905. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 21:21 UTC PurchaseCOMMON SHARES 48,721 $2.86 $139,381.04
Disclosure

SEC source: 0001656472-22-000191 · wf-form4_167088007091534.xml · nonDerivative · entry 1

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III, LP

Disclosed balance after: 297,806

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.78 to $2.905. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
December 07, 2022 Filed Dec 8, 2022 21:17 UTC PurchaseCOMMON SHARES 83,299 $2.93 $244,290.98
Disclosure

SEC source: 0001656472-22-000189 · wf-form4_167053420532531.xml · nonDerivative · entry 4

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III (Q), LP

Disclosed balance after: 581,175

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.89 to $3.03. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
December 07, 2022 Filed Dec 8, 2022 21:17 UTC PurchaseCOMMON SHARES 35,701 $2.93 $104,700.32
Disclosure

SEC source: 0001656472-22-000189 · wf-form4_167053420532531.xml · nonDerivative · entry 3

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III, LP

Disclosed balance after: 249,085

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.89 to $3.03. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 21:17 UTC PurchaseCOMMON SHARES 25,900 $3.03 $78,593.55
Disclosure

SEC source: 0001656472-22-000189 · wf-form4_167053420532531.xml · nonDerivative · entry 2

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III (Q), LP

Disclosed balance after: 497,876

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.02 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 21:17 UTC PurchaseCOMMON SHARES 11,100 $3.03 $33,682.95
Disclosure

SEC source: 0001656472-22-000189 · wf-form4_167053420532531.xml · nonDerivative · entry 1

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III, LP

Disclosed balance after: 213,384

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.02 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 21:03 UTC PurchaseCOMMON SHARES 4,760 $3.05 $14,501.34
Disclosure

SEC source: 0001656472-22-000187 · wf-form4_167001498795159.xml · nonDerivative · entry 2

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III (Q), LP

Disclosed balance after: 471,976

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.029 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 21:03 UTC PurchaseCOMMON SHARES 2,040 $3.05 $6,214.86
Disclosure

SEC source: 0001656472-22-000187 · wf-form4_167001498795159.xml · nonDerivative · entry 1

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III, LP

Disclosed balance after: 202,284

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.029 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 14:13 UTC PurchaseCOMMON SHARES 21,140 $3.04 $64,293.08
Disclosure

SEC source: 0001656472-22-000185 · wf-form4_166990398684706.xml · nonDerivative · entry 4

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III (Q), LP

Disclosed balance after: 467,216

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.0094 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 14:13 UTC PurchaseCOMMON SHARES 9,060 $3.04 $27,554.18
Disclosure

SEC source: 0001656472-22-000185 · wf-form4_166990398684706.xml · nonDerivative · entry 3

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III, LP

Disclosed balance after: 200,244

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.0094 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
November 28, 2022 Filed Nov 29, 2022 16:39 UTC
Holm JamesChief Financial Officer
GrantRESTRICTED STOCK UNITS · Derivative 15,974 $0.00 $0.00
Disclosure

SEC source: 0001656472-22-000182 · wf-form4_166975796516730.xml · derivative · entry 2

Holm James · CIK 0001954410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,974

Underlying: COMMON SHARES · 15,974 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F3 · derivative.exercise_date: The RSUs vest on November 28, 2025, subject to continued employment through such date.

F3 · derivative.expiration_date: The RSUs vest on November 28, 2025, subject to continued employment through such date.

Read SEC document
November 28, 2022 Filed Nov 29, 2022 16:39 UTC
Holm JamesChief Financial Officer
GrantCOMMON SHARE OPTION (right to buy) · Derivative 113,947 $0.00 Strike: $3.13 $0.00
Disclosure

SEC source: 0001656472-22-000182 · wf-form4_166975796516730.xml · derivative · entry 1

Holm James · CIK 0001954410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,947

Underlying: COMMON SHARES · 113,947 shares

Expires 2029-11-28

F1 · derivative.exercise_date: The options vest in quarterly equal installments over a four-year period beginning on February 28, 2022, subject to continued employment through each applicable vesting date.

