Last 12 months
Inside the activity.
2 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2021 Filed Dec 14, 2021 00:54 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 56,123 | $44.89 | $2,519,361.47 |
DisclosureSEC source: 0000950142-21-003998 · es210210367_4-crc.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,552,529 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 00:54 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 26,685 | $44.85 | $1,196,822.25 |
DisclosureSEC source: 0000950142-21-003998 · es210210367_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,608,652 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| December 09, 2021 Filed Dec 13, 2021 16:03 UTC |
ARES MANAGEMENT LLC10% owner
AF V Energy IV AIV 1A, L.P.10% owner
AF V Energy IV AIV 1B, L.P.10% owner
AF V Energy IV AIV 2, L.P.10% owner
AEOF ECR AIV A-B, L.P.10% owner
AEOF ECR AIV C, L.P.10% owner
AF Energy Feeder, L.P.10% owner
|
SaleCommon Stock, par value $0.01 | 8,374 | $45.00 | $376,830.00 |
DisclosureSEC source: 0001104659-21-149071 · tm2135198-1_4seq1.xml · nonDerivative · entry 1 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner AF V Energy IV AIV 1A, L.P. · CIK 0001831167 · 10% owner AF V Energy IV AIV 1B, L.P. · CIK 0001831195 · 10% owner AF V Energy IV AIV 2, L.P. · CIK 0001831196 · 10% owner AEOF ECR AIV A-B, L.P. · CIK 0001831200 · 10% owner AEOF ECR AIV C, L.P. · CIK 0001831202 · 10% owner AF Energy Feeder, L.P. · CIK 0001831203 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 11,280,548 F1 · shares: This statement is being filed jointly by (i) AF V Energy IV AIV 1A, L.P. ("ACOF AIV 1A"), (ii) AF V Energy IV AIV 1B, L.P. ("ACOF AIV 1B"), (iii) AF V Energy IV AIV 2, L.P. ("ACOF AIV 2" and, together with ACOF AIV 1A and ACOF AIV 1B, the "ACOF AIVs"), (iv) AEOF ECR AIV A-B, L.P. ("AEOF AIV A-B"), (v) AEOF ECR AIV C, L.P. ("AEOF AIV C" and, together with AEOF AIV A-B, the "AEOF AIVs"), (vi) AF Energy Feeder, L.P., (vii) ACOF Investment Management LLC ("ACOF Investment Management"), (viii) Ares Management LLC, (Continued in footnote 2) F2 · shares: (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · shares: ACOF Investment Management is the manager of each of the ACOF AIVs, the AEOF AIVs and AF Energy Feeder, L.P., and the sole member of ACOF Investment Management is Ares Management LLC. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (Continued in footnote 4) F4 · shares: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 11,251,249 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF AIV 1A directly holds 671,048 shares of Common Stock, (ii) ACOF AIV 1B directly holds 2,455,697 shares of Common Stock, (iii) ACOF AIV 2 directly holds 2,501,619 shares of Common Stock, (iv) AEOF AIV A-B directly holds 1,894,861 shares of Common Stock, (v) AEOF AIV C directly holds 804,524 shares of Common Stock and (vi) AF Energy Feeder, L.P. directly holds 2,923,500 shares of Common Stock. F6 · shares: Each of the Reporting Persons (other than the ACOF AIVs, the AEOF AIVs, and AF Energy Feeder, L.P with respect to the shares of Common Stock directly held by them) and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed jointly by (i) AF V Energy IV AIV 1A, L.P. ("ACOF AIV 1A"), (ii) AF V Energy IV AIV 1B, L.P. ("ACOF AIV 1B"), (iii) AF V Energy IV AIV 2, L.P. ("ACOF AIV 2" and, together with ACOF AIV 1A and ACOF AIV 1B, the "ACOF AIVs"), (iv) AEOF ECR AIV A-B, L.P. ("AEOF AIV A-B"), (v) AEOF ECR AIV C, L.P. ("AEOF AIV C" and, together with AEOF AIV A-B, the "AEOF AIVs"), (vi) AF Energy Feeder, L.P., (vii) ACOF Investment Management LLC ("ACOF Investment Management"), (viii) Ares Management LLC, (Continued in footnote 2) F2 · balance_after: (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · balance_after: ACOF Investment Management is the manager of each of the ACOF AIVs, the AEOF AIVs and AF Energy Feeder, L.P., and the sole member of ACOF Investment Management is Ares Management LLC. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (Continued in footnote 4) F4 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 11,251,249 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF AIV 1A directly holds 671,048 shares of Common Stock, (ii) ACOF AIV 1B directly holds 2,455,697 shares of Common Stock, (iii) ACOF AIV 2 directly holds 2,501,619 shares of Common Stock, (iv) AEOF AIV A-B directly holds 1,894,861 shares of Common Stock, (v) AEOF AIV C directly holds 804,524 shares of Common Stock and (vi) AF Energy Feeder, L.P. directly holds 2,923,500 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons (other than the ACOF AIVs, the AEOF AIVs, and AF Energy Feeder, L.P with respect to the shares of Common Stock directly held by them) and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed jointly by (i) AF V Energy IV AIV 1A, L.P. ("ACOF AIV 1A"), (ii) AF V Energy IV AIV 1B, L.P. ("ACOF AIV 1B"), (iii) AF V Energy IV AIV 2, L.P. ("ACOF AIV 2" and, together with ACOF AIV 1A and ACOF AIV 1B, the "ACOF AIVs"), (iv) AEOF ECR AIV A-B, L.P. ("AEOF AIV A-B"), (v) AEOF ECR AIV C, L.P. ("AEOF AIV C" and, together with AEOF AIV A-B, the "AEOF AIVs"), (vi) AF Energy Feeder, L.P., (vii) ACOF Investment Management LLC ("ACOF Investment Management"), (viii) Ares Management LLC, (Continued in footnote 2) F2 · ownership.nature: (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: ACOF Investment Management is the manager of each of the ACOF AIVs, the AEOF AIVs and AF Energy Feeder, L.P., and the sole member of ACOF Investment Management is Ares Management LLC. