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CPSS

CONSUMER PORTFOLIO SERVICES, INC.

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1404
SEC CIK
0000889609
Parsed reports
447

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202604
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2023 Filed May 5, 2023 01:29 UTC
TERRY CHRISExec. Vice President
Exercise / conversionCommon Stock, no par value 60,000 $7.97 $478,200.00
Disclosure

SEC source: 0001683168-23-002950 · ownership.xml · nonDerivative · entry 1

TERRY CHRIS · CIK 0001244792 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 5, 2023 01:28 UTC
Robinson TeriExec. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-23-002948 · ownership.xml · derivative · entry 6

Robinson Teri · CIK 0001397947 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2023-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Issued in consideration of the named person's services to the issuer.

F5 · derivative.exercise_date: Became exercisable in cumulative increments of 15,000 shares on May 12, 2017, 2018, 2019, and 2020.

Read SEC document
May 02, 2023 Filed May 5, 2023 01:28 UTC
Robinson TeriExec. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $7.97 Not disclosed
Disclosure

SEC source: 0001683168-23-002948 · ownership.xml · derivative · entry 5

Robinson Teri · CIK 0001397947 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2023-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Issued in consideration of the named person's services to the issuer.

F3 · derivative.exercise_date: Became exercisable in cumulative increments of 12,000 shares on May 7, 2014, 2015, 2016, 2017, and 2018.

Read SEC document
May 02, 2023 Filed May 5, 2023 01:28 UTC
Robinson TeriExec. Vice President
Tax withholdingCommon Stock, no par value 19,662 $10.62 $208,810.44
Disclosure

SEC source: 0001683168-23-002948 · ownership.xml · nonDerivative · entry 4

Robinson Teri · CIK 0001397947 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 429,421

F2 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 40,338 shares of common stock on net exercise of option to purchase 60,000 shares of common stock. The reporting person forfeited 19,662 shares of common stock underlying the option in payment of the exercise price using the closing stock price on May 2, 2023 of $10.62 per share.

Read SEC document
May 02, 2023 Filed May 5, 2023 01:28 UTC
Robinson TeriExec. Vice President
Exercise / conversionCommon Stock, no par value 60,000 $3.48 $208,800.00
Disclosure

SEC source: 0001683168-23-002948 · ownership.xml · nonDerivative · entry 3

Robinson Teri · CIK 0001397947 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 449,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 5, 2023 01:28 UTC
Robinson TeriExec. Vice President
Tax withholdingCommon Stock, no par value 45,029 $10.62 $478,207.98
Disclosure

SEC source: 0001683168-23-002948 · ownership.xml · nonDerivative · entry 2

Robinson Teri · CIK 0001397947 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,083

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 14,971 shares of common stock on net exercise of option to purchase 60,000 shares of common stock. The reporting person forfeited 45,029 shares of common stock underlying the option in payment of the exercise price using the closing stock price on May 2, 2023 of $10.62 per share.

Read SEC document
May 02, 2023 Filed May 5, 2023 01:28 UTC
Robinson TeriExec. Vice President
Exercise / conversionCommon Stock, no par value 60,000 $7.97 $478,200.00
Disclosure

SEC source: 0001683168-23-002948 · ownership.xml · nonDerivative · entry 1

Robinson Teri · CIK 0001397947 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 434,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:30 UTC
Schween StevenSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-23-002946 · ownership.xml · derivative · entry 6

Schween Steven Howard · CIK 0001959212 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2023-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Issued in consideration of the named person's services to the issuer.

F5 · derivative.exercise_date: Became exercisable in cumulative increments of 7,500 shares on May 12, 2017, 2018, 2019, and 2020.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:30 UTC
Schween StevenSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 15,000 Not disclosed Strike: $7.97 Not disclosed
Disclosure

SEC source: 0001683168-23-002946 · ownership.xml · derivative · entry 5

Schween Steven Howard · CIK 0001959212 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 15,000 shares

Expires 2023-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Issued in consideration of the named person's services to the issuer.

F3 · derivative.exercise_date: Became exercisable in cumulative increments of 3,000 shares on May 7, 2014, 2015, 2016, 2017, and 2018.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:30 UTC
Schween StevenSr. Vice President
Tax withholdingCommon Stock, no par value 12,285 $10.62 $130,466.70
Disclosure

SEC source: 0001683168-23-002946 · ownership.xml · nonDerivative · entry 4

Schween Steven Howard · CIK 0001959212 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,275

F2 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 17,715 shares of common stock on net exercise of option to purchase 30,000 shares of common stock. The reporting person forfeited 12,285 shares of common stock underlying the option in payment of the exercise prices and tax liability, using the closing stock price on May 2, 2023 of $10.62 per share.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:30 UTC
Schween StevenSr. Vice President
Exercise / conversionCommon Stock, no par value 30,000 $3.48 $104,400.00
Disclosure