Read SEC document
November 28, 2022 Filed Dec 1, 2022 14:13 UTC PurchaseCOMMON SHARES 15,890 $3.03 $48,095.85
Disclosure

SEC source: 0001656472-22-000185 · wf-form4_166990398684706.xml · nonDerivative · entry 2

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III (Q), LP

Disclosed balance after: 446,076

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.0088 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
November 28, 2022 Filed Dec 1, 2022 14:13 UTC PurchaseCOMMON SHARES 6,810 $3.03 $20,612.51
Disclosure

SEC source: 0001656472-22-000185 · wf-form4_166990398684706.xml · nonDerivative · entry 1

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III, LP

Disclosed balance after: 191,184

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.0088 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
November 23, 2022 Filed Nov 26, 2022 00:46 UTC PurchaseCOMMON SHARES 2,450 $3.04 $7,455.11
Disclosure

SEC source: 0001656472-22-000180 · wf-form4_166942357426063.xml · nonDerivative · entry 4

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III (Q), LP

Disclosed balance after: 430,186

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.03 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F4 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
November 23, 2022 Filed Nov 26, 2022 00:46 UTC PurchaseCOMMON SHARES 1,050 $3.04 $3,195.05
Disclosure

SEC source: 0001656472-22-000180 · wf-form4_166942357426063.xml · nonDerivative · entry 3

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III, LP

Disclosed balance after: 184,374

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.03 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F4 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
November 22, 2022 Filed Nov 26, 2022 00:46 UTC PurchaseCOMMON SHARES 34,860 $3.04 $105,824.50
Disclosure

SEC source: 0001656472-22-000180 · wf-form4_166942357426063.xml · nonDerivative · entry 2

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III (Q), LP

Disclosed balance after: 427,736

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.01 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
November 22, 2022 Filed Nov 26, 2022 00:46 UTC PurchaseCOMMON SHARES 14,940 $3.04 $45,353.36
Disclosure

SEC source: 0001656472-22-000180 · wf-form4_166942357426063.xml · nonDerivative · entry 1

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III, LP

Disclosed balance after: 183,324

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.01 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 21:34 UTC PurchaseCOMMON SHARES 20,580 $3.04 $62,655.81
Disclosure

SEC source: 0001656472-22-000178 · wf-form4_166906645240898.xml · nonDerivative · entry 4

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III (Q), LP

Disclosed balance after: 392,876

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.02 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 21:34 UTC PurchaseCOMMON SHARES 8,820 $3.04 $26,852.49
Disclosure

SEC source: 0001656472-22-000178 · wf-form4_166906645240898.xml · nonDerivative · entry 3

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III, LP

Disclosed balance after: 168,384

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.02 to $3.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:34 UTC PurchaseCOMMON SHARES 56,699 $2.94 $166,411.57
Disclosure

SEC source: 0001656472-22-000178 · wf-form4_166906645240898.xml · nonDerivative · entry 2

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III (Q), LP

Disclosed balance after: 372,296

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.895 to $2.9777. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:34 UTC PurchaseCOMMON SHARES 24,301 $2.94 $71,323.44
Disclosure

SEC source: 0001656472-22-000178 · wf-form4_166906645240898.xml · nonDerivative · entry 1

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III, LP

Disclosed balance after: 159,564

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.895 to $2.9777. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 21:29 UTC PurchaseCOMMON SHARES 77,601 $2.97 $230,133.53
Disclosure

SEC source: 0001656472-22-000176 · wf-form4_166872056146030.xml · nonDerivative · entry 4

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III (Q), LP

Disclosed balance after: 315,597

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.9289 to $3.07. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 21:29 UTC PurchaseCOMMON SHARES 33,259 $2.97 $98,632.89
Disclosure

SEC source: 0001656472-22-000176 · wf-form4_166872056146030.xml · nonDerivative · entry 3