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (Continued in footnote 4) F4 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 11,251,249 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF AIV 1A directly holds 671,048 shares of Common Stock, (ii) ACOF AIV 1B directly holds 2,455,697 shares of Common Stock, (iii) ACOF AIV 2 directly holds 2,501,619 shares of Common Stock, (iv) AEOF AIV A-B directly holds 1,894,861 shares of Common Stock, (v) AEOF AIV C directly holds 804,524 shares of Common Stock and (vi) AF Energy Feeder, L.P. directly holds 2,923,500 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons (other than the ACOF AIVs, the AEOF AIVs, and AF Energy Feeder, L.P with respect to the shares of Common Stock directly held by them) and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| December 09, 2021 Filed Dec 13, 2021 21:03 UTC |
ARES MANAGEMENT LLC10% owner
ACOF Investment Management LLC10% owner
Ares Management Holdings L.P.10% owner
Ares Holdco LLC10% owner
Ares Management Corp10% owner
Ares Management GP LLC10% owner
Ares Voting LLC10% owner
Ares Partners Holdco LLC10% owner
|
SaleCommon Stock, par value $0.01 | 8,374 | $45.00 | $376,830.00 |
DisclosureSEC source: 0001104659-21-149073 · tm2135198-2_4seq1.xml · nonDerivative · entry 1 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ACOF Investment Management LLC · CIK 0001684171 · 10% owner Ares Management Holdings L.P. · CIK 0001536937 · 10% owner Ares Holdco LLC · CIK 0001669983 · 10% owner Ares Management Corp · CIK 0001176948 · 10% owner Ares Management GP LLC · CIK 0001620264 · 10% owner Ares Voting LLC · CIK 0001761656 · 10% owner Ares Partners Holdco LLC · CIK 0001620263 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 11,280,548 F1 · shares: This statement is being filed jointly by (i) AF V Energy IV AIV 1A, L.P. ("ACOF AIV 1A"), (ii) AF V Energy IV AIV 1B, L.P. ("ACOF AIV 1B"), (iii) AF V Energy IV AIV 2, L.P. ("ACOF AIV 2" and, together with ACOF AIV 1A and ACOF AIV 1B, the "ACOF AIVs"), (iv) AEOF ECR AIV A-B, L.P. ("AEOF AIV A-B"), (v) AEOF ECR AIV C, L.P. ("AEOF AIV C" and, together with AEOF AIV A-B, the "AEOF AIVs"), (vi) AF Energy Feeder, L.P., (vii) ACOF Investment Management LLC ("ACOF Investment Management"), (viii) Ares Management LLC, (Continued in footnote 2) F2 · shares: (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · shares: ACOF Investment Management is the manager of each of the ACOF AIVs, the AEOF AIVs and AF Energy Feeder, L.P., and the sole member of ACOF Investment Management is Ares Management LLC. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (Continued in footnote 4) F4 · shares: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 11,251,249 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF AIV 1A directly holds 671,048 shares of Common Stock, (ii) ACOF AIV 1B directly holds 2,455,697 shares of Common Stock, (iii) ACOF AIV 2 directly holds 2,501,619 shares of Common Stock, (iv) AEOF AIV A-B directly holds 1,894,861 shares of Common Stock, (v) AEOF AIV C directly holds 804,524 shares of Common Stock and (vi) AF Energy Feeder, L.P. directly holds 2,923,500 shares of Common Stock. F6 · shares: Each of the Reporting Persons (other than the ACOF AIVs, the AEOF AIVs, and AF Energy Feeder, L.P with respect to the shares of Common Stock directly held by them) and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed jointly by (i) AF V Energy IV AIV 1A, L.P. ("ACOF AIV 1A"), (ii) AF V Energy IV AIV 1B, L.P. ("ACOF AIV 1B"), (iii) AF V Energy IV AIV 2, L.P. ("ACOF AIV 2" and, together with ACOF AIV 1A and ACOF AIV 1B, the "ACOF AIVs"), (iv) AEOF ECR AIV A-B, L.P. ("AEOF AIV A-B"), (v) AEOF ECR AIV C, L.P. ("AEOF AIV C" and, together with AEOF AIV A-B, the "AEOF AIVs"), (vi) AF Energy Feeder, L.P., (vii) ACOF Investment Management LLC ("ACOF Investment Management"), (viii) Ares Management LLC, (Continued in footnote 2) F2 · balance_after: (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · balance_after: ACOF Investment Management is the manager of each of the ACOF AIVs, the AEOF AIVs and AF Energy Feeder, L.P., and the sole member of ACOF Investment Management is Ares Management LLC. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (Continued in footnote 4) F4 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 11,251,249 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF AIV 1A directly holds 671,048 shares of Common Stock, (ii) ACOF AIV 1B directly holds 2,455,697 shares of Common Stock, (iii) ACOF AIV 2 directly holds 2,501,619 shares of Common Stock, (iv) AEOF AIV A-B directly holds 1,894,861 shares of Common Stock, (v) AEOF AIV C directly holds 804,524 shares of Common Stock and (vi) AF Energy Feeder, L.P. directly holds 2,923,500 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons (other than the ACOF AIVs, the AEOF AIVs, and AF Energy Feeder, L.P with respect to the shares of Common Stock directly held by them) and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed jointly by (i) AF V Energy IV AIV 1A, L.P. ("ACOF AIV 1A"), (ii) AF V Energy IV AIV 1B, L.P. ("ACOF AIV 1B"), (iii) AF V Energy IV AIV 2, L.P. ("ACOF AIV 2" and, together with ACOF AIV 1A and ACOF AIV 1B, the "ACOF AIVs"), (iv) AEOF ECR AIV A-B, L.P. ("AEOF AIV A-B"), (v) AEOF ECR AIV C, L.P. ("AEOF AIV C" and, together with AEOF AIV A-B, the "AEOF AIVs"), (vi) AF Energy Feeder, L.P., (vii) ACOF Investment Management LLC ("ACOF Investment Management"), (viii) Ares Management LLC, (Continued in footnote 2) F2 · ownership.nature: (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: ACOF Investment Management is the manager of each of the ACOF AIVs, the AEOF AIVs and AF Energy Feeder, L.P., and the sole member of ACOF Investment Management is Ares Management LLC. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (Continued in footnote 4) F4 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 11,251,249 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF AIV 1A directly holds 671,048 shares of Common Stock, (ii) ACOF AIV 1B directly holds 2,455,697 shares of Common Stock, (iii) ACOF AIV 2 directly holds 2,501,619 shares of Common Stock, (iv) AEOF AIV A-B directly holds 1,894,861 shares of Common Stock, (v) AEOF AIV C directly holds 804,524 shares of Common Stock and (vi) AF Energy Feeder, L.P. directly holds 2,923,500 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons (other than the ACOF AIVs, the AEOF AIVs, and AF Energy Feeder, L.P with respect to the shares of Common Stock directly held by them) and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 21:16 UTC |
Repetti Noelle M.Senior VP and Controller
|
GrantPerformance Stock Units · Derivative | 1,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001609253-21-000119 · wf-form4_163727019675090.xml · derivative · entry 2 Repetti Noelle M. · CIK 0001715053 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,469 Underlying: Common Stock · 1,469 shares Expires not disclosed F2 · derivative.exercise_price: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the performance period ending January 24, 2024, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the performance period. F2 · derivative.exercise_date: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the performance period ending January 24, 2024, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the performance period. F2 · derivative.expiration_date: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the performance period ending January 24, 2024, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the performance period. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 21:16 UTC |
Repetti Noelle M.Senior VP and Controller
|
GrantCommon Stock | 1,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001609253-21-000119 · wf-form4_163727019675090.xml · nonDerivative · entry 1 Repetti Noelle M. · CIK 0001715053 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,416 F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest in three equal installments on each of January 25, 2022, 2023 and 2024 and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the third vesting date. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 22:04 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 25,000 | $45.11 | $1,127,750.00 |
DisclosureSEC source: 0000950142-21-003517 · es210198877_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,635,337 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 28, 2021 Filed Oct 29, 2021 20:44 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 30,589 | $44.55 | $1,362,739.95 |
DisclosureSEC source: 0000950142-21-003480 · es210196934_4-crc.xml · nonDerivative · entry 3 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,660,337 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 28, 2021 Filed Oct 29, 2021 20:44 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 18,200 | $44.55 | $810,810.00 |
DisclosureSEC source: 0000950142-21-003480 · es210196934_4-crc.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,690,926 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 20:44 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 3,900 | $44.58 | $173,862.00 |
DisclosureSEC source: 0000950142-21-003480 · es210196934_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,709,126 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 20:19 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 36,610 | $45.00 | $1,647,450.00 |
DisclosureSEC source: 0000950142-21-003356 · es210195961_4-crc.xml · nonDerivative · entry 5 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,713,026 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 20:19 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 47,770 | $44.78 | $2,139,140.60 |
DisclosureSEC source: 0000950142-21-003356 · es210195961_4-crc.xml · nonDerivative · entry 4 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,749,636 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 20:19 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 17,426 | $44.66 | $778,245.16 |
DisclosureSEC source: 0000950142-21-003356 · es210195961_4-crc.xml · nonDerivative · entry 3 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,797,406 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 20:19 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 5,408 | $44.64 | $241,413.12 |
DisclosureSEC source: 0000950142-21-003356 · es210195961_4-crc.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,814,832 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 20:19 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 39,658 | $44.62 | $1,769,539.96 |