SEC source: 0001683168-23-002946 · ownership.xml · nonDerivative · entry 3

Schween Steven Howard · CIK 0001959212 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:30 UTC
Schween StevenSr. Vice President
Tax withholdingCommon Stock, no par value 11,258 $10.62 $119,559.96
Disclosure

SEC source: 0001683168-23-002946 · ownership.xml · nonDerivative · entry 2

Schween Steven Howard · CIK 0001959212 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,560

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 3, 742 shares of common stock on net exercise of option to purchase 15,000 shares of common stock. The reporting person forfeited 11,258 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on May 2, 2023 of $10.62 per share.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:30 UTC
Schween StevenSr. Vice President
Exercise / conversionCommon Stock, no par value 15,000 $7.97 $119,550.00
Disclosure

SEC source: 0001683168-23-002946 · ownership.xml · nonDerivative · entry 1

Schween Steven Howard · CIK 0001959212 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:28 UTC
Bharwani DeneshExec. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 105,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-23-002944 · ownership.xml · derivative · entry 6

Bharwani Denesh · CIK 0001672094 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 105,000 shares

Expires 2023-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Issued in consideration of the named person's services to the issuer.

F5 · derivative.exercise_date: Became exercisable in cumulative increments of 26,250 shares on May 12, 2017, 2018, 2019, and 2020.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:28 UTC
Bharwani DeneshExec. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $7.97 Not disclosed
Disclosure

SEC source: 0001683168-23-002944 · ownership.xml · derivative · entry 5

Bharwani Denesh · CIK 0001672094 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2023-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Issued in consideration of the named person's services to the issuer.

F3 · derivative.exercise_date: Became exercisable in cumulative increments of 6,000 shares on May 7, 2014, 2015, 2016, 2017, and 2018.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:28 UTC
Bharwani DeneshExec. Vice President
Tax withholdingCommon Stock, no par value 34,408 $10.62 $365,412.96
Disclosure

SEC source: 0001683168-23-002944 · ownership.xml · nonDerivative · entry 4

Bharwani Denesh · CIK 0001672094 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,638

F2 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 70,592 shares of common stock on net exercise of option to purchase 105,000 shares of common stock. The reporting person forfeited 34,408 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on May 2, 2023 of $10.62 per share.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:28 UTC
Bharwani DeneshExec. Vice President
Exercise / conversionCommon Stock, no par value 105,000 $3.48 $365,400.00
Disclosure

SEC source: 0001683168-23-002944 · ownership.xml · nonDerivative · entry 3

Bharwani Denesh · CIK 0001672094 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:28 UTC
Bharwani DeneshExec. Vice President
Tax withholdingCommon Stock, no par value 22,515 $10.62 $239,109.30
Disclosure

SEC source: 0001683168-23-002944 · ownership.xml · nonDerivative · entry 2

Bharwani Denesh · CIK 0001672094 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,046

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 7,485 shares of common stock on net exercise of option to purchase 30,000 shares of common stock. The reporting person forfeited 22,515 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on May 2, 2023 of $10.62 per share.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:28 UTC
Bharwani DeneshExec. Vice President
Exercise / conversionCommon Stock, no par value 30,000 $7.97 $239,100.00
Disclosure

SEC source: 0001683168-23-002944 · ownership.xml · nonDerivative · entry 1

Bharwani Denesh · CIK 0001672094 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 4, 2023 23:35 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-23-002940 · ownership.xml · derivative · entry 6

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2023-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
May 02, 2023 Filed May 4, 2023 23:35 UTC Exercise / conversionStock Option (right to buy) · Derivative 40,000 Not disclosed Strike: $7.97 Not disclosed
Disclosure

SEC source: 0001683168-23-002940 · ownership.xml · derivative · entry 5

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 40,000 shares

Expires 2023-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
May 02, 2023 Filed May 4, 2023 23:35 UTC Tax withholdingCommon Stock, no par value 9,831 $10.62 $104,405.22
Disclosure

SEC source: 0001683168-23-002940 · ownership.xml · nonDerivative · entry 4

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,958

F2 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 20,169 shares of common stock on net exercise of option to purchase 30,000 shares of common stock. The reporting person forfeited 9,831 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on May 2, 2023 of $10.62 per share.

Read SEC document
May 02, 2023 Filed May 4, 2023 23:35 UTC Exercise / conversionCommon Stock, no par value 30,000 $3.48 $104,400.00
Disclosure

SEC source: 0001683168-23-002940 · ownership.xml · nonDerivative · entry 3

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 4, 2023 23:35 UTC Tax withholdingCommon Stock, no par value 30,019 $10.62 $318,801.78
Disclosure

SEC source: 0001683168-23-002940 · ownership.xml · nonDerivative · entry 2

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,789

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 9,981 shares of common stock on net exercise of option to purchase 40,000 shares of common stock. The reporting person forfeited 30,019 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on May 2, 2023 of $10.62 per share.