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III, LP

Disclosed balance after: 135,263

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.9289 to $3.07. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

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November 16, 2022 Filed Nov 17, 2022 21:28 UTC
Gorelik RanGeneral Manager (Israel)
Exercise / conversionCOMMON SHARE OPTION (right to buy) · Derivative 150,000 $2.42 Strike: $2.42 $363,000.00
Disclosure

SEC source: 0001656472-22-000175 · wf-form4_166872047615210.xml · derivative · entry 3

Gorelik Ran · CIK 0001920435 · General Manager (Israel)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON SHARES · 150,000 shares

Expires 2022-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The price is expressed in Canadian dollars.

F1 · price: The price is expressed in Canadian dollars.

F2 · derivative.exercise_date: The options were granted August 24, 2017 and vested in monthly installments over a four-year period.

F3 · derivative.expiration_date: The expiration date was extended to November 21, 2022 under the terms of the applicable equity incentive plan.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 21:28 UTC
Gorelik RanGeneral Manager (Israel)
Tax withholdingCOMMON SHARES 89,190 $4.07 $363,003.30
Disclosure

SEC source: 0001656472-22-000175 · wf-form4_166872047615210.xml · nonDerivative · entry 2

Gorelik Ran · CIK 0001920435 · General Manager (Israel)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,903

F1 · price: The price is expressed in Canadian dollars.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 21:28 UTC
Gorelik RanGeneral Manager (Israel)
Exercise / conversionCOMMON SHARES 150,000 $2.42 $363,000.00
Disclosure

SEC source: 0001656472-22-000175 · wf-form4_166872047615210.xml · nonDerivative · entry 1

Gorelik Ran · CIK 0001920435 · General Manager (Israel)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The price is expressed in Canadian dollars.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:29 UTC PurchaseCOMMON SHARES 118,998 $3.10 $368,453.51
Disclosure

SEC source: 0001656472-22-000176 · wf-form4_166872056146030.xml · nonDerivative · entry 2

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III (Q), LP

Disclosed balance after: 237,996

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.035 to $3.165. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

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November 15, 2022 Filed Nov 17, 2022 21:29 UTC PurchaseCOMMON SHARES 51,002 $3.10 $157,917.49
Disclosure

SEC source: 0001656472-22-000176 · wf-form4_166872056146030.xml · nonDerivative · entry 1

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III, LP

Disclosed balance after: 102,004

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.035 to $3.165. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 20:10 UTC GrantDEFERRED SHARE UNITS · Derivative 53,763.44 $0.00 $0.00
Disclosure

SEC source: 0001656472-22-000166 · wf-form4_166812902014133.xml · derivative · entry 1

Ashton Kendrick Foster JR · CIK 0001870844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,067.78

Underlying: COMMON SHARES · 53,763.44 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon redemption, Deferred Share Units entitle Mr. Ashton to receive a lump sum cash payment in an amount equal to the fair market value of Company common shares on the date of redemption.

F2 · derivative.exercise_date: Vested Deferred Share Units are mandatorily redeemable by Cronos Group Inc. (the "Company") on the first trading day after Mr. Ashton ceases to be a director of the Company.

F2 · derivative.expiration_date: Vested Deferred Share Units are mandatorily redeemable by Cronos Group Inc. (the "Company") on the first trading day after Mr. Ashton ceases to be a director of the Company.

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November 08, 2022 Filed Nov 11, 2022 01:22 UTC GrantDEFERRED SHARE UNITS · Derivative 53,763.44 $0.00 $0.00
Disclosure

SEC source: 0001656472-22-000168 · wf-form4_166812973123654.xml · derivative · entry 1

RUDYK JAMES DANIEL · CIK 0001796640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,832.14

Underlying: COMMON SHARES · 53,763.44 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon redemption, Deferred Share Units entitle Mr. Rudyk to receive a lump sum cash payment in an amount equal to the fair market value of Company common shares on the date of redemption.

