Tapewire

Nasdaq · USD

CRBP

Corbus Pharmaceuticals Holdings, Inc.

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Tapewire entity
6261
SEC CIK
0001595097
Parsed reports
240

Last 12 months

Inside the activity.

3 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202605
Mar 202601
Apr 202600
May 202600
Jun 202623
Jul 202600
Aug 202612
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 06, 2021 Filed Dec 8, 2021 16:04 UTC
Brake Rachael LouiseChief Scientific Officer
GrantStock Option(right to buy) · Derivative 500,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001209191-21-068508 · doc4.xml · derivative · entry 1

Brake Rachael Louise · CIK 0001898023 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2031-12-06

F1 · security: The option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. 25% of the option vests on December 6, 2022, with the remaining 75% of the option vesting in equal monthly installments over a period of 36 months commencing on January 6, 2023.

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. 25% of the option vests on December 6, 2022, with the remaining 75% of the option vesting in equal monthly installments over a period of 36 months commencing on January 6, 2023.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 20:43 UTC GrantStock Option (right to buy) · Derivative 58,200 $0.00 Strike: $2.07 $0.00
Disclosure

SEC source: 0001209191-21-041462 · doc4.xml · derivative · entry 2

Jenkins John Kenneth · CIK 0001742557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,200

Underlying: Common Stock · 58,200 shares

Expires 2031-06-17

F2 · derivative.exercise_date: Represents a special retention award comprised of options to purchase common stock. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 20:43 UTC GrantStock Option (right to buy) · Derivative 58,200 $0.00 Strike: $2.07 $0.00
Disclosure

SEC source: 0001209191-21-041462 · doc4.xml · derivative · entry 1

Jenkins John Kenneth · CIK 0001742557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,200

Underlying: Common Stock · 58,200 shares

Expires 2031-06-17

F1 · derivative.exercise_date: The annual option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 16:40 UTC GrantStock Option (right to buy) · Derivative 58,200 $0.00 Strike: $2.07 $0.00
Disclosure

SEC source: 0001209191-21-041455 · doc4.xml · derivative · entry 2

CATLIN AVERY W · CIK 0001255348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,200

Underlying: Common Stock · 58,200 shares

Expires 2031-06-17

F2 · derivative.exercise_date: Represents a special retention award comprised of options to purchase common stock. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 16:40 UTC GrantStock Option (right to buy) · Derivative 58,200 $0.00 Strike: $2.07 $0.00
Disclosure

SEC source: 0001209191-21-041455 · doc4.xml · derivative · entry 1

CATLIN AVERY W · CIK 0001255348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,200

Underlying: Common Stock · 58,200 shares

Expires 2031-06-17

F1 · derivative.exercise_date: The annual option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 16:41 UTC GrantStock Option (right to buy) · Derivative 58,200 $0.00 Strike: $2.07 $0.00
Disclosure

SEC source: 0001209191-21-041459 · doc4.xml · derivative · entry 2

HOLMER ALAN F · CIK 0001329585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,200

Underlying: Common Stock · 58,200 shares

Expires 2031-06-17

F2 · derivative.exercise_date: Represents a special retention award comprised of options to purchase common stock. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 16:41 UTC GrantStock Option (right to buy) · Derivative 58,200 $0.00 Strike: $2.07 $0.00
Disclosure

SEC source: 0001209191-21-041459 · doc4.xml · derivative · entry 1

HOLMER ALAN F · CIK 0001329585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,200

Underlying: Common Stock · 58,200 shares

Expires 2031-06-17

F1 · derivative.exercise_date: The annual option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 20:45 UTC GrantStock Option (right to buy) · Derivative 58,200 $0.00 Strike: $2.07 $0.00
Disclosure

SEC source: 0001209191-21-041467 · doc4.xml · derivative · entry 2

Salzmann Peter · CIK 0001796309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,200

Underlying: Common Stock · 58,200 shares

Expires 2031-06-17

F2 · derivative.exercise_date: Represents a special retention award comprised of options to purchase common stock. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 20:45 UTC GrantStock Option (right to buy) · Derivative 58,200 $0.00 Strike: $2.07 $0.00
Disclosure

SEC source: 0001209191-21-041467 · doc4.xml · derivative · entry 1

Salzmann Peter · CIK 0001796309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,200

Underlying: Common Stock · 58,200 shares

Expires 2031-06-17

F1 · derivative.exercise_date: The annual option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 20:42 UTC GrantStock Option (right to buy) · Derivative 58,200 $0.00 Strike: $2.07 $0.00
Disclosure