Read SEC document
May 02, 2023 Filed May 4, 2023 23:35 UTC Exercise / conversionCommon Stock, no par value 40,000 $7.97 $318,800.00
Disclosure

SEC source: 0001683168-23-002940 · ownership.xml · nonDerivative · entry 1

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 4, 2023 23:34 UTC
Washer GregDirector
Exercise / conversionStock Option (right to buy) · Derivative 40,000 Not disclosed Strike: $7.97 Not disclosed
Disclosure

SEC source: 0001683168-23-002938 · ownership.xml · derivative · entry 4

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 40,000 shares

Expires 2023-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
May 02, 2023 Filed May 4, 2023 23:34 UTC
Washer GregDirector
Tax withholdingCommon Stock, no par value 30,019 $10.62 $318,801.78
Disclosure

SEC source: 0001683168-23-002938 · ownership.xml · nonDerivative · entry 2

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,981

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 9,981 shares of common stock on net exercise of option to purchase 40,000 shares of common stock. The reporting person forfeited 30,019 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on May 2, 2023 of $10.62 per share.

Read SEC document
May 02, 2023 Filed May 4, 2023 23:34 UTC
Washer GregDirector
Exercise / conversionCommon Stock, no par value 40,000 $7.97 $318,800.00
Disclosure

SEC source: 0001683168-23-002938 · ownership.xml · nonDerivative · entry 1

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 4, 2023 23:33 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-23-002936 · ownership.xml · derivative · entry 6

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2023-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
May 02, 2023 Filed May 4, 2023 23:33 UTC Exercise / conversionStock Option (right to buy) · Derivative 40,000 Not disclosed Strike: $7.97 Not disclosed
Disclosure

SEC source: 0001683168-23-002936 · ownership.xml · derivative · entry 5

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 40,000 shares

Expires 2023-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
May 02, 2023 Filed May 4, 2023 23:33 UTC Tax withholdingCommon Stock, no par value 9,831 $10.62 $104,405.22
Disclosure

SEC source: 0001683168-23-002936 · ownership.xml · nonDerivative · entry 4

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,181

F2 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 20,169 shares of common stock on net exercise of option to purchase 30,000 shares of common stock. The reporting person forfeited 9,831 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on May 2, 2023 of $10.62 per share.

Read SEC document
May 02, 2023 Filed May 4, 2023 23:33 UTC Exercise / conversionCommon Stock, no par value 30,000 $3.48 $104,400.00
Disclosure

SEC source: 0001683168-23-002936 · ownership.xml · nonDerivative · entry 3

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 4, 2023 23:33 UTC Tax withholdingCommon Stock, no par value 30,019 $10.62 $318,801.78
Disclosure

SEC source: 0001683168-23-002936 · ownership.xml · nonDerivative · entry 2

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,012

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 9,981 shares of common stock on net exercise of option to purchase 40,000 shares of common stock. The reporting person forfeited 30,019 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on May 2,2023 of $10.62 per share.

Read SEC document
May 02, 2023 Filed May 4, 2023 23:33 UTC Exercise / conversionCommon Stock, no par value 40,000 $7.97 $318,800.00
Disclosure

SEC source: 0001683168-23-002936 · ownership.xml · nonDerivative · entry 1

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 23:25 UTC
BRADLEY CHARLES E JRDirector · CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 70,001 Not disclosed Strike: $6.86 Not disclosed
Disclosure

SEC source: 0001683168-23-000540 · ownership.xml · derivative · entry 4

BRADLEY CHARLES E JR · CIK 0001028860 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 70,001 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Became exercisable in cumulative increments of 14,000 shares on February 1, 2014, 2015, 2016, 2017, and 2018.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 23:25 UTC
BRADLEY CHARLES E JRDirector · CEO · 10% owner
Tax withholdingCommon Stock, no par value 10,627 $10.81 $114,877.87
Disclosure

SEC source: 0001683168-23-000540 · ownership.xml · nonDerivative · entry 3

BRADLEY CHARLES E JR · CIK 0001028860 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,516,131

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 6,119 shares of common stock on net exercise of option to purchase 16,746 shares of common stock. The reporting person forfeited 10,627 shares of common stock underlying the option in payment of the exercise prices using the closing stock price on February 1, 2023 of $10.81 per share.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 23:25 UTC
BRADLEY CHARLES E JRDirector · CEO · 10% owner
Exercise / conversionCommon Stock, no par value 16,746 $6.86 $114,877.56
Disclosure

SEC source: 0001683168-23-000540 · ownership.xml · nonDerivative · entry 2

BRADLEY CHARLES E JR · CIK 0001028860 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,526,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 23:25 UTC
BRADLEY CHARLES E JRDirector · CEO · 10% owner
Exercise / conversionCommon Stock, no par value 53,255 $6.86 $365,329.30
Disclosure

