CRM

SEC source: 0001127602-19-020060 · form4.xml · nonDerivative · entry 3

Benioff Marc · CIK 0001294693 · Director · Chairman of the Board & co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,258,800

F1 · kind: Pursuant to a 10b5-1 Plan.

F3 · ownership.direct: Shares held in The Marc R. Benioff Revocable Trust.

SEC source: 0001127602-19-020060 · form4.xml · nonDerivative · entry 2

Benioff Marc · CIK 0001294693 · Director · Chairman of the Board & co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,258,900

F1 · kind: Pursuant to a 10b5-1 Plan.

F4 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $155.4200 to $156.0900 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Shares held in The Marc R. Benioff Revocable Trust.

SEC source: 0001127602-19-020060 · form4.xml · nonDerivative · entry 1

Benioff Marc · CIK 0001294693 · Director · Chairman of the Board & co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,259,690

F1 · kind: Pursuant to a 10b5-1 Plan.

F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $154.3200 to $155.2000 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Shares held in The Marc R. Benioff Revocable Trust.

SEC source: 0001127602-19-019740 · form4.xml · nonDerivative · entry 1

Roos John Victor · CIK 0001586704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,358

F1 · kind: Pursuant to a 10b5-1 Plan.

SEC source: 0001127602-19-019742 · form4.xml · nonDerivative · entry 4

Dayon Alexandre · CIK 0001603046 · Pres. & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,594

F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $153.3478 to $153.5487 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001127602-19-019742 · form4.xml · nonDerivative · entry 3

Dayon Alexandre · CIK 0001603046 · Pres. & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,437

F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $153.3971 to $153.5487 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001127602-19-019749 · form4.xml · nonDerivative · entry 4

Weaver Amy E · CIK 0001653189 · Pres., Legal & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,722

F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $153.0900 to $153.5487 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001127602-19-019749 · form4.xml · nonDerivative · entry 3

Weaver Amy E · CIK 0001653189 · Pres., Legal & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,144

F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $153.5375 to $153.5487 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001127602-19-019747 · form4.xml · nonDerivative · entry 4

Tallapragada Srinivas · CIK 0001742882 · President, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,373

F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $153.5203 to $153.5487 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001127602-19-019747 · form4.xml · nonDerivative · entry 3

Tallapragada Srinivas · CIK 0001742882 · President, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,243

F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $153.2809 to $153.5487 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001127602-19-019751 · form4.xml · nonDerivative · entry 2

BLOCK KEITH · CIK 0001205003 · Director · co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,517

F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $153.3710 to $153.5487 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001127602-19-019753 · form4.xml · nonDerivative · entry 4

Hawkins Mark J · CIK 0001430437 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,532

F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $153.2100 to $153.5487 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above

SEC source: 0001127602-19-019753 · form4.xml · nonDerivative · entry 3

Hawkins Mark J · CIK 0001430437 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,164

F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $153.5100 to $153.5487 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001127602-19-019755 · form4.xml · nonDerivative · entry 4

Benioff Marc · CIK 0001294693 · Director · Chairman of the Board & co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,263,800

F1 · kind: Pursuant to a 10b5-1 Plan.

F6 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $155.3600 to $155.9900 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Shares held in The Marc R. Benioff Revocable Trust.

SEC source: 0001127602-19-019755 · form4.xml · nonDerivative · entry 3

Benioff Marc · CIK 0001294693 · Director · Chairman of the Board & co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,264,348

F1 · kind: Pursuant to a 10b5-1 Plan.

F5 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $154.3400 to $154.9600 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Shares held in The Marc R. Benioff Revocable Trust.

SEC source: 0001127602-19-019755 · form4.xml · nonDerivative · entry 2

Benioff Marc · CIK 0001294693 · Director · Chairman of the Board & co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,264,748

F1 · kind: Pursuant to a 10b5-1 Plan.

F4 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $153.3400 to $154.3200 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Shares held in The Marc R. Benioff Revocable Trust.

SEC source: 0001127602-19-019755 · form4.xml · nonDerivative · entry 1

Benioff Marc · CIK 0001294693 · Director · Chairman of the Board & co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,266,700

F1 · kind: Pursuant to a 10b5-1 Plan.

F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $152.3100 to $153.2900 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Shares held in The Marc R. Benioff Revocable Trust.