SEC source: 0001209191-21-041461 · doc4.xml · derivative · entry 2

Jacques Rachelle Suzanne · CIK 0001772610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,200

Underlying: Common Stock · 58,200 shares

Expires 2031-06-17

F2 · derivative.exercise_date: Represents a special retention award comprised of options to purchase common stock. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 20:42 UTC GrantStock Option (right to buy) · Derivative 58,200 $0.00 Strike: $2.07 $0.00
Disclosure

SEC source: 0001209191-21-041461 · doc4.xml · derivative · entry 1

Jacques Rachelle Suzanne · CIK 0001772610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,200

Underlying: Common Stock · 58,200 shares

Expires 2031-06-17

F1 · derivative.exercise_date: The annual option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 16:26 UTC
White BarbaraChief Medical Officer
GrantStock Option (right to buy) · Derivative 307,300 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001209191-21-007727 · doc4.xml · derivative · entry 2

White Barbara · CIK 0001625844 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,300

Underlying: Common Stock · 307,300 shares

Expires 2031-02-02

F2 · derivative.exercise_date: Represents a special retention award comprised of options to purchase common stock. 25% of the option vests on February 2, 2022, with the remaining 75% of the option vesting in equal monthly installments over a period of 36 months commencing on March 2, 2022.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 16:26 UTC
White BarbaraChief Medical Officer
GrantStock Option (right to buy) · Derivative 307,300 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001209191-21-007727 · doc4.xml · derivative · entry 1

White Barbara · CIK 0001625844 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,300

Underlying: Common Stock · 307,300 shares

Expires 2031-02-02

F1 · derivative.exercise_date: The annual option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. 25% of the option vests on February 2, 2022, with the remaining 75% of the option vesting in equal monthly installments over a period of 36 months commencing on March 2, 2022.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:37 UTC
Moran Sean F.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 307,300 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001209191-21-007742 · doc4.xml · derivative · entry 2

Moran Sean F. · CIK 0001451495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,300

Underlying: Common Stock · 307,300 shares

Expires 2031-02-02

F2 · derivative.exercise_date: Represents a special retention award comprised of options to purchase common stock. 25% of the option vests on February 2, 2022, with the remaining 75% of the option vesting in equal monthly installments over a period of 36 months commencing on March 2, 2022

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:37 UTC
Moran Sean F.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 307,300 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001209191-21-007742 · doc4.xml · derivative · entry 1

Moran Sean F. · CIK 0001451495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,300

Underlying: Common Stock · 307,300 shares

Expires 2031-02-02

F1 · derivative.exercise_date: The annual option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. 25% of the option vests on February 2, 2022, with the remaining 75% of the option vesting in equal monthly installments over a period of 36 months commencing on March 2, 2022.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:35 UTC
Cohen YuvalDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 956,500 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001209191-21-007741 · doc4.xml · derivative · entry 2

Cohen Yuval · CIK 0001626003 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 956,500

Underlying: Common Stock · 956,500 shares

Expires 2031-02-02

F2 · derivative.exercise_date: Represents a special retention award comprised of options to purchase common stock. 25% of the option vests on February 2, 2022, with the remaining 75% of the option vesting in equal monthly installments over a period of 36 months commencing on March 2, 2022

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:35 UTC
Cohen YuvalDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 956,500 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001209191-21-007741 · doc4.xml · derivative · entry 1

Cohen Yuval · CIK 0001626003 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 956,500

Underlying: Common Stock · 956,500 shares

Expires 2031-02-02

F1 · derivative.exercise_date: The annual option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. 25% of the option vests on February 2, 2022, with the remaining 75% of the option vesting in equal monthly installments over a period of 36 months commencing on March 2, 2022.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:31 UTC
Millian Craig StuartChief Commercial Officer
GrantStock Option (right to buy) · Derivative 307,300 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001209191-21-007736 · doc4.xml · derivative · entry 2

Millian Craig Stuart · CIK 0001769163 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,300

Underlying: Common Stock · 307,300 shares

Expires 2031-02-02

F2 · derivative.exercise_date: Represents a special retention award comprised of options to purchase common stock. 25% of the option vests on February 2, 2022, with the remaining 75% of the option vesting in equal monthly installments over a period of 36 months commencing on March 2, 2022

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:31 UTC
Millian Craig StuartChief Commercial Officer
GrantStock Option (right to buy) · Derivative 307,300 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001209191-21-007736 · doc4.xml · derivative · entry 1

Millian Craig Stuart · CIK 0001769163 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,300