SEC source: 0001683168-23-000540 · ownership.xml · nonDerivative · entry 1

BRADLEY CHARLES E JR · CIK 0001028860 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,510,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 18:52 UTC Exercise / conversionStock Option (right to buy) · Derivative 50,000 Not disclosed Strike: $6.86 Not disclosed
Disclosure

SEC source: 0001683168-23-000532 · ownership.xml · derivative · entry 4

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 50,000 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

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February 01, 2023 Filed Feb 3, 2023 18:52 UTC Tax withholdingCommon Stock, no par value 15,865 $10.81 $171,500.65
Disclosure

SEC source: 0001683168-23-000532 · ownership.xml · nonDerivative · entry 3

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,031

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 9,135 shares of common stock on net exercise of option to purchase 25,000 shares of common stock. The reporting person forfeited 15,865 shares of common stock underlying the option in payment of the exercise prices using the closing stock price on February 01, 2023 of $10.81 per share.

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February 01, 2023 Filed Feb 3, 2023 18:52 UTC Exercise / conversionCommon Stock, no par value 25,000 $6.86 $171,500.00
Disclosure

SEC source: 0001683168-23-000532 · ownership.xml · nonDerivative · entry 2

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 18:52 UTC Exercise / conversionCommon Stock, no par value 25,000 $6.86 $171,500.00
Disclosure

SEC source: 0001683168-23-000532 · ownership.xml · nonDerivative · entry 1

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 31, 2023 Filed Feb 2, 2023 19:10 UTC
Robinson TeriExec. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $6.86 Not disclosed
Disclosure

SEC source: 0001683168-23-000510 · ownership.xml · derivative · entry 4

Robinson Teri · CIK 0001397947 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Became exercisable in cumulative increments of 12,000 shares on February 1, 2014, 2015, 2016, 2017, and 2018.

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January 31, 2023 Filed Feb 2, 2023 19:10 UTC
Robinson TeriExec. Vice President
Tax withholdingCommon Stock, no par value 21,502 $10.05 $216,095.10
Disclosure

SEC source: 0001683168-23-000510 · ownership.xml · nonDerivative · entry 3

Robinson Teri · CIK 0001397947 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,112

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 9,998 shares of common stock on net exercise of option to purchase 31,500 shares of common stock. The reporting person forfeited 21,502 shares of common stock underlying the option in payment of the exercise prices using the closing stock price on January 31, 2023 of $10.05 per share.

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January 31, 2023 Filed Feb 2, 2023 19:10 UTC
Robinson TeriExec. Vice President
Exercise / conversionCommon Stock, no par value 31,500 $6.86 $216,090.00
Disclosure

SEC source: 0001683168-23-000510 · ownership.xml · nonDerivative · entry 2

Robinson Teri · CIK 0001397947 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:10 UTC
Robinson TeriExec. Vice President
Exercise / conversionCommon Stock, no par value 28,500 $6.86 $195,510.00
Disclosure

SEC source: 0001683168-23-000510 · ownership.xml · nonDerivative · entry 1

Robinson Teri · CIK 0001397947 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 30, 2023 Filed Feb 1, 2023 17:57 UTC
Washer GregDirector
Exercise / conversionStock Option (right to buy) · Derivative 50,000 Not disclosed Strike: $6.86 Not disclosed
Disclosure

SEC source: 0001683168-23-000479 · ownership.xml · derivative · entry 3

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 50,000 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's service to the issuer.

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January 30, 2023 Filed Feb 1, 2023 17:57 UTC
Washer GregDirector
Exercise / conversionCommon Stock, No Par Value 50,000 $6.86 $343,000.00
Disclosure

SEC source: 0001683168-23-000479 · ownership.xml · nonDerivative · entry 1

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 19:00 UTC
TERRY CHRISExec. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $6.86 Not disclosed
Disclosure

SEC source: 0001683168-23-000447 · ownership.xml · derivative · entry 3

TERRY CHRIS · CIK 0001244792 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Became exercisable in cumulative increments of 12,000 shares on February 1, 2014, 2015, 2016, 2017, and 2018.

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January 27, 2023 Filed Jan 31, 2023 19:00 UTC
TERRY CHRISExec. Vice President
Tax withholdingCommon Stock, No Par Value 43,203 $9.66 $417,340.98
Disclosure

SEC source: 0001683168-23-000447 · ownership.xml · nonDerivative · entry 2

TERRY CHRIS · CIK 0001244792 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,605

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 16,797 shares of common stock on net exercise of option to purchase 60,000 shares of common stock. The reporting person forfeited 43,203 shares of common stock underlying the option in payment of the exercise prices and tax liability, using the closing stock price on January 27, 2023 of $9.66 per share.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.