F2 · derivative.exercise_date: Vested Deferred Share Units are mandatorily redeemable by Cronos Group Inc. (the "Company") on the first trading day after Mr. Rudyk ceases to be a director of the Company.

F2 · derivative.expiration_date: Vested Deferred Share Units are mandatorily redeemable by Cronos Group Inc. (the "Company") on the first trading day after Mr. Rudyk ceases to be a director of the Company.

F2 · derivative.underlying: Vested Deferred Share Units are mandatorily redeemable by Cronos Group Inc. (the "Company") on the first trading day after Mr. Rudyk ceases to be a director of the Company.

Read SEC document
November 08, 2022 Filed Nov 11, 2022 00:46 UTC GrantDEFERRED SHARE UNITS · Derivative 53,763.44 $0.00 $0.00
Disclosure

SEC source: 0001656472-22-000164 · wf-form4_166812759702029.xml · derivative · entry 3

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,832.14

Underlying: COMMON SHARES · 53,763.44 shares

Expires not disclosed

F4 · derivative.exercise_price: Upon redemption, Deferred Share Units entitle Mr. Adler to receive a lump sum cash payment in an amount equal to the fair market value of Company common shares on the date of redemption.

F5 · derivative.exercise_date: Vested Deferred Share Units are mandatorily redeemed by Cronos Group Inc. (the "Company") on the first trading day after Mr. Adler ceases to be a director of the Company.

F5 · derivative.expiration_date: Vested Deferred Share Units are mandatorily redeemed by Cronos Group Inc. (the "Company") on the first trading day after Mr. Adler ceases to be a director of the Company.

Read SEC document
November 08, 2022 Filed Nov 11, 2022 00:46 UTC GrantCOMMON SHARES 118,998 $2.74 $326,304.42
Disclosure

SEC source: 0001656472-22-000164 · wf-form4_166812759702029.xml · nonDerivative · entry 2

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III (Q), LP

Disclosed balance after: 118,998

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.715 to $2.795. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
November 08, 2022 Filed Nov 11, 2022 00:46 UTC GrantCOMMON SHARES 51,002 $2.74 $139,852.58
Disclosure

SEC source: 0001656472-22-000164 · wf-form4_166812759702029.xml · nonDerivative · entry 1

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gotham Green Fund III, LP

Disclosed balance after: 51,002

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.715 to $2.795. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.

Read SEC document
October 24, 2022 Filed Oct 26, 2022 21:29 UTC
GORENSTEIN MICHAEL RYANDirector · See remarks below
GrantRESTRICTED STOCK UNITS · Derivative 94,084 $0.00 $0.00
Disclosure

SEC source: 0001656472-22-000152 · wf-form4_166683412618726.xml · derivative · entry 5

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · See remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,282,061

Underlying: COMMON SHARES · 94,084 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one common share of Cronos Group Inc.

F1 · date: The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020, March 1, 2021, and March 15, 2022.

F6 · derivative.exercise_date: The RSUs vest in three substantially equal installments on each of March 15, 2023, March 15, 2024, and March 15, 2025.

F6 · derivative.expiration_date: The RSUs vest in three substantially equal installments on each of March 15, 2023, March 15, 2024, and March 15, 2025.

Read SEC document
October 24, 2022 Filed Oct 26, 2022 21:29 UTC
GORENSTEIN MICHAEL RYANDirector · See remarks below
GrantRESTRICTED STOCK UNITS · Derivative 125,318 $0.00 $0.00
Disclosure

SEC source: 0001656472-22-000152 · wf-form4_166683412618726.xml · derivative · entry 4

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · See remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,187,977

Underlying: COMMON SHARES · 125,318 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one common share of Cronos Group Inc.

F1 · date: The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020, March 1, 2021, and March 15, 2022.

F5 · derivative.exercise_date: The RSUs vest in two substantially equal installments on each of March 1, 2023 and March 1, 2024.