Underlying: Common Stock · 307,300 shares

Expires 2031-02-02

F1 · derivative.exercise_date: The annual option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. 25% of the option vests on February 2, 2022, with the remaining 75% of the option vesting in equal monthly installments over a period of 36 months commencing on March 2, 2022.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 21:42 UTC
Moran Sean F.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 87,500 $1.40 Strike: $1.40 $122,500.00
Disclosure

SEC source: 0001209191-20-064849 · doc4.xml · derivative · entry 6

Moran Sean F. · CIK 0001451495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 87,500 shares

Expires 2026-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The sale of the shares of Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1 of the Exchange Act, previously entered into on December 14, 2020

F2 · derivative.exercise_date: The option is currently fully vested.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 21:42 UTC
Moran Sean F.Chief Financial Officer
SaleCommon Stock 87,500 $1.75 $153,125.00
Disclosure

SEC source: 0001209191-20-064849 · doc4.xml · nonDerivative · entry 4

Moran Sean F. · CIK 0001451495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,610

F1 · kind: The sale of the shares of Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1 of the Exchange Act, previously entered into on December 14, 2020

F1 · shares: The sale of the shares of Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1 of the Exchange Act, previously entered into on December 14, 2020

Read SEC document
December 21, 2020 Filed Dec 22, 2020 21:42 UTC
Moran Sean F.Chief Financial Officer
Exercise / conversionCommon Stock 87,500 $1.40 $122,500.00
Disclosure

SEC source: 0001209191-20-064849 · doc4.xml · nonDerivative · entry 3

Moran Sean F. · CIK 0001451495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:42 UTC
Moran Sean F.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 53,610 $1.00 Strike: $1.00 $53,610.00
Disclosure

SEC source: 0001209191-20-064849 · doc4.xml · derivative · entry 5

Moran Sean F. · CIK 0001451495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,610

Underlying: Common Stock · 53,610 shares

Expires 2024-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The sale of the shares of Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1 of the Exchange Act, previously entered into on December 14, 2020

F2 · derivative.exercise_date: The option is currently fully vested.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:42 UTC
Moran Sean F.Chief Financial Officer
SaleCommon Stock 53,610 $1.40 $75,054.00
Disclosure

SEC source: 0001209191-20-064849 · doc4.xml · nonDerivative · entry 2

Moran Sean F. · CIK 0001451495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,610

F1 · kind: The sale of the shares of Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1 of the Exchange Act, previously entered into on December 14, 2020

F1 · shares: The sale of the shares of Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1 of the Exchange Act, previously entered into on December 14, 2020

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:42 UTC
Moran Sean F.Chief Financial Officer
Exercise / conversionCommon Stock 53,610 $1.00 $53,610.00
Disclosure

SEC source: 0001209191-20-064849 · doc4.xml · nonDerivative · entry 1

Moran Sean F. · CIK 0001451495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:44 UTC
Moran Sean F.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 36,923 $0.17 Strike: $0.17 $6,118.14
Disclosure

SEC source: 0001209191-20-064437 · doc4.xml · derivative · entry 3

Moran Sean F. · CIK 0001451495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,923

Underlying: Common Stock · 36,923 shares

Expires 2024-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The sale of the shares of Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1 of the Exchange Act, previously entered into on December 14, 2020

F3 · derivative.exercise_date: The option is currently fully vested.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:44 UTC
Moran Sean F.Chief Financial Officer
SaleCommon Stock 36,923 $1.32 $48,627.59
Disclosure

SEC source: 0001209191-20-064437 · doc4.xml · nonDerivative · entry 2

Moran Sean F. · CIK 0001451495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,610

F1 · kind: The sale of the shares of Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1 of the Exchange Act, previously entered into on December 14, 2020

F1 · shares: The sale of the shares of Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1 of the Exchange Act, previously entered into on December 14, 2020

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.31 to $1.35 per share, inclusive. The reporting person undertakes to provide to Corbus Pharmaceuticals Holdings, Inc., any security holder of Corbus Pharmaceuticals Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:44 UTC
Moran Sean F.Chief Financial Officer
Exercise / conversionCommon Stock 36,923 $0.17 $6,118.14
Disclosure

SEC source: 0001209191-20-064437 · doc4.xml · nonDerivative · entry 1

Moran Sean F. · CIK 0001451495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 15:28 UTC
Cohen YuvalDirector · Chief Executive Officer
PurchaseCommon Stock 4,240 $1.21 $5,126.16
Disclosure

SEC source: 0001209191-20-057851 · doc4.xml · nonDerivative · entry 1

Cohen Yuval · CIK 0001626003 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,330