SEC source: 0001127602-19-019757 · form4.xml · nonDerivative · entry 4

Allanson Joe · CIK 0001603027 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,623

F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $153.5175 to $153.5487 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001127602-19-019757 · form4.xml · nonDerivative · entry 3

Allanson Joe · CIK 0001603027 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,792

F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $153.5403 to $153.5487 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001127602-19-020058 · form4.xml · nonDerivative · entry 2

Harris Parker · CIK 0001294774 · Director · Co-Founder and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,438

F1 · kind: Represents a sale of shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement of shares that were earned by the holder pursuant to a restricted stock unit award that vested based on the holder's continued employment through May 22, 2019.

F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $153.3925 to $153.5487 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001127602-19-020058 · form4.xml · nonDerivative · entry 1

Harris Parker · CIK 0001294774 · Director · Co-Founder and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,281

F1 · kind: Represents a sale of shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement of shares that were earned by the holder pursuant to a restricted stock unit award that vested based on the holder's continued employment through May 22, 2019.

F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $153.1400 to $153.5487 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001127602-19-019500 · form4.xml · derivative · entry 4

BLOCK KEITH · CIK 0001205003 · Director · co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,581

Underlying: Common Stock · 2,500 shares

Expires 2022-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to a 10b5-1 Plan.

F4 · derivative.exercise_date: Option vests over four years at the rate of 25% on November 22, 2016, the first anniversary of the holder's date of grant, with the balance vesting in equal monthly installments over the remaining 36 months.

SEC source: 0001127602-19-019500 · form4.xml · nonDerivative · entry 3

BLOCK KEITH · CIK 0001205003 · Director · co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,502

F1 · kind: Pursuant to a 10b5-1 Plan.

F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $157.0400 to $157.2600 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above

SEC source: 0001127602-19-019500 · form4.xml · nonDerivative · entry 2

BLOCK KEITH · CIK 0001205003 · Director · co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,202

F1 · kind: Pursuant to a 10b5-1 Plan.

F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $156.0300 to $157.0200 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001127602-19-019500 · form4.xml · nonDerivative · entry 1

BLOCK KEITH · CIK 0001205003 · Director · co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to a 10b5-1 Plan.

SEC source: 0001127602-19-019506 · form4.xml · derivative · entry 8

Hawkins Mark J · CIK 0001430437 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,786

Underlying: Common Stock · 7,050 shares

Expires 2025-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to a 10b5-1 Plan.

F6 · derivative.exercise_date: Option vests over four years at the rate of 25% on March 22, 2019, the first anniversary of the holder's date of grant, with the balance vesting in equal monthly installments over the remaining 36 months.

SEC source: 0001127602-19-019506 · form4.xml · derivative · entry 7

Hawkins Mark J · CIK 0001430437 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,670

Underlying: Common Stock · 3,315 shares

Expires 2023-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to a 10b5-1 Plan.

F5 · derivative.exercise_date: Option vests over four years at the rate of 25% on November 22, 2017, the first anniversary of the holder's date of grant, with the balance vesting in equal monthly installments over the remaining 36 months.

SEC source: 0001127602-19-019506 · form4.xml · derivative · entry 6

Hawkins Mark J · CIK 0001430437 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,436

Underlying: Common Stock · 4,906 shares

Expires 2022-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to a 10b5-1 Plan.

F4 · derivative.exercise_date: Option vests over four years at the rate of 25% on November 22, 2016, the first anniversary of the holder's date of grant, with the balance vesting in equal monthly installments over the remaining 36 months.

SEC source: 0001127602-19-019506 · form4.xml · nonDerivative · entry 5

Hawkins Mark J · CIK 0001430437 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,469

F1 · kind: Pursuant to a 10b5-1 Plan.

F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $157.0400 to $158.0000 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001127602-19-019506 · form4.xml · nonDerivative · entry 4

Hawkins Mark J · CIK 0001430437 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,819

F1 · kind: Pursuant to a 10b5-1 Plan.

F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $156.0400 to $157.0200 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001127602-19-019506 · form4.xml · nonDerivative · entry 3

Hawkins Mark J · CIK 0001430437 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to a 10b5-1 Plan.

SEC source: 0001127602-19-019506 · form4.xml · nonDerivative · entry 2

Hawkins Mark J · CIK 0001430437 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to a 10b5-1 Plan.

SEC source: 0001127602-19-019506 · form4.xml · nonDerivative · entry 1

Hawkins Mark J · CIK 0001430437 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to a 10b5-1 Plan.