F5 · derivative.expiration_date: The RSUs vest in two substantially equal installments on each of March 1, 2023 and March 1, 2024.

Read SEC document
October 24, 2022 Filed Oct 26, 2022 21:29 UTC
GORENSTEIN MICHAEL RYANDirector · See remarks below
GrantRESTRICTED STOCK UNITS · Derivative 62,659 $0.00 $0.00
Disclosure

SEC source: 0001656472-22-000152 · wf-form4_166683412618726.xml · derivative · entry 3

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · See remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,062,659

Underlying: COMMON SHARES · 62,659 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one common share of Cronos Group Inc.

F1 · date: The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020, March 1, 2021, and March 15, 2022.

F4 · derivative.exercise_date: The RSUs vest on May 11, 2023.

F4 · derivative.expiration_date: The RSUs vest on May 11, 2023.

Read SEC document
October 24, 2022 Filed Oct 26, 2022 21:29 UTC
GORENSTEIN MICHAEL RYANDirector · See remarks below
Tax withholdingCOMMON SHARES 81,932 $2.94 $240,880.08
Disclosure

SEC source: 0001656472-22-000152 · wf-form4_166683412618726.xml · nonDerivative · entry 2

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · See remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,571,313

F1 · date: The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020, March 1, 2021, and March 15, 2022.

Read SEC document
October 24, 2022 Filed Oct 26, 2022 21:29 UTC
GORENSTEIN MICHAEL RYANDirector · See remarks below
GrantCOMMON SHARES 187,977 $0.00 $0.00
Disclosure

SEC source: 0001656472-22-000152 · wf-form4_166683412618726.xml · nonDerivative · entry 1

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · See remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,653,245

F1 · date: The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020, March 1, 2021, and March 15, 2022.

F2 · shares: The shares represent the shares that the reporting person would have received had certain awards of RSUs not been withheld and the RSUs had vested according to the corresponding vesting schedules for similarly-situated RSU awards in 2020 and 2021.

Read SEC document
October 24, 2022 Filed Oct 27, 2022 01:24 UTC GrantRESTRICTED STOCK UNITS · Derivative 14,035 $0.00 $0.00
Disclosure

SEC source: 0001656472-22-000150 · wf-form4_166683383895197.xml · derivative · entry 4

JACOBSON JEFFREY DAVID · CIK 0001796124 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,746

Underlying: COMMON SHARES · 14,035 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one common share of Cronos Group Inc.

F1 · date: The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020 and March 1, 2021.

F6 · derivative.exercise_date: The RSUs vest in two substantially equal installments on each of March 1, 2023 and March 1, 2024

F6 · derivative.expiration_date: The RSUs vest in two substantially equal installments on each of March 1, 2023 and March 1, 2024

Read SEC document
October 24, 2022 Filed Oct 27, 2022 01:24 UTC GrantRESTRICTED STOCK UNITS · Derivative 12,411 $0.00 $0.00
Disclosure

SEC source: 0001656472-22-000150 · wf-form4_166683383895197.xml · derivative · entry 3

JACOBSON JEFFREY DAVID · CIK 0001796124 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,711

Underlying: COMMON SHARES · 12,411 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one common share of Cronos Group Inc.

F1 · date: The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020 and March 1, 2021.

F5 · derivative.exercise_date: The RSUs vest on May 11, 2023.

F5 · derivative.expiration_date: The RSUs vest on May 11, 2023.

Read SEC document
October 24, 2022 Filed Oct 27, 2022 01:24 UTC Tax withholdingCOMMON SHARES 16,043 $3.99 $64,011.57
Disclosure

SEC source: 0001656472-22-000150 · wf-form4_166683383895197.xml · nonDerivative · entry 2

JACOBSON JEFFREY DAVID · CIK 0001796124 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,767

F1 · date: The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020 and March 1, 2021.

F3 · price: Price is in Canadian dollars.