DisclosureSEC source: 0000950142-21-003356 · es210195961_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,820,240 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 22:17 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 300 | $44.75 | $13,425.00 |
DisclosureSEC source: 0000950142-21-003302 · es210195845_4-crc.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,859,898 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 22:17 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 6,300 | $44.70 | $281,610.00 |
DisclosureSEC source: 0000950142-21-003302 · es210195845_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,860,198 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 20, 2021 Filed Oct 21, 2021 20:14 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 52,315 | $44.98 | $2,353,128.70 |
DisclosureSEC source: 0000950142-21-003255 · es210194496_4-crc.xml · nonDerivative · entry 4 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,866,498 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 20, 2021 Filed Oct 21, 2021 20:14 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 17,205 | $44.88 | $772,160.40 |
DisclosureSEC source: 0000950142-21-003255 · es210194496_4-crc.xml · nonDerivative · entry 3 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,918,813 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 20, 2021 Filed Oct 21, 2021 20:14 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 10,718 | $44.62 | $478,237.16 |
DisclosureSEC source: 0000950142-21-003255 · es210194496_4-crc.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,936,018 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 20:14 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 20,000 | $42.72 | $854,400.00 |
DisclosureSEC source: 0000950142-21-003255 · es210194496_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,946,736 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 22:01 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 25,000 | $43.05 | $1,076,250.00 |
DisclosureSEC source: 0000950142-21-003248 · es210194333_4-crc.xml · nonDerivative · entry 4 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,966,736 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 22:01 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 50,967 | $42.79 | $2,180,877.93 |
DisclosureSEC source: 0000950142-21-003248 · es210194333_4-crc.xml · nonDerivative · entry 3 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,991,736 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 22:01 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 19,136 | $42.58 | $814,810.88 |
DisclosureSEC source: 0000950142-21-003248 · es210194333_4-crc.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,042,703 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 22:01 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 30,400 | $42.55 | $1,293,520.00 |
DisclosureSEC source: 0000950142-21-003248 · es210194333_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,061,839 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 20:52 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 12,300 | $43.09 | $530,007.00 |
DisclosureSEC source: 0000950142-21-003226 · es210193359_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,092,239 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 14, 2021 Filed Oct 18, 2021 20:15 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 17,206 | $43.17 | $742,783.02 |
DisclosureSEC source: 0000950142-21-003217 · es210192938_4-crc.xml · nonDerivative · entry 3 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,104,539 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 14, 2021 Filed Oct 18, 2021 20:15 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 13,589 | $42.91 | $583,103.99 |
DisclosureSEC source: 0000950142-21-003217 · es210192938_4-crc.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,121,745 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 14, 2021 Filed Oct 18, 2021 20:15 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 1,782 | $42.88 | $76,412.16 |
DisclosureSEC source: 0000950142-21-003217 · es210192938_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,135,334 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 05, 2021 Filed Oct 7, 2021 22:20 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 75,000 | $41.32 | $3,099,000.00 |
DisclosureSEC source: 0000950142-21-003079 · es210189932_4-crc.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,137,116 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 05, 2021 Filed Oct 7, 2021 22:20 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 25,000 | $41.30 | $1,032,500.00 |
DisclosureSEC source: 0000950142-21-003079 · es210189932_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,212,116 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 04, 2021 Filed Oct 6, 2021 21:23 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 26,169 | $42.27 | $1,106,163.63 |
DisclosureSEC source: 0000950142-21-003072 · es210189517_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,237,116 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:33 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 122,093 | $42.22 | $5,154,766.46 |
DisclosureSEC source: 0000950142-21-003055 · es210189135_4-crc.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,263,285 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:33 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 9,754 | $42.01 | $409,765.54 |