Read SEC document
July 06, 2020 Filed Jul 8, 2020 12:34 UTC GrantStock Option(right to buy) · Derivative 81,000 $0.00 Strike: $7.91 $0.00
Disclosure

SEC source: 0001493152-20-012802 · ownership.xml · derivative · entry 1

Golumbeski George · CIK 0001586660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,000

Underlying: Common Stock · 81,000 shares

Expires 2030-07-06

F1 · security: The option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

Read SEC document
May 20, 2020 Filed May 22, 2020 19:00 UTC GrantStock Option(right to buy) · Derivative 40,500 $0.00 Strike: $7.30 $0.00
Disclosure

SEC source: 0001209191-20-031660 · doc4.xml · derivative · entry 1

Jenkins John Kenneth · CIK 0001742557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,500

Underlying: Common Stock · 40,500 shares

Expires 2030-05-20

F1 · security: The option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

Read SEC document
May 20, 2020 Filed May 22, 2020 15:00 UTC GrantStock Option(right to buy) · Derivative 40,500 $0.00 Strike: $7.30 $0.00
Disclosure

SEC source: 0001209191-20-031663 · doc4.xml · derivative · entry 1

Hochman David P · CIK 0001292834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,500

Underlying: Common Stock · 40,500 shares

Expires 2030-05-20

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

Read SEC document
May 20, 2020 Filed May 22, 2020 15:00 UTC GrantStock Option(right to buy) · Derivative 40,500 $0.00 Strike: $7.30 $0.00
Disclosure

SEC source: 0001209191-20-031659 · doc4.xml · derivative · entry 1

CATLIN AVERY W · CIK 0001255348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,500

Underlying: Common Stock · 40,500 shares

Expires 2030-05-20

F1 · security: The option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

Read SEC document
May 20, 2020 Filed May 22, 2020 15:00 UTC GrantStock Option(right to buy) · Derivative 40,500 $0.00 Strike: $7.30 $0.00
Disclosure

SEC source: 0001209191-20-031662 · doc4.xml · derivative · entry 1

HOLMER ALAN F · CIK 0001329585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,500

Underlying: Common Stock · 40,500 shares

Expires 2030-05-20

F1 · deemedExecutionDate: The option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

Read SEC document
May 20, 2020 Filed May 22, 2020 19:00 UTC GrantStock Option(right to buy) · Derivative 40,500 $0.00 Strike: $7.30 $0.00
Disclosure

SEC source: 0001209191-20-031661 · doc4.xml · derivative · entry 1

Jacques Rachelle Suzanne · CIK 0001772610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,500

Underlying: Common Stock · 40,500 shares

Expires 2030-05-20

F1 · security: The option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

Read SEC document
May 20, 2020 Filed May 22, 2020 19:00 UTC GrantStock Option(right to buy) · Derivative 40,500 $0.00 Strike: $7.30 $0.00
Disclosure

SEC source: 0001209191-20-031658 · doc4.xml · derivative · entry 1

Salzmann Peter · CIK 0001796309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,500

Underlying: Common Stock · 40,500 shares

Expires 2030-05-20

F1 · security: The option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

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March 17, 2020 Filed Mar 17, 2020 17:14 UTC
Cohen YuvalDirector · Chief Executive Officer
PurchaseCommon Stock 4,300 $3.49 $15,007.00
Disclosure

SEC source: 0001209191-20-019502 · doc4.xml · nonDerivative · entry 1

Cohen Yuval · CIK 0001626003 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,090

Read SEC document
March 17, 2020 Filed Mar 18, 2020 10:37 UTC
White BarbaraChief Medical Officer
PurchaseCommon Stock 15,606 $3.63 $56,649.78
Disclosure

SEC source: 0001209191-20-019914 · doc4.xml · nonDerivative · entry 1

White Barbara · CIK 0001625844 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,217

Read SEC document
March 17, 2020 Filed Mar 18, 2020 17:18 UTC
Millian Craig StuartChief Commercial Officer
PurchaseCommon Stock 2,000 $4.25 $8,500.00
Disclosure

SEC source: 0001209191-20-019954 · doc4.xml · nonDerivative · entry 1

Millian Craig Stuart · CIK 0001769163 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Read SEC document
March 17, 2020 Filed Mar 18, 2020 15:21 UTC
Discordia Robert PaulChief Operating Officer
PurchaseCommon Stock 2,840 $3.54 $10,053.60
Disclosure

SEC source: 0001209191-20-019931 · doc4.xml · nonDerivative · entry 1

Discordia Robert Paul · CIK 0001784644 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,490