Read SEC document
October 24, 2022 Filed Oct 27, 2022 01:24 UTC GrantCOMMON SHARES 31,841 $0.00 $0.00
Disclosure

SEC source: 0001656472-22-000150 · wf-form4_166683383895197.xml · nonDerivative · entry 1

JACOBSON JEFFREY DAVID · CIK 0001796124 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,810

F1 · date: The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020 and March 1, 2021.

F2 · shares: The shares represent the shares that Mr. Jacobson would have received had certain awards of RSUs not been withheld and the RSUs had vested according to the corresponding vesting schedules for similarly-situated RSU awards in 2020 and 2021.

Read SEC document
October 24, 2022 Filed Oct 31, 2022 21:25 UTC Amendment
GORENSTEIN MICHAEL RYANDirector · See remarks below
Tax withholdingCOMMON SHARES 82,168 $2.94 $241,573.92
Disclosure

SEC source: 0001656472-22-000154 · wf-form4a_166726589733923.xml · nonDerivative · entry 1

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · See remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,571,077

F1 · security: The amount of securities withheld to cover tax obligations was misreported on the reporting person's Form 4 filed on October 26, 2022. The reporting person is filing this amended Form 4 to reflect the correct amount of securities withheld following the October 24, 2022 transaction date.

F2 · date: The date of the release of previously withheld grants of restricted stock units ("RSUs") that would have otherwise been granted to the reporting person on each of May 11, 2020, March 1, 2021, and March 15, 2022.

Read SEC document
September 01, 2022 Filed Sep 16, 2022 00:00 UTC
Buggy ShannonSVP, Global Head of People
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 17,175 $0.00 $0.00
Disclosure

SEC source: 0001656472-22-000130 · wf-form4_166328643734158.xml · derivative · entry 3

Buggy Shannon · CIK 0001830967 · SVP, Global Head of People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,816

Underlying: COMMON SHARES · 17,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one common share of the Company.

F2 · derivative.exercise_date: On September 1, 2020, the reporting person was granted 51,526 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On September 1, 2020, the reporting person was granted 51,526 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
September 01, 2022 Filed Sep 16, 2022 00:00 UTC
Buggy ShannonSVP, Global Head of People
Tax withholdingCOMMON SHARES 5,382 $3.05 $16,415.10
Disclosure

SEC source: 0001656472-22-000130 · wf-form4_166328643734158.xml · nonDerivative · entry 2

Buggy Shannon · CIK 0001830967 · SVP, Global Head of People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,587

Read SEC document
September 01, 2022 Filed Sep 16, 2022 00:00 UTC
Buggy ShannonSVP, Global Head of People
Exercise / conversionCOMMON SHARES 17,175 Not disclosed Not disclosed
Disclosure

SEC source: 0001656472-22-000130 · wf-form4_166328643734158.xml · nonDerivative · entry 1

Buggy Shannon · CIK 0001830967 · SVP, Global Head of People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one common share of the Company.

Read SEC document
August 22, 2022 Filed Aug 26, 2022 20:12 UTC
GORENSTEIN MICHAEL RYANDirector · See remarks below
Exercise / conversionCOMMON SHARE OPTION (right to buy) · Derivative 62,500 $0.00 Strike: $2.42 $0.00
Disclosure

SEC source: 0001656472-22-000128 · wf-form4_166155914643162.xml · derivative · entry 3

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · See remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON SHARES · 62,500 shares

Expires 2022-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Prices are expressed in Canadian dollars.

F2 · derivative.exercise_date: The options were granted August 24, 2017 and vested in monthly instalments over a four-year period.

Read SEC document
August 22, 2022 Filed Aug 26, 2022 20:12 UTC
GORENSTEIN MICHAEL RYANDirector · See remarks below
Tax withholdingCOMMON SHARES 41,544 $3.82 $158,698.08
Disclosure

SEC source: 0001656472-22-000128 · wf-form4_166155914643162.xml · nonDerivative · entry 2

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · See remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,465,268

F1 · price: Prices are expressed in Canadian dollars.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.