DisclosureSEC source: 0000950142-21-003055 · es210189135_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,385,378 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| September 27, 2021 Filed Sep 30, 2021 00:12 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 2,000 | $42.57 | $85,140.00 |
DisclosureSEC source: 0000950142-21-003021 · es210187495_4-crc.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,395,132 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| September 27, 2021 Filed Sep 30, 2021 00:12 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
PurchaseCommon Stock | 50,000 | $40.44 | $2,022,000.00 |
DisclosureSEC source: 0000950142-21-003021 · es210187495_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,397,132 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. F4 · ownership.nature: A profit of $164,990 calculated by matching this purchase with the sale of 50,000 shares of Common Stock on September 15, 2021 at a purchase price of $43.75 per share, will be disgorged to the issuer on or about October 6, 2021. Read SEC document |
| September 22, 2021 Filed Sep 23, 2021 16:03 UTC |
ARES MANAGEMENT LLC10% owner
AF V Energy IV AIV 1A, L.P.10% owner
AF V Energy IV AIV 1B, L.P.10% owner
AF V Energy IV AIV 2, L.P.10% owner
AEOF ECR AIV A-B, L.P.10% owner
AEOF ECR AIV C, L.P.10% owner
AF Energy Feeder, L.P.10% owner
|
OtherCommon Stock, par value $0.01 | 2,878,803 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-118779 · tm2128010-1_4seq1.xml · nonDerivative · entry 1 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner AF V Energy IV AIV 1A, L.P. · CIK 0001831167 · 10% owner AF V Energy IV AIV 1B, L.P. · CIK 0001831195 · 10% owner AF V Energy IV AIV 2, L.P. · CIK 0001831196 · 10% owner AEOF ECR AIV A-B, L.P. · CIK 0001831200 · 10% owner AEOF ECR AIV C, L.P. · CIK 0001831202 · 10% owner AF Energy Feeder, L.P. · CIK 0001831203 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 11,288,922 F1 · kind: AF Energy Feeder, L.P. made a pro rata in-kind distribution for no consideration to one of its limited partners of shares of common stock (the "Common Stock") of California Resources Corporation (the "Issuer"). Other than with respect to the decrease in Common Stock held directly by AF Energy Feeder, L.P., none of the Reporting Persons' respective pecuniary interests in the Common Stock changed as a result of this distribution. F1 · shares: AF Energy Feeder, L.P. made a pro rata in-kind distribution for no consideration to one of its limited partners of shares of common stock (the "Common Stock") of California Resources Corporation (the "Issuer"). Other than with respect to the decrease in Common Stock held directly by AF Energy Feeder, L.P., none of the Reporting Persons' respective pecuniary interests in the Common Stock changed as a result of this distribution. F2 · shares: This statement is being filed jointly by (i) AF V Energy IV AIV 1A, L.P. ("ACOF AIV 1A"), (ii) AF V Energy IV AIV 1B, L.P. ("ACOF AIV 1B"), (iii) AF V Energy IV AIV 2, L.P. ("ACOF AIV 2" and, together with ACOF AIV 1A and ACOF AIV 1B, the "ACOF AIVs"), (iv) AEOF ECR AIV A-B, L.P. ("AEOF AIV A-B"), (v) AEOF ECR AIV C, L.P. ("AEOF AIV C" and, together with AEOF AIV A-B, the "AEOF AIVs"), (vi) AF Energy Feeder, L.P., (vii) ACOF Investment Management LLC ("ACOF Investment Management"), (viii) Ares Management LLC, (Continued in footnote 3) F3 · shares: (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F4 · shares: ACOF Investment Management is the manager of each of the ACOF AIVs, the AEOF AIVs and AF Energy Feeder, L.P., and the sole member of ACOF Investment Management is Ares Management LLC. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (Continued in footnote 5) F5 · shares: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. F6 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 11,288,922 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF AIV 1A directly holds 674,003 shares of Common Stock, (ii) ACOF AIV 1B directly holds 2,466,515 shares of Common Stock, (iii) ACOF AIV 2 directly holds 2,512,640 shares of Common Stock, (iv) AEOF AIV A-B directly holds 1,894,861 shares of Common Stock, (v) AEOF AIV C directly holds 804,524 shares of Common Stock and (vi) AF Energy Feeder, L.P. directly holds 2,936,379 shares of Common Stock. F7 · shares: Each of the Reporting Persons (other than the ACOF AIVs, the AEOF AIVs, and AF Energy Feeder, L.P with respect to the shares of Common Stock directly held by them) and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · price: AF Energy Feeder, L.P. made a pro rata in-kind distribution for no consideration to one of its limited partners of shares of common stock (the "Common Stock") of California Resources Corporation (the "Issuer"). Other than with respect to the decrease in Common Stock held directly by AF Energy Feeder, L.P., none of the Reporting Persons' respective pecuniary interests in the Common Stock changed as a result of this distribution. F1 · balance_after: AF Energy Feeder, L.P. made a pro rata in-kind distribution for no consideration to one of its limited partners of shares of common stock (the "Common Stock") of California Resources Corporation (the "Issuer"). Other than with respect to the decrease in Common Stock held directly by AF Energy Feeder, L.P., none of the Reporting Persons' respective pecuniary interests in the Common Stock changed as a result of this distribution. F2 · balance_after: This statement is being filed jointly by (i) AF V Energy IV AIV 1A, L.P. ("ACOF AIV 1A"), (ii) AF V Energy IV AIV 1B, L.P. ("ACOF AIV 1B"), (iii) AF V Energy IV AIV 2, L.P. ("ACOF AIV 2" and, together with ACOF AIV 1A and ACOF AIV 1B, the "ACOF AIVs"), (iv) AEOF ECR AIV A-B, L.P. ("AEOF AIV A-B"), (v) AEOF ECR AIV C, L.P. ("AEOF AIV C" and, together with AEOF AIV A-B, the "AEOF AIVs"), (vi) AF Energy Feeder, L.P., (vii) ACOF Investment Management LLC ("ACOF Investment Management"), (viii) Ares Management LLC, (Continued in footnote 3) F3 · balance_after: (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F4 · balance_after: ACOF Investment Management is the manager of each of the ACOF AIVs, the AEOF AIVs and AF Energy Feeder, L.P., and the sole member of ACOF Investment Management is Ares Management LLC. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (Continued in footnote 5) F5 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 11,288,922 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF AIV 1A directly holds 674,003 shares of Common Stock, (ii) ACOF AIV 1B directly holds 2,466,515 shares of Common Stock, (iii) ACOF AIV 2 directly holds 2,512,640 shares of Common Stock, (iv) AEOF AIV A-B directly holds 1,894,861 shares of Common Stock, (v) AEOF AIV C directly holds 804,524 shares of Common Stock and (vi) AF Energy Feeder, L.P. directly holds 2,936,379 shares of Common Stock. F7 · balance_after: Each of the Reporting Persons (other than the ACOF AIVs, the AEOF AIVs, and AF Energy Feeder, L.P with respect to the shares of Common Stock directly held by them) and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: AF Energy Feeder, L.P. made a pro rata in-kind distribution for no consideration to one of its limited partners of shares of common stock (the "Common Stock") of California Resources Corporation (the "Issuer"). Other than with respect to the decrease in Common Stock held directly by AF Energy Feeder, L.P., none of the Reporting Persons' respective pecuniary interests in the Common Stock changed as a result of this distribution. F2 · ownership.nature: This statement is being filed jointly by (i) AF V Energy IV AIV 1A, L.P. ("ACOF AIV 1A"), (ii) AF V Energy IV AIV 1B, L.P. ("ACOF AIV 1B"), (iii) AF V Energy IV AIV 2, L.P. ("ACOF AIV 2" and, together with ACOF AIV 1A and ACOF AIV 1B, the "ACOF AIVs"), (iv) AEOF ECR AIV A-B, L.P. ("AEOF AIV A-B"), (v) AEOF ECR AIV C, L.P. ("AEOF AIV C" and, together with AEOF AIV A-B, the "AEOF AIVs"), (vi) AF Energy Feeder, L.P., (vii) ACOF Investment Management LLC ("ACOF Investment Management"), (viii) Ares Management LLC, (Continued in footnote 3) F3 · ownership.nature: (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F4 · ownership.nature: ACOF Investment Management is the manager of each of the ACOF AIVs, the AEOF AIVs and AF Energy Feeder, L.P., and the sole member of ACOF Investment Management is Ares Management LLC. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (Continued in footnote 5) F5 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 11,288,922 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF AIV 1A directly holds 674,003 shares of Common Stock, (ii) ACOF AIV 1B directly holds 2,466,515 shares of Common Stock, (iii) ACOF AIV 2 directly holds 2,512,640 shares of Common Stock, (iv) AEOF AIV A-B directly holds 1,894,861 shares of Common Stock, (v) AEOF AIV C directly holds 804,524 shares of Common Stock and (vi) AF Energy Feeder, L.P. directly holds 2,936,379 shares of Common Stock. F7 · ownership.nature: Each of the Reporting Persons (other than the ACOF AIVs, the AEOF AIVs, and AF Energy Feeder, L.P with respect to the shares of Common Stock directly held by them) and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| September 22, 2021 Filed Sep 23, 2021 20:08 UTC |
ARES MANAGEMENT LLC10% owner
ACOF Investment Management LLC10% owner
Ares Management Holdings L.P.10% owner
Ares Holdco LLC10% owner
Ares Management Corp10% owner
Ares Management GP LLC10% owner
Ares Voting LLC10% owner
Ares Partners Holdco LLC10% owner
|
OtherCommon Stock, par value $0.01 | 2,878,803 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-118785 · tm2128010-2_4seq1.xml · nonDerivative · entry 1 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ACOF Investment Management LLC · CIK 0001684171 · 10% owner Ares Management Holdings L.P. · CIK 0001536937 · 10% owner Ares Holdco LLC · CIK 0001669983 · 10% owner Ares Management Corp · CIK 0001176948 · 10% owner Ares Management GP LLC · CIK 0001620264 · 10% owner Ares Voting LLC · CIK 0001761656 · 10% owner Ares Partners Holdco LLC · CIK 0001620263 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 11,288,922 F1 · kind: AF Energy Feeder, L.P. made a pro rata in-kind distribution for no consideration to one of its limited partners of shares of common stock (the "Common Stock") of California Resources Corporation (the "Issuer"). Other than with respect to the decrease in Common Stock held directly by AF Energy Feeder, L.P., none of the Reporting Persons' respective pecuniary interests in the Common Stock changed as a result of this distribution. F1 · shares: AF Energy Feeder, L.P. made a pro rata in-kind distribution for no consideration to one of its limited partners of shares of common stock (the "Common Stock") of California Resources Corporation (the "Issuer"). Other than with respect to the decrease in Common Stock held directly by AF Energy