SEC source: 0001127602-19-019511 · form4.xml · nonDerivative · entry 6

Benioff Marc · CIK 0001294693 · Director · Chairman of the Board & co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,268,800

F1 · kind: Pursuant to a 10b5-1 Plan.

F3 · ownership.direct: Shares held in The Marc R. Benioff Revocable Trust.

SEC source: 0001127602-19-019511 · form4.xml · nonDerivative · entry 5

Benioff Marc · CIK 0001294693 · Director · Chairman of the Board & co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,268,900

F1 · kind: Pursuant to a 10b5-1 Plan.

F7 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $157.1200 to $158.0800 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Shares held in The Marc R. Benioff Revocable Trust.

SEC source: 0001127602-19-019511 · form4.xml · nonDerivative · entry 4

Benioff Marc · CIK 0001294693 · Director · Chairman of the Board & co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,272,800

F1 · kind: Pursuant to a 10b5-1 Plan.

F6 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $156.1100 to $157.1000 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.direct: Shares held in The Marc R. Benioff Revocable Trust.

SEC source: 0001127602-19-019515 · form4.xml · nonDerivative · entry 1

HASSENFELD ALAN G · CIK 0000916371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,409

F1 · price: Shares awarded from the Issuer's 2013 Equity Incentive Plan for board service.

SEC source: 0001127602-19-019518 · form4.xml · nonDerivative · entry 1

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,892

F1 · price: Shares awarded from the Issuer's 2013 Equity Incentive Plan for board service.

SEC source: 0001127602-19-019521 · form4.xml · nonDerivative · entry 1

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,720

F1 · price: Shares awarded from the Issuer's 2013 Equity Incentive Plan for board service.

SEC source: 0001127602-19-019524 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,209

F1 · price: Shares awarded from the Issuer's 2013 Equity Incentive Plan for board service.

SEC source: 0001127602-19-019526 · form4.xml · nonDerivative · entry 1

Roos John Victor · CIK 0001586704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,471

F1 · price: Shares awarded from the Issuer's 2013 Equity Incentive Plan for board service.

SEC source: 0001127602-19-019528 · form4.xml · nonDerivative · entry 1

Tyson Bernard · CIK 0001716457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,904

F1 · price: Shares awarded from the Issuer's 2013 Equity Incentive Plan for board service.

SEC source: 0001127602-19-019531 · form4.xml · nonDerivative · entry 1

Washington Robin L · CIK 0001327145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,975

F1 · price: Shares awarded from the Issuer's 2013 Equity Incentive Plan for board service.

SEC source: 0001127602-19-019533 · form4.xml · nonDerivative · entry 1

WEBB MAYNARD G JR · CIK 0001209189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,190

F1 · price: Shares awarded from the Issuer's 2013 Equity Incentive Plan for board service.

SEC source: 0001127602-19-019535 · form4.xml · nonDerivative · entry 1

Wojcicki Susan · CIK 0001519786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,829

F1 · price: Shares awarded from the Issuer's 2013 Equity Incentive Plan for board service.

SEC source: 0001127602-19-019738 · form4.xml · nonDerivative · entry 2

KROES NEELIE · CIK 0001202423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,349

F2 · shares: Shares withheld to satisfy the reporting person's tax liability in connection with the issuance of common stock pursuant to the award reported in row 1 above.

SEC source: 0001127602-19-019738 · form4.xml · nonDerivative · entry 1

KROES NEELIE · CIK 0001202423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,583

F1 · price: Shares awarded from the Issuer's 2013 Equity Incentive Plan for board service.

SEC source: 0001127602-19-019742 · form4.xml · derivative · entry 6

Dayon Alexandre · CIK 0001603046 · Pres. & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,925

Underlying: Common Stock · 1,655 shares

Expires 2020-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F5 · derivative.exercise_date: These restricted stock units vested as to 25% of the original grant on November 22, 2017 and vest as to 1/16 of the original grant quarterly thereafter.

SEC source: 0001127602-19-019742 · form4.xml · derivative · entry 5

Dayon Alexandre · CIK 0001603046 · Pres. & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,470

Underlying: Common Stock · 1,235 shares

Expires 2019-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: These restricted stock units vested as to 25% of the original grant on November 22, 2016 and vest as to 1/16 of the original grant quarterly thereafter.

SEC source: 0001127602-19-019742 · form4.xml · nonDerivative · entry 2

Dayon Alexandre · CIK 0001603046 · Pres. & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.