Read SEC document
March 06, 2020 Filed Mar 9, 2020 17:22 UTC
White BarbaraChief Medical Officer
GrantStock Option(right to buy) · Derivative 226,000 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0001209191-20-017393 · doc4.xml · derivative · entry 1

White Barbara · CIK 0001625844 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,000

Underlying: Common Stock · 226,000 shares

Expires 2030-03-06

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. 25% of the option vests on March 6, 2021, with the remaining 75% of the option vesting in equal monthly installments over a period of 36 months commencing on April 6, 2021.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:18 UTC
Moran Sean F.Chief Financial Officer
GrantStock Option(right to buy) · Derivative 226,000 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0001209191-20-017383 · doc4.xml · derivative · entry 1

Moran Sean F. · CIK 0001451495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,000

Underlying: Common Stock · 226,000 shares

Expires 2030-03-06

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. 25% of the option vests on March 6, 2021, with the remaining 75% of the option vesting in equal monthly installments over a period of 36 months commencing on April 6, 2021.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:31 UTC
Cohen YuvalDirector · Chief Executive Officer
GrantStock Option(right to buy) · Derivative 639,000 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0001209191-20-017413 · doc4.xml · derivative · entry 1

Cohen Yuval · CIK 0001626003 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,000

Underlying: Common Stock · 639,000 shares

Expires 2030-03-06

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. 25% of the option vests on March 6, 2021, with the remaining 75% of the option vesting in equal monthly installments over a period of 36 months commencing on April 6, 2021.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:28 UTC
Millian Craig StuartChief Commercial Officer
GrantStock Option(right to buy) · Derivative 226,000 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0001209191-20-017408 · doc4.xml · derivative · entry 1

Millian Craig Stuart · CIK 0001769163 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,000

Underlying: Common Stock · 226,000 shares

Expires 2030-03-06

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. 25% of the option vests on March 6, 2021, with the remaining 75% of the option vesting in equal monthly installments over a period of 36 months commencing on April 6, 2021.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:24 UTC
Discordia Robert PaulChief Operating Officer
GrantStock Option(right to buy) · Derivative 226,000 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0001209191-20-017400 · doc4.xml · derivative · entry 1

Discordia Robert Paul · CIK 0001784644 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,000

Underlying: Common Stock · 226,000 shares

Expires 2030-03-06

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the issuer's 2014 Equity Compensation Plan. 25% of the option vests on March 6, 2021, with the remaining 75% of the option vesting in equal monthly installments over a period of 36 months commencing on April 6, 2021.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:06 UTC GrantStock Option(right to buy) · Derivative 66,600 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0001493152-20-003663 · ownership.xml · derivative · entry 1

Salzmann Peter · CIK 0001796309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,600

Underlying: Common Stock · 66,600 shares

Expires 2030-03-06

F1 · security: The option award was made in accordance with the terms of the issuer's 2014 Equity Incentive Plan. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the issuer's 2014 Equity Incentive Plan. The option will vest in equal monthly installments over the course of 12 months beginning on the date of grant.

Read SEC document
November 12, 2019 Filed Nov 12, 2019 18:02 UTC
Cohen YuvalDirector · Chief Executive Officer
PurchaseCommon Stock 1,430 $4.26 $6,091.80
Disclosure

SEC source: 0001209191-19-055941 · doc4.xml · nonDerivative · entry 1

Cohen Yuval · CIK 0001626003 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,790

Read SEC document
November 12, 2019 Filed Nov 13, 2019 10:00 UTC
White BarbaraChief Medical Officer
PurchaseCommon Stock 3,424 $4.38 $14,991.64
Disclosure

SEC source: 0001209191-19-056260 · doc4.xml · nonDerivative · entry 1

White Barbara · CIK 0001625844 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,611

Read SEC document
November 11, 2019 Filed Nov 12, 2019 16:07 UTC
Millian Craig StuartChief Commercial Officer
PurchaseCommon Stock 1,000 $4.38 $4,380.00
Disclosure

SEC source: 0001209191-19-055930 · doc4.xml · nonDerivative · entry 1

Millian Craig Stuart · CIK 0001769163 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
November 11, 2019 Filed Nov 12, 2019 14:57 UTC
Discordia Robert PaulChief Operating Officer
PurchaseCommon Stock 2,500 $4.62 $11,558.50
Disclosure

SEC source: 0001209191-19-055918 · doc4.xml · nonDerivative · entry 1

Discordia Robert Paul · CIK 0001784644 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,650

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.