Feeder, L.P., none of the Reporting Persons' respective pecuniary interests in the Common Stock changed as a result of this distribution. F2 · shares: This statement is being filed jointly by (i) AF V Energy IV AIV 1A, L.P. ("ACOF AIV 1A"), (ii) AF V Energy IV AIV 1B, L.P. ("ACOF AIV 1B"), (iii) AF V Energy IV AIV 2, L.P. ("ACOF AIV 2" and, together with ACOF AIV 1A and ACOF AIV 1B, the "ACOF AIVs"), (iv) AEOF ECR AIV A-B, L.P. ("AEOF AIV A-B"), (v) AEOF ECR AIV C, L.P. ("AEOF AIV C" and, together with AEOF AIV A-B, the "AEOF AIVs"), (vi) AF Energy Feeder, L.P., (vii) ACOF Investment Management LLC ("ACOF Investment Management"), (viii) Ares Management LLC, (Continued in footnote 3) F3 · shares: (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F4 · shares: ACOF Investment Management is the manager of each of the ACOF AIVs, the AEOF AIVs and AF Energy Feeder, L.P., and the sole member of ACOF Investment Management is Ares Management LLC. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (Continued in footnote 5) F5 · shares: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. F6 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 11,288,922 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF AIV 1A directly holds 674,003 shares of Common Stock, (ii) ACOF AIV 1B directly holds 2,466,515 shares of Common Stock, (iii) ACOF AIV 2 directly holds 2,512,640 shares of Common Stock, (iv) AEOF AIV A-B directly holds 1,894,861 shares of Common Stock, (v) AEOF AIV C directly holds 804,524 shares of Common Stock and (vi) AF Energy Feeder, L.P. directly holds 2,936,379 shares of Common Stock. F7 · shares: Each of the Reporting Persons (other than the ACOF AIVs, the AEOF AIVs, and AF Energy Feeder, L.P with respect to the shares of Common Stock directly held by them) and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · price: AF Energy Feeder, L.P. made a pro rata in-kind distribution for no consideration to one of its limited partners of shares of common stock (the "Common Stock") of California Resources Corporation (the "Issuer"). Other than with respect to the decrease in Common Stock held directly by AF Energy Feeder, L.P., none of the Reporting Persons' respective pecuniary interests in the Common Stock changed as a result of this distribution. F1 · balance_after: AF Energy Feeder, L.P. made a pro rata in-kind distribution for no consideration to one of its limited partners of shares of common stock (the "Common Stock") of California Resources Corporation (the "Issuer"). Other than with respect to the decrease in Common Stock held directly by AF Energy Feeder, L.P., none of the Reporting Persons' respective pecuniary interests in the Common Stock changed as a result of this distribution. F2 · balance_after: This statement is being filed jointly by (i) AF V Energy IV AIV 1A, L.P. ("ACOF AIV 1A"), (ii) AF V Energy IV AIV 1B, L.P. ("ACOF AIV 1B"), (iii) AF V Energy IV AIV 2, L.P. ("ACOF AIV 2" and, together with ACOF AIV 1A and ACOF AIV 1B, the "ACOF AIVs"), (iv) AEOF ECR AIV A-B, L.P. ("AEOF AIV A-B"), (v) AEOF ECR AIV C, L.P. ("AEOF AIV C" and, together with AEOF AIV A-B, the "AEOF AIVs"), (vi) AF Energy Feeder, L.P., (vii) ACOF Investment Management LLC ("ACOF Investment Management"), (viii) Ares Management LLC, (Continued in footnote 3) F3 · balance_after: (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F4 · balance_after: ACOF Investment Management is the manager of each of the ACOF AIVs, the AEOF AIVs and AF Energy Feeder, L.P., and the sole member of ACOF Investment Management is Ares Management LLC. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (Continued in footnote 5) F5 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 11,288,922 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF AIV 1A directly holds 674,003 shares of Common Stock, (ii) ACOF AIV 1B directly holds 2,466,515 shares of Common Stock, (iii) ACOF AIV 2 directly holds 2,512,640 shares of Common Stock, (iv) AEOF AIV A-B directly holds 1,894,861 shares of Common Stock, (v) AEOF AIV C directly holds 804,524 shares of Common Stock and (vi) AF Energy Feeder, L.P. directly holds 2,936,379 shares of Common Stock. F7 · balance_after: Each of the Reporting Persons (other than the ACOF AIVs, the AEOF AIVs, and AF Energy Feeder, L.P with respect to the shares of Common Stock directly held by them) and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: AF Energy Feeder, L.P. made a pro rata in-kind distribution for no consideration to one of its limited partners of shares of common stock (the "Common Stock") of California Resources Corporation (the "Issuer"). Other than with respect to the decrease in Common Stock held directly by AF Energy Feeder, L.P., none of the Reporting Persons' respective pecuniary interests in the Common Stock changed as a result of this distribution. F2 · ownership.nature: This statement is being filed jointly by (i) AF V Energy IV AIV 1A, L.P. ("ACOF AIV 1A"), (ii) AF V Energy IV AIV 1B, L.P. ("ACOF AIV 1B"), (iii) AF V Energy IV AIV 2, L.P. ("ACOF AIV 2" and, together with ACOF AIV 1A and ACOF AIV 1B, the "ACOF AIVs"), (iv) AEOF ECR AIV A-B, L.P. ("AEOF AIV A-B"), (v) AEOF ECR AIV C, L.P. ("AEOF AIV C" and, together with AEOF AIV A-B, the "AEOF AIVs"), (vi) AF Energy Feeder, L.P., (vii) ACOF Investment Management LLC ("ACOF Investment Management"), (viii) Ares Management LLC, (Continued in footnote 3) F3 · ownership.nature: (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F4 · ownership.nature: ACOF Investment Management is the manager of each of the ACOF AIVs, the AEOF AIVs and AF Energy Feeder, L.P., and the sole member of ACOF Investment Management is Ares Management LLC. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (Continued in footnote 5) F5 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 11,288,922 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF AIV 1A directly holds 674,003 shares of Common Stock, (ii) ACOF AIV 1B directly holds 2,466,515 shares of Common Stock, (iii) ACOF AIV 2 directly holds 2,512,640 shares of Common Stock, (iv) AEOF AIV A-B directly holds 1,894,861 shares of Common Stock, (v) AEOF AIV C directly holds 804,524 shares of Common Stock and (vi) AF Energy Feeder, L.P. directly holds 2,936,379 shares of Common Stock. F7 · ownership.nature: Each of the Reporting Persons (other than the ACOF AIVs, the AEOF AIVs, and AF Energy Feeder, L.P with respect to the shares of Common Stock directly held by them) and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 20:06 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleWarrants (right to buy) · Derivative | 44,425 | $13.25 Strike: $36.00 | $588,631.25 |
DisclosureSEC source: 0000950142-21-002982 · es210186327_4-crc.xml · derivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 188,937 Underlying: Common Stock · 44,425 shares Expires 2024-10-27 F4 · derivative.exercise_date: Exercisable at any time at the sole discretion of the holder. F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| September 15, 2021 Filed Sep 18, 2021 00:04 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 300,000 | $43.75 | $13,125,000.00 |
DisclosureSEC source: 0000950142-21-002923 · es210184800_4-crc.xml · nonDerivative · entry 3 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,347,132 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| September 15, 2021 Filed Sep 18, 2021 00:04 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 405,198 | $43.36 | $17,569,385.28 |
DisclosureSEC source: 0000950142-21-002923 · es210184800_4-crc.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,647,132 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| September 15, 2021 Filed Sep 18, 2021 00:04 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 86,615 | $42.26 | $3,660,349.90 |
DisclosureSEC source: 0000950142-21-002923 · es210184800_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,052,330 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 21:35 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 57,318 | $41.86 | $2,399,331.48 |
DisclosureSEC source: 0000950142-21-002919 · es210184467_4-crc.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,138,945 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 21:35 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 84,351 | $41.44 | $3,495,505.44 |
DisclosureSEC source: 0000950142-21-002919 · es210184467_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,196,263 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 23:04 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 100,000 | $41.99 | $4,199,000.00 |
DisclosureSEC source: 0000950142-21-002913 · es210184311_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,280,614 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:58 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleWarrants (right to buy) · Derivative | 12,820 | $10.00 Strike: $36.00 | $128,200.00 |
DisclosureSEC source: 0000950142-21-002889 · es210183328_4-crc.xml · derivative · entry 4 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 233,362 Underlying: Common Stock · 12,820 shares Expires 2024-10-27 F4 · derivative.exercise_date: Exercisable at any time at the sole discretion of the holder. F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:58 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 98,025 | $39.65 | $3,886,691.25 |
DisclosureSEC source: 0000950142-21-002889 · es210183328_4-crc.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,380,614 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 20:58 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleWarrants (right to buy) · Derivative | 16,170 | $9.50 Strike: $36.00 | $153,615.00 |
DisclosureSEC source: 0000950142-21-002889 · es210183328_4-crc.xml · derivative · entry 3 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 246,182 Underlying: Common Stock · 16,170 shares Expires 2024-10-27 F4 · derivative.exercise_date: Exercisable at any time at the sole discretion of the holder. F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 20:58 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 31,556 | $39.23 | $1,237,941.88 |
DisclosureSEC source: 0000950142-21-002889 · es210183328_4-crc.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,478,639 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| September 08, 2021 Filed Sep 9, 2021 20:51 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleWarrants (right to buy) · Derivative | 17,230 | $9.50 Strike: $36.00 | $163,685.00 |
DisclosureSEC source: 0000950142-21-002858 · es210182684_4-crc.xml · derivative · entry 6 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 262,352 Underlying: Common Stock · 17,230 shares Expires 2024-10-27 F4 · derivative.exercise_date: Exercisable at any time at the sole discretion of the holder. F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.